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S00448 Summary:

BILL NOS00448B
 
SAME ASNo Same As
 
SPONSORHOYLMAN-SIGAL
 
COSPNSRBASKIN, BRISPORT, BROUK, CLEARE, COMRIE, COONEY, FAHY, FERNANDEZ, GIANARIS, GONZALEZ, GOUNARDES, HARCKHAM, HINCHEY, JACKSON, KAVANAGH, KRUEGER, LIU, MAY, MAYER, MYRIE, PARKER, RAMOS, RIVERA, RYAN C, RYAN S, SALAZAR, SANDERS, SCARCELLA-SPANTON, SEPULVEDA, SERRANO, SKOUFIS, WEBB
 
MLTSPNSR
 
Add Art 37 §§1150 - 1153, Lab L
 
Enacts the "Empowering People in Rights Enforcement (EMPIRE) Worker Protection Act"; relates to the delegation of state enforcement authority to private actors; authorizes an affected employee, whistleblower, representative organization or an organizational deputy to initiate a public enforcement action on behalf of the commissioner for certain provisions of the labor law, or any regulation promulgated thereunder.
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S00448 Text:



 
                STATE OF NEW YORK
        ________________________________________________________________________
 
                                         448--B
 
                               2025-2026 Regular Sessions
 
                    IN SENATE
 
                                       (Prefiled)
 
                                     January 8, 2025
                                       ___________
 
        Introduced  by  Sens.  HOYLMAN-SIGAL,  BASKIN,  BRISPORT, BROUK, CLEARE,
          COMRIE, COONEY, FAHY, FERNANDEZ, GIANARIS, GONZALEZ, GOUNARDES, HARCK-
          HAM, HINCHEY, JACKSON, KAVANAGH,  KRUEGER,  LIU,  MAY,  MAYER,  MYRIE,
          PARKER,  RAMOS, RIVERA, C. RYAN, S. RYAN, SALAZAR, SANDERS, SCARCELLA-
          SPANTON, SEPULVEDA, SERRANO, SKOUFIS, WEBB -- read twice  and  ordered
          printed, and when printed to be committed to the Committee on Labor --
          committee  discharged,  bill amended, ordered reprinted as amended and
          recommitted to said committee -- committee discharged,  bill  amended,
          ordered reprinted as amended and recommitted to said committee
 
        AN  ACT  to amend the labor law, in relation to enacting the "Empowering
          People in Rights Enforcement (EMPIRE) Worker Protection Act"
 
          The People of the State of New York, represented in Senate and  Assem-
        bly, do enact as follows:
 
     1    Section  1.  Short  title. This act shall be known and may be cited as
     2  the "Empowering People in Rights Enforcement (EMPIRE) Worker  Protection
     3  Act".
     4    §  2. Legislative findings. 1. The legislature finds and declares that
     5  violations of the labor law are often systemic, affecting many workers.
     6    2. The legislature further finds and declares that despite  the  labor
     7  law's  strong  protections  for  workers,  limits on the availability of
     8  public enforcement resources have deleterious effects on the marketplace
     9  by allowing abuses targeting workers to persist unprosecuted. To  ensure
    10  the  robust enforcement of the labor law, while minimizing the outlay of
    11  scarce state funds, this act allows private individuals, labor organiza-
    12  tions, and labor organizations deputized by the state  to  bring  public
    13  enforcement actions in certain contexts in which the state does not have
    14  the means to fully enforce labor law protections.
    15    3.  The legislature further finds and declares that the purpose of the
    16  EMPIRE Worker Protection Act is to create a means of empowering citizens
    17  as private attorneys general to enforce the New York labor law.
 
