•  Summary 
  •  
  •  Actions 
  •  
  •  Committee Votes 
  •  
  •  Floor Votes 
  •  
  •  Memo 
  •  
  •  Text 
  •  
  •  LFIN 
  •  
  •  Chamber Video/Transcript 

A04869 Summary:

BILL NOA04869
 
SAME ASSAME AS S04547
 
SPONSORForrest
 
COSPNSRWeprin, Hevesi, Gallagher, Jackson, Anderson, Gonzalez-Rojas, Burdick, Epstein, Mamdani, Kelles, Mitaynes, Bichotte Hermelyn, Simon, Meeks, Glick, Cunningham, Rosenthal, Cruz, Reyes, Walker, Vanel, De Los Santos, Davila, Carroll R, Cook, Tapia, Gibbs, Chandler-Waterman, Septimo, Levenberg, Alvarez, Shimsky, Steck, Zaccaro, Simone, Stirpe, Dinowitz, Hyndman, Lee, Rivera, Raga, Shrestha, Bores, Otis, Kim, Clark, Valdez, Seawright, Ramos, Burroughs, Hooks, Taylor, Solages, O'Pharrow, McDonald, Bronson, Lasher, Romero, Wright, Torres
 
MLTSPNSR
 
Rpld §216.00 sub 1 ¶¶(a) & (b), cl ¶, amd CP L, generally; amd §212, Judy L
 
Relates to judicial diversion programs; establishes a diversion part in each county; repeals certain provisions of law relating thereto.
Go to top

A04869 Text:



 
                STATE OF NEW YORK
        ________________________________________________________________________
 
                                          4869
 
                               2025-2026 Regular Sessions
 
                   IN ASSEMBLY
 
                                    February 6, 2025
                                       ___________
 
        Introduced  by  M.  of  A.  FORREST, WEPRIN, HEVESI, GALLAGHER, JACKSON,
          ANDERSON, GONZALEZ-ROJAS, BURDICK, EPSTEIN, MAMDANI, KELLES, MITAYNES,
          BICHOTTE HERMELYN, SIMON, MEEKS, GLICK, CUNNINGHAM,  ROSENTHAL,  CRUZ,
          REYES,  WALKER, VANEL, DE LOS SANTOS, DAVILA, R. CARROLL, COOK, TAPIA,
          GIBBS, CHANDLER-WATERMAN, SEPTIMO, K. BROWN, LEVENBERG, ALVAREZ, SHIM-
          SKY, STECK, ZACCARO, SIMONE, STIRPE, DINOWITZ, HYNDMAN,  LEE,  RIVERA,
          RAGA,  SHRESTHA,  BORES, OTIS, KIM, CLARK, VALDEZ, SEAWRIGHT, RAMOS --
          read once and referred to the Committee on Codes
 
        AN ACT to amend the criminal procedure law and  the  judiciary  law,  in
          relation  to  judicial  diversion  programs;  and  to  repeal  certain
          provisions of the criminal procedure law relating thereto
 
          The People of the State of New York, represented in Senate and  Assem-
        bly, do enact as follows:
 
     1    Section  1.  The article heading of article 216 of the criminal proce-
     2  dure law, as added by section 4 of part AAA of chapter 56 of the laws of
     3  2009, is amended to read as follows:
     4           JUDICIAL DIVERSION [PROGRAM FOR CERTAIN FELONY OFFENDERS]
     5                                  PROGRAMS
     6    § 2. The opening paragraph of subdivision 1 of section 216.00  of  the
     7  criminal  procedure  law,  as amended by section 1 of chapter 435 of the
     8  laws of 2021, is amended to read as follows:
     9    "Eligible defendant" means any person who stands charged in an indict-
    10  ment [or a], superior court information [with a class B, C, D or E felo-
    11  ny offense defined in article  one  hundred  seventy-nine,  two  hundred
    12  twenty or two hundred twenty-two of the penal law, an offense defined in
    13  sections 105.10 and 105.13 of the penal law provided that the underlying
    14  crime  for  the conspiracy charge is a class B, C, D or E felony offense
    15  defined in article one hundred seventy-nine, two hundred twenty  or  two
    16  hundred twenty-two of the penal law, auto stripping in the second degree
    17  as  defined  in  section  165.10 of the penal law, auto stripping in the
    18  first degree as defined in section 165.11 of  the  penal  law,  identity

         EXPLANATION--Matter in italics (underscored) is new; matter in brackets
                              [ ] is old law to be omitted.
                                                                   LBD07017-01-5

        A. 4869                             2

     1  theft  in  the  second  degree as defined in section 190.79 of the penal
     2  law, identity theft in the first degree as defined in section 190.80  of
     3  the  penal law, or any other specified offense as defined in subdivision
     4  five  of  section 410.91 of this chapter, provided, however, a defendant
     5  is not an "eligible defendant" if he or she:], information,  misdemeanor
     6  complaint  or  felony  complaint  with  any offense and has a qualifying
     7  diagnosis. Provided, however, that  a  defendant  is  not  an  "eligible
     8  defendant"  if  they  are  charged  with:  (a)  a class A felony offense
     9  defined in the penal law, other than a class A felony  offense  pursuant
    10  to  article two hundred twenty of the penal law; or (b) a class B felony
    11  offense pursuant to  article  one  hundred  thirty  of  the  penal  law;
    12  provided  further,  however, that upon individualized consideration, and
    13  with consent of the prosecutor, the court  may  deem  an  individual  an
    14  eligible  defendant  who otherwise does not meet the above-listed crite-
    15  ria.
    16    § 3. The opening paragraph of subdivision 1 of section 216.00  of  the
    17  criminal  procedure  law,  as amended by section 2 of chapter 435 of the
    18  laws of 2021, is amended to read as follows:
    19    "Eligible defendant" means any person who stands charged in an indict-
    20  ment [or a], superior court information [with a class B, C, D or E felo-
    21  ny offense defined in article two hundred twenty or two hundred  twenty-
    22  two  of  the penal law, an offense defined in sections 105.10 and 105.13
    23  of the penal law provided that the underlying crime for  the  conspiracy
    24  charge  is  a  class  B, C, D or E felony offense defined in article two
    25  hundred twenty or two hundred twenty-two of the penal law,  auto  strip-
    26  ping in the second degree as defined in section 165.10 of the penal law,
    27  auto  stripping  in the first degree as defined in section 165.11 of the
    28  penal law, identity theft in the second degree  as  defined  in  section
    29  190.79  of  the penal law, identity theft in the first degree as defined
    30  in section 190.80 of the penal law, or any other  specified  offense  as
    31  defined in subdivision five of section 410.91 of this chapter, provided,
    32  however,  a  defendant  is  not  an "eligible defendant" if he or she:],
    33  information, misdemeanor complaint or felony complaint with any  offense
    34  and  has  a qualifying diagnosis. Provided, however, that a defendant is
    35  not an "eligible defendant" if they are charged  with:  (a)  a  class  A
    36  felony  offense  defined  in  the penal law, other than a class A felony
    37  offense pursuant to article two hundred twenty of the penal law; or  (b)
    38  a  class  B felony offense pursuant to article one hundred thirty of the
    39  penal law; provided further, however, that upon individualized consider-
    40  ation, and with consent of the prosecutor, the court may deem  an  indi-
    41  vidual an eligible defendant who otherwise does not meet the above-list-
    42  ed criteria.
    43    § 4. Paragraphs (a) and (b) and the closing paragraph of subdivision 1
    44  of section 216.00 of the criminal procedure law are REPEALED.
    45    § 5. Subdivision 2 of section 216.00 of the criminal procedure law, as
    46  amended  by  chapter  435  of the laws of 2021, is amended and eight new
    47  subdivisions 3, 4, 6, 7, 8, 9, 10 and 11 are added to read as follows:
    48    2. ["Alcohol and substance use evaluation"] "Participant"   means   an
    49  eligible  defendant who has been admitted into judicial diversion pursu-
    50  ant to this article.
    51    3. "Licensed mental health care professional" means a  clinician  with
    52  professional  experience, training and licensure pursuant to title eight
    53  of the education law who is qualified to diagnose or treat  people  with
    54  mental  health  disorders,  including  substance-related  and  addictive
    55  disorders.

