S05373 Summary:

BILL NOS05373
 
SAME ASSAME AS A00673
 
SPONSORDEFRANCISCO
 
COSPNSRPARKER
 
MLTSPNSR
 
Amd S3121, CPLR; amd S5102, Ins L; amd SS13-a, 13-b, 13-d, 13-k, 13-l, 13-m, 13-n & 137, Work Comp L; amd S50-h, Gen Muni L; amd S17-a, Ct Claims Act
 
Enacts the "adversarial medical examination procedure act"; authorizes adversarial medical examinations and limits any physician-patient relationship resulting from such a medical examination; provides that the person subject to the examination shall have the right to representation.
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S05373 Actions:

BILL NOS05373
 
05/13/2011REFERRED TO JUDICIARY
06/07/20111ST REPORT CAL.1081
06/13/20112ND REPORT CAL.
06/14/2011ADVANCED TO THIRD READING
06/24/2011COMMITTED TO RULES
01/04/2012REFERRED TO JUDICIARY
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S05373 Floor Votes:

There are no votes for this bill in this legislative session.
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S05373 Text:



 
                STATE OF NEW YORK
        ________________________________________________________________________
 
                                          5373
 
                               2011-2012 Regular Sessions
 
                    IN SENATE
 
                                      May 13, 2011
                                       ___________
 
        Introduced  by  Sen.  DeFRANCISCO -- read twice and ordered printed, and
          when printed to be committed to the Committee on Judiciary
 
        AN ACT to amend the civil practice law and rules, the insurance law, the
          workers' compensation law, the general municipal law and the court  of
          claims  act, in relation to enacting the "adversarial medical examina-

          tion procedure act"
 
          The People of the State of New York, represented in Senate and  Assem-
        bly, do enact as follows:
 
     1    Section  1.  Short title.  This act shall be known and may be cited as
     2  the "adversarial medical examination procedure act".
     3    § 2. The legislature hereby finds and declares that the conducting  of
     4  physical  and  mental examinations in the course of civil litigation and
     5  other civil proceedings has evolved in a manner  inconsistent  with  the
     6  civil  practice  law  and  rules and fundamental notions of due process.
     7  Indeed, a commonly used term  for  such  examinations,  an  "independent
     8  medical  examination,"  is  itself  a  misnomer  because  the  physician
     9  conducting such examination is not at all independent, but  is  in  fact
    10  being  compensated  by  a party or insurer whose interests are typically

    11  adverse to those of the party being  examined.  Further,  parties  being
    12  examined  are  frequently required to provide written responses to ques-
    13  tions outside the discovery process prescribed in the civil practice law
    14  and rules or relevant claims process  and  without  the  opportunity  to
    15  obtain advice of counsel, even though such written responses can and are
    16  being  used  as admissions and/or to later impeach the examined party in
    17  the course of such proceeding.  Accordingly, the name by which  such  an
    18  examination  is  called  needs  to be changed to reflect the true adver-
    19  sarial nature of such examination; the process for obtaining information
    20  from the party to be examined which is necessary to the proper  conduct-
    21  ing  of the examination needs to be brought within the carefully consid-
    22  ered discovery process which already exists in the  civil  practice  law

    23  and rules or claims process.
 
         EXPLANATION--Matter in italics (underscored) is new; matter in brackets
                              [ ] is old law to be omitted.
                                                                   LBD01389-02-1

        S. 5373                             2
 
     1    § 3. Section 3121 of the civil practice law and rules, subdivision (a)
     2  as  amended  by  chapter  294 of the laws of 1984, is amended to read as
     3  follows:
     4    §  3121.  [Physical  or  mental]  Adversarial medical examination. (a)
     5  Notice of an adversarial medical examination. After commencement  of  an
     6  action  in which the mental or physical condition or the blood relation-
     7  ship of a party, or of an agent, employee or person in  the  custody  or

     8  under  the  legal  control  of a party, is in controversy, any party may
     9  serve notice on another party to submit to a physical, mental  or  blood
    10  [examination]  "adversarial  medical examination" by a designated physi-
    11  cian, or to produce for such adversarial medical examination his or  her
    12  agent,  employee or the person in his or her custody or under his or her
    13  legal control. The notice may require  duly  executed  and  acknowledged
    14  written authorizations permitting all parties to obtain, and make copies
    15  of,  the records of specified hospitals relating to such mental or phys-
    16  ical condition or blood relationship; where a party obtains a copy of  a
    17  hospital record as a result of the authorization of another party, he or

    18  she  shall  deliver a duplicate of the copy to such party. A copy of the
    19  notice shall be served on the person subject to [be examined] the adver-
    20  sarial medical examination.  It shall specify the time, which  shall  be
    21  not  less  than  twenty days after service of the notice, and the condi-
    22  tions and scope of the adversarial medical  examination,  and  it  shall
    23  inform  the  person  subject  to  the examination that he or she has the
    24  right to have a representative  present  during  such  examination,  and
    25  shall have the right to record or tape such examination in a manner such
    26  as  not  to unreasonably impede such examination.  The person subject to
    27  the adversarial medical examination shall not be required to produce any

    28  documents or supply any written answers to questions put to him  or  her
    29  at  such  examination except as in response to properly served discovery
    30  demands made pursuant to the civil practice law and rules.
    31    (b) Copy of report. A copy of a detailed written report of the examin-
    32  ing physician setting out [his] the  findings  and  conclusions  of  the
    33  adversarial  medical examination shall be delivered by the party seeking
    34  the adversarial medical examination to [any] each party  [requesting  to
    35  exchange therefor a copy of each report in his control of an examination
    36  made  with  respect  to the mental or physical condition in controversy]
    37  within thirty days of such examination.

    38    (c) Failure to exchange. Nothing contained in this section shall limit
    39  the rights of any party from moving to preclude  or  for  seeking  other
    40  sanctions  pursuant to rule 3124 or section 3126 for failure to exchange
    41  a detailed written report of an "adversarial medical  examination"  upon
    42  other parties to an action.
    43    §  4.    Section  5102 of the insurance law is amended by adding a new
    44  subsection (n) to read as follows:
    45    (n) "Adversarial medical examination" means any  physical  examination
    46  requested  by  an  insurer  made in response to a claim made pursuant to
    47  benefits under this article. The person  subject  to  examination  shall
    48  have  the right to have a representative present during such examination

    49  and shall have the right to record or tape such examination in a  manner
    50  such  as  not  to unreasonably impede such examination. The person to be
    51  examined shall be informed of such rights at least twenty days prior  to
    52  such  examination.   If such examination shall be used to deny, in whole
    53  or in part, any benefits under this section,  a  copy  of  the  detailed
    54  written  report  of such examination, written by the examining physician
    55  or health care professional, shall be provided to the injured party  and
    56  any  third-party  medical  provider  to  whom the injured party may have

        S. 5373                             3
 
     1  assigned his or her claim or claims for benefits along with  any  denial

     2  of  benefits. In the event such report is not so provided by the insurer
     3  or self-insurer along with the denial, the insurer  shall  be  precluded
     4  from using such report to support any denial of such claim.
     5    §  5.  Subdivision 4 of section 13-a of the workers' compensation law,
     6  as amended by chapter 473 of the laws of 2000, is  amended  to  read  as
     7  follows:
     8    (4)  (a) No claim for medical or surgical treatment shall be valid and
     9  enforceable, as  against  such  employer,  or  employee,  unless  within
    10  forty-eight  hours  following  the  first treatment the physician giving
    11  such treatment furnishes to the employer and directly  to  the  chair  a
    12  preliminary  notice  of  such  injury and treatment, within fifteen days
    13  thereafter a  more  complete  report  and  subsequent  thereto  progress

