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S01671 Summary:

BILL NOS01671A
 
SAME ASNo Same As
 
SPONSORSALAZAR
 
COSPNSRBASKIN, BRISPORT, CLEARE, GONZALEZ, JACKSON, MYRIE, SEPULVEDA
 
MLTSPNSR
 
Add §12, amd §112, Cor L; amd §§50 & 61, Civ Serv L
 
Authorizes the commissioner of corrections and community supervision to discipline certain employees for acts of serious misconduct; defines serious misconduct; establishes procedures for such disciplinary action; prohibits employees who have been removed for serious misconduct from being placed on the eligible list after such removal.
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S01671 Text:



 
                STATE OF NEW YORK
        ________________________________________________________________________
 
                                         1671--A
 
                               2025-2026 Regular Sessions
 
                    IN SENATE
 
                                    January 13, 2025
                                       ___________
 
        Introduced  by  Sens. SALAZAR, BASKIN, BRISPORT, CLEARE, GONZALEZ, JACK-
          SON, MYRIE, SEPULVEDA -- read twice  and  ordered  printed,  and  when
          printed  to  be committed to the Committee on Crime Victims, Crime and
          Correction -- recommitted to the Committee on Crime Victims, Crime and
          Correction in accordance with Senate  Rule  6,  sec.  8  --  committee
          discharged, bill amended, ordered reprinted as amended and recommitted
          to said committee
 
        AN  ACT  to  amend  the  correction  law  and  the civil service law, in
          relation to discipline of certain persons for serious misconduct
 
          The People of the State of New York, represented in Senate and  Assem-
        bly, do enact as follows:
 
     1    Section 1. The correction law is amended by adding a new section 12 to
     2  read as follows:
     3    §  12.  Discipline  of certain serious misconduct. 1. Definitions. For
     4  the purposes of this section, the following terms shall have the follow-
     5  ing meanings:
     6    (a) "serious misconduct" shall mean: an act of excessive use of force;
     7  an act of false reporting regarding one or more acts of excessive use of
     8  force; an intentional failure to report  an  act  of  excessive  use  of
     9  force; an inappropriate sexual relationship or contact with an incarcer-
    10  ated  person  or  person  under community supervision; or an intentional
    11  failure to report an inappropriate sexual relationship or  contact  with
    12  an incarcerated person or  person  under community supervision.
    13    (b)  "employee"  shall mean anyone employed by the department with the
    14  title of "correction officer" or "correction sergeant".
    15    2. Acts of misconduct. Notwithstanding any  other  provision  of  law,
    16  when  an employee is alleged to have committed an act of serious miscon-
    17  duct then the disciplinary process that may be applied to such  employee
    18  shall be governed by the provisions of this section.
    19    3.  Disciplinary  action.  A person holding a position as described in
    20  paragraph (a), (b) or (c) of this subdivision shall not be removed  from
 
         EXPLANATION--Matter in italics (underscored) is new; matter in brackets
                              [ ] is old law to be omitted.
                                                                   LBD04463-02-6

