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A11634 Summary:

BILL NOA11634A
 
SAME ASNo Same As
 
SPONSORRules (Rivera)
 
COSPNSR
 
MLTSPNSR
 
 
Directs the commissioner of education to appoint a monitor for the Buffalo city school district; establishes the powers and duties of such monitor and certain other officers.
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A11634 Text:



 
                STATE OF NEW YORK
        ________________________________________________________________________
 
                                        11634--A
 
                   IN ASSEMBLY
 
                                      July 29, 2026
                                       ___________
 
        Introduced  by  COMMITTEE ON RULES -- (at request of M. of A. Rivera) --
          read once and referred to the  Committee  on  Education  --  committee
          discharged, bill amended, ordered reprinted as amended and recommitted
          to said committee
 
        AN  ACT directing the commissioner of education to appoint a monitor for
          the Buffalo city school district, establishing the powers  and  duties
          of  such  monitor  and  certain  other officers; and providing for the
          repeal of certain provisions upon the expiration thereof
 
          The People of the State of New York, represented in Senate and  Assem-
        bly, do enact as follows:
 
     1    Section 1. Definitions. As used in this act:
     2    (a) "Commissioner" shall mean the commissioner of education;
     3    (b) "Department" shall mean the state education department;
     4    (c)  "Board of education" or "board" shall mean the board of education
     5  of the Buffalo city school district;
     6    (d) "School district" or "district" shall mean the Buffalo city school
     7  district;
     8    (e) "Superintendent" shall mean the superintendent of the Buffalo city
     9  school district;
    10    (f) "Relatives" shall  mean  a  Buffalo  city  school  district  board
    11  member's  spouse, domestic partner, child, stepchild, stepparent, or any
    12  person who is a direct descendant of the grandparents of a current board
    13  member or a board member's spouse or domestic partner; and
    14    (g) "City" shall mean the city of Buffalo.
    15    § 2. Appointment of a monitor.  The  commissioner  shall  appoint  one
    16  monitor  to provide oversight, guidance and technical assistance related
    17  to the educational and fiscal policies, practices,  programs  and  deci-
    18  sions of the school district, the board of education and the superinten-
    19  dent.
    20    1.  The  monitor,  to the extent practicable, shall have experience in
    21  school district finances and one or more of the following areas:
    22    (a) elementary and secondary education;
    23    (b) the operation of school districts in New York;
    24    (c) educating students with disabilities; and
 
         EXPLANATION--Matter in italics (underscored) is new; matter in brackets
                              [ ] is old law to be omitted.
                                                                   LBD16175-03-6

        A. 11634--A                         2
 
     1    (d) educating English language learners.
     2    2. The monitor shall be a non-voting ex-officio member of the board of
     3  education.  The  monitor  shall  be an individual who is not a resident,
     4  employee of the school district or relative of a  board  member  of  the
     5  school district at the time of such monitor's appointment.
     6    3. The reasonable and necessary expenses incurred by the monitor while
     7  performing  such  monitor's  official duties shall be paid by the school
     8  district.  Notwithstanding any other provision of law, the monitor shall
     9  be entitled to defense and indemnification by the school district to the
    10  same extent as a school district employee.
    11    § 3. Meetings. 1. The monitor shall be entitled to attend all meetings
    12  of the board, including executive sessions; provided however, such moni-
    13  tor shall not be considered for purposes of establishing a quorum of the
    14  board. The school  district  shall  fully  cooperate  with  the  monitor
    15  including, but not limited to, providing such monitor with access to any
    16  necessary  documents  and  records  of  the district including access to
    17  electronic  information  systems,  databases  and  planning   documents,
    18  consistent with all applicable state and federal statutes including, but
    19  not  limited  to,  Family  Education  Rights and Privacy Act (FERPA) (20
    20  U.S.C. § 1232g) and section 2-d of the education law.
    21    2. The board, in consultation with the monitor, shall adopt a conflict
    22  of interest policy that complies  with  all  existing  applicable  laws,
    23  rules  and regulations that ensures its board members and administration
    24  act in the school district's best interest and  comply  with  applicable
    25  legal  requirements.  The conflict of interest policy shall include, but
    26  not be limited to:
    27    (a) a definition of the circumstances that constitute  a  conflict  of
    28  interest;
    29    (b) procedures for disclosing a conflict of interest to the board;
    30    (c) a requirement that the person with the conflict of interest not be
    31  present  at or participate in board deliberations or votes on the matter
    32  giving rise to such conflict, provided that nothing in this  subdivision
    33  shall  prohibit  the  board  from  requesting  that  the person with the
    34  conflict of interest present information as background or  answer  ques-
    35  tions  at  a board meeting prior to the commencement of deliberations or
    36  voting relating thereto;
    37    (d) a prohibition against any attempt by the person with the  conflict
    38  to  influence improperly the deliberation or voting on the matter giving
    39  rise to such conflict; and
    40    (e) a requirement that the existence and resolution of the conflict be
    41  documented in the board's records, including in the minutes of any meet-
    42  ing at which the conflict was discussed or voted upon.
    43    3. In the event that the monitor finds that an adopted  resolution  or
    44  motion,  a proposed resolution or motion, or that the board's failure to
    45  act violates state law, the rules of the board  of  regents,  the  regu-
    46  lations  of  the  commissioner, or is inconsistent with the terms of the
    47  financial plan or academic improvement plan under this act, the  monitor
    48  may:
    49    (a)  override  adopted or proposed resolutions or motions by the board
    50  through the issuance of a directive which  shall  contain  the  specific
    51  findings  as to the necessity of such override and any potential correc-
    52  tive action by the board that  would  address  the  deficiency  in  such
    53  adopted  or  proposed  resolution  or  motion. The monitor shall provide
    54  written notice to the board, superintendent and  commissioner  of  their
    55  intention  to  override  the adopted or proposed resolution or motion at
    56  any time but in no event later than forty-eight hours after such  resol-