         EXPLANATION--Matter in italics (underscored) is new; matter in brackets
                              [ ] is old law to be omitted.
                                                                   LBD01897-04-5

        S. 448--B                           2
 
     1    4. The legislature further finds and declares that the purpose of  the
     2  EMPIRE  Worker  Protection  Act  is  to  incentivize  private parties to
     3  recover civil penalties for the government that otherwise may  not  have
     4  been  assessed and collected by overburdened state enforcement agencies.
     5  When  the  New  York  labor law is effectively enforced, it protects the
     6  interests of all New Yorkers and the state of New  York.    Such  public
     7  enforcement  actions  are  an  efficient  mechanism  to  limit  systemic
     8  violations, will enforce the rights of more workers, and can benefit the
     9  department of labor with enhanced resources.
    10    5. The legislature further finds and declares that the purpose of  the
    11  EMPIRE Worker Protection Act is to benefit those employers who are oper-
    12  ating  within  the labor law, and who, as a result, face unfair competi-
    13  tion from individuals and entities shirking the labor law.
    14    6. The legislature further finds and declares that the purpose of  the
    15  EMPIRE  Worker  Protection Act is to deter employers from stealing wages
    16  or committing other violations of the New York labor law and  raise  the
    17  cost of noncompliance with the New York labor law.
    18    7.  The legislature further finds and declares that the purpose of the
    19  EMPIRE Worker Protection Act is to incentivize  labor  organizations  to
    20  aid working people to report violations of the New York labor law.
    21    8.  The legislature further finds and declares that the purpose of the
    22  EMPIRE Worker Protection Act is to facilitate  whistleblowers  suffering
    23  from  violations of the New York labor law to report abuses without fear
    24  of retaliation and intimidation.
    25    9. The legislature further finds and declares that the  EMPIRE  Worker
    26  Protection  Act  is  part of a history both in New York state and in the
    27  United States of  laws  enabling  private  citizens  to  aid  in  public
    28  enforcement. In similar qui tam legislation enabling private citizens to
    29  aid  in public enforcement, the resulting action is a public enforcement
    30  action.
    31    § 3. The labor law is amended by adding a new article 37  to  read  as
    32  follows:
    33                                 ARTICLE 37
    34   EMPOWERING PEOPLE IN RIGHTS ENFORCEMENT (EMPIRE) WORKER PROTECTION ACT
    35  Section 1150. Definitions.
    36          1151. Public enforcement action.
    37          1152. Procedure.
    38          1153. Non-application.
    39    § 1150. Definitions. Whenever used in this article:
    40    1. "affected employee" means any employee as defined by section two of
    41  this  chapter  who  was  employed  by  the alleged violator employer and
    42  against whom one of the alleged violations was committed, or was alleged
    43  to have been committed, as well as any person who is not classified by a
    44  business as an employee but who claims  to  be  an  employee  and  whose
    45  claims  against the purported employer relate to this alleged misclassi-
    46  fication, whether or not that person has received full or partial relief
    47  from harm.
    48    2. "relator" means an affected employee, a whistleblower, a  represen-
    49  tative  organization,  or an organizational deputy that acts as a plain-
    50  tiff in a public enforcement action under this chapter.
    51    3. "whistleblower" means any current or former  employee,  contractor,
    52  subcontractor,  or  employee  of  a  contractor  or subcontractor of the
    53  defendant with knowledge of the alleged violations that  is  independent
    54  of  and  materially adds to any publicly disclosed information about the
    55  alleged violations. Whistleblowers are not also "affected employees"  if