        S. 1671--A                          2
 
     1  their  position  or  otherwise  subjected  to  any  disciplinary penalty
     2  authorized pursuant to this section; provided, however, that such person
     3  may be removed or otherwise subjected to a disciplinary penalty  author-
     4  ized  pursuant  to  this  section for serious misconduct after a hearing
     5  upon stated charges pursuant to this  section.  This  subdivision  shall
     6  apply to:
     7    (a)  a  person  holding  a  position  by  permanent appointment in the
     8  competitive class of the classified civil service; or
     9    (b) a person holding a position by permanent appointment or employment
    10  in the classified service of the state, who was honorably discharged  or
    11  released  under  honorable  circumstances  from  the armed forces of the
    12  United States, including (i) having a qualifying condition as defined in
    13  section one of the veterans' services law,  and  receiving  a  discharge
    14  other  than bad conduct or dishonorable from such service, or (ii) being
    15  a discharged LGBT veteran, as defined in section one  of  the  veterans'
    16  services  law,  and  receiving  a  discharge other than bad conduct   or
    17  dishonorable  from such  service, having served therein as  such  member
    18  in  time  of  war as defined in section eighty-five of the civil service
    19  law, or who is an exempt volunteer firefighter as defined in the general
    20  municipal law, except when such person holds  the  position  of  private
    21  secretary, cashier or deputy of any official or department; or
    22    (c)  an employee holding a position in the non-competitive class other
    23  than a position designated in the  rules  of  the  state  civil  service
    24  commission  as  confidential  or  requiring the performance of functions
    25  influencing policy, who since such employee's last  entry  into  service
    26  has  completed at least five years of continuous service in the non-com-
    27  petitive class in a position or positions not so designated in the rules
    28  as confidential or requiring the performance  of  functions  influencing
    29  policy.
    30    4.  Pre-hearing and hearing procedure.  An employee holding a position
    31  as described in paragraph (a), (b) or (c) of subdivision three  of  this
    32  section who at the time of questioning appears to be a potential subject
    33  of  disciplinary  action  for an act or acts of serious misconduct shall
    34  have right to representation by such employee's certified or  recognized
    35  employee  organization  under  article fourteen of the civil service law
    36  and shall be notified in advance, in writing, of such right. An employee
    37  holding a position as described in paragraph (a), (b) or (c) of subdivi-
    38  sion three of this section who is designated managerial or  confidential
    39  under article fourteen of the civil service law, shall have, at the time
    40  of  questioning,  where  it  appears  that  such employee is a potential
    41  subject of disciplinary action for an act of serious misconduct, a right
    42  to representation and shall be notified in advance, in writing, of  such
    43  right. If representation is requested, a reasonable period of time shall
    44  be  afforded to obtain such representation. If the employee is unable to
    45  obtain representation within a  reasonable  period  of  time,  then  the
    46  department  may proceed with questioning the employee. A hearing officer
    47  appointed for the purposes of this section shall determine if a  reason-
    48  able  period  of  time was or was not afforded. In the event the hearing
    49  officer finds that a reasonable period of time was not afforded then any
    50  and all statements obtained  from  such  questioning,  as  well  as  any
    51  evidence  or  information obtained as a result of such questioning shall
    52  be excluded. A person against whom removal or other disciplinary  action
    53  is  proposed  shall  be provided written notice and shall be furnished a
    54  copy of the charge or charges proffered against such person and shall be
    55  allowed at least eight days for answering such charges in  writing.  The
    56  hearing  upon  such charges shall be held by a hearing officer, selected