        A. 11634--A                         3
 
     1  ution  or  motion  was  adopted by the board unless the commissioner has
     2  extended the period to override due to  extenuating  circumstances  that
     3  necessitate   additional  time.  The  override  notice  shall  stay  the
     4  proceedings of the board on such adopted resolution or motion or, if the
     5  notice  is  provided  prior to action by the board, it shall remove such
     6  proposed resolution or motion from consideration by  the  board  pending
     7  the issuance of a directive by the monitor. The monitor shall submit the
     8  directive  to  the  board,  superintendent and the commissioner no later
     9  than ten days following notice of such override. Upon the issuance of  a
    10  directive, the override of the board's adopted or proposed resolution or
    11  motion  shall  be final and conclusive unless the monitor fails to issue
    12  such directive within ten days or within such period established by  the
    13  monitor  if  the  period  was  extended, withdraws such override, or the
    14  commissioner overrules the monitor's override within  ten  days  of  the
    15  issuance  of  the directive. The monitor may extend the period to submit
    16  such directive, at intervals of ten additional days for each  extension,
    17  if  the  board,  superintendent  or  school  district  employees fail to
    18  provide all relevant information requested by the monitor related to the
    19  adopted or proposed resolution or motion subject to such override within
    20  forty-eight hours of such request.
    21    (b) submit a resolution for adoption  by  the  board.  The  resolution
    22  shall be submitted to the clerk no later than forty-eight hours prior to
    23  the  next  scheduled  board meeting who shall cause the resolution to be
    24  placed on the next board meeting agenda and a copy to be issued  to  the
    25  board,  superintendent and commissioner accompanied by specific findings
    26  as to the necessity of such resolution. The monitor may direct the board
    27  to meet at a date prior to their next scheduled board meeting to take up
    28  such resolution. The monitor may withdraw the resolution  prior  to,  or
    29  during,  the next board meeting, if the board takes sufficient action to
    30  resolve the issues contained in the resolution. If the resolution is not
    31  withdrawn, it shall be deemed to be adopted at the  next  board  meeting
    32  through  its  submission and shall have the full force and effect as any
    33  other resolution adopted by the board.
    34    (c) the monitor shall not override an adopted or  proposed  resolution
    35  or motion or submit a resolution related to collective bargaining agree-
    36  ments negotiated in accordance with article 14 of the civil service law.
    37    (d)  the  monitor shall not override an adopted or proposed resolution
    38  or motion or submit a resolution that would diminish  mandated  services
    39  to  non-public  schools  in violation of state or federal laws, rules or
    40  regulations.
    41    § 4. Public hearings. 1. The monitor shall schedule three public hear-
    42  ings to be held within sixty days of such monitor's  appointment,  which
    43  shall  allow  public  comment  from  the district's residents, students,
    44  parents, employees, board members and administration.
    45    (a) The first hearing shall take public comment on existing  statutory
    46  and  regulatory  authority  of  the commissioner, the department and the
    47  board of regents regarding school district governance  and  intervention
    48  under  applicable  state  law and regulations, including but not limited
    49  to, sections 306, 211-c, and 211-f of the education law.
    50    (b) The second hearing shall  take  public  comment  on  the  academic
    51  performance of the district.
    52    (c) The third hearing shall take public comment on the fiscal perform-
    53  ance of the district.
    54    2.  The  board  of education, the superintendent and the monitor shall
    55  consider these public comments when developing the  financial  plan  and
    56  academic improvement plan under this act.