        S. 448--B                           3
 
     1  they do not seek civil penalties for violations that personally affected
     2  them in a public enforcement action under this chapter.
     3    4.  "employer"  means  any  employer as defined by section two of this
     4  chapter.  The term "employer" shall not include a governmental agency.
     5    5. "representative organization"  means  a  labor  organization  which
     6  exists  and  is  constituted  for  the  purpose, in whole or in part, of
     7  collective bargaining or of dealing  with  employers  concerning  griev-
     8  ances,  terms  or  conditions of employment, is not a "company union" as
     9  defined by subdivision six of section seven hundred one of this chapter,
    10  and which has been selected by an affected employee or whistleblower  to
    11  initiate  a  public  enforcement  action  on  the affected employee's or
    12  whistleblower's behalf, in written  notice  in  such  a  manner  as  the
    13  commissioner  may prescribe by regulation. Where a representative organ-
    14  ization is designated as the relator, the affected employee or  whistle-
    15  blower may elect to have their name and personal identifying information
    16  be  kept  confidential  until the relator, in its sole discretion, deems
    17  sharing such information is necessary to establish,  litigate,  mediate,
    18  settle, or otherwise pursue the claim.
    19    6.  "public  enforcement  action"  means  an action brought under this
    20  article intended to enforce this chapter's  protections  enforceable  by
    21  the  commissioner.    Nothing  in  this  article shall be interpreted to
    22  permit a public enforcement action against a governmental agency.
    23    7. "commissioner" shall, for the purposes of this article, include the
    24  commissioner, and any  division,  board,  commission,  or  part  of  the
    25  department  authorized to impose or seek penalties or other remedies for
    26  violations of this chapter.
    27    8. "violation" means an  employer's  noncompliance  with  any  of  the
    28  requirements  of  the  following articles of this chapter and with regu-
    29  lations and wage orders promulgated by the commissioner in  implementing
    30  such articles:
    31    a.  article  six except sections one hundred ninety, one hundred nine-
    32  ty-one-a, one hundred ninety-six, one hundred ninety-six-a, one  hundred
    33  ninety-eight-a, one hundred ninety-nine, and one hundred ninety-nine-a;
    34    b.  article  nineteen  except  sections six hundred fifty, six hundred
    35  fifty-one, six  hundred  fifty-three  through  six  hundred  sixty,  six
    36  hundred sixty-two, and six hundred sixty-five;
    37    c.  sections  one  hundred  sixty,  one hundred sixty-one, one hundred
    38  sixty-two, one hundred sixty-three-a, one hundred sixty-seven,  and  one
    39  hundred seventy of article five;
    40    d.  article nineteen-A except sections six hundred seventy through six
    41  hundred seventy-two, six hundred seventy-four through six hundred seven-
    42  ty-eight, six hundred eighty, and six hundred eighty-three;
    43    e. article nineteen-B except sections six hundred ninety, six  hundred
    44  ninety-three, and six hundred ninety-four;
    45    f.  article nine except sections two hundred thirty, two hundred thir-
    46  ty-four through two hundred thirty-six, and two hundred thirty-eight;
    47    g. article twenty-five-A except sections eight  hundred  sixty,  eight
    48  hundred  sixty-a,  eight  hundred sixty-c through eight hundred sixty-f,
    49  and eight hundred sixty-i;
    50    h. article  twenty-five-B  except  sections  eight  hundred  sixty-one
    51  through eight hundred sixty-one-b;
    52    i.  article  twenty-five-C except sections eight hundred sixty-two and
    53  eight hundred sixty-two-a;
    54    j. article eight except sections  two  hundred  twenty-e  through  two
    55  hundred  twenty-four, two hundred twenty-four-b, and two hundred twenty-
    56  four-c;