        A. 4869                             3
 
     1    4. "Qualifying diagnosis" means a mental health diagnosis or more than
     2  one mental health diagnoses that qualifies an individual  for  admission
     3  to judicial diversion. This is a diagnosis-based categorization consist-
     4  ing  of  the  following  mental  health  disorders described in the most
     5  recent version of the diagnostic and statistical manual of mental disor-
     6  ders:
     7    (a) serious mental disorders such as: schizophrenia spectrum and other
     8  psychotic  disorders,  bipolar  and related disorders, depressive disor-
     9  ders, and post-traumatic stress disorder; or
    10    (b) other mental health disorders, including but not limited to neuro-
    11  developmental or neurocognitive  disorders,  where  associated  symptoms
    12  lead to severe functional impairment; or
    13    (c) Substance use disorders and substance-induced disorders.
    14    5.  "Clinical  evaluation"  means a written assessment and report by a
    15  court-approved entity or licensed mental health care professional [expe-
    16  rienced in the treatment of alcohol and substance use disorder,  or]  as
    17  defined  in subdivision three of this section or an evaluation conducted
    18  by an addiction and substance [abuse]  use  disorder  counselor  creden-
    19  tialed  by  the  office  of  addiction services and supports pursuant to
    20  section 19.07 of the mental hygiene law[, which]. Such evaluation may be
    21  conducted through telehealth  when  practicable  and  when  delay  would
    22  otherwise occur. The evaluation shall include:
    23    (a) an evaluation as to whether the defendant currently has [a history
    24  of  alcohol  or substance use disorder, as such terms are defined in the
    25  diagnostic and statistical manual of mental  disorders,  fifth  edition,
    26  and  a  co-occurring mental disorder or mental illness and the relation-
    27  ship between such use and mental disorder or  mental  illness,]  one  or
    28  more qualifying diagnoses, if any;
    29    (b)  a  recommendation  as  to  whether  the  defendant's  [alcohol or
    30  substance use]  qualifying  diagnosis,  if  any,  could  be  effectively
    31  addressed by judicial diversion in accordance with this article;
    32    (c)  a  recommendation as to the treatment modality, level of care and
    33  length of any proposed treatment to effectively address the  defendant's
    34  [alcohol  or  substance  use  and  any  co-occurring  mental disorder or
    35  illness] qualifying diagnosis; and
    36    (d) any other information,  factor,  circumstance,  or  recommendation
    37  deemed relevant by the assessing entity or specifically requested by the
    38  court.
    39    6.  "Treatment" means one or more evidence-based interventions includ-
    40  ing, but not limited to, counseling, psychotherapy, psychotropic medica-
    41  tion or medications for addiction or substance use  disorder  treatment,
    42  health  promotion, and overdose prevention education.  Treatment for the
    43  purposes of this article  does  not  include  treatment  in  a  carceral
    44  setting  or  in  a  forensic  hospital pursuant to article seven hundred
    45  thirty of this chapter.  For substance use disorders, treatment includes
    46  any clinical service or intervention that assists individuals  in  their
    47  recovery in accordance with harm reduction principles.
    48    7.  "Treatment  provider"  means a person or organization qualified to
    49  provide interventions responsive to the needs identified in the clinical
    50  evaluation or after a person has been admitted to treatment.
    51    8. "Harm reduction" means a  set  of  proven-effective  substance  use
    52  intervention  strategies  that  offer  low-threshold access to treatment
    53  with the goal of reducing  the negative consequences of  substance  use,
    54  preventing  overdose and the transmission of infectious diseases, and/or
    55  improving the physical, mental, and social well-being of  those  served.
    56  In  some  cases,  as identified by a licensed mental health care profes-

        A. 4869                             4
 
     1  sional or a treatment provider, harm reduction interventions may  recog-
     2  nize  that  complete  abstinence is not realistically attainable and may
     3  instead aim to achieve a significant reduction or change in use.
     4    9. "Certified peers" means professionals who have the lived experience
     5  of  successfully  navigating  recovery-oriented  systems of care who are
     6  certified by the office of mental health or by the office  of  addiction
     7  services  and  supports to provide peer support services. The peer model
     8  should be integrated into every stage of the judicial diversion process.
     9    10. "Treatment plan" means  an  individualized  plan  developed  by  a
    10  licensed  mental  health  care  professional  or a treatment provider in
    11  conjunction with an eligible defendant, which may include  any  combina-
    12  tion  of  treatment  interventions identified in subdivision six of this
    13  section.  Provided that:
    14    (a) treatment should occur in the setting or settings  that  are  most
    15  appropriate  to the individual's medical needs and taking into consider-
    16  ation possible employment, family, social, and housing disruptions.
    17    (b) such treatment plan shall take into consideration the  best  prac-
    18  tices  for  addressing  any  qualifying  diagnosis identified during the
    19  clinical evaluation and any evidence-based  and  peer-reviewed  clinical
    20  review criteria that is relevant to the identified qualifying diagnosis,
    21  appropriate  to  the  age  of  the  patient  and  has been designated or
    22  approved by the appropriate state agency or agencies, including but  not
    23  limited  to,  the  office  of  mental  health,  the  office of addiction
    24  services and supports, and the  office  for  people  with  developmental
    25  disabilities.
    26    (c)  a  treatment  plan  may include treatment through telehealth when
    27  deemed appropriate by a licensed mental health care  professional  or  a
    28  treatment provider.
    29    (d) a licensed mental health care professional or a treatment provider
    30  may  modify  a treatment plan after the participant has been admitted to
    31  the judicial diversion program with the input of the  participant  where
    32  the licensed mental health care professional or treatment provider deems
    33  such modification to be clinically appropriate.
    34    11.  "Protected  health  information"  means  information protected by
    35  federal and state laws and regulations governing the privacy of  person-
    36  ally-identifiable medical information, in accordance with federal Health
    37  Insurance  Portability  and  Accountability Act Privacy Rule (45 Code of
    38  Federal Regulations Parts 160 and 164), 42 United States Code §  290dd-2
    39  (42  Code  of  Federal  Regulations Part 2), section 33.13 of the mental
    40  hygiene law, article twenty-seven-F of the public health law  ("HIV  and
    41  AIDS  Related  Information"), and any other relevant health privacy laws
    42  and regulations.
    43    § 6. Section 216.05 of the criminal procedure law, as amended by chap-
    44  ter 435 of the laws of 2021, is amended to read as follows:
    45  § 216.05 Judicial diversion program; court procedures.
    46    1. At any time after the  local  criminal  court  arraignment  [of  an
    47  eligible  defendant],  but prior to the entry of a plea of guilty or the
    48  commencement of trial, the court, at the request  of  [the  eligible]  a
    49  defendant  who  the  court  has  reason  to  believe  has  a  qualifying
    50  diagnosis, [may] shall order [an alcohol and substance use]  a  clinical
    51  evaluation  for  all  known  qualifying diagnoses, provided that a court
    52  may, in its discretion,  adopt  an  evaluation  that  has  already  been
    53  completed  in  lieu  of  ordering  a  clinical evaluation. The court may
    54  require the defendant to make a prima facie showing that  the  defendant
    55  has one or more qualifying diagnoses prior to ordering a clinical evalu-

