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A09295 Summary:

BILL NOA09295
 
SAME ASNo Same As
 
SPONSORLavine
 
COSPNSR
 
MLTSPNSR
 
Add §226, Eld L; add §99-tt, St Fin L
 
Enacts the New York state good guardianship act to establish the statewide initiative of not-for-profit guardians.
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A09295 Text:



 
                STATE OF NEW YORK
        ________________________________________________________________________
 
                                          9295
 
                               2025-2026 Regular Sessions
 
                   IN ASSEMBLY
 
                                    December 10, 2025
                                       ___________
 
        Introduced by M. of A. LAVINE -- read once and referred to the Committee
          on Aging
 
        AN  ACT to amend the elder law and the state finance law, in relation to
          establishing the statewide initiative of not-for-profit guardians
 
          The People of the State of New York, represented in Senate and  Assem-
        bly, do enact as follows:

     1    Section  1.  Short  title. This act shall be known and may be cited as
     2  the "New York state good guardianship act".
     3    § 2. Legislative intent and findings. The Legislature finds that arti-
     4  cle 81 of the New York state mental hygiene law mandates assignment of a
     5  guardian when an individual is deemed to be incapacitated and unable  to
     6  manage  their  own  affairs.  At present, this mandate is not adequately
     7  funded by New York state. This has led to a dearth of reputable  guardi-
     8  anship  resources, leaving judges constrained when attempting to fulfill
     9  their legal mandate, risking harm for individuals in dire need of  care,
    10  and increasing the cost burden on our social safety net.
    11    Guardianship  involves  essential  management  of financial resources,
    12  coordination of health care, and ensuring  basic  daily  needs  such  as
    13  cooking,  cleaning  and shopping are met. When an individual has signif-
    14  icant financial resources, identifying  a  paid  guardian  is  a  viable
    15  option.  However,  the  reality  is that most people assigned a guardian
    16  cannot afford to pay for this high-level of care. This is where communi-
    17  ty-based not-for-profit organizations step in to serve.  Reputable  not-
    18  for-profits  organizations take a multidisciplinary approach to care and
    19  tailor a plan to an individual's needs, at  no  charge  or  for  minimal
    20  fees.
    21    Due  to the high level of need and lack of an adequate funding stream,
    22  not-for-profit groups are unable to take on more cases without sacrific-
    23  ing quality of care. Some districts lack a  not-for-profit  guardianship
    24  services  provider  altogether.  These factors put a strain on municipal
    25  and county budgets when local departments of social services  must  step

         EXPLANATION--Matter in italics (underscored) is new; matter in brackets
                              [ ] is old law to be omitted.
                                                                   LBD13789-01-5

        A. 9295                             2
 
     1  in  as  the  guardian  of  last resort, as they too do not have adequate
     2  resources to keep pace with demand. Moreover, the  lack  of  appropriate
     3  assignments  of  guardians  has  led to a significant cost burden on our
     4  social  safety  net,  particularly  avoidable  hospitalizations and care
     5  through Medicaid and shelter stays. This gap in  quality  guardians  has
     6  also  allowed  a third rail of actors to enter the market:  unscrupulous
     7  and unchecked for-profit entities  who  collect  fees  while  neglecting
     8  those in their care.
     9    To  address this issue, the Legislature proposes to establish a state-
    10  wide initiative of not-for-profit guardians program that  leverages  the
    11  expertise  and  capacity of existing, reputable not-for-profit organiza-
    12  tions to provide comprehensive, multidisciplinary guardianship services.
    13  This initiative will help grow well-established  guardianship  programs,
    14  create  new  programs,  and  promote alternatives to guardianships where
    15  appropriate to  ensure  that  the  entire  state  has  access  to  these
    16  services.  Understanding  the  magnitude  of serving as a guardian, this
    17  legislation will ensure proper oversight,  accountability,  and  service
    18  delivery  while  addressing the needs of individuals who cannot care for
    19  themselves due to age, disability, or  other  conditions.  Taking  these
    20  steps  will  also help eliminate bad actors from the guardianship market
    21  while providing significant Medicaid and social welfare savings  to  the
    22  state.  Lastly, the enactment of this legislation is consistent with the
    23  recommendations of the adopted New York  State  Master  Plan  on  Aging,
    24  which  supports  a  fifteen-million-dollar  investment  in  guardianship
    25  services.
    26    § 3. The elder law is amended by adding a new section 226 to  read  as
    27  follows:
    28    § 226. Statewide  initiative  of  not-for-profit  guardians.  1. There
    29  shall hereby be established within the office a program to  be  referred
    30  to  as  the  "statewide  initiative  of  not-for-profit guardians". Such
    31  initiative shall exist to:
    32    (a) serve as guardian for any individual  over  the  age  of  eighteen
    33  eligible  under article eighty-one of the mental hygiene law for whom an
    34  appointing judge is unable to find a guardian, whether a suitable family
    35  member or friend or an attorney from part thirty-six of the rules of the
    36  chief judge, to serve;
    37    (b) operate a free public helpline to provide guidance, resources, and
    38  referrals for any individual or entity navigating guardianship  pursuant
    39  to  article eighty-one of the mental hygiene law and/or seeking alterna-
    40  tive services;
    41    (c) build statewide capacity and training opportunities  to  establish
    42  new programs within existing not-for-profit agencies; and
    43    (d) collect, analyze, and report on data related to guardianship cases
    44  referred to them.
    45    2.  (a)  To participate in the initiative established pursuant to this
    46  section and be eligible for funding, an entity shall:
    47    (i) be organized as a tax-exempt entity pursuant to section  501(c)(3)
    48  of the Internal Revenue Code or recognized as a not-for-profit entity in
    49  good  standing  with  the charities bureau of the office of the attorney
    50  general; and
    51    (ii) have experience in providing guardianship services or demonstrate
    52  sufficient capacity to provide guardianship services  as  determined  by
    53  the office.
    54    (b)  Entities  participating in the initiative shall fulfill guardian-
    55  ship duties as provided for in sections 81.20, 81.21, and 81.22  of  the
    56  mental hygiene law.