        S. 448--B                           4
 
     1    k. article twenty-C;
     2    l.  sections  two  hundred,  two hundred one-d, two hundred one-g, two
     3  hundred six-c, two hundred fifteen, and two hundred eighteen-b of  arti-
     4  cle seven;
     5    m. section twenty-seven-d and section twenty-seven-e of article two;
     6    n. article thirty-six;
     7    o. article twenty-one-a; and
     8    p.  any  other worker protections that are added to this chapter after
     9  the effective date of this article, unless the enacting statute  specif-
    10  ically excludes them from this definition.
    11    9. "organizational deputy" means a labor organization which exists and
    12  is  constituted  for  the  purpose,  in  whole or in part, of collective
    13  bargaining or of dealing with employers concerning grievances, terms  or
    14  conditions  of  employment,  and  is not a "company union" as defined by
    15  subdivision six of section seven hundred one of this chapter,  that  has
    16  been  appointed by the commissioner or the attorney general to represent
    17  the state as the relator in the public enforcement action.  The  commis-
    18  sioner  or the attorney general shall have complete discretion to deter-
    19  mine what labor organizations may serve as their  organizational  deputy
    20  in a public enforcement action.
    21    §  1151. Public enforcement action. 1. A relator may initiate a public
    22  enforcement action to collect civil penalties on behalf of  the  commis-
    23  sioner  for  a  violation  impacting  affected employees pursuant to the
    24  procedures specified in section one thousand fifty-two of this  article.
    25  A  relator  may  allege multiple violations that have affected different
    26  employees and may seek injunctive and declaratory relief that the  state
    27  would be entitled to seek.
    28    2.  a.  For  purposes  of  this section, whenever the commissioner has
    29  discretion to assess a civil penalty, a court is authorized to  exercise
    30  the  same  discretion  to assess a civil penalty. To the extent that the
    31  commissioner is authorized to determine that an employer has violated  a
    32  provision  of  this  chapter  or regulation promulgated thereunder, in a
    33  public enforcement action, a court shall be authorized to determine that
    34  an employer has committed such a violation.
    35    b. For any violation defined in this article, except those for which a
    36  civil penalty is specifically provided, there  is  established  a  civil
    37  penalty of five hundred dollars for each affected employee per pay peri-
    38  od per violation.  That civil penalty will increase beginning on January
    39  first, two thousand twenty-seven at the same rate that the minimum wages
    40  increase  each year as specified in paragraph (b) of section six hundred
    41  fifty-two of this chapter or any successor method by which minimum  wage
    42  rates  are  to  be  adjusted.  The civil penalty rate shall be published
    43  annually by the commissioner. A court may not  award  a  lesser  amount,
    44  unless, based on the facts and circumstances of the particular case, the
    45  employer demonstrates that to do otherwise would result in an award that
    46  is unjust, arbitrary and oppressive, or confiscatory.
    47    c.  In  any civil action commenced pursuant to this article, the court
    48  shall allow a prevailing relator to recover  all  reasonable  attorneys'
    49  fees,  expert fees and other costs.  The court may also allow a prevail-
    50  ing relator to recover all reasonable ancillary  costs  associated  with
    51  serving  as  a  relator.    For  the  purposes of this article, the term
    52  "prevailing" includes a relator whose  commencement  of  litigation  has
    53  acted  as  a catalyst to effect policy change on the part of the defend-
    54  ant, regardless of whether that change has been implemented voluntarily,
    55  as a result of a settlement or  as  a  result  of  a  judgment  in  such
    56  relator's favor.