        S. 1671--A                          3
 
     1  by the commissioner or the commissioner's designee, within thirty  busi-
     2  ness  days  of  the  employee obtaining representation, or within thirty
     3  business days of the employee being  notified  of  the  hearing  if  the
     4  employee  chooses not to obtain representation, unless, with good cause,
     5  the commissioner or the commissioner's  designee  determines  additional
     6  time  is  needed  to conduct the hearing.   The hearing officer shall be
     7  vested with all the powers of the commissioner and shall make  a  record
     8  of  such hearing, which shall, along with such officer's recommendation,
     9  be referred to the commissioner for review and final determination.  The
    10  hearing  officer  shall,  upon  the request of the employee against whom
    11  charges are proffered, permit such employee to be represented  by  coun-
    12  sel, or by a representative of a recognized or certified employee organ-
    13  ization,  and  shall allow them to summon witnesses on their behalf. The
    14  burden of proving serious misconduct shall be upon  the  department  and
    15  shall be by a preponderance of evidence. Compliance with technical rules
    16  of evidence shall not be required.
    17    5.  Penalties.  (a)  If  the  employee  is found guilty of a charge or
    18  charges of serious misconduct, the recommended penalty or punishment may
    19  consist of any combination of the following:
    20    (i) a letter of reprimand;
    21    (ii) removal from work location and transfer;
    22    (iii) a fine to be deducted from the salary or wages of such employee;
    23    (iv) probation for a specified period, provided any further  violation
    24  can lead to termination;
    25    (v) suspension without pay;
    26    (vi) demotion in grade and title; or
    27    (vii)  dismissal  from the service and loss of accumulated leave cred-
    28  its.
    29    (b) Provided, however, that the time during the pendency of the  hear-
    30  ing, in which an employee is suspended without pay, may be considered as
    31  part of the penalty.
    32    6. Post-hearing procedure.  The final determination of the commission-
    33  er  on  the recommendation from the hearing officer shall be made within
    34  ten business days of receipt of such recommendation  unless,  with  good
    35  cause,  the  commissioner determines additional time is needed to make a
    36  recommendation.   If the employee is  acquitted  of  all  charges,  such
    37  employee shall be restored to their position with full pay for the peri-
    38  od  of suspension less the amount of any unemployment insurance benefits
    39  that may have been received. If such employee is found guilty of one  or
    40  more  of  the  charges,  a  copy  of the charges, the employee's written
    41  answer, a transcript of the hearing, and the final determination of  the
    42  commissioner  shall  be  filed  in the bureau of labor relations and the
    43  employee's personnel file. A copy  of  the  transcript  of  the  hearing
    44  shall,  upon  request  of  the  affected  employee, be furnished to such
    45  employee without charge.
    46    7. Appeal. When an employee believes they are aggrieved by  a  penalty
    47  of  fine,  probation,  suspension,  demotion  or  dismissal from service
    48  imposed pursuant to this section, such employee may make an  application
    49  to  the  appropriate  court in accordance with the provisions of article
    50  seventy-eight of the civil practice law and rules.
    51    8. Termination.  Notwithstanding  any  other  provision  of  law,  the
    52  commissioner,  in  the  commissioner's  discretion,  may  terminate  the
    53  employment of any employee who is convicted of a crime committed  during
    54  the  time  such  employee  is  employed  by  the department whenever the
    55  commissioner determines that the continued  employment  of  such  person
    56  would not be in the best interest of the department. Notwithstanding the

        S. 1671--A                          4
 
     1  foregoing,  no  employee  shall  be  terminated pursuant to this section
     2  unless such employee shall first have  been  furnished  with  a  written
     3  statement of the reasons for such determination and afforded an opportu-
     4  nity  by  the  commissioner,  or the commissioner's designee, to make an
     5  explanation and to submit facts in opposition thereto.
     6    9. Reporting. The department shall  produce  an  annual  report  which
     7  shall  be  made publicly available on the department's website and shall
     8  be provided to the temporary president of the senate, the speaker of the
     9  assembly, and the chairs of the senate and assembly corrections  commit-
    10  tees. Such report shall contain the following information:
    11    (a)  the number of employees subject to discipline for serious miscon-
    12  duct under this section disaggregated by type of discipline as stated in
    13  paragraph (a) of subdivision five of this section;
    14    (b) the number of employees who have been terminated  by  the  commis-
    15  sioner for engaging in serious misconduct;
    16    (c)  the  number  of employees who have been terminated by the commis-
    17  sioner disaggregated by:
    18    (i) serious misconduct offenses, as defined in paragraph (a) of subdi-
    19  vision one of this section;
    20    (ii) correctional facility;
    21    (iii) job title; and
    22    (iv) demographics, including race, gender, and age;
    23    (d) the number of employees that  obtained  legal  representation  for
    24  their hearing;
    25    (e)  the  number of employees found guilty of serious misconduct under
    26  this section that had a previous record of allegations and/or discipline
    27  for serious misconduct; and
    28    (f) the demographics, including race, gender, and age, of the  victims
    29  of  serious  misconduct  by  an employee who was found guilty of serious
    30  misconduct under this section.
    31    § 2. Paragraph (h) of subdivision 4 of section 50 of the civil service
    32  law, as added by chapter 790 of the laws of 1958, is amended and  a  new
    33  paragraph (i) is added to read as follows:
    34    (h) who has been dismissed from private employments because of habitu-
    35  ally poor performance[.]; or
    36    (i)  who  has been disciplined for an act of serious misconduct as set
    37  forth in subdivision one of section twelve of the correction law.
    38    § 3. Subdivision 1 of section 61 of the civil service law, as added by
    39  chapter 790 of the laws of 1958, is amended to read as follows:
    40    1. Appointment  or  promotion  from  eligible  lists.  Appointment  or
    41  promotion  from  an eligible list to a position in the competitive class
    42  shall be made by the selection of one of the three persons certified  by
    43  the  appropriate  civil  service  commission as standing highest on such
    44  eligible list who are willing to accept such appointment  or  promotion;
    45  provided, however, that the state or a municipal commission may provide,
    46  by rule, that where it is necessary to break ties among eligibles having
    47  the  same  final examination ratings in order to determine their respec-
    48  tive standings on the eligible list, appointment  or  promotion  may  be
    49  made  by the selection of any eligible whose final examination rating is
    50  equal to or higher than the final examination rating of the third  high-
    51  est  standing  eligible willing to accept such appointment or promotion;
    52  provided further, however, that an individual's name shall be  suspended
    53  from  the  eligible list pending the outcome of the review of the appli-
    54  cant's qualifications pursuant to subdivision four of section  fifty  of
    55  this  article. Appointments and promotions shall be made from the eligi-
    56  ble list most nearly appropriate for the position to be filled.

