A05633 Summary:

BILL NOA05633
 
SAME ASNo same as
 
SPONSORAubry (MS)
 
COSPNSRPeralta, Greene, Powell, Millman, Titus, Wright
 
MLTSPNSRBoyland, Glick, Hooper, Pretlow, Robinson, Towns
 
Add SS160.65 & 160.70, amd S160.60, CP L; amd S296, Exec L
 
Allows petitions to conditionally seal certain drug convictions; establishes when a person may petition for the record of any eligible felony or any eligible misdemeanor to be conditionally sealed.
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A05633 Actions:

BILL NOA05633
 
02/17/2009referred to codes
01/06/2010referred to codes
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A05633 Floor Votes:

There are no votes for this bill in this legislative session.
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A05633 Text:



 
                STATE OF NEW YORK
        ________________________________________________________________________
 
                                          5633
 
                               2009-2010 Regular Sessions
 
                   IN ASSEMBLY
 
                                    February 17, 2009
                                       ___________
 
        Introduced  by  M. of A. AUBRY, PERALTA, GREENE, POWELL, MILLMAN, TITUS,
          WRIGHT -- Multi-Sponsored by -- M. of A. BOYLAND, GLICK, HOOPER, PRET-
          LOW, ROBINSON, TOWNS -- read once and referred  to  the  Committee  on
          Codes
 
        AN  ACT  to  amend  the criminal procedure law and the executive law, in
          relation to the conditional sealing of drug convictions

 
          The People of the State of New York, represented in Senate and  Assem-
        bly, do enact as follows:
 
     1    Section  1.  The  criminal  procedure  law  is amended by adding a new
     2  section 160.65 to read as follows:
     3  § 160.65 Petition to conditionally seal certain convictions.
     4    1. As used in this section, the following terms shall mean as follows:
     5    (a) "eligible felony" shall be a felony offense defined in article two
     6  hundred twenty or two hundred twenty-one of the penal law;
     7    (b) "eligible misdemeanor" shall be a misdemeanor offense  defined  in
     8  article  two  hundred twenty or two hundred twenty-one of the penal law;
     9  and
    10    (c) "specified offense" means an offense  that  would  make  a  person

    11  ineligible  for  merit  time  under  section  eight hundred three of the
    12  correction law or an offense for which registration as a sex offender is
    13  required as set forth in subdivision two or three of section one hundred
    14  sixty-eight-a of  the  correction  law.  Specified  offense  shall  also
    15  include  an  offense  in  any  other  jurisdiction that includes all the
    16  essential elements of an offense described in this paragraph.
    17    2. A person may petition for the record of any eligible felony or  any
    18  eligible misdemeanor to be conditionally sealed:
    19    (a)  upon  the  person's  completion  of a sentence, and any period of
    20  post-release  supervision  where  applicable,  on  an  eligible  felony,

    21  provided  that such person has completed a chemical dependence treatment
    22  program, and does not stand convicted of a specified offense;
 
         EXPLANATION--Matter in italics (underscored) is new; matter in brackets
                              [ ] is old law to be omitted.
                                                                   LBD04386-02-9

        A. 5633                             2
 
     1    (b) upon completion of a sentence on an eligible misdemeanor, provided
     2  that such person does not stand convicted of a specified offense;
     3    (c)  two  years  after the completion of a sentence, and any period of
     4  post-release supervision where applicable, on a class D  or  E  eligible
     5  felony,  provided  that  such person has not been convicted of any crime

     6  for the last two years, and does not  stand  convicted  of  a  specified
     7  offense; or
     8    (d)  four  years after the completion of a sentence, and any period of
     9  post-release supervision where applicable, on a class B  or  C  eligible
    10  felony,  provided  that  such person has not been convicted of any crime
    11  for the last four years, and does not stand  convicted  of  a  specified
    12  offense.
    13    3. A petition authorized by this section shall include:
    14    (a)  identification  of  the  conviction  or convictions for which the
    15  petitioner is seeking relief;
    16    (b) documentation that the  sentence  imposed  on  the  conviction  or
    17  convictions  has  been  completed  and  date  of  completion, or if such

