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A08295 Summary:

BILL NOA08295A
 
SAME ASNo Same As
 
SPONSOROtis
 
COSPNSR
 
MLTSPNSR
 
Add Art 5 §§501 - 504, §103-f, St Tech L
 
Regulates automated decision-making by government agencies; requires agencies to conduct impact assessments; requires disclosure of automated decision-making tools utilized by governmental agencies.
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A08295 Text:



 
                STATE OF NEW YORK
        ________________________________________________________________________
 
                                         8295--A
 
                               2025-2026 Regular Sessions
 
                   IN ASSEMBLY
 
                                      May 12, 2025
                                       ___________
 
        Introduced  by  M. of A. OTIS -- read once and referred to the Committee
          on Science and  Technology  --  committee  discharged,  bill  amended,
          ordered reprinted as amended and recommitted to said committee
 
        AN ACT to amend the state technology law, in relation to automated deci-
          sion-making by government agencies

          The  People of the State of New York, represented in Senate and Assem-
        bly, do enact as follows:
 
     1    Section 1. The state technology law is amended by adding a new article
     2  5 to read as follows:
     3                                   ARTICLE V
     4              AUTOMATED DECISION-MAKING IN GOVERNMENT AGENCIES
     5  Section 501. Definitions.
     6          502. Disclosure of automated decision-making tools by government
     7                 agencies.
     8          503. Impact assessments.
     9          504. Submission to the governor and legislature.
    10    § 501. Definitions. For the purpose of this article:
    11    1. "Automated decision-making tool" shall mean any software that  uses
    12  algorithms, computational models, or artificial intelligence techniques,
    13  or  a  combination thereof, to automate, support, or replace human deci-
    14  sion-making. "Automated decision-making  tool"  shall  not  include  any
    15  software used primarily for basic computerized processes, such as calcu-
    16  lators, spellcheck tools, autocorrect functions, spreadsheets, electron-
    17  ic  communications, or any tool that relates only to internal management
    18  affairs such as ordering office supplies  or  processing  payments,  and
    19  that do not materially affect the rights, liberties, benefits, safety or
    20  welfare  of any individual within the state.  "Automated decision-making
    21  tools" shall not include "automated employment decision-making tools" as
    22  defined in section four hundred one of this chapter.
    23    2. "Meaningful human review" means review, oversight  and  control  of
    24  the  automated  decision-making  process  by one or more individuals who
 
         EXPLANATION--Matter in italics (underscored) is new; matter in brackets
                              [ ] is old law to be omitted.
                                                                   LBD11535-07-5