        A. 11634--A                         4
 
     1    §  5.  Financial plan. 1. No later than November 1, 2027, the board of
     2  education, the superintendent and the monitor shall develop  a  proposed
     3  financial  plan  for  the 2027--2028 school year and the four subsequent
     4  school years. The financial plan  shall  ensure  that  annual  aggregate
     5  operating  expenses shall not exceed annual aggregate operating revenues
     6  for such school year and that the major operating funds of the  district
     7  be balanced in accordance with generally accepted accounting principles,
     8  and  shall  consider  whether  financial  and budgetary functions of the
     9  district shall be subject to a shared services agreement with the  city.
    10  The  financial  plan shall include statements of all estimated revenues,
    11  expenditures, and cash flow projections of the district.
    12    2. If the board of education and the monitor agree on all the elements
    13  of the proposed financial plan, the board of education shall  conduct  a
    14  public  hearing on the plan and consider the input of the community. The
    15  proposed financial plan shall be made public on the  district's  website
    16  at  least  three  business  days  before  such  public hearing. Once the
    17  proposed financial plan has been approved by  the  board  of  education,
    18  such  plan  shall  be  submitted  by the monitor to the commissioner for
    19  approval and shall be deemed approved for the purposes of this act.
    20    3. If the board of education and the monitor do not agree on  all  the
    21  elements  of  the  proposed financial plan, the board of education shall
    22  conduct a public hearing on the proposed plan that details the  elements
    23  of  disagreement between the monitor and the board, including documented
    24  justification for such disagreements and any requested  amendments  from
    25  the  monitor. The proposed financial plan, elements of disagreement, and
    26  requested amendments shall be made public on the district's  website  at
    27  least  three business days before such public hearing. After considering
    28  the input of the community, the board may alter the  proposed  financial
    29  plan  and the monitor may alter such monitor's requested amendments, and
    30  the monitor shall submit the proposed  financial  plan,  such  monitor's
    31  amendments  to  the  plan, and documentation providing justification for
    32  such disagreements and amendments to  the  commissioner  no  later  than
    33  December  1,  2027.  By January 15, 2028, the commissioner shall approve
    34  the proposed plan with any of the monitor's proposed amendments, or make
    35  other modifications, such commissioner deems appropriate.  The board  of
    36  education  shall  provide  the  commissioner  with  any information such
    37  commissioner requests to approve such plan within three business days of
    38  such request. Upon the approval of the commissioner, the financial  plan
    39  shall be deemed approved for purposes of this act.
    40    § 6. Academic improvement plan. 1. No later than November 1, 2027, the
    41  board  of education, the superintendent and the monitor shall develop an
    42  academic improvement plan for the district's 2027--2028 school year  and
    43  the  four  subsequent  school years. The academic improvement plan shall
    44  contain a series of programmatic  recommendations  designed  to  improve
    45  academic performance over the period of the plan in those academic areas
    46  that  the  commissioner  deems  to be in need of improvement which shall
    47  include addressing the provisions contained in any action plan set forth
    48  by the department.
    49    2. If the board of education and the monitor agree on all the elements
    50  of the proposed academic improvement plan, the board of education  shall
    51  conduct  a  public  hearing  on  the  plan and consider the input of the
    52  community. The proposed academic improvement plan shall be  made  public
    53  on  the  district's  website  at  least  three business days before such
    54  public hearing.  Once the proposed academic improvement  plan  has  been
    55  approved  by the board of education, such plan shall be submitted by the