    18  documentation is not reasonably available, a sworn  affidavit  that  the
    19  sentence imposed on the conviction or convictions has been completed and
    20  date of completion;
    21    (c) for petitions filed under paragraph (a) of subdivision two of this
    22  section,  evidence  that  the petitioner completed a chemical dependence
    23  treatment program and that the petitioner is not dependent on alcohol or
    24  drugs except as prescribed by a medical practitioner;
    25    (d) a sworn affidavit that no criminal charges are pending against the
    26  petitioner and the petitioner has not  been  convicted  of  a  specified
    27  offense; and
    28    (e)  any  other  supporting materials that would assist in determining

    29  whether it would be in the interest of justice to grant the petition.
    30    4. (a) The petition shall be filed with the state board of parole, and
    31  the petitioner shall notify the district attorney of  each  jurisdiction
    32  in  which  the petitioner was convicted of a crime within twenty days of
    33  the date the petition was filed. The district  attorney,  within  thirty
    34  days  of  receiving  notice  of  the  petition,  may submit materials in
    35  support of the petition or to demonstrate that the interest  of  justice
    36  would  not be served by granting the petition. The state board of parole
    37  shall request from the division of criminal justice services a  copy  of
    38  the  petitioner's  current criminal history record, including any sealed
    39  conviction information.

    40    (b) The state board of parole shall determine whether  the  petitioner
    41  has  demonstrated,  by a preponderance of the evidence, that it would be
    42  in the interest of justice to grant the petition. In making its determi-
    43  nation, the state board of parole shall consider the following  factors:
    44  (i)  the  circumstances  and seriousness of the offense or offenses that
    45  resulted in the conviction or convictions; (ii)  the  character  of  the
    46  petitioner,  including  evidence that the petitioner participated in and
    47  successfully completed chemical dependence treatment or otherwise is  in
    48  recovery if it is determined that the petitioner has a history of chemi-
    49  cal  dependence;  (iii) the criminal history of the petitioner; (iv) the

    50  impact of granting the petition upon the rehabilitation of the petition-
    51  er and on public safety; and (v) any other relevant factors.
    52    (c) The state board of parole shall make a determination on the  peti-
    53  tion  within  ninety  days  of the date the petition was filed and shall
    54  state in writing the reasons for its determination.
    55    (d) Upon the granting of a petition, the state board of  parole  shall
    56  issue  a  conditional  sealing  order and promptly notify in writing the

        A. 5633                             3
 
     1  petitioner, the district attorney of  each  jurisdiction  in  which  the
     2  petitioner  was  convicted  of  a  crime,  and  the division of criminal

     3  justice services. The division of criminal justice services shall notify
     4  the  clerk  of  the  court  where  such  actions or proceedings shall be
     5  sealed, the heads of all appropriate police departments  and  other  law
     6  enforcement agencies of the conditional sealing order. Upon such notifi-
     7  cation,  records  shall  be  sealed  in a manner consistent with section
     8  160.50 of this article. The state board of parole shall also notify  the
     9  petitioner  that  any  subsequent  charge  for any misdemeanor or felony
    10  shall conditionally unseal the record of the conviction  or  convictions
    11  and  that if such charge results in a conviction for a crime, the condi-
    12  tional sealing order will be automatically vacated.

    13    (e) If the petition is denied, the state board of parole shall prompt-
    14  ly notify in writing  the  petitioner  and  any  district  attorney  who
    15  submitted materials pursuant to this subdivision.
    16    (f) Pursuant to section 160.70 of this article, the petitioner and the
    17  district  attorney  of  each  jurisdiction  in  which the petitioner was
    18  convicted of a crime may bring a motion in court to  reverse  or  modify
    19  the  state  board  of  parole's  determination on the petition.   If the
    20  records to be conditionally sealed include an eligible felony, a  motion
    21  filed  under  this  paragraph  shall be made in the court of record that
    22  last imposed sentence upon the petitioner for an eligible felony. If the