    14  reports  if requested in writing by the chair, board, employer or insur-
    15  ance carrier at intervals of not less than three weeks apart or at  less
    16  frequent  intervals  if requested on forms prescribed by the chair.  The
    17  board may excuse failure to give  such  notices  within  the  designated
    18  periods when it finds it to be in the interest of justice to do so.
    19    (b)  Upon  receipt of the notice provided for by paragraph (a) of this
    20  subdivision, the employer, the carrier, and the claimant each  shall  be
    21  entitled  to have the claimant examined by a physician authorized by the
    22  chair in accordance with sections thirteen-b and one hundred thirty-sev-
    23  en of this chapter, at a medical facility convenient to the claimant and
    24  in the presence of the claimant's physician, and refusal by the claimant
    25  to submit to such [independent] adversarial medical examination at  such

    26  time  or  times  as  may  reasonably  be necessary in the opinion of the
    27  board, shall bar the claimant from recovering compensation for any peri-
    28  od during which he or she has refused to submit to such examination.  No
    29  hospital shall be required to produce the records of any claimant  with-
    30  out  receiving  its  customary  fees or charges for reproduction of such
    31  records.
    32    (c) Where it would place an unreasonable burden upon the  employer  or
    33  carrier  to arrange for, or for the claimant to attend, an [independent]
    34  adversarial medical examination by an authorized physician, the employer
    35  or carrier shall arrange for such examination to be performed by a qual-
    36  ified physician in a medical facility convenient to the claimant.
    37    (d) The [independent] adversarial medical examiner shall provide  such

    38  reports and shall submit to investigation as required by the chair.
    39    (e)  In  order to qualify as admissible medical evidence, for purposes
    40  of adjudicating any claim under this chapter, any  report  submitted  to
    41  the  board  by an [independent] adversarial medical examiner licensed by
    42  the state of New York shall include the following:
    43    (i) a signed statement certifying that the report is a full and truth-
    44  ful representation of the [independent] adversarial  medical  examiner's
    45  professional opinion with respect to the claimant's condition:
    46    (ii) such examiner's board issued authorization number;
    47    (iii) the name of the individual or entity requesting the examination;
    48    (iv)  if  applicable,  the  registration number as required by section
    49  thirteen-n of this article; and

    50    (v) such other information as the chair may require by regulation.
    51    Any report by an [independent] adversarial medical examiner who is not
    52  authorized, and who performs an [independent] adversarial medical  exam-
    53  ination  in  accordance with paragraph (c) of this subdivision, which is
    54  to be used as medical evidence under this chapter, shall include in  the
    55  report such information as the chair may require by regulation.

        S. 5373                             4
 
     1    § 6. Subdivisions 1 and 2 of section 13-b of the workers' compensation
     2  law,  as amended by chapter 473 of the laws of 2000, are amended to read
     3  as follows:
     4    1.  Upon  the  recommendation  of the medical society of the county in
     5  which the physician's office is located or of a board designated by such

     6  county society or of a board representing duly  licensed  physicians  of
     7  any  other  school  of  medical  practice  in such county, the chair may
     8  authorize physicians licensed to practice medicine in the state  of  New
     9  York to render medical care under this chapter and to perform [independ-
    10  ent]  adversarial  medical  examinations  in accordance with subdivision
    11  four of section thirteen-a of this article. If, within sixty days  after
    12  the  chair  requests  such  recommendations  the medical society of such
    13  county or board fails to act, or if there is no  such  society  in  such
    14  county,  the  chair  shall designate a board of three outstanding physi-
    15  cians, who shall make the requisite recommendations.
    16    No such authorization shall be made in the absence of a recommendation
    17  of the appropriate society or board or of a review and recommendation by

    18  the medical appeals unit. No person shall render medical care or conduct
    19  [independent] adversarial medical examinations under this chapter  with-
    20  out such authorization by the chair, provided, that:
    21    (a)  Any  physician  licensed to practice medicine in the state of New
    22  York may render  emergency  medical  care  under  this  chapter  without
    23  authorization by the chair under this section; and
    24    (b)  A  licensed  physician  who  is a member of a constituted medical
    25  staff of any hospital may render medical care under this  chapter  while
    26  an injured employee remains a patient in such hospital; and
    27    (c)  Under the active and personal supervision of an authorized physi-
    28  cian medical care may be rendered by a registered nurse or other  person
    29  trained  in laboratory or diagnostic techniques within the scope of such

    30  person's specialized training and qualifications. This supervision shall
    31  be evidenced by signed records of instructions for treatment and  signed
    32  records  of the patient's condition and progress. Reports of such treat-
    33  ment and supervision shall be made by such physician  to  the  chair  on
    34  such forms and at such times as the chair may require.
    35    (d)  Upon  the  referral  which may be directive as to treatment of an
    36  authorized physician physical therapy care may be  rendered  by  a  duly
    37  licensed  physical  therapist.  Where  physical therapy care is rendered
    38  records of the patient's condition and progress, together  with  records
    39  of  instruction  for treatment, if any, shall be maintained by the phys-
    40  ical therapist and physician. Said records shall  be  submitted  to  the
    41  chair on such forms and at such times as the chair may require.

    42    (e) Upon the prescription or referral of an authorized physician occu-
    43  pational  therapy  care  may be rendered by a duly licensed occupational
    44  therapist. Where occupational therapy care is rendered  records  of  the
    45  patient's  condition  and progress, together with records of instruction
    46  for treatment, if any shall be maintained by the occupational  therapist
    47  and physician. Said records shall be submitted to the chair on forms and
    48  at such times as the chair may require.
    49    (f)  Where  it would place an unreasonable burden upon the employer or
    50  carrier to arrange for, or for the claimant to attend, an  [independent]
    51  adversarial medical examination by an authorized physician, the employer
    52  or carrier shall arrange for such examination to be performed by a qual-
    53  ified physician in a medical facility convenient to the claimant.

    54    2.  A physician licensed to practice medicine in the state of New York
    55  who is desirous of being authorized to render medical  care  under  this
    56  chapter and/or to conduct [independent] adversarial medical examinations

        S. 5373                             5
 
     1  in  accordance  with  paragraph (b) of subdivision four of section thir-
     2  teen-a and section one hundred thirty-seven of this chapter  shall  file
     3  an  application  for  authorization  under this chapter with the medical
     4  society  in  the county in which his or her office is located, or with a
     5  board designated by such society, or with  a  board  designated  by  the
     6  chair  as  provided  in  this section. In such application the applicant
     7  shall state his or her training and qualifications, and shall  agree  to

     8  limit  his  or  her  professional  activities under this chapter to such
     9  medical care and [independent] adversarial medical examinations, as  his
    10  or  her experience and training qualify him or her to render. The appli-
    11  cant shall further agree  to  refrain  from  subsequently  treating  for
    12  remuneration,  as  a  private patient, any person seeking medical treat-
    13  ment, or submitting to an [independent] adversarial medical examination,
    14  in connection with, or as a result of, any injury compensable under this
    15  chapter, if he or she has been  removed  from  the  list  of  physicians
    16  authorized  to  render  medical  care or to conduct [independent] adver-
    17  sarial medical examinations under this chapter, or if the person seeking

