2001 Yellow Book
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DEPARTMENT OF AUDIT AND CONTROL

                                 Adjusted    Executive                       
                            Appropriation      Request                  Percent 
                                  2000-01      2001-02       Change      Change 

AGENCY SUMMARY
  General Fund                126,639,400   148,335,200  21,695,800      17.13%
  Special Rev.-Other            4,314,800     4,225,600     (89,200)     -2.07%
  Fiduciary                    59,967,600    64,937,100   4,969,500       8.29%
  Internal Service Fund         3,074,300     3,090,500      16,200       0.53%
  Total for AGENCY SUMMARY:   193,996,100   220,588,400  26,592,300      13.71%


STATE OPERATIONS
  General Fund                106,625,400   127,433,200  20,807,800      19.51%
  Special Rev.-Other            4,314,800     4,225,600     (89,200)     -2.07% 
  Fiduciary                    59,967,600    64,937,100   4,969,500       8.29%
  Internal Service Fund         3,074,300     3,090,500      16,200       0.53%
  Total for STATE OPERATIONS: 173,982,100   199,686,400  25,704,300      14.77%

Management Audit and State Financial Services
  General Fund                 28,998,900    29,364,400     365,500       1.26%
  Total for Program:           28,998,900    29,364,400     365,500       1.26%

Payroll and Revenue Services
  General Fund                 26,256,900    38,943,000  12,686,100      48.32%
  Total for Program:           26,256,900    38,943,000  12,686,100      48.32%

Executive Direction
  General Fund                  3,090,500     3,283,800     193,300       6.25%
  Internal Service Fund         1,344,300     1,305,500     (38,800)     -2.89%
  Total for Program:            4,434,800     4,589,300     154,500       3.48%

Administrative and Electronic Data Processing Services
  General Fund                 30,819,700    38,348,600   7,528,900      24.43%
  Total for Program:           30,819,700    38,348,600   7,528,900      24.43%

Environmental Protection and Spill Compensation
  Special Rev.-Other              657,100       624,600     (32,500)     -4.95%
  Total for Program:              657,100       624,600     (32,500)     -4.95%

Legal Services
  General Fund                  2,655,200     2,789,500      134,300       5.06%
  Total for Program:            2,655,200     2,789,500      134,300       5.06%

Investments and Cash Management
  General Fund                  1,268,300     1,373,800      105,500       8.32%
  Fiduciary                     5,404,500     5,652,200      247,700       4.58%
  Internal Service Fund         1,730,000     1,785,000       55,000       3.18%
  Total for Program:            8,402,800     8,811,000      408,200       4.86%

Municipal Affairs
  General Fund                 13,535,900    13,330,100     (205,800)     -1.52%
  Total for Program:           13,535,900    13,330,100     (205,800)     -1.52%

State Retirement
  Fiduciary                    54,563,100    59,284,900    4,721,800       8.65%
  Total for Program:           54,563,100    59,284,900    4,721,800       8.65%

Office of the Special Deputy Comptroller for New York City
  Special Rev.-Other            3,657,700     3,601,000      (56,700)     -1.55%
  Total for Program:            3,657,700     3,601,000      (56,700)     -1.55%
 
AID TO LOCALITIES
  General Fund                 20,014,000    20,902,000      888,000       4.44%
  Total for AID TO LOCALITIES: 20,014,000    20,902,000      888,000       4.44%

Management Audit and State Financial Services
  General Fund                 20,014,000    20,902,000      888,000       4.44%
  Total for Program:           20,014,000    20,902,000      888,000       4.44%



                                                                                                                                                

                         ALL FUNDS PERSONNEL
                        BUDGETED FILL LEVELS
                                                                                                                                                
                            Current  Requested
Program                     2000-01    2001-02    Change
                                                                                                                                                
Management Audit and State   
  Financial Services            538        543         5
Payroll and Revenue Services    339        353        14
Executive Direction              49         49         0
Administrative and Electronic   
  Data Processing Services      286        312        26
Environmental Protection and   
  Spill Compensation              6          6         0
Legal Services                   35         35         0
Investments and Cash Management  56         56         0
Municipal Affairs               212        212         0
State Retirement                734        734         0
Office of the Special Deputy   
  Comptroller for New York City  31         31         0

Total General Fund :          1,435      1,480        45
Total All Other Funds :         851        851         0

TOTAL:                        2,286      2,331        45
                                                                                                                                                 



                          Budget Highlights
                   (Executive Budget: pp.295-301)


The Department of Audit and Control is responsible for paying the State's 
bills and payrolls, verifying all financial transactions of the State, 
reviewing the financial and management practices of State agencies, supervising
the fiscal affairs of local governments, investing State funds and issuing bonds
and notes, and administering the retirement program for State and for most local
government employees. The Department is headed by the State Comptroller and 
is included in the Public Protection and General Government appropriation bill. 

The Governor proposes an All Funds appropriation of $220,588,400, a net increase
of $26,592,300 from current State Fiscal Year (SFY) 2000-01 level. This 
appropriation reflects the following changes:

--     General Fund appropriation in the amount of $148,335,200 reflecting an 
       increase of $21,695,800 or 17.13 percent over SFY 2000-01 funding level;

--     Special Revenue-Other appropriation in the amount of $4,225,600 reflecting
       a decrease of $89,200 or 2.07 percent over SFY 2000-01 funding level;

--     Fiduciary funds appropriation in the amount of $64,937,100 reflecting an 
       increase of $4,969,500 or 8.29 percent over SFY 2000-01 funding level; and

--     Internal Service Fund appropriation in the amount of $3,090,500 reflecting
       an increase of $16,200 or 0.53 percent over SFY 2000-01 funding level.

State Operations

In State Fiscal Year 2001-02, the Executive maintains support for on-going 
departmental activities.  The Executive budget proposes a State Operations General 
Fund appropriation of $127,433,200 reflecting an increase of $20,807,800 or 19.51
percent over SFY 2000-01 funding level.  This increase is attributable to the 
following changes:

--     a $1,675,000 net increase in State Operations General Funds to reflect 
	   salary adjustments and other NPS costs associated with ongoing agency
	   operations;

--     a $2,800,000 increase associated with contractual services related to the 
       start-up and operating costs of theComptroller's new Albany headquarters
	   building;

--     a $282,000 increase in support for the unclaimed funds program for 6 
       full-time equivalent (FTE) staff positions for programmers and 
	   accountants; and  


--     a $16,050,800 increase in funds for the state payroll system (PAYSR)
       and other systems, including the addition of 39 FTE staff positions. 
	   The staff to be hired will work closely with consultants in relation
	   to the customization of PAYSR system.

Aid To Localities

The Executive proposes an Aid to Localities General Fund appropriation of 
$20,902,000, representing an increase of $888,000 related to payments for benefits
to survivors of police officers and fire-fighters killed in New York City.

New York State Assembly
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