    23  records to be sealed include only eligible misdemeanors, a motion  filed
    24  under  this  paragraph  shall  be  made to the court that last imposed a
    25  sentence upon petitioner for an eligible misdemeanor.
    26    5. In the event that a person  who  has  had  a  record  conditionally
    27  sealed  under  this  section  is  subsequently charged with a crime, the
    28  records relating to the conviction or convictions shall be conditionally
    29  unsealed pending the final disposition of the  charge.  If  such  charge
    30  results  in a conviction of a crime, the conditional sealing order shall
    31  be deemed  automatically  vacated.  The  division  of  criminal  justice
    32  services  and  any  other  entity subject to such order shall unseal any

    33  records that had been sealed by virtue  of  this  section.  All  records
    34  unsealed  pursuant  to  this  subdivision  shall  be  restored  to their
    35  original status and treated as though the conditional sealing order  had
    36  not  been entered. If such subsequent charge results in proceedings that
    37  are terminated in favor of the accused as described in subdivision three
    38  of section 160.50 of this article or by  conviction  for  a  noncriminal
    39  offense  as  described  in  section 160.55 of this article, the original
    40  conditional sealing order shall remain in effect.
    41    6. For purposes of this section, conditional sealing shall  mean  that
    42  the  records  of  the  subject  conviction  or convictions are sealed as

    43  provided in section 160.50 of this article, and shall not be made avail-
    44  able to any person or public or  private  agency,  except  such  records
    45  shall  be  made available to: (a) the petitioner or to such petitioner's
    46  designated agent; (b) a prosecutor, a law enforcement agency, or a court
    47  which has responsibility for criminally investigating,  prosecuting,  or
    48  adjudicating  the  petitioner;  (c)  any state or local office or agency
    49  with responsibility for the issuance of licenses to possess  guns,  when
    50  the petitioner has made application for such a license; (d) any prospec-
    51  tive  employer  of  a police officer or peace officer as those terms are
    52  defined in subdivisions thirty-three and thirty-four of section 1.20  of

    53  this  chapter,  in relation to an application for employment as a police
    54  officer or peace officer; provided, however, that every person who is an
    55  applicant for the position of police officer or peace officer  shall  be
    56  furnished  with  a copy of all records obtained under this paragraph and

        A. 5633                             4
 
     1  afforded an opportunity to make an explanation thereto; (e)  persons  or
     2  public  or private agencies who are mandated by law to fingerprint indi-
     3  viduals as part of a background check; and (f) prospective employers  of
     4  caregivers  who  submit fingerprints to the division of criminal justice
     5  services under section eight hundred  thirty-seven-n  of  the  executive

     6  law.    Records conditionally sealed pursuant to this section shall also
     7  be made available, if otherwise admissible, for use before the jury,  or
     8  the  judge  as  trier  of  fact, if the person who is the subject of the
     9  record is a witness as defined in paragraph (b) or  (c)  of  subdivision
    10  one or paragraph (b) or (c) of subdivision two of section 240.45 of this
    11  chapter.
    12    7.  The  intentional  dissemination  or  the  improper and intentional
    13  acquisition of information that has been sealed pursuant to this section
    14  may result in a civil penalty of up to one  thousand  dollars  for  each
    15  such  violation.  The civil penalty provided for in this subdivision may
    16  be recovered in a civil action brought by the attorney general.

    17    § 2. The criminal procedure law is amended by  adding  a  new  section
    18  160.70 to read as follows:
    19  § 160.70 Court determinations relating  to  petitions  to  conditionally
    20             seal certain convictions.
    21    When the court which imposed sentence for an eligible felony or eligi-
    22  ble misdemeanor as described in subdivision one  of  section  160.65  of
    23  this  article receives a motion pursuant to paragraph (f) of subdivision
    24  four of such section 160.65, such  court  shall  determine  whether  the
    25  decision  by  the  state board of parole was reasonable according to the
    26  factors set forth in paragraph (b) of subdivision four of  such  section
    27  160.65.  In making this determination, the court shall only consider the