    18  such treatment, or submitting to an  [independent]  adversarial  medical
    19  examination,  has  been  transferred  from his or her care in accordance
    20  with the provisions of this chapter. This agreement  shall  run  to  the
    21  benefit  of  the  injured  person  so  treated or examined, and shall be
    22  available to him or her as a defense in any action by such physician for
    23  payment for treatment rendered by a physician after he or she  has  been
    24  removed from the list of physicians authorized to render medical care or
    25  to  conduct  [independent]  adversarial  medical examinations under this
    26  chapter, or after the injured person was transferred  from  his  or  her
    27  care  in  accordance  with  the  provisions of this chapter. The medical
    28  society or the board  designated  by  it,  or  the  board  as  otherwise

    29  provided  under  this  section, if it deems such licensed physician duly
    30  qualified, shall recommend to the chair that such physician  be  author-
    31  ized  to  render  medical  care and/or conduct [independent] adversarial
    32  medical examinations under this chapter,  and  such  recommendation  and
    33  authorization  shall specify the character of the medical care or [inde-
    34  pendent] adversarial medical examination which such physician is  quali-
    35  fied  and  authorized to render under this chapter. Such recommendations
    36  shall be advisory to the chair only and shall not be binding or  conclu-
    37  sive  upon him or her. The licensed physician may present to the medical
    38  society or board, evidences of additional  qualifications  at  any  time
    39  subsequent to his or her original application. If the medical society or

    40  board  fails to recommend to the chair that a physician be authorized to
    41  render medical care and/or to conduct [independent] adversarial  medical
    42  examinations under this chapter, the physician may appeal to the medical
    43  appeals  unit. The medical society or the board designated by it, or the
    44  board as otherwise provided under this section, may upon its own  initi-
    45  ative, or shall upon request of the chair, review at any time the quali-
    46  fications  of  any  physician as to the character of the medical care or
    47  [independent] adversarial medical examinations which such physician  has
    48  theretofore  been authorized to render under this chapter and may recom-
    49  mend to the chair that such physician be authorized  to  render  medical
    50  care or to conduct [independent] adversarial medical examinations there-

    51  after of the character which such physician is then qualified to render.
    52  On  such  advisory recommendation the chair may review and after reason-
    53  able investigation may  revise  the  authorization  of  a  physician  in
    54  respect to the character of medical care and/or to conduct [independent]
    55  adversarial  medical  examinations  which  he  or  she  is authorized to
    56  render. If the medical society or board recommends to the chair  that  a

        S. 5373                             6
 
     1  physician  be authorized to render medical care and/or to conduct [inde-
     2  pendent] adversarial medical examinations under this chapter of a  char-
     3  acter  different  from  the  character  of medical care or [independent]
     4  adversarial  medical examinations he or she has been theretofore author-

     5  ized to render, such physician may appeal from  such  recommendation  to
     6  the medical appeals unit.
     7    §  7. The section heading and the opening paragraph and paragraphs (b)
     8  and (g) of subdivision 2 of section 13-d of  the  workers'  compensation
     9  law,  the  section  heading,  the opening paragraph and paragraph (g) of
    10  subdivision 2, as amended by chapter 473 of the laws of 2000,  paragraph
    11  (b)  of  subdivision 2, as amended by chapter 6 of the laws of 2007, are
    12  amended to read as follows:
    13    Removal of physicians from lists of those authorized to render medical
    14  care or to conduct [independent] adversarial medical examinations.
    15    The chair shall remove from  the  list  of  physicians  authorized  to
    16  render  medical  care  under  this  chapter, or to conduct [independent]

    17  adversarial medical examinations in accordance  with  paragraph  (b)  of
    18  subdivision  four of section thirteen-a of this article, the name of any
    19  physician who he or she shall find  after  reasonable  investigation  is
    20  disqualified because such physician:
    21    (b)  has  exceeded the limits of his or her professional competence in
    22  rendering  medical  care  or  in  conducting  [independent]  adversarial
    23  medical  examinations under the law, or has made materially false state-
    24  ments regarding his or her qualifications in his or her application  for
    25  the  recommendation  of  the  medical  society  or  board as provided in
    26  section thirteen-b of this article; or
    27    (g) has directly or indirectly requested, received or participated  in
    28  the division, transference, assignment, rebating, splitting or refunding

    29  of a fee for, or has directly or indirectly requested, received or prof-
    30  ited  by  means of a credit or other valuable consideration as a commis-
    31  sion, discount or gratuity in connection with the furnishing of  medical
    32  or  surgical  care,  an  [independent]  adversarial medical examination,
    33  diagnosis or treatment  or  service,  including  X-ray  examination  and
    34  treatment,  or  for or in connection with the sale, rental, supplying or
    35  furnishing of clinical laboratory services or supplies, X-ray laboratory
    36  services or supplies, inhalation therapy service or equipment, ambulance
    37  service, hospital or medical supplies, physiotherapy or other  therapeu-
    38  tic service or equipment, artificial limbs, teeth or eyes, orthopedic or
    39  surgical  appliances or supplies, optical appliances, supplies or equip-
    40  ment, devices for aid of hearing, drugs, medication or medical supplies,

    41  or any other goods, services or supplies prescribed for medical  diagno-
    42  sis,  care  or  treatment,  under  this  chapter; except that reasonable
    43  payment, not exceeding the technical  component  fee  permitted  in  the
    44  medical  fee schedule, established under this chapter for X-ray examina-
    45  tions, diagnosis or treatment, may be made by a physician  duly  author-
    46  ized  as  a  roentgenologist  to  any hospital furnishing facilities and
    47  equipment for such examination, diagnosis or  treatment,  provided  such
    48  hospital  does  not  also submit a charge for the same services. Nothing
    49  contained in this paragraph shall prohibit such physicians who  practice
    50  as  partners, in groups or as a professional corporation or as a univer-
    51  sity faculty practice corporation from pooling fees and moneys received,
    52  either by the partnership, professional corporation, university  faculty

    53  practice  corporation  or  group  by the individual members thereof, for
    54  professional services furnished by any individual  professional  member,
    55  or  employee  of  such  partnership, corporation or group, nor shall the
    56  professionals constituting the partnerships, corporations, or groups  be

        S. 5373                             7
 
     1  prohibited  from  sharing,  dividing or apportioning the fees and moneys
     2  received by them or by the partnership, corporation or group in  accord-
     3  ance with a partnership or other agreement.
     4    § 8. Subdivisions 2 and 3, and the opening paragraph and paragraph (g)
     5  of  subdivision  10 of section 13-k of the workers' compensation law, as
     6  amended by chapter 473 of the laws of  2000,  are  amended  to  read  as
     7  follows:
     8    2.  An  employee  injured  under  circumstances which make such injury

     9  compensable under this article, when care is required for an  injury  to
    10  the  foot  which injury or resultant condition therefrom may lawfully be
    11  treated by a duly registered and licensed podiatrist of the state of New
    12  York, may select to treat him or her any podiatrist  authorized  by  the
    13  chair to render podiatry care, as hereinafter provided. If the injury or
    14  condition is one which is without the limits prescribed by the education
    15  law  for  podiatry  care  and treatment, or the injuries involved affect
    16  other parts of the body in addition to the  foot,  the  said  podiatrist
    17  must  so  advise  the  said  injured employee and instruct him or her to
    18  consult a physician of said employee's choice for appropriate  care  and
    19  treatment.  Such physician shall thenceforth have overall supervision of
    20  the treatment of said patient  including  the  future  treatment  to  be

