Amends various provisions governing certificates of qualification for clinical laboratories and blood banks; provides for the department of health to prescribe minimum qualifications; provides that certificates shall cover all laboratory work; increases fees; requires work standards for cytotechnologists to be as stringent as federal regulations; removes registration requirement.
STATE OF NEW YORK
________________________________________________________________________
9235
IN ASSEMBLY
February 22, 2024
___________
Introduced by M. of A. PAULIN -- read once and referred to the Committee
on Health
AN ACT to amend the public health law, in relation to certificates of
qualification for clinical laboratories and blood banks
The People of the State of New York, represented in Senate and Assem-bly, do enact as follows:
1 Section 1. Section 572 of the public health law, as amended by chapter
2 436 of the laws of 1993, is amended to read as follows:
3 § 572. Certificates of qualification. No person shall act as a direc-
4 tor in a clinical laboratory located in or accepting specimens from New
5 York state or in a blood bank located in or collecting, processing,
6 storing or distributing blood products in New York state unless a valid
7 certificate of qualification has been issued as provided in section five
8 hundred seventy-three of this title. [A certificate shall be issued
9 authorizing the holder to perform or direct one or more procedures or
10 one or more categories of such procedures.]
11 § 2. Section 573 of the public health law, as amended by chapter 436
12 of the laws of 1993, is amended to read as follows:
13 § 573. Issuance of certificates of qualification. 1. [The public
14 health council shall prescribe minimum qualifications for directors in
15 areas of testing, including, but not limited to, microbiology, immunolo-
16 gy, chemistry, hematology, biophysics, cytology, pathology, genetics and
17 blood banking.
18 2.] The department shall issue a certificate of qualification to any
19 person who meets [such] prescribed minimum qualifications and who other-
20 wise demonstrates to the department that such person possesses the char-
21 acter, competence, training and ability to administer properly the tech-
22 nical and scientific operation of a clinical laboratory or blood bank,
23 including supervision of procedures and reporting of findings of tests.
24 [3.] 2. Application for a certificate of qualification shall be made
25 on forms provided by the department [and shall contain the procedures or
26 categories of procedures for which the certificate is sought] and such
27 other information as the department may require.
EXPLANATION--Matter in italics (underscored) is new; matter in brackets
[] is old law to be omitted.
LBD14434-01-4
A. 9235 2
1 [4.] 3. The certificate shall be valid for a period of two years from
2 the date of issuance and may be renewed for successive [two year] two-
3 year periods thereafter. The original application and each renewal
4 application shall be accompanied by a registration fee of [forty] one
5 hundred fifty dollars.
6 [5.] 4. Notwithstanding the provisions of this section, the commis-
7 sioner may issue a temporary certificate of qualification to any person
8 pending the issuance of a certificate as provided in this section. A
9 temporary certificate shall be valid for a period of thirty days from
10 the date of its issuance and may be renewed for a maximum of four
11 successive periods of thirty days.
12 § 3. Subdivision 2 of section 575 of the public health law, as amended
13 by section 19 of part A of chapter 59 of the laws of 2011, is amended to
14 read as follows:
15 2. A permit [or permit category] shall not be issued unless a valid
16 certificate of qualification [in the category of procedures for which
17 the permit is sought] has been issued [to the director] pursuant to the
18 provisions of section five hundred seventy-three of this title, unless
19 all fees and outstanding penalties, if any, have been paid, and the
20 department finds that the clinical laboratory or blood bank is compe-
21 tently staffed and properly equipped, and will be operated in the manner
22 required by this title.
23 § 4. Section 576-a of the public health law, as amended by chapter 436
24 of the laws of 1993, is amended to read as follows:
25 § 576-a. Clinical laboratories and cytotechnologists examining Pap
26 smears. 1. Definitions. As used in this section, unless the context
27 clearly requires otherwise, the following terms shall have the following
28 meanings:
29 (a) "Cytotechnologist". A clinical laboratory professional specializ-
30 ing in the analysis of cytopathology samples, including Pap smears, for
31 cervical cancer and related diseases who meets the qualifications speci-
32 fied by the department.
33 (b) "Cytotechnologist work standard". (i) A limitation on the number
34 of Pap smears (also known as gynecologic slides) and non-gynecologic
35 slides a cytotechnologist may examine during a particular time period,
36 or other limitation on the quantity, speed or manner of examination of
37 slides by a cytotechnologist, under regulations of the department.
38 (ii) [Unless otherwise provided by the department, the cytotechnolo-
39 gist work standard shall be: No cytotechnologist may examine more than
40 eighty one-slide gynecologic cases or fifty two-slide gynecologic cases
41 per work day. If a cytotechnologist also examines non-gynecologic
42 slides in a given work day the cytotechnologist's workload for gyneco-
43 logic slides shall be correspondingly reduced, in accordance with writ-
44 ten guidelines prepared by the clinical laboratory and filed with the
45 department, so that a cytotechnologist examines no more than a total of
46 one hundred gynecologic and non-gynecologic slides per work day.] The
47 department may establish regulations for cytotechnologist workload stan-
48 dards that shall be at least as stringent as federal regulations.
49 (c) "Employ". To employ or contract with a cytotechnologist to examine
50 gynecologic slides.
51 (d) "Clinical laboratory". A clinical laboratory issued a permit
52 pursuant to this title.
53 (e) "Work day". A twenty-four hour period during which a cytotechnolo-
54 gist examines gynecologic slides for a clinical laboratory.