        S. 1671--A                          5

     1    § 4. Subdivision 1 of section 112 of the correction law, as amended by
     2  chapter 322 of the laws of 2021, is amended to read as follows:
     3    1.  The  commissioner [of corrections and community supervision] shall
     4  have the superintendence, management and  control  of  the  correctional
     5  facilities  in  the  department  and  of  the  incarcerated  individuals
     6  confined therein, and of all matters relating to the government,  disci-
     7  pline,  policing, contracts and fiscal concerns thereof. [He or she] The
     8  commissioner shall have the power and it  shall  be  [his  or  her]  the
     9  commissioner's  duty  to  inquire  into  all matters connected with said
    10  correctional facilities.  [He or she] The commissioner shall  make  such
    11  rules  and regulations, not in conflict with the statutes of this state,
    12  for the government of the officers and other employees of the department
    13  assigned to said facilities, and in regard to the duties to be performed
    14  by them, and for the government  and  discipline  of  each  correctional
    15  facility,  as  [he  or  she] the commissioner may deem proper, and shall
    16  cause such rules and regulations to be recorded by the superintendent of
    17  the facility, and a copy  thereof  to  be  furnished  to  each  employee
    18  assigned to the facility. [He or she] With due consideration for overall
    19  safety and security, the commissioner shall also have the power to place
    20  reasonable  limits  or  restrictions  on the items an employee may bring
    21  into a  correctional  facility  or  community  supervision  office  when
    22  reporting  for  duty, that can pose a threat or be used as a weapon. The
    23  commissioner shall also prescribe a system of accounts and records to be
    24  kept at each correctional facility, which system shall be uniform at all
    25  of said facilities, and [he or she] the  commissioner  shall  also  make
    26  rules  and  regulations  for  a record of photographs and other means of
    27  identifying each incarcerated individual received into said  facilities.
    28  [He  or  she]  The commissioner shall appoint and remove, subject to the
    29  civil service law, subordinate  officers  and  other  employees  of  the
    30  department  who  are  assigned  to  correctional facilities, unless such
    31  employee is accused of serious misconduct in which  case  such  employee
    32  shall  be subject to disciplinary proceedings pursuant to section twelve
    33  of this chapter.
    34    § 5. This act shall take effect on the thirtieth day  after  it  shall
    35  have become a law; provided, however, that section one of this act shall
    36  take  effect  upon  the  expiration of the current collective bargaining
    37  agreement  that  governs  impacted  employees  of  the   department   of
    38  corrections  and  community supervision; provided further, however, that
    39  the commissioner of corrections and community supervision  shall  notify
    40  the  legislative  bill  drafting  commission  upon the expiration of the
    41  current collective bargaining agreement that governs impacted  employees
    42  of the department of corrections and community supervision in order that
    43  the  commission  may maintain an accurate and timely effective data base
    44  of the official text of the laws of the state of New York in furtherance
    45  of effectuating the provisions of section 44 of the legislative law  and
    46  section 70-b of the public officers law; provided further, however, that
    47  notwithstanding  any  other provision of law to the contrary, once these
    48  provisions take effect they cannot be abrogated,  amended,  enhanced  or
    49  modified in any way by future collective bargaining.
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