    21  administered  to the patient by the podiatrist. If for any reason during
    22  the period when podiatry treatment and care is  required,  the  employee
    23  wishes  to  transfer his or her treatment and care to another authorized
    24  podiatrist he or she may do so, in accordance with rules  prescribed  by
    25  the  chair,  provided  however that the employer shall be liable for the
    26  proper fees of the original podiatrist for the care and treatment he  or
    27  she  shall  have rendered. A podiatrist licensed and registered to prac-
    28  tice podiatry in the state of New York who is desirous of being  author-
    29  ized to render podiatry care under this section and/or to conduct [inde-
    30  pendent]  adversarial  medical examinations in accordance with paragraph
    31  (b) of subdivision three of this section shall file an  application  for

    32  authorization  under  this section with the podiatry practice committee.
    33  In such application he or she shall agree to refrain  from  subsequently
    34  treating  for  remuneration,  as  a  private patient, any person seeking
    35  podiatry  treatment,  or  submitting  to  an  [independent]  adversarial
    36  medical  examination,  in connection with, or as a result of, any injury
    37  compensable under this chapter, if he or she has been removed  from  the
    38  list  of  podiatrists  authorized  to render podiatry care or to conduct
    39  [independent] adversarial medical examinations under this chapter, or if
    40  the person seeking such treatment has been transferred from his  or  her
    41  care  in  accordance with the provisions of this section. This agreement
    42  shall run to the benefit of the injured person so treated  or  examined,

    43  and  shall be available to him or her as a defense in any action by such
    44  podiatrist for payment for treatment rendered by a podiatrist  after  he
    45  or  she  has  been  removed  from  the list of podiatrists authorized to
    46  render podiatry care or to  conduct  [independent]  adversarial  medical
    47  examinations  under this section, or after the injured person was trans-
    48  ferred from his or her care in accordance with the  provisions  of  this
    49  section.  The  podiatry  practice  committee  if  it deems such licensed
    50  podiatrist duly qualified shall recommend to the chair that such  podia-
    51  trist be authorized to render podiatry care and/or to conduct [independ-
    52  ent] adversarial medical examinations under this section. Such recommen-
    53  dation  shall  be advisory to the chair only and shall not be binding or

    54  conclusive upon him or her. The chair  shall  prepare  and  establish  a
    55  schedule  for  the state, or schedules limited to defined localities, of
    56  charges and fees for podiatry treatment and care, to  be  determined  in

        S. 5373                             8
 
     1  accordance with and to be subject to change pursuant to rules promulgat-
     2  ed  by the chair. Before preparing such schedule for the state or sched-
     3  ules for limited localities the chair shall request the  podiatry  prac-
     4  tice  committee  to  submit  to  him  or  her  a report on the amount of
     5  remuneration deemed by such committee to be fair and  adequate  for  the
     6  types  of podiatry care to be rendered under this chapter, but consider-
     7  ation shall be given to the view  of  other  interested  parties.    The
     8  amounts payable by the employer for such treatment and services shall be

     9  the fees and charges established by such schedule.
    10    3.  (a)  No  claim  for  podiatry care or treatment shall be valid and
    11  enforceable as against the employer or  employee  unless  within  forty-
    12  eight  hours  following  the  first treatment the podiatrist giving such
    13  care or treatment furnish to the employer and directly to  the  chair  a
    14  preliminary  notice  of  such  injury and treatment, within fifteen days
    15  thereafter a  more  complete  report  and  subsequent  thereto  progress
    16  reports  as requested in writing by the chair, board, employer or insur-
    17  ance carrier, at intervals of not less than three weeks apart or at less
    18  frequent intervals if requested on forms prescribed by the chair.    The
    19  board  may excuse the failure to give such notices within the designated
    20  periods when it finds it to be in the interest of justice to do so.

    21    (b) Upon receipt of the notice provided for by paragraph (a)  of  this
    22  subdivision,  the  employer,  the carrier and the claimant each shall be
    23  entitled to have the claimant examined by a qualified podiatrist author-
    24  ized by the chair in accordance with subdivision two of this section and
    25  section one hundred thirty-seven of this chapter, at a medical  facility
    26  convenient  to the claimant and in the presence of the claimant's podia-
    27  trist, and refusal by the  claimant  to  submit  to  such  [independent]
    28  adversarial  medical examination at such time or times as may reasonably
    29  be necessary in the opinion of the board shall  bar  the  claimant  from
    30  recovering  compensation  for  any  period  during  which  he or she has
    31  refused to submit to such examination.
    32    (c) Where it would place an unreasonable burden upon the  employer  or

    33  carrier  to arrange for, or for the claimant to attend, an [independent]
    34  adversarial medical examination by an authorized podiatrist, the employ-
    35  er or carrier shall arrange for such examination to be  performed  by  a
    36  qualified podiatrist in a medical facility convenient to the claimant.
    37    (d)  The  [independent]  adversarial  podiatric examiner shall provide
    38  such reports and shall submit to investigation as required by the chair.
    39    (e) In order to qualify as admissible medical evidence,  for  purposes
    40  of  adjudicating  any  claim under this chapter, any report submitted to
    41  the board by an [independent] adversarial podiatric examiner licensed by
    42  the state of New York shall include the following:
    43    (i) a signed statement certifying that the report is a full and truth-

    44  ful representation of the [independent] adversarial podiatric examiner's
    45  professional opinion with respect to the claimant's condition,
    46    (ii) such examiner's board issued authorization number,
    47    (iii) the name of the individual or entity requesting the examination,
    48    (iv) if applicable, the registration number  as  required  by  section
    49  thirteen-n of this article, and
    50    (v) such other information as the chair may require by regulation.
    51    The podiatry practice committee shall investigate, hear and make find-
    52  ings  with respect to all charges as to professional or other misconduct
    53  of any authorized podiatrist as herein provided under rules  and  proce-
    54  dures  to  be  prescribed by the chair and shall report evidence of such
    55  misconduct, with their findings and recommendation with respect thereto,

    56  to the chair. The findings, decision and recommendation of such podiatry

        S. 5373                             9
 
     1  practice committee shall be advisory to the chair only, and shall not be
     2  binding or conclusive upon him or her. The chair shall remove  from  the
     3  list  of podiatrists authorized to render podiatry care under this chap-
     4  ter  or  to  conduct  [independent]  adversarial medical examinations in
     5  accordance with paragraph (b) of subdivision three of this  section  the
     6  name  of any podiatrist who he or she shall find after reasonable inves-
     7  tigation is disqualified because such podiatrist
     8    (g) has directly or indirectly requested, received or participated  in
     9  the division, transference, assignment, rebating, splitting or refunding
    10  of a fee for, or has directly or indirectly requested, received or prof-

