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S07599 Summary:

BILL NOS07599C
 
SAME ASSAME AS A08295-D
 
SPONSORGONZALEZ
 
COSPNSRCLEARE, HARCKHAM, JACKSON, LIU, PERSAUD, SALAZAR, SANDERS, WEBB
 
MLTSPNSR
 
Add Art 5 §§501 - 504, §103-f, St Tech L; amd §§2510, 2585, 2588 & 3013, add §115, Ed L; amd §80, Civ Serv L
 
Regulates automated decision-making by government agencies; requires agencies to conduct impact assessments; requires disclosure of automated decision-making tools utilized by governmental agencies.
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S07599 Text:



 
                STATE OF NEW YORK
        ________________________________________________________________________
 
                                         7599--C
            Cal. No. 1510
 
                               2025-2026 Regular Sessions
 
                    IN SENATE
 
                                     April 23, 2025
                                       ___________
 
        Introduced  by  Sens. GONZALEZ, CLEARE, HARCKHAM, LIU, PERSAUD, SALAZAR,
          SANDERS, WEBB -- read twice and ordered printed, and when  printed  to
          be  committed  to the Committee on Internet and Technology -- reported
          favorably from said committee, ordered to  first  report,  amended  on
          first  report,  ordered  to  a  second  report  and ordered reprinted,
          retaining its place in the order of second report -- again amended and
          ordered reprinted, retaining its place in the order of  second  report
          --  reported  favorably from said committee, ordered to second report,
          ordered to a third reading, amended and ordered  reprinted,  retaining
          its place in the order of third reading
 
        AN  ACT  to  amend  the  state technology law, the education law and the
          civil service law, in relation to automated decision-making by govern-
          ment agencies
 
          The People of the State of New York, represented in Senate and  Assem-
        bly, do enact as follows:
 
     1    Section 1. The state technology law is amended by adding a new article
     2  5 to read as follows:
     3                                   ARTICLE V
     4              AUTOMATED DECISION-MAKING IN GOVERNMENT AGENCIES
     5  Section 501. Definitions.
     6          502. Disclosure of automated decision-making tools by government
     7                 agencies.
     8          503. Impact assessments.
     9          504. Submission to the governor and legislature.
    10    § 501. Definitions. For the purpose of this article:
    11    1.  "Automated decision-making tool" shall mean any software that uses
    12  algorithms, computational models, or artificial intelligence techniques,
    13  or a combination thereof, to automate, support, or replace  human  deci-
    14  sion-making.  "Automated  decision-making  tool"  shall  not include any
    15  software used primarily for basic computerized processes, such as calcu-
    16  lators, spellcheck tools, autocorrect functions, spreadsheets, electron-
 
         EXPLANATION--Matter in italics (underscored) is new; matter in brackets
                              [ ] is old law to be omitted.
                                                                   LBD11535-18-5

        S. 7599--C                          2
 
     1  ic communications, or any tool that relates only to internal  management
     2  affairs  such  as  ordering  office supplies or processing payments, and
     3  that do not materially affect the rights, liberties, benefits, safety or
     4  welfare  of any individual within the state.  "Automated decision-making
     5  tools" shall not include "automated employment decision-making tools" as
     6  defined in section four hundred one of this chapter.
     7    2. "Meaningful human review" means review, oversight  and  control  of
     8  the  automated  decision-making  process  by one or more individuals who
     9  understand the risks, limitations, and functionality of, and are trained
    10  to use, the automated decision-making tool and who have the authority to
    11  intervene or alter the decision under review, including but not  limited
    12  to  the  ability to approve, deny, or modify any decision recommended or
    13  made by the automated tool.
    14    3. "Government agency" shall mean: (a) the  state  or  civil  division
    15  thereof;  (b)  a  county,  city, town or village; (c) a school district,
    16  board of cooperative  educational  services,  vocational  education  and
    17  extension  board    or a school district as enumerated in section one of
    18  chapter five hundred sixty-six of the laws of  nineteen  hundred  sixty-
    19  seven,  as  amended;  (d) the state university of New York; (e) the city
    20  university of New York; (f) a public  improvement  or  special  district
    21  including  police  or fire districts; (g) a public authority, commission
    22  or public benefit corporation; or  (h)  any  other  public  corporation,
    23  agency,  instrumentality  or  unit of government which exercises govern-
    24  mental power under the laws of this state.
    25    § 502. Disclosure of automated  decision-making  tools  by  government
    26  agencies. Any government agency that utilizes an automated decision-mak-
    27  ing  tool, as defined in section five hundred one of this article, shall
    28  publish a list of such automated decision-making tools on  such  govern-
    29  ment  agency's  website  no  later  than  the thirtieth of December next
    30  succeeding the date on which this section  takes  effect,  and  annually
    31  thereafter. Such disclosure shall include:
    32    1.   a   description  of  the  automated decision-making tool utilized
    33  by such government agency;
    34    2. the date that the government agency use  of  such  automated  deci-
    35  sion-making tool began;
    36    3.   a  summary  of  the  purpose  and use of such automated decision-
    37  making tool; and
    38    4. any other information deemed relevant by the agency.
    39    § 503. Impact assessments. 1. Government agencies seeking  to  utilize
    40  or  apply an automated decision-making tool permitted under section five
    41  hundred two of this article with continued  and  operational  meaningful
    42  human  review  shall  conduct  or  have  conducted  an impact assessment
    43  substantially completed and bearing the signature of one or  more  indi-
    44  viduals  responsible for meaningful human review for the lawful applica-
    45  tion and use of such automated decision-making tool. Following the first
    46  impact assessment, an impact assessment shall be conducted in accordance
    47  with this section at least once every two years.  An  impact  assessment
    48  shall  be  conducted prior to any material change to the automated deci-
    49  sion-making tool that may change the outcome or  effect  of  such  tool.
    50  Such impact assessments shall include:
    51    (a)  a  description of the objectives of the automated decision-making
    52  tool;
    53    (b) an evaluation of the ability of the automated decision-making tool
    54  to achieve its stated objectives;
    55    (c) a description and evaluation of the objectives and development  of
    56  the automated decision-making including:

        S. 7599--C                          3
 
     1    (i)  a  summary of the underlying algorithms, computational modes, and
     2  artificial intelligence tools that are used within the  automated  deci-
     3  sion-making tool; and
     4    (ii)  the design and training data used to develop the automated deci-
     5  sion-making tool process;
     6    (d) testing for:
     7    (i) accuracy, fairness, bias and discrimination, and an assessment  of
     8  whether the use of the automated decision-making tool produces discrimi-
     9  natory  results  on  the  basis of a consumer's or a class of consumers'
    10  actual or perceived race, color, ethnicity, religion,  national  origin,
    11  sex, gender, gender identity, sexual orientation, familial status, biom-
    12  etric  information,  lawful source of income, or disability and outlines
    13  mitigations for  any  identified  performance  differences  in  outcomes
    14  across relevant groups impacted by such use;
    15    (ii)  any  cybersecurity  vulnerabilities  and privacy risks resulting
    16  from the deployment and use of the automated decision-making  tool,  and
    17  the development or existence of safeguards to mitigate the risks;
    18    (iii)  any public health or safety risks resulting from the deployment
    19  and use of the automated decision-making tool;
    20    (iv) any reasonably foreseeable misuse of the automated  decision-mak-
    21  ing  tool  and  the  development or existence of safeguards against such
    22  misuse;
    23    (e) the extent to which the deployment and use of the automated  deci-
    24  sion-making tool requires input of sensitive and personal data, how that
    25  data is used and stored, and any control users may have over their data;
    26  and
    27    (f) the notification mechanism or procedure, if any, by which individ-
    28  uals  impacted  by the utilization of the automated decision-making tool
    29  may be notified of the use of such automated decision-making tool and of
    30  the individual's personal data, and informed of their rights and options
    31  relating to such use.
    32    2. Notwithstanding the provisions of this article or any other law, if
    33  an impact assessment  finds  that  the  automated  decision-making  tool
    34  produces  discriminatory or biased outcomes, the government agency shall
    35  cease any utilization, application, or function of such automated  deci-
    36  sion-making tool, and of any information produced using such tool.
    37    §  504.  Submission  to  the  governor and legislature. 1. Each impact
    38  assessment conducted pursuant to this article shall be submitted to  the
    39  governor,  the temporary president of the senate, and the speaker of the
    40  assembly at least thirty days prior to the implementation of  the  auto-
    41  mated decision-making tool that is  the  subject  of such assessment.
    42    2.  (a)  The  impact  assessment  of an automated decision-making tool
    43  shall be published on the website of the relevant government agency.
    44    (b) If the government agency makes a determination that the disclosure
    45  of any information required in the impact assessment would result  in  a
    46  substantial  negative impact on health or safety of the public, infringe
    47  upon the privacy rights of  individuals,  or  significantly  impair  the
    48  government  agency's  ability  to  protect its information technology or
    49  operational assets, such government agency may redact such  information,
    50  provided  that  an  explanatory  statement  on  the process by which the
    51  government agency made such determination is published  along  with  the
    52  redacted impact assessment.
    53    (c) If the impact assessment covers any automated decision-making tool
    54  that  includes  technology  that  is  used  to  prevent, detect, protect
    55  against or respond to security incidents, identity theft, fraud, harass-
    56  ment, malicious or  deceptive  activities  or  other  illegal  activity,