        A. 4869                             5
 
     1  ation. A request by a defendant to be evaluated shall be made as soon as
     2  practicable. Such evaluations shall take place without undue delay.
     3    (a)  The  possibility  of being evaluated shall not be contingent on a
     4  waiver of any other sections of this chapter except subdivisions one and
     5  two of section 30.30 of this chapter.
     6    [An eligible] (b) A defendant may decline to [participate in]  undergo
     7  such an evaluation at any time.
     8    [The  defendant  shall  provide a written authorization, in compliance
     9  with the requirements of any applicable state or federal laws, rules  or
    10  regulations  authorizing  disclosure of the results of the assessment to
    11  the defendant's attorney, the prosecutor, the  local  probation  depart-
    12  ment, the court, authorized court personnel and other individuals speci-
    13  fied  in  such authorization for the sole purpose of determining whether
    14  the defendant should be offered judicial  diversion  for  treatment  for
    15  substance  use,  alcohol  use  and  any  co-occurring mental disorder or
    16  mental illness]
    17    (c) No statement, disclosure, or representation made  by  the  defense
    18  for  the  purpose  of providing relevant information to the court in the
    19  application process shall be used by the prosecution to prove any  crime
    20  or offense alleged in the pending case.
    21    (d)  No statement or other disclosure, written or otherwise, made by a
    22  defendant to a licensed mental health  care  professional  or  treatment
    23  provider  may  be  used by the prosecution to prove any crime or offense
    24  alleged in the pending case.
    25    2.  Upon  [receipt  of  the  completed  alcohol  and  substance   use]
    26  completion  of  the  clinical evaluation [report], the [court] clinician
    27  shall provide a copy of the report to the [eligible] defendant  and  the
    28  [prosecutor]  defendant's  counsel.   The court and the prosecutor shall
    29  receive a copy of the clinical evaluation only if the defendant  decides
    30  to  proceed  in  requesting  judicial  diversion.    Where the defendant
    31  decides to proceed in requesting judicial diversion, they shall  consent
    32  to  disclosure  of their protected health information with the court and
    33  prosecutor.
    34    3. (a) [Upon receipt of the evaluation report either] Either party may
    35  request a hearing on the issue of whether the [eligible] defendant is an
    36  eligible defendant and should  be  offered  [alcohol  or  substance  use
    37  treatment]  judicial  diversion  pursuant  to  this article.   At such a
    38  proceeding, which shall be held as soon as practicable so as to  facili-
    39  tate early intervention in the event that the defendant is found to need
    40  [alcohol  or  substance  use] treatment, the court may consider oral and
    41  written arguments, [may] take testimony from witnesses offered by either
    42  party, and [may] consider any  relevant  evidence  [including,  but  not
    43  limited to, evidence that:
    44    (i)  the  defendant  had within the preceding ten years (excluding any
    45  time during which the offender was incarcerated for any  reason  between
    46  the  time of the acts that led to the youthful offender adjudication and
    47  the time of commission of the present offense) been adjudicated a youth-
    48  ful offender for: (A) a violent felony offense  as  defined  in  section
    49  70.02 of the penal law; or (B) any offense for which a merit time allow-
    50  ance  is not available pursuant to subparagraph (ii) of paragraph (d) of
    51  subdivision one of section eight hundred three of  the  correction  law;
    52  and
    53    (ii)  in  the  case of a felony offense defined in subdivision five of
    54  section 410.91 of this chapter, or section  165.10,  165.11,  190.79  or
    55  190.80 of the penal law, any statement of or submitted by the victim, as
    56  defined  in  paragraph  (a) of subdivision two of section 380.50 of this

        A. 4869                             6

     1  chapter] except sealed cases  defined  in  section  160.50,  160.55,  or
     2  106.57  of  this  chapter.  Reliable hearsay shall be admissible at such
     3  hearings. The court shall explain its decision on the record or in writ-
     4  ing.
     5    (b) Upon completion of such a proceeding, the court shall consider and
     6  make findings of fact with respect to whether:
     7    (i)  the  defendant is an eligible defendant as defined in subdivision
     8  one of section 216.00 of this article;
     9    (ii) [the defendant has a history of alcohol or substance use;
    10    (iii) such alcohol or substance use] the defendant's qualifying  diag-
    11  nosis  is  likely  a  contributing  factor  to [the defendant's criminal
    12  behavior] their current or future  involvement  in  the  criminal  legal
    13  system;
    14    [(iv)] (iii) the defendant's participation in judicial diversion could
    15  effectively address such [use] qualifying diagnosis; [and]
    16    (iv)  the  defendant's qualifying diagnosis can be effectively treated
    17  by existing treatment providers;
    18    (v) institutional confinement of the defendant is or may not be neces-
    19  sary for the protection of the public; and
    20    (vi) the defendant's access to treatment through  this  article  would
    21  benefit the public and the defendant.
    22    4.  (a) When an authorized court determines, pursuant to paragraph (b)
    23  of subdivision three of this section, that an eligible defendant  should
    24  be offered [alcohol or substance use] treatment, or when the parties and
    25  the  court agree to [an eligible defendant's participation in alcohol or
    26  substance use] treatment, [an] such eligible defendant  [may]  shall  be
    27  allowed to participate in the judicial diversion program offered by this
    28  article.    [Prior  to  the  court's  issuing an order granting judicial
    29  diversion, the eligible defendant shall be required to enter a  plea  of
    30  guilty  to the charge or charges; provided, however, that no such guilty
    31  plea shall be required when:
    32    (a) the people and the court consent to the entry  of  such  an  order
    33  without a plea of guilty; or
    34    (b)  based on a finding of exceptional circumstances, the court deter-
    35  mines that a plea of guilty shall not be required. For purposes of  this
    36  subdivision,  exceptional  circumstances  exist  when, regardless of the
    37  ultimate disposition of the case, the entry of a plea of guilty is like-
    38  ly to result in severe collateral consequences.]
    39    (b) Eligible defendants shall not be required  to  submit  a  plea  of
    40  guilty to participate in judicial diversion unless they are charged with
    41  a  felony  enumerated  in  section  70.02  of  the penal law, other than
    42  robbery in the second degree as defined in subdivision  one  of  section
    43  160.10  of  the  penal  law; provided, however, that individuals charged
    44  with burglary in the second degree as  defined  in  subdivision  two  of
    45  section  140.25 of the penal law may only be required to enter a plea of
    46  guilty to participate in  judicial  diversion  where  the  defendant  is
    47  charged  with entering the living area of the dwelling.  Individuals who
    48  have been deemed eligible by the court  pursuant  to  paragraph  (c)  of
    49  subdivision  one  of  section  216.00 of this article may be required to
    50  submit a plea of guilty to participate in judicial diversion.
    51    (c) Upon individualized consideration, a court may authorize admission
    52  into judicial diversion for individuals charged with offenses enumerated
    53  in paragraph (b) of this subdivision without a plea of guilty where  the
    54  court  finds  that  a  guilty plea is not necessary to ensure successful
    55  participation in judicial diversion or that a guilty plea is  likely  to
    56  result in significant collateral consequences.