    11  ited  by  means of a credit or other valuable consideration as a commis-
    12  sion, discount or gratuity in connection with the treatment,  or  [inde-
    13  pendent]  adversarial  medical  examination,  of a workers' compensation
    14  claimant.   Nothing contained in  this  paragraph  shall  prohibit  such
    15  podiatrists  who  practice  as  partners, in groups or as a professional
    16  corporation from pooling fees and moneys received, either by  the  part-
    17  nership,  professional  corporation  or  group by the individual members
    18  thereof, for professional services furnished by any  individual  profes-
    19  sional  member,  or  employee of such partnership, corporation or group,
    20  nor shall the professionals constituting the  partnership,  corporation,
    21  or  group  be prohibited from sharing, dividing or apportioning the fees

    22  and moneys received by them or by the partnership, corporation or  group
    23  in accordance with a partnership or other agreement.
    24    § 9. Subdivisions 2 and 3, and the opening paragraph and paragraph (g)
    25  of  subdivision  10 of section 13-l of the workers' compensation law, as
    26  amended by chapter 473 of the laws of  2000,  are  amended  to  read  as
    27  follows:
    28    2.  An  employee  injured  under  circumstances which make such injury
    29  compensable under this article, when care  is  required  for  an  injury
    30  which  consists solely of a condition which may lawfully be treated by a
    31  chiropractor as defined in section sixty-five hundred fifty-one  of  the
    32  education  law  may  select to treat him or her, any duly registered and
    33  licensed chiropractor of the state of New York, authorized by the  chair
    34  to  render  chiropractic  care as hereinafter provided. If the injury or

    35  condition is one which is outside the limits prescribed by the education
    36  law for chiropractic care and treatment, the said chiropractor  must  so
    37  advise  the  said  injured employee and instruct him or her to consult a
    38  physician of said employee's choice for appropriate care and  treatment.
    39  Such  physician  shall  thenceforth have supervision of the treatment of
    40  said condition including the future treatment to be administered to  the
    41  patient  by  the chiropractor. A chiropractor licensed and registered to
    42  practice chiropractic in the state of New York, who is desirous of being
    43  authorized to render chiropractic care  under  this  section  and/or  to
    44  conduct  [independent]  adversarial  medical  examinations in accordance
    45  with paragraph (b) of subdivision three of this section  shall  file  an
    46  application  for  authorization under this section with the chiropractic

    47  practice committee. In such application he or she shall agree to refrain
    48  from subsequently treating for remuneration, as a private  patient,  any
    49  person seeking chiropractic treatment, or submitting to an [independent]
    50  adversarial  medical examination, in connection with, or as a result of,
    51  any injury compensable under this chapter, if he or she has been removed
    52  from the list of chiropractors authorized to render chiropractic care or
    53  to conduct [independent] adversarial  medical  examinations  under  this
    54  chapter,  or  if  the person seeking such treatment has been transferred
    55  from his or her care in accordance with the provisions of this  section.
    56  This  agreement shall run to the benefit of the injured person so treat-

        S. 5373                            10
 

     1  ed, or examined, and shall be available to him or her as  a  defense  in
     2  any  action  by such chiropractor for payment rendered by a chiropractor
     3  after he or she has been removed from the list of chiropractors  author-
     4  ized to render chiropractic care or to conduct [independent] adversarial
     5  medical examinations under this section, or after the injured person was
     6  transferred  from  his  or her care in accordance with the provisions of
     7  this section. The chiropractic  practice  committee  if  it  deems  such
     8  licensed  chiropractor  duly qualified shall recommend to the chair that
     9  such be authorized to render chiropractic care and/or to conduct  [inde-
    10  pendent]  adversarial  medical  examinations  under  this  section. Such
    11  recommendations shall be advisory to the chair only  and  shall  not  be

    12  binding  or  conclusive  upon  him  or  her. The chair shall prepare and
    13  establish a schedule for the state,  or  schedules  limited  to  defined
    14  localities  of  charges and fees for chiropractic treatment and care, to
    15  be determined in accordance with and to be subject to change pursuant to
    16  rules promulgated by the chair.  Before preparing such schedule for  the
    17  state  or  schedules  for limited localities the chair shall request the
    18  chiropractic practice committee to submit to him or her a report on  the
    19  amount  of remuneration deemed by such committee to be fair and adequate
    20  for the types of chiropractic care to be rendered  under  this  chapter,
    21  but  consideration  shall  be  given  to  the  view  of other interested
    22  parties, the amounts payable by the  employer  for  such  treatment  and
    23  services shall be the fees and charges established by such schedule.

    24    3.  (a) No claim for chiropractic care or treatment shall be valid and
    25  enforceable as against the employer or employees  unless  within  forty-
    26  eight  hours  following the first treatment the chiropractor giving such
    27  care or treatment furnishes to the employer and directly to the chair  a
    28  preliminary notice of such injury and treatment, and within fifteen days
    29  thereafter  a  more  complete  report  and  subsequent  thereto progress
    30  reports as requested in writing by the chair, board, employer or  insur-
    31  ance carrier, at intervals of not less than three weeks apart or at less
    32  frequent  intervals  if  requested on forms prescribed by the chair. The
    33  board may excuse the failure to give such notices within the  designated
    34  periods when it finds it to be in the interest of justice to do so.
    35    (b)  Upon  receipt of the notice provided for by paragraph (a) of this

    36  subdivision, the employer, the carrier, and the claimant each  shall  be
    37  entitled  to  have  the  claimant  examined  by a qualified chiropractor
    38  authorized by the chair in  accordance  with  subdivision  two  of  this
    39  section  and  section  one  hundred  thirty-seven  of  this chapter at a
    40  medical facility convenient to the claimant and in the presence  of  the
    41  claimant's  chiropractor,  and refusal by the claimant to submit to such
    42  [independent] adversarial medical examination at such time or  times  as
    43  may  reasonably  be  necessary in the opinion of the board shall bar the
    44  claimant from recovering compensation, for any period during which he or
    45  she has refused to submit to such examination.
    46    (c) Where it would place an unreasonable burden upon the  employer  or
    47  carrier  to arrange for, or for the claimant to attend, an [independent]

    48  adversarial medical  examination  by  an  authorized  chiropractor,  the
    49  employer  or  carrier shall arrange for such examination to be performed
    50  by a qualified chiropractor in a  medical  facility  convenient  to  the
    51  claimant.
    52    (d)  The [independent] adversarial chiropractic examiner shall provide
    53  such reports and shall submit to investigation as required by the chair.
    54    (e) In order to  qualify  as  admissible  chiropractic  evidence,  for
    55  purposes  of  adjudicating  any  claim  under  this  chapter, any report

        S. 5373                            11
 
     1  submitted to the board by an [independent] adversarial medical  examiner
     2  licensed by the state of New York shall include the following:
     3    (i) a signed statement certifying that the report is a full and truth-

     4  ful representation of the [independent] adversarial chiropractic examin-
     5  er's professional opinion with respect to the claimant's condition,
     6    (ii) such examiner's board issued authorization number,
     7    (iii) the name of the individual or entity requesting the examination,
     8    (iv)  if  applicable,  the  registration number as required by section
     9  thirteen-n of this article, and
    10    (v) such other information as the chair may require by regulation.
    11    The chiropractic practice committee shall investigate, hear  and  make
    12  findings with respect to all charges as to professional or other miscon-
    13  duct  of  any authorized chiropractor as herein provided under rules and
    14  procedure to be prescribed by the chair and  shall  report  evidence  of
    15  such  misconduct,  with  their findings and recommendations with respect