        A. 8295--A                          2
 
     1  understand the risks, limitations, and functionality of, and are trained
     2  to use, the automated decision-making tool and who have the authority to
     3  intervene or alter the decision under review, including but not  limited
     4  to  the  ability to approve, deny, or modify any decision recommended or
     5  made by the automated tool.
     6    3. "Government agency" shall mean: (a) the  state  or  civil  division
     7  thereof;  (b)  a  county,  city, town or village; (c) a school district,
     8  board of cooperative  educational  services,  vocational  education  and
     9  extension  board    or a school district as enumerated in section one of
    10  chapter five hundred sixty-six of the laws of  nineteen  hundred  sixty-
    11  seven,  as  amended;  (d) the state university of New York; (e) the city
    12  university of New York; (f) a public  improvement  or  special  district
    13  including  police  or fire districts; (g) a public authority, commission
    14  or public benefit corporation; or  (h)  any  other  public  corporation,
    15  agency,  instrumentality  or  unit of government which exercises govern-
    16  mental power under the laws of this state.
    17    § 502.  Disclosure of automated decision-making  tools  by  government
    18  agencies.  Any  state  agency that utilizes an automated decision-making
    19  tool, as defined in section five hundred  one  of  this  article,  shall
    20  publish  a  list  of  such automated decision-making tools on such state
    21  agency's website no later than the thirtieth of December next succeeding
    22  the date on which this section takes effect,  and  annually  thereafter.
    23  Such disclosure shall include:
    24    1.   a   description  of  the  automated decision-making tool utilized
    25  by such state agency;
    26    2. the date that the state agency use  of  such   automated  decision-
    27  making tool began;
    28    3.   a  summary  of  the  purpose  and use of such automated decision-
    29  making tool; and
    30    4. any other information deemed relevant by the agency.
    31    § 503. Impact assessments. 1. Government agencies seeking  to  utilize
    32  or  apply an automated decision-making tool permitted under section five
    33  hundred two of this article with continued  and  operational  meaningful
    34  human  review  shall  conduct  or  have  conducted  an impact assessment
    35  substantially completed and bearing the signature of one or  more  indi-
    36  viduals  responsible for meaningful human review for the lawful applica-
    37  tion and use of such automated decision-making tool. Following the first
    38  impact assessment, an impact assessment shall be conducted in accordance
    39  with this section at least once every two years.  An  impact  assessment
    40  shall  be  conducted prior to any material change to the automated deci-
    41  sion-making tool that may change the outcome or  effect  of  such  tool.
    42  Such impact assessments shall include:
    43    (a)  a  description of the objectives of the automated decision-making
    44  tool;
    45    (b) an evaluation of the ability of the automated decision-making tool
    46  to achieve its stated objectives;
    47    (c) a description and evaluation of the objectives and development  of
    48  the automated decision-making including:
    49    (i)  a  summary of the underlying algorithms, computational modes, and
    50  artificial intelligence tools that are used within the  automated  deci-
    51  sion-making tool; and
    52    (ii)  the design and training data used to develop the automated deci-
    53  sion-making tool process;
    54    (d) testing for:
    55    (i) accuracy, fairness, bias and discrimination, and an assessment  of
    56  whether the use of the automated decision-making tool produces discrimi-

        A. 8295--A                          3
 
     1  natory  results  on  the  basis of a consumer's or a class of consumers'
     2  actual or perceived race, color, ethnicity, religion,  national  origin,
     3  sex, gender, gender identity, sexual orientation, familial status, biom-
     4  etric  information,  lawful source of income, or disability and outlines
     5  mitigations for  any  identified  performance  differences  in  outcomes
     6  across relevant groups impacted by such use;
     7    (ii)  any  cybersecurity  vulnerabilities  and privacy risks resulting
     8  from the deployment and use of the automated decision-making  tool,  and
     9  the development or existence of safeguards to mitigate the risks;
    10    (iii)  any public health or safety risks resulting from the deployment
    11  and use of the automated decision-making tool;
    12    (iv) any reasonably foreseeable misuse of the automated  decision-mak-
    13  ing  tool  and  the  development or existence of safeguards against such
    14  misuse;
    15    (e) the extent to which the deployment and use of the automated  deci-
    16  sion-making tool requires input of sensitive and personal data, how that
    17  data is used and stored, and any control users may have over their data;
    18  and
    19    (f) the notification mechanism or procedure, if any, by which individ-
    20  uals  impacted  by the utilization of the automated decision-making tool
    21  may be notified of the use of such automated decision-making tool and of
    22  the individual's personal data, and informed of their rights and options
    23  relating to such use.
    24    2. Notwithstanding the provisions of this article or any other law, if
    25  an impact assessment  finds  that  the  automated  decision-making  tool
    26  produces  discriminatory or biased outcomes, the government agency shall
    27  cease any utilization, application, or function of such automated  deci-
    28  sion-making tool, and of any information produced using such tool.
    29    §  504.  Submission  to  the  governor and legislature. 1. Each impact
    30  assessment conducted pursuant to this article shall be submitted to  the
    31  governor,  the temporary president of the senate, and the speaker of the
    32  assembly at least thirty days prior to the implementation of  the  auto-
    33  mated decision-making tool that is  the  subject  of such assessment.
    34    2.  (a)  The  impact  assessment  of an automated decision-making tool
    35  shall be published on the website of the relevant government agency.
    36    (b) If the government agency makes a determination that the disclosure
    37  of any information required in the impact assessment would result  in  a
    38  substantial  negative impact on health or safety of the public, infringe
    39  upon the privacy rights of  individuals,  or  significantly  impair  the
    40  government  agency's  ability  to  protect its information technology or
    41  operational assets, such government agency may redact such  information,
    42  provided  that  an  explanatory  statement  on  the process by which the
    43  government agency made such determination is published  along  with  the
    44  redacted impact assessment.
    45    (c) If the impact assessment covers any automated decision-making tool
    46  that  includes  technology  that  is  used  to  prevent, detect, protect
    47  against or respond to security incidents, identity theft, fraud, harass-
    48  ment, malicious or  deceptive  activities  or  other  illegal  activity,
    49  preserve  the  integrity or security of tools, or to investigate, report
    50  or prosecute those responsible  for  any  such  malicious  or  deceptive
    51  action,  such  government  agency  may  redact  such information for the
    52  purposes of this subdivision, provided that an explanatory statement  on
    53  the    process by which the government agency made such determination is
    54  published along with the redacted impact assessment.
    55    § 2. The state technology law is amended by adding a new section 103-f
    56  to read as follows:

        A. 8295--A                          4
 
     1    § 103-f. Automated decision-making tool inventory. 1. The office shall
     2  maintain an inventory of state automated  decision-making  tools.    The
     3  office  shall  issue  guidance  to  state  agencies identifying the data
     4  elements to be collected and submitted to the office for such inventory,
     5  including  but  not  limited  to  the purpose and uses of such automated
     6  decision-making tools. The inventory shall be posted  on  the  New  York
     7  state open data website on the thirtieth of December next succeeding the
     8  date  on which this section takes effect, and annually thereafter. State
     9  agencies shall submit information required by the office at least  sixty
    10  days  in advance of the annual publication date. The office may withhold
    11  certain information if it  determines  disclosure  of  this  information
    12  would  jeopardize  the  security of information technology assets, or as
    13  prescribed by article six of the public officers law.
    14    2. For purposes of  this  section,  "automated  decision-making  tool"
    15  shall  have  the  same  meaning  as  the term is defined in section five
    16  hundred one of this chapter.
    17    3. The office may ask and shall receive  from  any  state  agency  any
    18  information  or  assistance necessary to carry out its powers and duties
    19  under this section.
    20    4. The office shall submit  a  copy  of  the  artificial  intelligence
    21  inventory  to  the  governor, the temporary president of the senate, and
    22  the speaker of the assembly.
    23    § 3. Disclosure  of  existing  automated  decision-making  tools.  Any
    24  government  agency,  that  directly or indirectly, utilizes an automated
    25  decision-making tool, as defined in section 501 of the state  technology
    26  law,  shall  submit  to  the legislature a disclosure on the use of such
    27  tool, no later than one year after the effective date of  this  section.
    28  Such disclosure shall include:
    29    (a)  a  description  of the automated decision-making tool utilized by
    30  such agency;
    31    (b) a list of any software vendors related  to  such  automated  deci-
    32  sion-making tool;
    33    (c) the date that the use of such tool began;
    34    (d)  a  summary  of  the  purpose  and  use  of such tool, including a
    35  description  of  human  decision-making  and  discretion  supported   or
    36  replaced by the automated decision-making tool;
    37    (e)  whether  any impact assessments for the automated decision-making
    38  tool were conducted and the dates and summaries of the results  of  such
    39  assessments where applicable; and
    40    (f) any other information deemed relevant by the agency.
    41    § 4. This act shall take effect immediately, provided that section one
    42  of this act shall take effect one year after it shall have become a law.
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