        A. 4869                             7
 
     1    (d)  Notwithstanding  the  plea  restrictions  stated  in  article two
     2  hundred twenty of this part, a plea of guilty  under  paragraph  (b)  of
     3  this  subdivision  shall  be  accompanied  by  an  agreement between all
     4  parties that clearly outlines the following:
     5    (i) the charge and final disposition and sentence that the participant
     6  could face if they fail to complete judicial diversion; and
     7    (ii)  the charge and final disposition and sentence the participant is
     8  entitled to receive upon successful completion of judicial diversion  in
     9  accordance with paragraph (e) of this subdivision.
    10    (e)  Notwithstanding  the  plea  restrictions  stated  in  article two
    11  hundred twenty of this part, where a plea of guilty  is  required  under
    12  paragraph  (b)  of this subdivision, the court may require a plea to one
    13  or more counts in the accusatory instrument and any added felony, misde-
    14  meanor or violation offense not included in the accusatory instrument if
    15  those charges have been agreed upon pursuant to  subparagraphs  (i)  and
    16  (ii)  of  paragraph (d) of this subdivision.  Upon successful completion
    17  of the treatment plan, if  the  participant  pled  guilty  to  a  felony
    18  charge,  the  court  shall  allow the participant to withdraw the guilty
    19  plea and dismiss that charge, and otherwise execute the agreement pursu-
    20  ant to subparagraph (ii) of paragraph (d) of this subdivision; provided,
    21  however, that in the interest of justice, the court may also dismiss any
    22  remaining charges.   Under no  circumstances  shall  a  participant  who
    23  successfully  completes  judicial diversion receive a sentence of incar-
    24  ceration.
    25    (f) Where a guilty plea is required  pursuant  to  this  article,  the
    26  court may order treatment to begin and defer the entry of the plea until
    27  such time as the participant is able to enter a plea knowingly, intelli-
    28  gently, and voluntarily.
    29    (g) Prior participation in treatment or court-mandated treatment shall
    30  not preclude future treatment participation.
    31    (h)  An  eligible  defendant  shall  not  be  precluded from diversion
    32  because of their gender identity.
    33    5. The [defendant] participant shall agree on the record or in writing
    34  to abide by the [release] judicial diversion program conditions  set  by
    35  the  court,  which[,  shall]  may include: [participation in a specified
    36  period of alcohol or substance use treatment at a specified  program  or
    37  programs identified by the court, which may include periods of detoxifi-
    38  cation,  residential  or  outpatient  treatment,  or both, as determined
    39  after taking into account the views of the health care professional  who
    40  conducted  the  alcohol and substance use evaluation and any health care
    41  professionals responsible for providing such treatment or monitoring the
    42  defendant's progress in such treatment; and may include: (i)]
    43    (a) participation in the treatment plan;
    44    (b) periodic court appearances, which, upon  consent  of  the  partic-
    45  ipant, may [include periodic urinalysis; (ii)] be an accessible audio or
    46  video  appearance, notwithstanding the provisions of article one hundred
    47  eighty-two of this part. When scheduling court appearances and determin-
    48  ing the type of  appearance  required,  the  court  shall  consider  the
    49  participant's  treatment progress and shall attempt to avoid undue hard-
    50  ship, including but not limited to, treatment interruptions, the cost of
    51  transportation, mobility issues, childcare and  employment  disruptions.
    52  Upon  application by defense counsel and with the consent of the partic-
    53  ipant, the court shall consider waiving the appearance  of  the  partic-
    54  ipant;
    55    (c)  periodic drug screening as needed, when recommended by the treat-
    56  ment provider as part of a participant's treatment plan. Drug  screening

        A. 4869                             8
 
     1  shall  comport with the office of addiction services and supports' guid-
     2  ance on toxicology use;
     3    (d) a requirement that the [defendant] participant refrain from engag-
     4  ing  in  criminal behaviors[; (iii) if the defendant needs treatment for
     5  opioid use, that he or she];
     6    (e) a requirement that participation in  the  treatment  plan  may  be
     7  facilitated  by  members of the treatment court team; provided, however,
     8  that there shall be  no  community  supervision  or  monitoring  of  the
     9  participant  conducted by any law enforcement personnel, including those
    10  defined by sections 1.20 and 2.10 of the criminal procedure law,  unless
    11  the court determines that there are no alternative entities in the local
    12  jurisdiction available to provide these services; or
    13    (f)  a requirement that under no condition shall members of the treat-
    14  ment court team: conduct unannounced searches of the participant's home;
    15  set curfews, other than those established by a residential facility; set
    16  location  restrictions; or limit family and peer relationships.
    17    5-a. The court shall not disclose  a  participant's  protected  health
    18  information   without   the   participant's  consent  or  authorization;
    19  provided,  however, that a court may require a participant to consent to
    20  share the following protected  health  information  as  a  condition  of
    21  participating in judicial diversion:
    22    (a) record of attendance and relevant barriers to attendance;
    23    (b)  treatment  plan  and  any  recommended changes to the plan during
    24  participation in judicial diversion;
    25    (c) drug toxicology results, when part of the treatment plan; and
    26    (d) relevant updates regarding engagement in the treatment plan.
    27    5-b.  If  a  participant  has  one  or   more   conditions   requiring
    28  prescription  medication  or  certified drug treatments they may partic-
    29  ipate in and receive [medically  prescribed]  such  medication  or  drug
    30  treatments  under  the  care  of  a health care professional licensed or
    31  certified under title eight of the education law, acting within [his  or
    32  her] their lawful scope of practice[, provided that no].
    33    (a)  No  court shall limit the medications that a licensed health care
    34  professional has prescribed or certified for a participant;
    35    (b) No court shall require the use of any specified type or  brand  of
    36  drug during the course of medically prescribed [drug] treatments[.]; and
    37    (c)  No  court shall penalize or sanction a participant for periods of
    38  voluntary hospitalization, respite care, or other  forms  of  supportive
    39  care.
    40    5-c.    Every  effort  should be made to maximize the use of certified
    41  peers in every stage of the judicial diversion process.
    42    5-d. Upon request by the defense, the court shall  allow  participants
    43  to  consult  a  different  mental  health care professional for a second
    44  opinion and propose an alternative treatment plan. Any alternative opin-
    45  ion or alternative treatment plan shall be considered by the court  when
    46  determining the treatment plan.
    47    6.  Upon  [an eligible defendant's] a participant's agreement to abide
    48  by the conditions set by the court, the court  shall  issue  a  securing
    49  order  providing  for bail or release on the [defendant's] participant's
    50  own recognizance and conditioning  any  release  upon  the  agreed  upon
    51  conditions  pursuant  to  article  five hundred ten of this chapter. The
    52  period of [alcohol or substance use] treatment shall begin as  specified
    53  by  the court and as soon as practicable after the [defendant's] partic-
    54  ipant's release, taking into account the availability of  treatment,  so
    55  as  to  facilitate  early  intervention with respect to the [defendant's
    56  substance use or condition] participant's qualifying diagnosis  and  the