        A. 9295                             3

     1    3. (a) The director shall submit a request for proposals from not-for-
     2  profit  entities  as  described  herein for the purpose of administering
     3  statewide initiative of not-for-profit guardians. The entity  chosen  to
     4  administer  such  initiative  shall enter into a contract with the state
     5  for  a  term of five years, which may be renewed subject to the approval
     6  of the director.
     7    (b) The administrative entity chosen  by  the  director  shall  review
     8  plans  submitted  for  approval and funding of guardianship services and
     9  award grants for such services. In awarding grants, the entity shall use
    10  best efforts to provide statewide distribution of funding.
    11    (c) Funding for the statewide initiative of  not-for-profit  guardians
    12  shall  be from the statewide initiative of not-for-profit guardians fund
    13  established pursuant to section ninety-nine-tt of the state finance law.
    14    4. (a) Participating not-for-profit organizations  shall  collect  and
    15  report  to  the  administrative entity chosen by the director anonymized
    16  data on guardianship cases, including demographic information, types  of
    17  services provided, duration of guardianship, and client outcomes.
    18    (b) The administrative entity chosen by the director shall compile the
    19  data outlined in paragraph (a) of this subdivision and produce an annual
    20  report  summarizing  the  performance and effectiveness of the statewide
    21  initiative of not-for-profit guardians. Such report shall  be  submitted
    22  annually on or before January first, two thousand twenty-seven, and each
    23  year thereafter, to the governor, speaker of the assembly, and temporary
    24  president of the senate.
    25    § 4. The state finance law is amended by adding a new section 99-tt to
    26  read as follows:
    27    § 99-tt. Statewide  initiative  of  not-for-profit  guardians fund. 1.
    28  There is hereby established in the joint custody of the comptroller, the
    29  commissioner of taxation and finance, and the commissioner of health,  a
    30  fund, to be known as the "statewide initiative of not-for-profit guardi-
    31  ans fund".
    32    2. Such fund shall consist of all moneys appropriated thereto from any
    33  other  fund or source pursuant to law. Nothing contained in this section
    34  shall prevent the state from receiving grants, gifts or bequests for the
    35  purposes of the fund as defined in this section and depositing them into
    36  the fund according to law.
    37    3. Moneys of the fund shall be made available  to  the  administrative
    38  entity  chosen  by  the director of the office for the aging pursuant to
    39  section two hundred twenty-six of the elder law to  fund  the  statewide
    40  initiative of not-for-profit guardians established by such section.
    41    § 5. Severability. If any clause, sentence, paragraph, section or part
    42  of  this act shall be adjudged by any court of competent jurisdiction to
    43  be invalid and after exhaustion of  all  further  judicial  review,  the
    44  judgment  shall  not affect, impair or invalidate the remainder thereof,
    45  but shall be confined in its operation to the  clause,  sentence,  para-
    46  graph,  section or part of this act directly involved in the controversy
    47  in which the judgment shall have been rendered.
    48    § 6. This act shall take effect immediately.
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