    28  record that was before the state board of parole  at  the  time  of  the
    29  board's  decision. The court shall have access to all materials reviewed
    30  by the state board of parole in making  its  determination.  Each  party
    31  shall  have  an opportunity to be heard.  After deciding the motion, the
    32  court shall remit the matter for a  final  determination  by  the  state
    33  board of parole, which shall be consistent with the court's ruling.
    34    § 3. Section 160.60 of the criminal procedure law, as amended by chap-
    35  ter 877 of the laws of 1976, is amended to read as follows:
    36  § 160.60 Effect  of  termination  of  criminal  actions  in favor of the
    37             accused.
    38    Upon the termination of a criminal  action  or  proceeding  against  a
    39  person in favor of such person, as defined in subdivision two of section

    40  160.50  of  this [chapter] article, or upon the conditional sealing of a
    41  conviction or convictions, as defined in section 160.65 of this article,
    42  the arrest [and],  prosecution  and  conviction  or  convictions  condi-
    43  tionally  sealed  shall  be  deemed  a  nullity and the accused shall be
    44  restored, in contemplation of law, to the status he occupied before  the
    45  arrest  [and],  prosecution  and conviction or convictions.   The arrest
    46  [or], prosecution, conviction or convictions conditionally sealed  shall
    47  not  operate as a disqualification of any person so accused to pursue or
    48  engage in any  lawful  activity,  occupation,  profession,  or  calling.

    49  Except  where  specifically required in such section 160.65 or permitted
    50  by statute or upon specific authorization of a superior court,  no  such
    51  person shall be required to divulge information pertaining to the arrest
    52  [or],  prosecution,  conviction  or convictions conditionally sealed. In
    53  the case of a conviction conditionally sealed, an employer, except those
    54  persons or public or private agencies who are mandated by law to finger-
    55  print individuals as part of a background check and prospective  employ-
    56  ers  of  caregivers  under  section  eight hundred thirty-seven-n of the

        A. 5633                             5
 
     1  executive law, may only ask whether a person has  been  convicted  of  a

     2  crime  that  has  not  been  conditionally  sealed. In the event that an
     3  employer asks an unlawful question, the person shall only have to reveal
     4  those criminal convictions that have not been conditionally sealed.
     5    § 4. Subdivision 16 of section 296 of the executive law, as amended by
     6  chapter 639 of the laws of 2007, is amended to read as follows:
     7    16.  It  shall  be an unlawful discriminatory practice, unless specif-
     8  ically required or permitted by statute, for any person, agency, bureau,
     9  corporation or association, including the state and any political subdi-
    10  vision thereof, to make any inquiry about, whether in any form of appli-
    11  cation or  otherwise,  or  to  act  upon  adversely  to  the  individual
    12  involved,  any arrest or criminal accusation of such individual not then

    13  pending against that individual which was followed by a  termination  of
    14  that  criminal  action  or  proceeding  in  favor of such individual, as
    15  defined in subdivision two of section 160.50 of the  criminal  procedure
    16  law,  or  by a youthful offender adjudication, as defined in subdivision
    17  one of section 720.35 of the criminal procedure law, or by a  conviction
    18  for a violation sealed pursuant to section 160.55 of the criminal proce-
    19  dure  law  or any conviction or convictions that have been conditionally
    20  sealed, as defined in section 160.65 of the criminal procedure  law,  in
    21  connection  with  the  licensing,  employment  or providing of credit or
    22  insurance to such individual; provided,  however,  that  the  provisions
    23  hereof  shall  not  apply  to  the  licensing activities of governmental
    24  bodies in relation to the regulation of guns, firearms and other  deadly

    25  weapons  or  in  relation  to  an application for employment as a police
    26  officer or peace officer as those  terms  are  defined  in  subdivisions
    27  thirty-three  and  thirty-four of section 1.20 of the criminal procedure
    28  law; provided further that the provisions of this subdivision shall  not
    29  apply to an application for employment or membership in any law enforce-
    30  ment  agency with respect to any arrest or criminal accusation which was
    31  followed by a youthful offender adjudication, as defined in  subdivision
    32  one  of section 720.35 of the criminal procedure law, or by a conviction
    33  for a violation sealed pursuant to section 160.55 of the criminal proce-
    34  dure law.
    35    § 5. This act shall take effect on the ninetieth day  after  it  shall
    36  have become a law and shall apply to all convictions occurring prior to,
    37  on, and after the effective date.
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