        A. 4869                             9

     1  effectiveness  of  the  treatment program. In the event that a treatment
     2  program is not immediately available or becomes unavailable  during  the
     3  course  of  the [defendant's participation] participant's involvement in
     4  the  judicial  diversion  program, the court may release the [defendant]
     5  participant pursuant to the securing order.
     6    7. When participating in judicial diversion treatment pursuant to this
     7  article, any resident of this state  who  is  covered  under  a  private
     8  health  insurance  policy  or contract issued for delivery in this state
     9  pursuant to article thirty-two, forty-three or forty-seven of the insur-
    10  ance law or article forty-four of the  public  health  law,  or  who  is
    11  covered  by a self-funded plan which provides coverage for the diagnosis
    12  and treatment of [chemical abuse and chemical dependence] mental  health
    13  disorders  including  substance  use  disorders, however defined in such
    14  policy; shall first seek reimbursement for such treatment in  accordance
    15  with  the  provisions  of  such  policy  or  contract.  The court in its
    16  discretion may order the participant to apply for  public  insurance  if
    17  they  so  qualify.    The  court  shall not deny access to treatment for
    18  inability to pay.
    19    8. (a) During the period  of  a  [defendant's  participation]  partic-
    20  ipant's  involvement  in  the  judicial diversion program, the treatment
    21  court  shall  retain  jurisdiction  of  the   [defendant]   participant,
    22  provided,  however,  that  the  court [may] shall allow such [defendant]
    23  participant to (i) reside in  another  jurisdiction,  [or]  and/or  (ii)
    24  participate  in [alcohol and substance use] treatment and other programs
    25  in the jurisdiction where the [defendant] participant resides or in  any
    26  other  jurisdiction, while participating in a judicial diversion program
    27  under conditions set by the court  and  agreed  to  by  the  [defendant]
    28  participant  pursuant  to subdivisions five and six of this section.  In
    29  cases where the participant has entered a plea of guilty, the court  may
    30  transfer  the  participant's case to the judicial diversion court in the
    31  county in which the participant resides or an adjourning county pursuant
    32  to subdivision five of section 170.15 of this part, subdivision four  of
    33  section  180.20  of  this part, or section 230.21 of this part to ensure
    34  continuity of treatment. Notwithstanding the  restrictions  outlined  in
    35  paragraph (b) of subdivision four of this section, the court may require
    36  the  participant  to  plead  guilty prior to the transfer of the case to
    37  another county.
    38    (b) The court may require the [defendant]  participant  to  appear  in
    39  court  [at any time] or, upon the request of the participant, make audio
    40  or video appearances pursuant to paragraph (b) of  subdivision  five  of
    41  this section  to enable the court to [monitor] promote the [defendant's]
    42  participant's  progress  in  [alcohol  or substance use] treatment.  The
    43  court shall provide notice, reasonable under the circumstances,  to  the
    44  people,  the  treatment  provider,  the  [defendant] participant and the
    45  [defendant's] participant's counsel  whenever  it  orders  or  otherwise
    46  requires  the  appearance  of the [defendant in] participation for court
    47  appearances. Failure to appear  as  required  without  reasonable  cause
    48  therefor  shall  constitute a violation of the conditions of the court's
    49  agreement with the [defendant] participant.
    50    9. (a) If at any time during the [defendant's  participation]  partic-
    51  ipant's  engagement  in  the  judicial  diversion program, the court has
    52  reasonable grounds to  believe  that  the  [defendant]  participant  has
    53  violated  a  [release]  program condition in an important respect or has
    54  willfully failed to appear before the  court  as  requested,  the  court
    55  except  as provided in subdivision two of section 510.50 of this chapter
    56  regarding a failure to appear, shall direct the [defendant]  participant

        A. 4869                            10
 
     1  to appear or issue a bench warrant to a police officer or an appropriate
     2  peace  officer  directing  [him  or  her]  them  to take the [defendant]
     3  participant into custody and bring the  [defendant]  participant  before
     4  the  court  without  unnecessary delay; provided, however, that under no
     5  circumstances shall a [defendant] participant who requires treatment for
     6  opioid use be deemed to have violated a release condition on  the  basis
     7  of  [his or her] their participation in medically prescribed drug treat-
     8  ments under the care of a health care professional licensed or certified
     9  under title eight of the education law, acting within [his or her] their
    10  lawful scope of practice. Where a court intends  to  impose  a  response
    11  that  would  result in incarceration or termination from judicial diver-
    12  sion, the court shall conduct a hearing on the alleged violation  pursu-
    13  ant to paragraph (b) of this subdivision with at least forty-eight hours
    14  notice to the participant or the participant's counsel, unless notice is
    15  waived  by  the  participant.    In  violations that may result in other
    16  possible responses, a court may  grant  such  hearing  as  a  matter  of
    17  discretion.  The  relevant  provisions of section 530.60 of this chapter
    18  relating to issuance of securing orders shall apply to such  proceedings
    19  under this subdivision.
    20    (b) [In determining whether a defendant violated a condition of his or
    21  her  release under the judicial diversion program, the court may conduct
    22  a summary hearing consistent with due process and sufficient to  satisfy
    23  the  court  that  the  defendant  has, in fact, violated the condition.]
    24  Where a hearing is conducted pursuant to paragraph (a) of this  subdivi-
    25  sion:
    26    (i)  The people shall bear the burden of proving by clear and convinc-
    27  ing evidence that the participant has violated a condition of the  judi-
    28  cial  diversion  program in an important respect or has willfully failed
    29  to appear. The participant may cross-examine witnesses and  may  present
    30  relevant, admissible evidence on their own behalf.
    31    (ii)  The  court  shall consider oral and written arguments, testimony
    32  from witnesses offered by either party, and relevant evidence to  assist
    33  in  making  its  determination.  Reliable hearsay shall be admissible at
    34  such hearings.
    35    (iii) The court  shall  explain  its  findings  and  sentence,  if  so
    36  imposed, on the record or in writing.
    37    (iv)  At  the request of the participant or the participant's counsel,
    38  the court may conduct proceedings off the record  for  portions  of  the
    39  proceedings  that will likely result in adverse collateral consequences,
    40  including immigration consequences. In the alternative, the court  shall
    41  seal portions of the proceeding that may result in such consequences.
    42    (c)  If the court determines by clear and convincing evidence that the
    43  [defendant] participant has violated a program condition [of his or  her
    44  release  under  the  judicial  diversion  program,  the] in an important
    45  respect or willfully failed to appear, the court shall respond by  using
    46  a system of graduated and appropriate responses designed to address such
    47  inappropriate  behaviors  and  facilitate,  where   possible, successful
    48  completion of the treatment program. The court may  permit  the  partic-
    49  ipant  to continue their treatment mandate as previously ordered; modify
    50  the [conditions thereof, reconsider the order of  recognizance  or  bail
    51  pursuant  to  subdivision two of section 510.30 of this chapter,] treat-
    52  ment plan according to the recommendation of the treatment provider;  or
    53  terminate  the [defendant's] participant's participation in the judicial
    54  diversion program[; and when applicable  proceed  with  the  defendant's
    55  sentencing   in  accordance  with  the  agreement.  Notwithstanding  any
    56  provision of law to the contrary, the  court  may  impose  any  sentence