    16  thereto, to the chair. The findings, decision and recommendation of such
    17  chiropractic practice committee shall be advisory to the chair only, and
    18  shall not be binding or conclusive upon him  or  her.  The  chair  shall
    19  remove  from the list of chiropractors authorized to render chiropractic
    20  care under this chapter or to conduct [independent] adversarial  medical
    21  examinations  in  accordance  with paragraph (b) of subdivision three of
    22  this section the name of any chiropractor who he or she shall find after
    23  reasonable investigation is disqualified because such chiropractor,
    24    (g) has directly or indirectly requested, received or participated  in
    25  the division, transference, assignment, rebating, splitting or refunding
    26  of a fee for, or has directly or indirectly requested, received or prof-
    27  ited  by  means  of  a  credit  or otherwise valuable consideration as a

    28  commission, discount or gratuity, in connection with the  treatment,  or
    29  [independent]  adversarial  medical  examination,  of a workers' compen-
    30  sation claimant.   Nothing contained in this  paragraph  shall  prohibit
    31  such  chiropractors  who practice as partners, in groups or as a profes-
    32  sional corporation, or as a university faculty practice corporation from
    33  pooling fees and moneys received, either  by  the  partnership,  profes-
    34  sional  corporation, university faculty practice corporation or group by
    35  the individual members thereof, for professional services  furnished  by
    36  any  individual  professional  member,  or employee of such partnership,
    37  corporation or group, nor shall the professionals constituting the part-
    38  nership, corporation, or group be prohibited from sharing,  dividing  or
    39  apportioning the fees and moneys received by them or by the partnership,

    40  corporation  or  group  in accordance with a partnership or other agree-
    41  ment.
    42    § 10. Subdivisions 3 and 4 and the opening paragraph of subdivision 11
    43  of section 13-m of the workers' compensation law, as amended by  chapter
    44  473 of the laws of 2000, are amended to read as follows:
    45    3.  A  psychologist, licensed and registered to practice psychology in
    46  the state of New York, who is desirous of  being  authorized  to  render
    47  psychological  care  under  this section and/or to conduct [independent]
    48  adversarial medical examinations in accordance  with  paragraph  (b)  of
    49  subdivision  four of this section shall file an application for authori-
    50  zation under this section with the psychology  practice  committee.  The
    51  applicant shall agree to refrain from subsequently treating for remuner-

    52  ation, as a private patient, any person seeking psychological treatment,
    53  or  submitting  to  an [independent] adversarial medical examination, in
    54  connection with, or as a result of, any injury  compensable  under  this
    55  chapter,  if  he  or she has been removed from the list of psychologists
    56  authorized to render psychological care under this chapter. This  agree-

        S. 5373                            12
 
     1  ment  shall  run  to  the  benefit of the injured person so treated, and
     2  shall be available as a defense in any action by such  psychologist  for
     3  payment  for treatment rendered by such psychologist after being removed
     4  from  the  list of psychologists authorized to render psychological care
     5  or to conduct [independent] adversarial medical examinations under  this

     6  section.  The  psychology  practice  committee if it deems such licensed
     7  psychologist duly qualified shall  recommend  to  the  chair  that  such
     8  person  be  authorized  to  render  psychological care and/or to conduct
     9  [independent] adversarial medical examinations under this section.  Such
    10  recommendations  shall  be  only  advisory to the chair and shall not be
    11  binding or conclusive. The chair shall prepare and establish a  schedule
    12  for  the state or schedules limited to defined localities of charges and
    13  fees for psychological treatment and care, to be determined  in  accord-
    14  ance  with and be subject to change pursuant to rules promulgated by the
    15  chair. Before preparing such schedule for the  state  or  schedules  for
    16  limited  localities  the  chair  shall  request  the psychology practice
    17  committee to submit to such chair a report on the amount of remuneration

    18  deemed by such committee to be  fair  and  adequate  for  the  types  of
    19  psychological  care to be rendered under this chapter, but consideration
    20  shall be given to the view of  other  interested  parties.  The  amounts
    21  payable  by  the  employer  for such treatment and services shall be the
    22  fees and charges established by such schedule.
    23    4. (a) No claim for psychological care or treatment shall be valid and
    24  enforceable as against the employer or employees  unless  within  forty-
    25  eight  hours  following the first treatment the psychologist giving such
    26  care or treatment furnishes to the employer and directly to the chair  a
    27  preliminary notice of such injury and treatment, and within fifteen days
    28  thereafter  a  more  complete  report  and  subsequent  thereto progress
    29  reports as requested in writing by the chair, board, employer or  insur-

    30  ance carrier, at intervals of not less than three weeks apart or at less
    31  frequent  intervals  if  requested on forms prescribed by the chair. The
    32  board may excuse the failure to give such notices within the  designated
    33  periods when it finds it to be in the interest of justice to do so.
    34    (b)  Upon  receipt of the notice provided for by paragraph (a) of this
    35  subdivision, the employer, the carrier, and the claimant each  shall  be
    36  entitled  to  have  the  claimant  examined by a qualified psychologist,
    37  authorized by the chair in accordance with  subdivision  three  of  this
    38  section  and  section  one  hundred  thirty-seven  of this chapter, at a
    39  medical facility convenient to the claimant and in the presence  of  the
    40  claimant's  psychologist,  and refusal by the claimant to submit to such
    41  [independent] adversarial medical examination at such time or  times  as

    42  may  reasonably  be  necessary in the opinion of the board shall bar the
    43  claimant from recovering compensation, for any period during which he or
    44  she has refused to submit to such examination.
    45    (c) Where it would place an unreasonable burden upon the  employer  or
    46  carrier  to arrange for, or for the claimant to attend, an [independent]
    47  adversarial medical  examination  by  an  authorized  psychologist,  the
    48  employer  or  carrier shall arrange for such examination to be performed
    49  by a qualified psychologist in a  medical  facility  convenient  to  the
    50  claimant.
    51    (d)  The  [independent] adversarial psychological examiner licensed by
    52  the state of New York shall provide such reports  and  shall  submit  to
    53  investigation as required by the chair.
    54    (e)  In  order to qualify as admissible medical evidence, for purposes

    55  of adjudicating any claim under this chapter, any  report  submitted  to

        S. 5373                            13
 
     1  the   board  by  an  [independent]  adversarial  psychological  examiner
     2  licensed by the state of New York shall include the following:
     3    (i) a signed statement certifying that the report is a full and truth-
     4  ful  representation of the [independent] adversarial psychological exam-
     5  iner's professional opinion with respect to the claimant's condition,
     6    (ii) such examiner's board issued authorization number,
     7    (iii) the name of the individual or entity requesting the examination,
     8    (iv) if applicable, the registration number  as  required  by  section
     9  thirteen-n of this article, and
    10    (v) such other information as the chair may require by regulation.