        S. 448--B                           5
 
     1    d.  Nothing in this section shall operate to limit an affected employ-
     2  ee's right to pursue or recover other remedies available under state  or
     3  federal  law,  either  separately  or  concurrently with an action taken
     4  under this section.
     5    e.  Nothing  in this section shall operate to limit the commissioner's
     6  or the attorney general's right to seek restitution and  damages,  where
     7  available,  for affected employees in conjunction with a public enforce-
     8  ment action in which it has intervened.
     9    3. a.  Civil penalties recovered in public enforcement  actions  shall
    10  be  distributed  as  follows:    where  the commissioner or the attorney
    11  general has not intervened, or where the commissioner  or  the  attorney
    12  general  has  appointed an organizational deputy to proceed as the rela-
    13  tor, forty percent to the relator; and sixty percent to the commissioner
    14  for enforcement of this chapter and education of employers and employees
    15  about their rights  and  responsibilities  under  this  chapter,  to  be
    16  continuously  appropriated to supplement and not supplant the funding to
    17  the agency for those purposes; where the commissioner  or  the  attorney
    18  general  has  intervened,  thirty  percent  to  the relator; and seventy
    19  percent to the commissioner for enforcement of this chapter  and  educa-
    20  tion  of employers and employees about their rights and responsibilities
    21  under this chapter, to be continuously appropriated  to  supplement  and
    22  not supplant the funding to the agency for those purposes.
    23    b.  The  relator shall equitably distribute the share of penalties due
    24  the relator among affected employees.   If the relator  is  an  affected
    25  employee  or  whistleblower,  they  shall  also be entitled to recover a
    26  service award from the penalties recovered, if they prevail in achieving
    27  relief, in whole or in part, for violations that affected other  employ-
    28  ees.  The service award shall be not less than five thousand dollars and
    29  not more than twenty thousand dollars, unless the  amount  recovered  as
    30  civil  penalties  is  less than twenty thousand dollars. The court shall
    31  determine the service award by taking due consideration of  the  burdens
    32  and risks assumed by the relator in prosecuting the action. If the rela-
    33  tor  is  a  representative  organization  or  an  organizational  deputy
    34  appointed by the commissioner or the attorney general, it shall distrib-
    35  ute all recovered  penalties  to  affected  employees  but  may  recover
    36  reasonable  attorneys' fees and costs incurred in prosecuting the action
    37  and ancillary costs associated with serving as a  relator.  The  relator
    38  shall submit a distribution summary to the commissioner and the attorney
    39  general.
    40    4.  The  right to bring a public enforcement action under this article
    41  shall not be subject to private agreements between an affected  employee
    42  and  an employer or alleged employer, unless such agreements are collec-
    43  tively bargained and the bargaining agreement provides a forum  for  the
    44  enforcement  of  rights  and  remedies  otherwise enforceable under this
    45  article.  The right to represent the state with  respect  to  violations
    46  affecting  other  workers  shall  not  be waivable by private agreement,
    47  unless such agreements are  collectively  bargained  and the  bargaining
    48  agreement  provides  a forum for the enforcement of rights and  remedies
    49  otherwise enforceable  under  this article, including an award of penal-
    50  ties authorized by this article.
    51    5. Notwithstanding any other provision of law,  a  public  enforcement
    52  action  to  recover  upon  a  penalty  imposed  by  this article must be
    53  commenced within six years.  The statute of limitations for  bringing  a
    54  public  enforcement  action  under this article shall be tolled from the
    55  date a relator files a notice pursuant to section one thousand fifty-two
    56  of this article with the commissioner and the attorney general,  or  the

        S. 448--B                           6
 
     1  commissioner  or the attorney general commences an investigation, which-
     2  ever is earlier.
     3    6.  The  commissioner shall establish a database of public enforcement
     4  notices submitted pursuant to this article, including the  parties,  the
     5  disposition  and  any  other information which the commissioner shall by
     6  regulation prescribe and shall  make  such  database  available  to  the
     7  public  online.  The commissioner shall also publish an annual report of
     8  total penalties recovered under this chapter.
     9    7. a. No employer  or  the  employer's  agent,  employee,  contractor,
    10  subcontractor  or  the officer or agent of any corporation, partnership,
    11  or limited liability company,  or  any  other  person  shall  discharge,
    12  demote,  suspend,  threaten, harass, or in any other manner discriminate
    13  against any person because of any lawful act done because:
    14    (i) the relator or potential relator brought or is perceived  to  have
    15  brought a public enforcement action;
    16    (ii) the relator or potential relator has provided information, caused
    17  information  to  be provided, or otherwise assisted in a public enforce-
    18  ment action  or  provided  information,  or  caused  information  to  be
    19  provided  to  a  person  with  supervisory authority over the relator or
    20  potential relator regarding conduct that the relator or potential  rela-
    21  tor reasonably believes constitutes a violation of this section; or
    22    (iii)  the  person  believes that the relator or potential relator may
    23  bring a public enforcement action or cooperate with one.
    24    b. Any person affected by a violation  of  this  subdivision,  or  any
    25  affected employee, whistleblower, representative organization, organiza-
    26  tional  deputy, or the commissioner, or the attorney general may bring a
    27  public enforcement action for all appropriate relief, including  enjoin-
    28  ing  the  conduct  of  any person or employer; ordering payment of civil
    29  penalties as provided by section two hundred fifteen  of  this  chapter,
    30  costs  and  reasonable  attorneys' fees to the employee by the person or
    31  entity in violation; and, where the person or entity in violation is  an
    32  employer,  ordering  rehiring  or  reinstatement  of the employee to the
    33  employee's former position with restoration  of  seniority.  Any  person
    34  affected  by  a  violation  of  this  subdivision may also bring a civil
    35  action in a court of competent  jurisdiction  against  any  employer  or
    36  persons  alleged  to  have  violated  the provisions of this subdivision
    37  pursuant to subdivision two of section two hundred fifteen of this chap-
    38  ter.
    39    c. There shall be a rebuttable presumption that  any  adverse  actions
    40  taken against a relator within one hundred eighty days after the relator
    41  has  filed  an action under this chapter is retaliatory. Nothing in this
    42  subdivision shall be interpreted to prohibit an inference of retaliatory
    43  motive after one hundred eighty days after  the  relator  has  filed  an
    44  action under this chapter.
    45    § 1152. Procedure. 1. No public enforcement action by a relator pursu-
    46  ant to section one thousand fifty-one of this article may be commenced:
    47    a.  prior  to  sixty  days  after written notice has been given by the
    48  relator to the commissioner and to the attorney general.    The  relator
    49  shall  submit  a filing fee of seventy-five dollars to the commissioner,
    50  and the time periods in this section shall begin when notice and  filing
    51  fee have been submitted. The fees required by this paragraph are subject
    52  to  waiver in accordance with rules promulgated by the commissioner. The
    53  written notice shall be given in such a manner as the  commissioner  may
    54  prescribe  by regulation, shall be construed in a light favorable to the
    55  relator, and shall include:
    56    (i) the name, address and contact information of the employer.