        A. 4869                            11

     1  authorized  for  the  crime  of  conviction  in accordance with the plea
     2  agreement, or any lesser sentence authorized to be imposed on  a  felony
     3  drug  offender  pursuant  to  paragraph (b) or (c) of subdivision two of
     4  section  70.70  of the penal law taking into account] if no other treat-
     5  ment option is available. If the court finds a reasonable explanation or
     6  mitigation for any alleged  violation  or  alleged  willful  failure  to
     7  appear,  the  securing  order  shall  not  be  modified. The court shall
     8  consider:
     9    (i) the length of time the [defendant] participant has spent in [resi-
    10  dential] treatment and how best to continue treatment [while the defend-
    11  ant is serving that sentence. In determining what action to take  for  a
    12  violation of a release condition, the court shall consider];
    13    (ii)  all  relevant circumstances, including the views of the prosecu-
    14  tor, the defense and the [alcohol or substance use] participant's inter-
    15  est in continuing treatment [provider, and the extent to  which  persons
    16  who ultimately successfully complete a drug treatment regimen sometimes]
    17  or the program;
    18    (iii) the role of relapse [by not abstaining from alcohol or substance
    19  use  or  by  failing  to comply fully with all requirements imposed by a
    20  treatment program.   The court shall also consider  using  a  system  of
    21  graduated  and  appropriate  responses  or sanctions designed to address
    22  such inappropriate behaviors,  protect  public  safety  and  facilitate,
    23  where  possible,  successful  completion of the alcohol or substance use
    24  treatment program] in recovery and treatment; and
    25    (iv) any other mitigating factors that may have impacted  the  alleged
    26  violation or willful failure to appear.
    27    (d)  In  the event of termination from the judicial diversion program,
    28  all participants, except those who entered a  guilty  plea  pursuant  to
    29  paragraph  (b)  of  subdivision  four  of  this  section,  shall  resume
    30  proceedings in criminal or supreme court. Those who previously entered a
    31  guilty plea shall be sentenced according to the following provisions:
    32    (i) Upon individualized consideration, the court in its discretion may
    33  downwardly depart from the disposition  and  sentence  outlined  in  the
    34  agreement under paragraph (d) of subdivision four of this section.
    35    (ii)  Notwithstanding  the sentencing restrictions outlined in section
    36  70.00, 70.02, 70.04, 70.06, 70.08, or 70.10 of the penal law, where  the
    37  court determines that the individual made a good faith effort to partic-
    38  ipate  in the judicial diversion program, the court shall impose a defi-
    39  nite sentence of imprisonment of three hundred sixty-four days or  less,
    40  probation,  a  conditional discharge, or a determinate term of imprison-
    41  ment as follows:
    42    (1) For a class B felony, the term must not exceed five years;
    43    (2) For a class C felony, the term must not exceed three and  one-half
    44  years;
    45    (3) For a class D felony, the term must not exceed two years; and
    46    (4)  For  a  class E felony, the term must not exceed one and one-half
    47  years.
    48    (iii) Prior to imposing any sentence of incarceration, the court shall
    49  hold a hearing to consider whether it would be unduly harsh to impose  a
    50  sentence  of  incarceration  in light of the nature and circumstances of
    51  the underlying charges and the history, character and condition  of  the
    52  defendant.  In  addition,  the court shall consider any other mitigating
    53  factors.
    54    (iv) At the hearing to  determine  whether  the  defendant  should  be
    55  sentenced  pursuant  to  this subdivision, the court shall consider oral
    56  and written arguments, take testimony from witnesses offered  by  either

        A. 4869                            12
 
     1  party,  and  consider relevant evidence to assist in making its determi-
     2  nation.   Reliable hearsay shall be admissible  at  such  hearings.  The
     3  court shall explain its sentence on the record or in writing.
     4    [(d)]  (e) Nothing in this subdivision shall be construed [as prevent-
     5  ing a court from terminating a defendant's participation in the judicial
     6  diversion program for violating a release condition when such  a  termi-
     7  nation  is  necessary  to  preserve public safety. Nor shall anything in
     8  this subdivision be  construed]  as  precluding  the  prosecution  of  a
     9  [defendant]  participant for the commission of a different offense while
    10  participating in the judicial diversion program.
    11    [(e)] (f) A [defendant] participant may at any time advise  the  court
    12  that  [he  or  she  wishes]  they wish to terminate participation in the
    13  judicial diversion program, at which time the court shall [proceed  with
    14  the case and, where applicable, shall impose sentence in accordance with
    15  the  plea agreement. Notwithstanding any provision of law to the contra-
    16  ry, the court may impose  any  sentence  authorized  for  the  crime  of
    17  conviction in accordance with the plea agreement, or any lesser sentence
    18  authorized to be imposed on a felony drug offender pursuant to paragraph
    19  (b)  or  (c) of subdivision two of section 70.70 of the penal law taking
    20  into account the length of  time  the  defendant  spent  in  residential
    21  treatment  and  how  best  to  continue treatment while the defendant is
    22  serving that sentence] transfer the case back to the  appropriate  trial
    23  part.
    24    10.  Upon  the  court's determination that the [defendant] participant
    25  has successfully completed the required period of [alcohol or  substance
    26  use]  treatment  and has otherwise satisfied the conditions required for
    27  successful completion of the judicial diversion program, the court shall
    28  comply with the terms and conditions it set for final  disposition  when
    29  it  accepted  the  defendant's  agreement to participate in the judicial
    30  diversion program. [Such disposition may include, but is not limited to:
    31  (a) requiring the defendant to undergo a  period  of  interim  probation
    32  supervision  and,  upon  the  defendant's  successful  completion of the
    33  interim probation supervision term, notwithstanding the provision of any
    34  other law, permitting the defendant to withdraw his or her  guilty  plea
    35  and dismissing the indictment; or (b) requiring the defendant to undergo
    36  a   period   of  interim  probation  supervision  and,  upon  successful
    37  completion of the interim probation  supervision  term,  notwithstanding
    38  the provision of any other law, permitting the defendant to withdraw his
    39  or  her  guilty  plea,  enter a guilty plea to a misdemeanor offense and
    40  sentencing the defendant as promised in the plea  agreement,  which  may
    41  include  a  period of probation supervision pursuant to section 65.00 of
    42  the penal law; or (c) allowing the defendant  to  withdraw  his  or  her
    43  guilty  plea and dismissing] Where the participant was required to enter
    44  a plea of guilty pursuant to paragraph (b) of subdivision four  of  this
    45  section,  the court shall apply the disposition and sentence outlined in
    46  the agreement under subparagraph (ii) of paragraph  (d)  of  subdivision
    47  four  of  this  section.  Where  the participant did not enter a plea of
    48  guilty pursuant to paragraph (b) of subdivision four  of  this  section,
    49  the  court  shall  dismiss the indictment or superior court information,
    50  felony complaint, misdemeanor complaint, information, simplified  infor-
    51  mation,  or  prosecutor's  information  and  seal  the  case pursuant to
    52  section 160.50 of this chapter.
    53    (a) Participants who successfully complete judicial diversion shall be
    54  eligible to apply for sealing pursuant to section 160.58 of  this  chap-
    55  ter.