        A. 11634--A                         5
 
     1  monitor to the commissioner for approval and shall  be  deemed  approved
     2  for the purposes of this act.
     3    3.  If  the board of education and the monitor do not agree on all the
     4  elements of the proposed academic improvement plan, the board of  educa-
     5  tion  shall  conduct  a public hearing on the proposed plan that details
     6  the elements of disagreement between the monitor and the board,  includ-
     7  ing  documented  justification  for such disagreements and any requested
     8  amendments from the monitor. The  proposed  academic  improvement  plan,
     9  elements  of disagreement, and requested amendments shall be made public
    10  on the district's website at  least  three  business  days  before  such
    11  public  hearing. After considering the input of the community, the board
    12  may alter the proposed academic improvement plan  and  the  monitor  may
    13  alter  such monitor's requested amendments, and the monitor shall submit
    14  the proposed academic improvement plan, such monitor's amendments to the
    15  plan, and documentation providing justification for  such  disagreements
    16  and  amendments  to the commissioner no later than December 1, 2027.  By
    17  January 15, 2028, the commissioner shall approve the proposed plan  with
    18  any  of  the monitor's proposed amendments, or make other modifications,
    19  such commissioner  deems  appropriate.  The  board  of  education  shall
    20  provide the commissioner with any information such commissioner requests
    21  to  approve  such  plan within three business days of such request. Upon
    22  the approval of the commissioner, the academic improvement plan shall be
    23  deemed approved for purposes of this act.
    24    § 7. Fiscal and operational oversight. 1. Starting with  the  proposed
    25  budget  for  the  2028--2029  school  year, the board of education shall
    26  annually submit the school  district's  proposed  budget  for  the  next
    27  succeeding school year to the monitor no later than March first prior to
    28  the  start of such next succeeding school year. The monitor shall review
    29  the proposed budget to ensure that it is balanced within the context  of
    30  revenue  and  expenditure  estimates  and mandated programs. The monitor
    31  shall also review the proposed budget to ensure that it, to the greatest
    32  extent possible, is consistent with the  district  academic  improvement
    33  plan and financial plan developed and approved pursuant to this act. The
    34  monitor  shall present such monitor's findings to the board of education
    35  and the commissioner no later than forty-five days  prior  to  the  date
    36  scheduled for the board of education's vote on the adoption of the final
    37  budget  or  the  last  date  on which the budget may be finally adopted,
    38  whichever is sooner. The commissioner shall require the board of  educa-
    39  tion  to  make  amendments  to  the  proposed budget consistent with any
    40  recommendations made by the monitor if the commissioner determines  such
    41  amendments  are necessary to comply with the financial plan and academic
    42  improvement plan under this act. The school district shall  make  avail-
    43  able  on the district's website:  the initial proposed budget, the moni-
    44  tor's findings, and the final proposed budget at least seven days  prior
    45  to the date of the school district's budget hearing. The board of educa-
    46  tion  shall  provide  the commissioner with any information such commis-
    47  sioner requests in order to make a determination pursuant to this subdi-
    48  vision within three business days of such request.
    49    2. The district shall provide quarterly reports  to  the  monitor  and
    50  annual  reports  to  the  commissioner  and  the board of regents on the
    51  academic, fiscal, and operational status  of  the  school  district.  In
    52  addition,  the  monitor shall provide semi-annual reports to the commis-
    53  sioner, board of regents, the governor, the temporary president  of  the
    54  senate,  and  the  speaker  of the assembly on the academic, fiscal, and
    55  operational status of the school  district.    Such  semi-annual  report

        A. 11634--A                         6
 
     1  shall  include all the contracts that the district entered into through-
     2  out the year.
     3    3.  The  monitor shall have the authority to disapprove travel outside
     4  the state paid for by the district.
     5    4. The monitor shall work with the district's  shared  decision-making
     6  committee  as  defined  in  8  NYCRR  100.11  in developing the academic
     7  improvement plan, financial  plan,  district  goals,  implementation  of
     8  district priorities, and budgetary recommendations.
     9    5.  The  monitor shall assist in resolving any disputes and conflicts,
    10  including but not limited to, those between the superintendent  and  the
    11  board of education and among the members of the board of education.
    12    6.  The monitor may recommend, and the board shall consider by vote of
    13  a resolution at the next scheduled meeting of  the  board,  cost  saving
    14  measures including, but not limited to, shared service agreements.
    15    § 8. The commissioner may overrule any decision of the monitor, except
    16  for collective bargaining agreements negotiated in accordance with arti-
    17  cle  14  of  the civil service law, if such commissioner deems that such
    18  decision is not aligned with the financial  plan,  academic  improvement
    19  plan or school district's budget.
    20    §  9. The monitor may notify the commissioner and the board in writing
    21  when such monitor deems the district is  violating  an  element  of  the
    22  financial  plan  or academic improvement plan in this act. Within twenty
    23  days, the commissioner  shall  determine  whether  the  district  is  in
    24  violation  of  any  of  the  elements  of the financial plan or academic
    25  improvement plan highlighted by the monitor and shall order the district
    26  to comply immediately with the plan and remedy any such  violation.  The
    27  school  district  shall  suspend  all  actions  related to the potential
    28  violation of the financial plan or academic improvement plan  until  the
    29  commissioner issues a determination.
    30    §  10.  Nothing  in this act shall be construed to abrogate the duties
    31  and responsibilities of the school district consistent  with  applicable
    32  state law and regulations.
    33    §  11. This act shall take effect immediately, provided, however, that
    34  sections two, three, four, five, six, seven, eight, nine and ten of this
    35  act shall expire and be deemed repealed  June  30,  2030;  and  provided
    36  further,  however,  that  section  one  of  this act shall expire and be
    37  deemed repealed June 30, 2056.
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