        S. 448--B                           7
 
     1    (ii) the name,  address,  and  contact  information  of  the  affected
     2  employee or whistleblower.
     3    (iii)  if  the action is brought by a representative organization, the
     4  name, address and contact information of  the  representative  organiza-
     5  tion,  its  qualification as a representative organization as defined in
     6  this chapter, and the  form  on  which  the  whistleblower  or  affected
     7  employee has designated the representative organization.
     8    (iv)  if the action is brought by an affected employee or whistleblow-
     9  er, the name, address, and contact information of any labor organization
    10  that has assisted with the filing of the written notice, and  who  would
    11  be  available  to  serve  as  an organizational deputy should they be so
    12  appointed by the commissioner or the attorney general.
    13    (v) the name, address and contact information of the  relator's  legal
    14  counsel, should one exist.
    15    (vi) a statement of the underlying claim.
    16    (vii)  if the relator is a "whistleblower", the relator's knowledge of
    17  the alleged violations that is independent of  and  materially  adds  to
    18  publicly disclosed information.
    19    (viii)  after  searching the database established pursuant to subdivi-
    20  sion six of section one thousand fifty-one of this article  for  notices
    21  alleging the same facts and legal theories, a summary of such notices or
    22  statement  that no such notices exist, provided that a notice filed by a
    23  pro se litigant may not be  rejected  for  failure  to  conduct  such  a
    24  search.
    25    b.  if  the commissioner or the attorney general, at any time prior to
    26  the end of the sixty-day notice period prescribed in paragraph a of this
    27  subdivision or prior to commencement of such action, whichever is later,
    28  and  upon  written  notice  to  the  relator  who  provided  the  notice
    29  prescribed  in  paragraph  a  of  this subdivision, has commenced and is
    30  actively prosecuting an administrative enforcement  proceeding  pursuant
    31  to this chapter relative to the alleged violation.
    32    c.  if the commissioner or the attorney general, on the same facts and
    33  theories, cites a person within the timeframes set forth in this section
    34  for a violation of the same section or sections of  this  chapter  under
    35  which  the relator is attempting to recover a civil penalty or remedy on
    36  behalf of the relator or others.
    37    d. if the violation is of a posting or agency reporting requirement or
    38  agency filing requirement, except where the filing or reporting require-
    39  ment involves mandatory payroll or injury reporting.
    40    e. if the violation is for minor  variations  in  the  legal  name  or
    41  address  of  the  employer  in  a wage statement or wage notice required
    42  under article six of this chapter, provided that the variations  do  not
    43  impair a worker's ability to promptly and easily identify the employer.
    44    2.  The  commissioner or the attorney general may, after receiving the
    45  notice, appoint an organizational deputy for  the  commissioner  or  the
    46  attorney  general  (based  on who makes the appointment) to serve as the
    47  relator, instead of the person who filed the notice. That organizational
    48  deputy may then proceed with the public enforcement action on behalf  of
    49  the  state. If the commissioner or the attorney general has appointed an
    50  organizational deputy as the relator, that organizational  deputy  shall
    51  serve  as  the  relator  in  accordance  with  all  the other procedures
    52  outlined in this article. The  decision  to  appoint  an  organizational
    53  deputy  shall  not  be  construed  as the commissioner's or the attorney
    54  general's direct intervening in the public enforcement action.