        A. 4869                            13
 
     1    (b)  Upon successful completion of judicial diversion, the court shall
     2  notify the participant of their potential eligibility for sealing pursu-
     3  ant to subdivision two of section 160.58 of this chapter. No participant
     4  shall be required or permitted to waive eligibility  for  sealing  as  a
     5  condition of participation in judicial diversion.
     6    (c)  Where  necessary, the court may issue a final order of protection
     7  as outlined in subdivision five of section 530.12 or subdivision four of
     8  530.13 of this chapter even where the final disposition is a  dismissal.
     9  Notwithstanding the restrictions of section 160.50 of this chapter, such
    10  order  of  protection  and any documents necessary to establish proof of
    11  service may be made available  to  qualified  agencies,  as  defined  in
    12  subdivision  nine  of section eight hundred thirty-five of the executive
    13  law. The duration of such final order of  protection  shall  not  exceed
    14  five years.
    15    10-a. Treatment providers shall collaborate with  the  participant and
    16  the  court to create a post-graduation plan prior to completion of judi-
    17  cial  diversion. Such plan shall make every effort to assist the partic-
    18  ipant in obtaining stable  housing  and  meeting  their  self-identified
    19  long-term  goals  after graduation. However, when a participant finishes
    20  their treatment plan, they   shall be considered  to  have  successfully
    21  completed  their obligation to the court, regardless of their ability to
    22  secure housing, employment, or other personal goals identified.
    23    11. Nothing in this article  shall  be  construed  as  restricting  or
    24  prohibiting  courts or district attorneys from using other lawful proce-
    25  dures or  models  for  placing  appropriate  persons  into  [alcohol  or
    26  substance use] treatment.
    27    §  7.  The  criminal  procedure law is amended by adding a new section
    28  216.10 to read as follows:
    29  § 216.10 Diversion part established.
    30    1. The chief administrator of the courts is hereby directed to  estab-
    31  lish,  in  each  county of the state, a part of the court to be known as
    32  the diversion part for the county in which such court presides.  To  aid
    33  in  their  work, such judges and diversion court personnel shall receive
    34  annual training in specialized areas,  including,  but  not  limited  to
    35  disability,  mental illness, and substance use disorder needs, including
    36  co-occurring disorders, evidence-based practices, trauma-informed  care,
    37  the  immigration consequences of participation in judicial diversion for
    38  individuals who are not United States citizens, certified peer programs,
    39  harm reduction principles, and protected health information, as well  as
    40  training  in  procedural justice and cultural competency and medicaid or
    41  medicare eligibility. The chief administrator of the courts shall ensure
    42  that all employees who staff the  diversion  parts  receive  specialized
    43  training  in  procedural  justice  and  working with people with complex
    44  needs.
    45    2. Each chief administrator of the courts shall at  the  end  of  each
    46  year  prepare and file an annual report, which the office shall compile,
    47  publish on its website and make available upon request to members of the
    48  public. Such reports shall not include any personal identifying informa-
    49  tion for any individual participants. Each such report, in  addition  to
    50  other relevant information, shall set forth the following, disaggregated
    51  by each county served:
    52    (a)  the number of people with cases in the diversion part for each of
    53  the following categories, broken down by gender, sex, race and  ethnici-
    54  ty:
    55    (i) the number of people who make an application for evaluation;

        A. 4869                            14
 
     1    (ii)  the  number  of people who are accepted into judicial diversion;
     2  and
     3    (iii) the number of people who successfully complete the program;
     4    (b) the length of time, in months, each case remained in the diversion
     5  part  prior to acquittal, dismissal, release on recognizance, revocation
     6  of release on conditions, and sentencing;
     7    (c) the crimes with which each participant was charged;
     8    (d) the specific qualifying  diagnosis  or  diagnoses  for  which  the
     9  participant  received  treatment  while  participating  in  the judicial
    10  diversion program;
    11    (e) the final  disposition,  including  the  sentence,  of  each  case
    12  considered for judicial diversion;
    13    (f)  a  list of service providers, including contact information, that
    14  the diversion part in the superior court of the county partners with  to
    15  serve participants;
    16    (g)  the  average  amount of time that an eligible defendant must wait
    17  for a clinical evaluation; and
    18    (h) the number of eligible defendants  denied  admission  to  judicial
    19  diversion  due  to  the unavailability of treatment services pursuant to
    20  subparagraph (iv) of paragraph (b) of subdivision four of section 216.05
    21  of this article, and the specific qualifying diagnosis  that  the  court
    22  determined  could  not be adequately treated by existing treatment court
    23  providers.
    24    § 8. Subdivision 5 of section 170.15 of the criminal procedure law, as
    25  amended by chapter 91 of the  laws  of  2021,  is  amended  to  read  as
    26  follows:
    27    5.  (a) Notwithstanding any provision of this section to the contrary,
    28  in any county [outside a city having a  population  of  one  million  or
    29  more],  upon  or  after  arraignment of a defendant on an information, a
    30  simplified information, a  prosecutor's  information  or  a  misdemeanor
    31  complaint  pending  in  a  local criminal court, such court [may] shall,
    32  upon motion of the defendant and after giving the district  attorney  an
    33  opportunity to be heard, order that the action be removed from the court
    34  in  which  the  matter is pending to another local criminal court in the
    35  same county, or with consent of the district attorney and  the  district
    36  attorney of the adjoining county to another court in [such] an adjoining
    37  county,  or to a court in the county in which the defendant resides that
    38  has been designated as a judicial diversion, human trafficking  [court],
    39  or  veterans  treatment  court by the chief administrator of the courts,
    40  and such judicial diversion,  human  trafficking  [court],  or  veterans
    41  treatment  court  [may]  shall  then  conduct such action to judgment or
    42  other final deposition; provided,  however,  that  no  court  may  order
    43  removal  pursuant to this subdivision to a veterans treatment court of a
    44  family offense charge described in subdivision one of section 530.11  of
    45  this  chapter  where the accused and the person alleged to be the victim
    46  of such offense charged are members of the same family or  household  as
    47  defined  in such subdivision one of section 530.11; and provided further
    48  that an order of removal issued under this subdivision  shall  not  take
    49  effect  until five days after the date the order is issued unless, prior
    50  to such effective date, the human trafficking court or  veterans  treat-
    51  ment court notifies the court that issued the order that:
    52    i.  it  will not accept the action, in which event the order shall not
    53  take effect; or
    54    ii. it will accept the action on a date prior to such effective  date,
    55  in which event the order shall take effect upon such prior date.

        A. 4869                            15
 
     1    (b)  Upon  providing  notification pursuant to subparagraph i or ii of
     2  paragraph (a) of this subdivision, the human trafficking court or veter-
     3  ans treatment court shall promptly give notice to the defendant, [his or
     4  her] the defendant's counsel, and the district attorney.
     5    § 9. Subdivision 4 of section 180.20 of the criminal procedure law, as
     6  amended  by  chapter  91  of  the  laws  of  2021, is amended to read as
     7  follows:
     8    4. (a) Notwithstanding any provision of this section to the  contrary,
     9  [in  any  county  outside  a  city having a population of one million or
    10  more,] upon or after arraignment of a defendant on  a  felony  complaint
    11  pending in a local criminal court having preliminary jurisdiction there-
    12  of,  such  court  [may]  shall,  upon  motion of the defendant and after
    13  giving the district attorney an opportunity to be heard, order that  the
    14  action  be  removed  from  the  court  in which the matter is pending to
    15  another local criminal court in the same county, or with consent of  the
    16  district  attorney  and the district attorney of the adjoining county to
    17  another court in such adjoining county, or to a court in the  county  in
    18  which  the  defendant  resides,  that  has been designated as a judicial
    19  diversion, human trafficking [court], or veterans treatment court by the
    20  chief administrator of the courts, and such  judicial  diversion,  human
    21  trafficking  [court],  or veterans treatment court may then conduct such
    22  action to judgment or other final disposition; provided,  however,  that
    23  no  court  may  order removal pursuant to this subdivision to a veterans
    24  treatment court of a family offense charge described in subdivision  one
    25  of  section  530.11  of  this  chapter  where the accused and the person
    26  alleged to be the victim of such offense charged are members of the same
    27  family or household as  defined  in  such  subdivision  one  of  section
    28  530.11;  and  provided  further  an  order  of removal issued under this
    29  subdivision shall not take effect until five days  after  the  date  the
    30  order  is  issued  unless, prior to such effective date, the human traf-
    31  ficking court or veterans treatment court notifies the court that issued
    32  the order that:
    33    i. it will not accept the action, in which event the order  shall  not
    34  take effect; or
    35    ii.  it will accept the action on a date prior to such effective date,
    36  in which event the order shall take effect upon such prior date.
    37    (b) Upon providing notification pursuant to subparagraph i  or  ii  of
    38  paragraph (a) of this subdivision, the human trafficking court or veter-
    39  ans treatment court shall promptly give notice to the defendant, [his or
    40  her] the defendant's counsel and the district attorney.
    41    §  10. Section 230.21 of the criminal procedure law, as added by chap-
    42  ter 91 of the laws of 2021, is amended to read as follows:
    43  § 230.21 Removal of action to certain courts in an adjoining  county  or
    44             county in which the defendant resides.
    45    1. In any county [outside a city having a population of one million or
    46  more],  [the]  upon or after arraignment of a defendant on an indictment
    47  pending in a superior court  having  jurisdiction  thereof,  such  court
    48  [may]  shall,  upon  motion  of  the  defendant  and with consent of the
    49  district attorney and the district attorney of the adjoining county that
    50  has a superior court designated a human trafficking  court  or  veterans
    51  treatment court by the chief administrator of the courts, order that the
    52  indictment  and  action be removed from the court in which the matter is
    53  pending to [such] a superior court in an  adjoining  county  or  in  the
    54  county  in  which the defendant resides that has been designated a judi-
    55  cial diversion, human trafficking [court], or veterans treatment  court,
    56  whereupon  such  court may then conduct such action to judgment or other