    11    The  psychology  practice  committee  shall investigate, hear and make
    12  findings with respect to all charges as to professional or other miscon-
    13  duct of any authorized psychologist as herein provided under  rules  and
    14  procedures  to  be  prescribed by the chair and shall report evidence of
    15  such misconduct, with their findings and  recommendations  with  respect
    16  thereto, to the chair. The findings, decision and recommendation of such
    17  psychology  practice  committee shall be advisory to the chair only, and
    18  shall not be binding or conclusive upon him  or  her.  The  chair  shall
    19  remove from the list of psychologists authorized to render psychological
    20  care  under this chapter or to conduct [independent] adversarial medical
    21  examinations in accordance with paragraph (b)  of  subdivision  four  of
    22  this section the name of any psychologist who he or she shall find after

    23  reasonable investigation is disqualified because such psychologist:
    24    § 11. Section 13-n of the workers' compensation law, as added by chap-
    25  ter  473  of the laws of 2000 and subdivision 3 as added by chapter 6 of
    26  the laws of 2007, is amended to read as follows:
    27    § 13-n. Mandatory registration of entities which  derive  income  from
    28  [independent]  adversarial  medical  examinations.  1.  Any entity which
    29  derives  income  from  [independent]  adversarial  medical  examinations
    30  performed  in  accordance  with  subdivision four of section thirteen-a,
    31  subdivision three of section thirteen-k, subdivision  three  of  section
    32  thirteen-1  and  subdivision four of section thirteen-m of this article,
    33  whether by employing or contracting with [independent] adversarial exam-

    34  iners to conduct such [independent] adversarial medical examinations  or
    35  by  acting as a referral service or otherwise facilitating such examina-
    36  tions, shall register with the chair by filing a statement of  registra-
    37  tion  containing such information prescribed by the chair in regulation.
    38  A fee may be imposed in accordance with regulations promulgated  by  the
    39  chair. Any such fees collected shall be used for the purpose of adminis-
    40  tering this section.
    41    2.  The  chair  shall  assign a registration number to the entity upon
    42  registration. If an entity operates under more than one name, or in more
    43  than one location, the chair may assign a series of registration numbers
    44  which would differentiate each such sub-entity. In order to  qualify  as
    45  admissible  medical  evidence,  for  purposes  of adjudicating any claim

    46  under this chapter, any report submitted to the board by  an  [independ-
    47  ent]  adversarial medical examiner who is employed by, or has contracted
    48  with, an entity as described in subdivision one of this section for  the
    49  purpose  of  performing  [independent] adversarial medical examinations,
    50  must include the registration number of such entity.
    51    3. The chair, upon finding that an entity  that  derives  income  from
    52  [independent] adversarial medical examinations has materially altered an
    53  [independent]  adversarial  medical examination report, or caused such a
    54  report to be materially altered, may revoke  the  registration  of  such
    55  entity,  impose  a  penalty not exceeding ten thousand dollars and refer
    56  the matter to the attorney general for prosecution.

        S. 5373                            14
 
     1    § 12. Section 137 of the workers' compensation law, as added by  chap-
     2  ter 473 of the laws of 2000, is amended to read as follows:
     3    §  137.  [Independent] Adversarial medical examinations. 1. (a) A copy
     4  of each report of [independent] adversarial medical examination shall be
     5  submitted by the practitioner on the same day and in the same manner  to
     6  the  board, the insurance carrier, the claimant's attending physician or
     7  other attending practitioner,  the  claimant's  representative  and  the
     8  claimant.
     9    (b)  If  a  practitioner  who  has  performed or will be performing an
    10  [independent] adversarial medical examination of a claimant  receives  a
    11  request for information regarding the claimant, including faxed or elec-

    12  tronically transmitted requests, the practitioner shall submit a copy of
    13  the  request  for information to the board within ten days of receipt of
    14  the request. Nothing in this subdivision shall be construed to  abrogate
    15  the attorney-client privilege.
    16    (c)  Copies  of  all responses to such requests for information as are
    17  described in paragraph (b) of this subdivision, including all  materials
    18  which  are provided in response to such a request, shall be submitted by
    19  the responding practitioner to the board within ten days  of  submission
    20  of  the  response to the requestor. Nothing in this subdivision shall be
    21  construed to abrogate the attorney-client privilege.
    22    2. In any open case where an award has been directed by the board  for
    23  temporary or permanent disability at an established rate of compensation
    24  and  there  is a direction by the board for continuation of payments, or

    25  any closed case where an award for compensation has been made for perma-
    26  nent total or permanent partial disability, a report of an [independent]
    27  adversarial medical examination shall not be the basis for suspending or
    28  reducing payments unless and until the  rules  and  regulations  of  the
    29  board  regarding suspending or reducing payments have been met and there
    30  is a  determination  by  the  board  finding  that  such  suspension  or
    31  reduction is justified.
    32    3.  (a)  Only a New York state licensed and board certified physician,
    33  surgeon, podiatrist or any other person authorized to examine or  evalu-
    34  ate  injury  or  illness  by  the board shall perform such [independent]
    35  adversarial medical examination. Where a claimant resides out of state a
    36  practitioner qualified to examine or evaluate injury or illness  by  the

    37  board shall perform such [independent] adversarial medical examination.
    38    (b)  Any practitioner performing the [independent] adversarial medical
    39  examinations shall be paid according to  the  fee  schedule  established
    40  pursuant to section thirteen of this chapter.
    41    4.   All  [independent]  adversarial  medical  examinations  shall  be
    42  performed in medical facilities suitable for such exam, with due  regard
    43  and respect for the privacy and dignity of the injured worker as well as
    44  the  access and safety of the claimant. Such facilities must be provided
    45  in a convenient and accessible location  within  a  reasonable  distance
    46  from the claimant's residence.
    47    5.   All  [independent]  adversarial  medical  examinations  shall  be

    48  performed by a practitioner competent to evaluate or examine the  injury
    49  or disease from which the injured worker suffers. Such examination shall
    50  be  performed  by  a practitioner who is licensed and board certified in
    51  the state of New York or any other person authorized to examine or eval-
    52  uate injury or illness by the board.
    53    6. No practitioner examining or evaluating a claimant under this chap-
    54  ter nor any supervising authority or proprietor nor insurance carrier or
    55  employer may cause, direct or encourage a  report  to  be  submitted  as
    56  evidence  in  workers'  compensation  claim  adjudication  which differs

        S. 5373                            15
 
     1  substantially from the professional opinion of the examining practition-
     2  er. Such an action shall be considered within the  jurisdiction  of  the

     3  workers'  compensation  fraud inspector general and may be referred as a
     4  fraudulent practice.
     5    7.  The  claimant shall receive notice by mail of the scheduled [inde-
     6  pendent] adversarial medical examination at least  seven  business  days
     7  prior  to such examination. Such notice shall advise the claimant if the
     8  practitioner intends to record or video tape the examination, and  shall
     9  advise the claimant of their right to video tape or otherwise record the
    10  examination. Claimants shall be advised of their right to be accompanied
    11  during the exam by an individual or individuals of their choosing.
    12    8.  [Independent]  Adversarial medical examinations shall be performed
    13  during regular business hours  except  with  the  consent  and  for  the
    14  convenience of the claimant. Claimants subject to such examination shall

    15  be  notified  at the time of the exam in writing of the available travel
    16  reimbursement under law.
    17    9. A practitioner is not eligible to perform an  [independent]  adver-
    18  sarial medical examination of a claimant if the practitioner has treated
    19  or  examined  the claimant for the condition for which the [independent]
    20  adversarial medical examination is being requested or if another  member
    21  of  a  preferred provider organization or managed care provider to which
    22  the practitioner belongs has treated or examined the  claimant  for  the
    23  condition for which the [independent] adversarial medical examination is
    24  being requested.
    25    10.  The  ability of a claimant to appear for an exam or hearing shall
    26  not be dispositive in the determination of disability, extent  of  disa-

    27  bility or eligibility for benefits.
    28    11.  At  the time of the [independent] adversarial medical examination
    29  the claimant shall receive a  notice  from  the  entity  performing  the
    30  [independent]  adversarial medical examination, on a form which shall be
    31  approved and promulgated by the chair,  stating  the  rights  and  obli-
    32  gations  of the claimant and the practitioner with respect to such exam,
    33  and such notice shall include but not be limited to a statement that the
    34  claimant's receipt of benefits could be denied, terminated,  or  reduced
    35  as a result of a determination which may be based upon the medical eval-
    36  uation  made  after  such [independent] adversarial medical examination,
    37  and the claimant's rights to challenge or appeal such a determination.