        S. 448--B                           8
 
     1    3. The commissioner or the  attorney  general  may  intervene  in  the
     2  public  enforcement  action  and  proceed with any and all claims in the
     3  action:
     4    a.  as of right within the sixty-day notice period prescribed in para-
     5  graph a of subdivision one of this section;
     6    b. for good cause, as determined by the court, after the expiration of
     7  the sixty-day notice period prescribed in paragraph a of subdivision one
     8  of this section; or
     9    c. if a previous relator becomes unavailable to  continue  the  public
    10  enforcement  action,  by  appointing  an  organizational  deputy for the
    11  commissioner or the attorney general (based on who  makes  the  appoint-
    12  ment)  to  proceed  with  the public enforcement action on behalf of the
    13  state. If the commissioner or the attorney general has so  appointed  an
    14  organizational  deputy,  the  organizational  deputy  shall serve as the
    15  relator in accordance with all the other  procedures  outlined  in  this
    16  article.  The  decision to appoint an organizational deputy shall not be
    17  construed as the commissioner or the attorney general directly interven-
    18  ing in the public enforcement action.
    19    4. If the commissioner  or  the  attorney  general  intervenes  in  an
    20  action,  the commissioner may take primary responsibility for litigating
    21  the action and shall not be bound by an act of the relator bringing  the
    22  action.  In  such cases, the relator shall remain a party to the action.
    23  The commissioner or the attorney  general  may  also  intervene  in  the
    24  action  for  the  limited  purpose  of filing a statement of interest or
    25  otherwise advancing the state's view about legal issues at stake in  the
    26  action.  If  the commissioner or the attorney general has intervened for
    27  the purpose of taking primary responsibility for litigating the  action,
    28  the  commissioner  or  attorney general may dismiss or settle the action
    29  after the relator has been notified of the filing of the motion and  has
    30  been  provided with an opportunity to be heard, and the court determines
    31  that such dismissal or settlement is fair, adequate, reasonable, and  in
    32  the public interest.
    33    5.  Either  the  commissioner,  the  attorney general, or a federal or
    34  state court of competent  jurisdiction  shall  review  and  approve  any
    35  settlement  of any civil action filed pursuant to this article or of any
    36  claim for which a relator has provided notice pursuant to this  section.
    37  The  commissioner,  the attorney general, or the court shall approve the
    38  settlement if it is fair, reasonable and adequate, in light of the stat-
    39  utory purpose of the provision of this  chapter  alleged  to  have  been
    40  violated and the purpose of this article.
    41    6.  a.  The relator shall, within ten days following commencement of a
    42  civil action pursuant to this article, provide the commissioner and  the
    43  attorney general with a file-stamped copy of the complaint that includes
    44  the case number assigned by the court.
    45    b.  If  the  commissioner  or  the  attorney  general so requests, the
    46  commissioner or the attorney general shall  be  served  with  copies  of
    47  pleadings  filed  in the action and shall be supplied with copies of all
    48  deposition transcripts. The commissioner or the attorney  general  shall
    49  bear any costs associated with service of such pleadings and depositions
    50  if there are such costs.
    51    c.  A  copy of the court's judgment in any civil action filed pursuant
    52  to this article and any other order in that action that either  provides
    53  for  or  denies  an award of civil penalties under this article shall be
    54  submitted to the commissioner and the attorney general within  ten  days
    55  after entry of the judgment or order.

