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S07324 Text:



 
                STATE OF NEW YORK
        ________________________________________________________________________
 
                                          7324
 
                    IN SENATE
 
                                      May 12, 2014
                                       ___________
 
        Introduced  by  Sen. MARCELLINO -- (at request of the State Comptroller)
          -- read twice and ordered printed, and when printed to be committed to
          the Committee on Infrastructure and Capital Investment
 
        AN ACT to amend the state finance law and the public buildings  law,  in
          relation  to the consolidation of statutory procurement and consulting
          reports; and to repeal certain provisions of  the  state  finance  law

          relating to reporting
 
          The  People of the State of New York, represented in Senate and Assem-
        bly, do enact as follows:
 
     1    Section 1. Subdivision 17 of section 8 of the state  finance  law,  as
     2  amended  by  chapter  10  of  the  laws  of  2006, is amended to read as
     3  follows:
     4    [17. Report annually to the legislature on or before May first on  the
     5  contracts  issued  by state agencies during the previous fiscal year for
     6  consulting services. The report shall include the following  information
     7  for each agency:
     8    a. The number of contracts issued for consulting services;
     9    b. The name and address of the vendor to whom each contract is issued;
    10    c. The total dollar value of each contract;

    11    d. The consulting services for which each contract is issued;
    12    e. Whether competitive bidding was used in awarding each contract;
    13    f.  The  number  of  employees,  by  employment  category  within  the
    14  contract, employed to provide services under the contract, the number of
    15  hours they work and their total compensation under the contract.
    16    For the purposes of this report, a contract  for  consulting  services
    17  shall  mean  any  contract  entered into by a state agency for analysis,
    18  evaluation, research, training, data processing,  computer  programming,
    19  engineering,  environmental  health and mental health services, account-
    20  ing, auditing, paralegal, legal, or similar services. This report  shall

    21  be  available  for  public  inspection  and  copying pursuant to section
    22  eighty-seven of the public officers law provided that in disclosing such
    23  reports pursuant to the public  officers  law,  the  agency  making  the
    24  disclosure  shall redact the name or social security number of any indi-
    25  vidual employee that is included in such document.]
    26    § 2. Subdivision 5 of section 9 of the public buildings law, as  added
    27  by chapter 674 of the laws of 1993, is amended to read as follows:
 
         EXPLANATION--Matter in italics (underscored) is new; matter in brackets
                              [ ] is old law to be omitted.
                                                                   LBD13927-02-4

        S. 7324                             2
 

     1    [5.  On  or  before January thirty-first of each year, the state comp-
     2  troller shall file a report  with  the  chairs  of  the  senate  finance
     3  committee  and  the  assembly  ways  and  means  committee  listing  the
     4  construction emergency contracts let under the terms of this section  in
     5  an amount exceeding ten thousand dollars and approved by the comptroller
     6  during  the  preceding  calendar  year. The report shall with respect to
     7  each such contract state the amount thereof, the name and address of the
     8  contractor, the scope of the work of the contract and the nature of  the
     9  emergency for which it was let.]
    10    §  3.  Subdivision  14  of  section  163  of  the state finance law is
    11  REPEALED and two new subdivisions  14  and  15  are  added  to  read  as
    12  follows:

    13    14. Reporting by the state comptroller. To support transparency in the
    14  state's  procurement  process  and prudent procurement management, over-
    15  sight and policy-making, the state comptroller shall submit a report  to
    16  the  state  procurement  council,  the governor, the commissioner of the
    17  office of general services, the director of the budget, and the legisla-
    18  tive  fiscal  committees  containing  data  related  to   state   agency
    19  contracts.    Such report shall be made annually, on a fiscal year basis
    20  by the first of July of the next succeeding year.
    21    a. For state agency contracts, such report shall include:
    22    (i) a list of all active contracts as of the end of the fiscal year;

    23    (ii) a list of all contracts reviewed by the office of the state comp-
    24  troller during the fiscal year;
    25    (iii) a list of contract award protests reviewed by the office of  the
    26  state comptroller and the resolution thereof; and
    27    (iv)  for  consulting contracts subject to approval of the state comp-
    28  troller, a report of planned and actual employment under each contract.
    29    b. The lists required pursuant to subparagraphs (i) and (ii) of  para-
    30  graph  a  of  this  subdivision  shall include, to the extent reasonably
    31  available, the following information related to each contract:
    32    (i) the state agency letting the contract;
    33    (ii) the state agency for which the contract is let, if different;