        A. 4869                            16
 
     1  final disposition; provided, however, that no court may order removal to
     2  a veterans treatment court of  a  family  offense  charge  described  in
     3  subdivision  one  of  section  530.11  of  this chapter pursuant to this
     4  section  where  the  accused  and the person alleged to be the victim of
     5  such offense charged are members of the  same  family  or  household  as
     6  defined  in such subdivision one of section 530.11; and provided further
     7  that an order of removal issued under this subdivision  shall  not  take
     8  effect  until five days after the date the order is issued unless, prior
     9  to such effective date, the human trafficking court or  veterans  treat-
    10  ment court notifies the court that issued the order that:
    11    (a)  it will not accept the action, in which event the order shall not
    12  take effect, or
    13    (b) it will accept the action on a date prior to such effective  date,
    14  in which event the order shall take effect upon such prior date.
    15    2.  Upon  providing  notification  pursuant to paragraph (a) or (b) of
    16  subdivision one of this section, the human trafficking court or veterans
    17  treatment court shall promptly give notice to  the  defendant,  [his  or
    18  her] the defendant's counsel and the district attorney of both counties.
    19    §  11.  Paragraph (r) of subdivision 2 of section 212 of the judiciary
    20  law, as added by section 15 of part AAA of chapter 56  of  the  laws  of
    21  2009, is amended to read as follows:
    22    (r)  Ensure  that  cases  eligible  for judicial diversion pursuant to
    23  article two hundred sixteen of  the  criminal  procedure  law  shall  be
    24  assigned  to court parts in the manner provided by the chief administra-
    25  tor and that, to the extent practicable, such cases are presided over by
    26  judges who, by virtue of the structure, caseload and  resources  of  the
    27  parts  and  the  judges'  training,  are in the best position to provide
    28  effective supervision over such cases,  such  as  the  [drug]  treatment
    29  courts.  In  compliance  with  these provisions, the chief administrator
    30  shall [give due weight to] individually assess  the  need  for  diverted
    31  defendants  to make regular court appearances, and be closely supervised
    32  by the court, for the duration of [drug] treatment and the  pendency  of
    33  the criminal charge.
    34    § 12. The section heading, subdivision 1, and the opening paragraph of
    35  subdivision  2 of section 160.58 of the criminal procedure law, as added
    36  by section 3 of part AAA of chapter 56 of the laws of 2009, are  amended
    37  to read as follows:
    38    Conditional  sealing  of  certain  [controlled substance, marihuana or
    39  specified offense] convictions for people who complete  judicial  diver-
    40  sion or a judicially sanctioned drug treatment program.
    41    1.  A  [defendant  convicted  of  any  offense  defined in article two
    42  hundred twenty or two hundred twenty-one of the penal law or a specified
    43  offense defined in subdivision five of section 410.91 of  this  chapter]
    44  person who has successfully completed a judicial diversion program under
    45  article  two  hundred  sixteen  of  this chapter, or one of the programs
    46  heretofore known as drug treatment  alternative  to  prison  or  another
    47  judicially  sanctioned  drug  treatment  program  of  similar  duration,
    48  requirements and level of supervision, and [has completed  the  sentence
    49  imposed  for  the  offense or offenses,] was sentenced for an offense or
    50  offenses upon completion of  such  program  is  eligible  to  have  such
    51  offense  or  offenses conditionally sealed pursuant to this section. For
    52  such offenses, the court that sentenced the defendant  to  a  judicially
    53  sanctioned  drug  treatment  program  may,  on  its own motion or on the
    54  defendant's motion, order that all official records and papers  relating
    55  to  the arrest, prosecution and conviction which resulted in the defend-

        A. 4869                            17
 
     1  ant's participation in the judicially sanctioned drug treatment  program
     2  be conditionally sealed.
     3    [The  court  that  sentenced  the defendant to a judicially sanctioned
     4  drug treatment program may on its own  motion,  or  on  the  defendant's
     5  motion,  order  that  all  official  records  and papers relating to the
     6  arrest, prosecution and conviction which  resulted  in  the  defendant's
     7  participation  in  the  judicially  sanctioned drug treatment program be
     8  conditionally sealed. In such case, the court may also]
     9    Where a person has completed a judicial diversion program pursuant  to
    10  article two hundred sixteen of this chapter or a drug treatment alterna-
    11  tive  to  prison program or another judicially sanctioned drug treatment
    12  program, the court that supervised the  person's  participation  in  the
    13  program  may,  on  its  own  motion or on the defendant's motion, condi-
    14  tionally seal the arrest, prosecution and conviction records for no more
    15  than three of the [defendant's] person's  prior  eligible  misdemeanors,
    16  which  for  purposes of this subdivision shall be limited to misdemeanor
    17  offenses defined in article two hundred twenty [or], two  hundred  twen-
    18  ty-one,  or two hundred twenty-two of the penal law.  The court may only
    19  seal  the  records  of  the  defendant's   arrests,   prosecutions   and
    20  convictions when:
    21    § 13. Paragraph (j) of subdivision 1 of section 210.40 of the criminal
    22  procedure  law,  as added by chapter 216 of the laws of 1979, is amended
    23  to read as follows:
    24    (j)  any other relevant fact indicating that a judgment of  conviction
    25  would serve no useful purpose, including but not limited to, whether the
    26  defendant was denied admission to judicial diversion due to the unavail-
    27  ability  of adequate treatment services pursuant to subparagraph (iv) of
    28  paragraph (b) of subdivision three of section 216.05 of this chapter.
    29    § 14. Paragraph (j) of subdivision 1 of section 170.40 of the criminal
    30  procedure law, as added by chapter 216 of the laws of 1979,  is  amended
    31  to read as follows:
    32    (j)   any other relevant fact indicating that a judgment of conviction
    33  would serve no useful purpose, including but not limited to, whether the
    34  defendant was denied admission to judicial diversion due to the unavail-
    35  ability of adequate treatment services pursuant to subparagraph (iv)  of
    36  paragraph (b) of subdivision three of section 216.05 of this chapter.
    37    § 15. This act shall take effect one year after it shall have become a
    38  law;  provided,  however that the amendments to the opening paragraph of
    39  subdivision 1 of section 216.00 of the criminal procedure  law  made  by
    40  section two of this act shall be subject to the expiration and reversion
    41  of  such  paragraph  pursuant to section 12 of chapter 90 of the laws of
    42  2014, as amended, when upon such date the provisions of section three of
    43  this act shall take effect.
Go to top