        S. 448--B                           9
 
     1    d.  Items  required  to  be  submitted  to the commissioner under this
     2  subdivision shall be transmitted in such a manner  as  the  commissioner
     3  shall  prescribe for the filing of notices under paragraph a of subdivi-
     4  sion one of this section.
     5    7.  Such regulations prescribed pursuant to paragraph a of subdivision
     6  one of this section shall provide  for  the  right  of  the  relator  to
     7  furnish  an  amended notice, after the notice by the commissioner to the
     8  relator that the original notice was not in compliance with this section
     9  or the regulations issued thereunder and specifying  with  particularity
    10  what  the  deficiencies  were  in  the  original notice. Such notice and
    11  opportunity to amend shall be provided by the commissioner within  sixty
    12  days  of  the  original notice or the original notice shall be deemed in
    13  compliance with this section.  The relator shall have thirty  days  from
    14  receiving  notice  from  the commissioner that their original notice was
    15  not in compliance with this section to amend the notice.
    16    8. A public enforcement action shall be tried promptly, without regard
    17  to concurrent adjudication of private claims, including  without  regard
    18  to concurrent adjudication of claims for violations personally affecting
    19  the relator.
    20    9. No public enforcement action brought pursuant to this article shall
    21  be  required to meet the requirements of Rule 23(a) of the Federal Rules
    22  of Civil Procedure or article nine of the civil practice law and rules.
    23    10. The rules governing pretrial discovery  in  a  public  enforcement
    24  action  brought  pursuant  to  this  article  shall be the same as those
    25  applicable to other civil actions. No special showing of merit or  other
    26  additional  requirement shall be imposed on a relator's discovery rights
    27  in such an action.
    28    11. A relator bringing an action pursuant to  this  article  shall  be
    29  entitled  to  discovery  regarding  the  alleged  violations  as  to all
    30  affected employees as defined in this article.
    31    12. When related public enforcement actions are pending,  the  parties
    32  shall immediately notify the courts overseeing such actions of the over-
    33  lap  and  submit  a  joint  statement  describing the overlap, which may
    34  propose a process to ensure the just,  speedy,  and  efficient  determi-
    35  nation  of  the  actions. The court may appoint lead enforcement counsel
    36  with sole responsibility for asserting the related claims, with  consid-
    37  eration of the following factors:
    38    a. the work that counsel has done in investigating the claims;
    39    b.  counsel's  experience litigating labor law and past performance in
    40  similar cases;
    41    c. counsel's diligence in advancing the case;
    42    d. the resources that counsel has committed and will commit to  prose-
    43  cuting the case, and the relative resources at counsel's disposal; and
    44    e. the length of time each action has been pending.
    45    § 1153. Non-application. 1. This article shall not apply to the recov-
    46  ery  of  administrative and civil penalties in connection with the unem-
    47  ployment insurance law as contained in article eighteen of this chapter.
    48    2. This article shall not apply to the recovery of administrative  and
    49  civil  penalties  in  connection with the New York state labor relations
    50  act as contained in article twenty of this chapter.
    51    3. Severability. If any word,  phrase,  clause,  sentence,  paragraph,
    52  subdivision,  section or part of this article or the application thereof
    53  to any person or circumstances shall be adjudged invalid by a  court  of
    54  competent  jurisdiction, such order or judgment shall be confined in its
    55  operation to the controversy in which it was  rendered,  and  shall  not
    56  affect  or  invalidate  the  remainder  of  this  article,  but shall be

        S. 448--B                          10
 
     1  confined in its operation to the word, phrase, clause,  sentence,  para-
     2  graph,  subdivision,  section  or  part thereof directly involved in the
     3  controversy in which such judgment shall have been rendered.
     4    4.  This  article shall be construed in light of its remedial purposes
     5  to expand the enforcement of this chapter.
     6    § 4. This act shall take effect immediately, and shall permit relators
     7  to bring actions concerning New York Labor Law violations that  occurred
     8  within  the  six  years  prior  to this act's effective date, unless the
     9  Labor Law provides a shorter statute of limitations with respect to  the
    10  specific  violation  in  question, in which case that shorter statute of
    11  limitations shall apply.
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