55 2. Compliance with cytotechnologist work standard. No cytotechnologist
56 shall exceed the applicable cytotechnologist work standard. No clinical
A. 9235 3
1 laboratory shall require, authorize, encourage or permit any cytotech-
2 nologist to exceed the applicable cytotechnologist work standard. In
3 determining whether a cytotechnologist exceeds the applicable cytotech-
4 nologist work standard, all work done by the cytotechnologist during a
5 given work day shall be considered, without regard to which clinical
6 laboratory or other person for which or whom it was performed.
7 3. [Registration of cytotechnologist. All cytotechnologists who are
8 employed by a clinical laboratory must register with the department. The
9 department shall, by regulation, prescribe a form and procedure for the
10 registration of cytotechnologists. The registration form shall include
11 at least the name, address, and an individual identification number
12 determined by the department. The department shall notify each regis-
13 trant of his or her identification number.
14 4. Employment of registered cytotechnologists. No clinical laboratory
15 shall employ a cytotechnologist unless the cytotechnologist is regis-
16 tered under this section.
17 5.] Record-keeping. (a) Each clinical laboratory shall maintain
18 records, in a form prescribed by the department, which set forth, for
19 each cytotechnologist employed by the clinical laboratory:
20 (i) the name [and identification number] of the cytotechnologist;
21 (ii) the number of hours worked by the cytotechnologist in each work
22 day;
23 (iii) the number of gynecologic slides and non-gynecologic slides
24 examined by the cytotechnologist[, and how many were one-slide and two-
25 slide cases,] during each work day; and
26 (iv) such other information as the department may require by regu-
27 lation.
28 (b) [Each cytotechnologist shall maintain records, in a form
29 prescribed by the department, which set forth:
30 (i) the number of hours worked by the cytotechnologist in each work
31 day;
32 (ii) the number of gynecologic slides and non-gynecologic slides exam-
33 ined and how many were one-slide and two-slide cases, during each work
34 day;
35 (iii) the name and address of the clinical laboratory or other person
36 for which or whom the slides were examined; and
37 (iv) such other information as the department may require by regu-
38 lation.
39 (c)] Such records of clinical laboratories and cytotechnologists shall
40 be made available for inspection and copying by the department upon
41 request.
42 [6.] 4. Multiple employers. Whenever a cytotechnologist is employed by
43 more than one clinical laboratory or other person during a work day, the
44 cytotechnologist shall advise each clinical laboratory of any previous
45 employment during the work day and the amount of work performed, to
46 insure that the applicable cytotechnologist work standard is not
47 exceeded.
48 [7.] 5. Standards for gynecologic slides. (a) A gynecologic slide of a
49 Pap smear shall not be tested or reported on if:
50 (i) the apparent condition of the specimen indicates that it is unsat-
51 isfactory for testing or that it is inappropriate for the test
52 requested;
53 (ii) it has been collected, labeled, preserved or otherwise handled in
54 such a manner that it has become unsatisfactory or unreliable as a test
55 specimen;
56 (iii) the slide is broken;
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1 (iv) it contains insufficient cells or the cells are obscured by
2 inflammation, blood or lubricating ointment, so that an adequate diagno-
3 sis cannot be made; or
4 (v) the slide is otherwise unsatisfactory, as defined by department
5 regulations.
6 (b) If the slide is unsatisfactory as set forth in this subdivision,
7 the clinical laboratory shall have an affirmative duty to advise the
8 collecting physician or other practitioner that the slide is unsatisfac-
9 tory and request the submission of a new slide.
10 [8.] 6. Re-examination of slides. The department shall prescribe, by
11 regulation, a system of targeted re-examination of gynecologic slides
12 examined and found to be not abnormal or questionable. The factors to be
13 considered in the targeted re-examination may include, but are not
14 limited to, the prior cancer and other history of the patient, the
15 results of previous slide examinations, and the experience and ability
16 of the cytotechnologist. Each clinical laboratory shall follow the
17 prescribed re-examination system.
18 [9. Regulations. The department may, by regulation, establish cyto-
19 technologist work standards. Those standards may include, but shall not
20 be limited to, standards which take into account the experience and
21 qualifications of the cytotechnologists and the performance of the clin-
22 ical laboratory in proficiency testing programs conducted by the depart-
23 ment. However, those standards shall not exceed by more than twenty
24 percent the maximum numbers of slides which may be examined in a work
25 day under clause (ii) of paragraph (b) of subdivision one of this
26 section. Such standards shall be at least as stringent as federal stand-
27 ards promulgated under the federal clinical laboratory improvement
28 amendments of nineteen hundred eighty-eight.
29 10.] 7. Notwithstanding any provisions of [subdivisions] subdivision
30 one [and nine] of this section to the contrary, the department may,
31 pursuant to regulation, increase the maximum number of slides which may
32 be examined in a work day for clinical laboratories using slide examina-
33 tion or preparation technology approved by the federal food and drug
34 administration, provided that such standards shall be at least as strin-
35 gent as federal standards promulgated under the federal clinical labora-
36 tory improvement amendments of nineteen hundred eighty-eight or other
37 applicable federal law.
38 [11.] 8. Violations. (a) Sections twelve, twelve-a, and twelve-b of
39 this chapter shall apply to violations of this section, except that the
40 civil penalty for a violation of this section by a cytotechnologist
41 shall not exceed five hundred dollars.
42 (b) [If a cytotechnologist violates this section, the department may
43 suspend or revoke the cytotechnologist's registration under this
44 section, pursuant to department regulations including appropriate due
45 process protections for the cytotechnologist.
46 (c)] If any clinical laboratory or other person violating this section
47 is licensed, certified or registered by the department under other
48 provisions of law, the violation of this section may be grounds for
49 disciplining the person under such law.
50 § 5. This act shall take effect immediately.