    34    (iii) whether an agency contract or centralized contract;
    35    (iv) vendor name and address;
    36    (v) a description of the contract. For  contracts  let  under  section
    37  nine of the public buildings law, the description shall denote the scope
    38  of work of the contract and the nature of the emergency for which it was
    39  let;
    40    (vi) contract start and end dates;
    41    (vii) the dollar value of the contract;
    42    (viii)  for  contracts  subject  to approval by the state comptroller,
    43  whether  approved  or  non-approved,  the  date  of  such  approval/non-
    44  approval, and if non-approved, the reason or reasons therefor;
    45    (ix)  life  to  date and fiscal year expenditures against the contract
    46  and by which agencies;

    47    (x) major contract category, including, but not limited  to,  consult-
    48  ant,  construction, equipment, grants, leases, land claim, miscellaneous
    49  services, printing, repayment agreements, revenue agreements,  intergov-
    50  ernmental agreements, and commodities;
    51    (xi)  source selection method, including "lowest price", "best value",
    52  sole source, single source, negotiated and/or emergency procurement;
    53    (xii) number of bids/proposals received by the contracting agency; and
    54    (xiii) subtotals as deemed applicable.
    55    c. The report required pursuant to subparagraph (iv) of paragraph a of
    56  this subdivision shall include:

        S. 7324                             3
 

     1    (i) information required to be reported by the contractor annually  by
     2  the  employment  category  within  the  contract,  including the planned
     3  number of employees to provide services under the contract, the  planned
     4  number  of  hours to be worked under the contract, and the total compen-
     5  sation planned under the contract; and
     6    (ii)  information  required  to be reported by the contractor annually
     7  pursuant to paragraph g of subdivision four  of  this  section,  specif-
     8  ically,  the  actual  number of employees, by employment category within
     9  the contract, employed to  provide  services  under  the  contract,  the
    10  number of hours worked and total compensation under the contract.

    11    d.  For  the  purposes of the report required pursuant to subparagraph
    12  (iv) of paragraph a of this  subdivision,  a  "contract  for  consulting
    13  services"  shall  mean  any  contract entered into by a state agency for
    14  analysis, evaluation,  research,  training,  data  processing,  computer
    15  programming,   engineering,   environmental  health  and  mental  health
    16  services, accounting, auditing, paralegal, legal, or  similar  services.
    17  Such  report shall be available for public inspection and copying pursu-
    18  ant to section eighty-seven of the public officers law provided that  in
    19  disclosing  such reports pursuant to the public officers law, the agency
    20  making the disclosure shall redact the name, social security number  and

    21  other personal information of any individual employee or consultant that
    22  is included in such document.
    23    e.  The  information required by this subdivision shall be provided in
    24  electronic format in such form as prescribed by  the  state  comptroller
    25  such that the data can be searched and sorted.
    26    f.  All reports required under this subdivision shall be available for
    27  public inspection and copying pursuant to section  eighty-seven  of  the
    28  public officers law provided that in disclosing such reports pursuant to
    29  the  public  officers law, the agency making the disclosure shall redact
    30  the name or social security number of any individual  employee  that  is
    31  included in such document.

    32    15. Reporting by agencies. a. State agencies shall report annually, on
    33  a  fiscal  year  basis,  by  July first of the ensuing year to the state
    34  procurement council, the governor, the legislative fiscal committees and
    35  the state comptroller the total number and total dollar value of  single
    36  source  contracts  awarded by the agency during the fiscal year, and the
    37  percentage such contracts represent of the  agency's  total  number  and
    38  total dollar value of contract awards during the reporting period.
    39    b.  Each  state  agency shall include with its report an assessment by
    40  the agency head of the agency's efforts to minimize the award of  single
    41  source contracts.
    42    c.  All reports required under this subdivision shall be available for

    43  public inspection and copying pursuant to section  eighty-seven  of  the
    44  public officers law provided that in disclosing such reports pursuant to
    45  the  public  officers law, the agency making the disclosure shall redact
    46  the name or social security number of any individual  employee  that  is
    47  included in such document.
    48    §  4.  This act shall take effect immediately; provided, however, that
    49  the amendments to subdivision 5 of section 9 of the public buildings law
    50  made by section two of this act shall not affect the expiration  thereof
    51  pursuant  to  chapter  674 of the laws of 1993, as amended, and shall be
    52  deemed to expire therewith; and provided, further, that  the  amendments
    53  to  section  163  of the state finance law made by section three of this

    54  act shall not affect the repeal of such  section  and  shall  be  deemed
    55  repealed therewith.
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