    38    § 13. Subdivisions 1, 2 and 3 of section 50-h of the general municipal
    39  law, subdivision 1 as amended by chapter 24 of the laws of 1988,  subdi-
    40  vision 2 as amended by chapter 254 of the laws of 1990 and subdivision 3
    41  as  added  by  chapter  393  of the laws of 1958, are amended to read as
    42  follows:
    43    1. Wherever a notice of claim is filed against a city,  county,  town,
    44  village,  fire  district,  ambulance  district  [or], school district or
    45  public authority the city, county, town, village, fire  district,  ambu-
    46  lance  district [or], school district or public authority shall have the
    47  right to demand an examination of the claimant relative  to  the  occur-
    48  rence  and  extent  of  the injuries or damages for which claim is made,

    49  which examination shall be upon oral questions unless the parties other-
    50  wise stipulate and may include [a physical] an adversarial medical exam-
    51  ination of the claimant by a duly qualified physician. If the  party  to
    52  be  examined  desires, he or she is entitled to have such examination in
    53  the presence of his or her own personal physician and such  relative  or
    54  other  person  as he or she may elect.  The person subject to the adver-
    55  sarial medical examination shall not be required to  produce  any  docu-
    56  ments  or  supply  any written answers to questions put to him or her at

        S. 5373                            16
 
     1  such adversarial medical examination. Exercise of the right to demand  a
     2  physical  examination  of the claimant as provided in this section shall

     3  in no way affect the right  of  a  city,  county,  town,  village,  fire
     4  district,  ambulance  district [or], school district or public authority
     5  in a subsequent action brought upon the claim to demand [a physical]  an
     6  adversarial  medical examination of the plaintiff pursuant to statute or
     7  court rule.
     8    2. The demand for examination as provided in subdivision one  of  this
     9  section  shall be made by the chief executive officer or, where there is
    10  no such officer, by the chairman of the  governing  body  of  the  city,
    11  county,  town,  village,  fire  district [or], school district or public
    12  authority or by such officer, agent or employee as may be designated  by
    13  him  or  her for that purpose.  The demand shall be in writing and shall

    14  be served personally or by registered or certified mail upon the  claim-
    15  ant  unless the claimant is represented by an attorney, when it shall be
    16  served personally or by mail upon his or her attorney. The demand  shall
    17  give  reasonable  notice  of  the examination. It shall state the person
    18  before whom the examination is to be held, the time, place  and  subject
    19  matter  thereof  and, if [a physical] an adversarial medical examination
    20  is to be required, it shall so state. If the  place  of  examination  is
    21  located  outside  the  municipality against which the claim is made, the
    22  claimant may demand, within ten days of such service, that the  examina-
    23  tion be held at a location within such municipality. Such location shall
    24  be  determined  by  the  municipality.    If [a physical] an adversarial

    25  medical examination is to be required and there is no appropriate  place
    26  for  such an examination within the municipality, such examination shall
    27  be given at a location as close to such municipality as practicable.  No
    28  demand  for  examination shall be effective against the claimant for any
    29  purpose unless it shall be served as provided in this subdivision within
    30  ninety days from the date of filing of the notice of claim.
    31    3. In any examination required pursuant  to  the  provisions  of  this
    32  section  the claimant shall have the right to be represented by counsel.
    33  The examination shall be conducted upon oath or affirmation. The officer
    34  or person before whom the examination is had shall take down or cause to
    35  be taken down every question and answer unless the parties consent  that
    36  only the substance of the testimony be inserted. The testimony so taken,

    37  together  with  the report of the examining physician where [a physical]
    38  an adversarial medical examination is  required,  shall  constitute  the
    39  record  of the examination.  The transcript of the record of an examina-
    40  tion shall not be subject to or available for public inspection,  except
    41  upon  court  order  upon good cause shown, but shall be furnished to the
    42  claimant or his or her attorney upon request.
    43    § 14. Subdivisions 1, 2 and 3 of section 17-a of the court  of  claims
    44  act, as added by chapter 189 of the laws of 1990, are amended to read as
    45  follows:
    46    1.  Wherever  a  notice  of  intention  to file a claim is served, the
    47  defendant shall have the right to demand an examination of the  claimant
    48  relative  to  the  occurrence  and extent of the injuries or damages for

    49  which claim is made, which examination  shall  be  upon  oral  questions
    50  unless  the  parties otherwise stipulate and may include [a physical] an
    51  adversarial medical examination of the  claimant  by  a  duly  qualified
    52  physician. If the party to be examined desires, he or she is entitled to
    53  have  such [physical] an adversarial medical examination in the presence
    54  of his or her own personal physician and such relative or  other  person
    55  as  he or she may elect. Exercise of the right to demand [a physical] an
    56  adversarial medical examination of the  claimant  as  provided  in  this

        S. 5373                            17
 
     1  section  shall in no way affect the right of a defendant in a subsequent

     2  claim brought upon the notice of intention to file a claim to demand  [a
     3  physical] an adversarial medical examination of the claimant pursuant to
     4  statute or court rule.
     5    2.  The  demand for examination as provided in subdivision one of this
     6  section shall be made by the attorney for the defendant or by such offi-
     7  cer, agent or employee as may be designated by him for that purpose. The
     8  demand shall be in writing and shall be served personally or  by  regis-
     9  tered or certified mail upon the claimant unless the claimant is repres-
    10  ented by an attorney, when it shall be served personally or by mail upon
    11  his  or  her  attorney.  The  demand shall give reasonable notice of the
    12  examination. It shall state the person before whom the examination is to
    13  be held, the time, place and subject matter thereof and, if [a physical]

    14  an adversarial medical examination is to be required, it shall so state.
    15  No demand for examination shall be effective against  the  claimant  for
    16  any  purpose  unless  it shall be served as provided in this subdivision
    17  within ninety days from the date of service of the notice  of  intention
    18  to file a claim.
    19    3.  In  any  examination  required  pursuant to the provisions of this
    20  section the claimant shall have the right to be represented by  counsel.
    21  The examination shall be conducted upon oath or affirmation. The officer
    22  or  person  before whom the examination is held shall take down or cause
    23  to be taken down every question and answer unless  the  parties  consent
    24  that  only  the substance of the testimony be inserted. The testimony so
    25  taken, together with the report of  the  examining  physician  where  [a

    26  physical]  an adversarial medical examination is required, shall consti-
    27  tute the record of the examination.  The transcript of the record of  an
    28  examination,  including  a copy of the report of the examining physician
    29  shall not be subject to or available for public inspection, except  upon
    30  court  order upon good cause shown, but shall be furnished to the claim-
    31  ant or his or her attorney upon request.
    32    § 15. This act shall take effect immediately and shall  apply  to  all
    33  currently  pending actions and proceedings, and to proceedings commenced
    34  subsequent to such date.
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