        S. 7599--C                          4
 
     1  preserve  the  integrity or security of tools, or to investigate, report
     2  or prosecute those responsible  for  any  such  malicious  or  deceptive
     3  action,  such  government  agency  may  redact  such information for the
     4  purposes  of this subdivision, provided that an explanatory statement on
     5  the  process by which the government agency made such  determination  is
     6  published along with the redacted impact assessment.
     7    § 2. The state technology law is amended by adding a new section 103-f
     8  to read as follows:
     9    § 103-f. Automated decision-making tool inventory. 1. The office shall
    10  maintain  an  inventory  of  state automated decision-making tools.  The
    11  office shall issue guidance  to  state  agencies  identifying  the  data
    12  elements to be collected and submitted to the office for such inventory,
    13  including  but  not  limited  to  the purpose and uses of such automated
    14  decision-making tools. The inventory shall be posted  on  the  New  York
    15  state open data website on the thirtieth of December next succeeding the
    16  date  on which this section takes effect, and annually thereafter. State
    17  agencies shall submit information required by the office at least  sixty
    18  days  in advance of the annual publication date. The office may withhold
    19  certain information if it  determines  disclosure  of  this  information
    20  would  jeopardize  the  security of information technology assets, or as
    21  prescribed by article six of the public officers law.
    22    2. For purposes of  this  section,  "automated  decision-making  tool"
    23  shall  have  the  same  meaning  as  the term is defined in section five
    24  hundred one of this chapter.
    25    3. The office may ask and shall receive  from  any  state  agency  any
    26  information  or  assistance necessary to carry out its powers and duties
    27  under this section.
    28    4. The office shall submit  a  copy  of  the  artificial  intelligence
    29  inventory  to  the  governor, the temporary president of the senate, and
    30  the speaker of the assembly.
    31    § 3. Disclosure  of  existing  automated  decision-making  tools.  Any
    32  government  agency,  that  directly or indirectly, utilizes an automated
    33  decision-making tool, as defined in section 501 of the state  technology
    34  law,  shall  submit  to  the legislature a disclosure on the use of such
    35  tool, no later than one year after the effective date of  this  section.
    36  Such disclosure shall include:
    37    (a)  a  description  of the automated decision-making tool utilized by
    38  such agency;
    39    (b) a list of any software vendors related  to  such  automated  deci-
    40  sion-making tool;
    41    (c) the date that the use of such tool began;
    42    (d)  a  summary  of  the  purpose  and  use  of such tool, including a
    43  description  of  human  decision-making  and  discretion  supported   or
    44  replaced by the automated decision-making tool;
    45    (e)  whether  any impact assessments for the automated decision-making
    46  tool were conducted and the dates and summaries of the results  of  such
    47  assessments where applicable; and
    48    (f) any other information deemed relevant by the agency.
    49    §  4.  Section  2510  of  the education law is amended by adding a new
    50  subdivision 4 to read as follows:
    51    4.(a) The use of artificial intelligence systems as defined by section
    52  one hundred three-e of the state technology law and automated  decision-
    53  making  tools  as defined by section five hundred one of the state tech-
    54  nology law shall not affect (i) the existing rights of employees  pursu-
    55  ant to an existing collective bargaining agreement, or (ii) the existing
    56  representational  relationships  among  employee  organizations  or  the

        S. 7599--C                          5
 
     1  bargaining relationships between the employer and an employee  organiza-
     2  tion.
     3    (b)  The  use  of  such  artificial intelligence systems and automated
     4  decision-making tools shall not result in the: (i) discharge,  displace-
     5  ment  or  loss  of  position,  including  partial displacement such as a
     6  reduction in the hours of non-overtime work, wages, or employment  bene-
     7  fits,  or  result  in  the  impairment of existing collective bargaining
     8  agreements; or (ii) transfer of existing duties and functions  currently
     9  performed  by  employees  of the state or any agency or public authority
    10  thereof to an artificial intelligence system or automated  decision-mak-
    11  ing tool.
    12    (c)  The use of such artificial intelligence system or automated deci-
    13  sion-making tool shall not alter the rights or benefits, and privileges,
    14  including but not limited to terms  and  conditions  of  employment  and
    15  civil  service  status. The collective bargaining unit membership status
    16  of all existing employees of the board of education shall  be  preserved
    17  and protected.
    18    §  5.  Section  2585  of  the education law is amended by adding a new
    19  subdivision 5 to read as follows:
    20    5.(a) The use of artificial intelligence systems as defined by section
    21  one hundred three-e of the state technology law and automated  decision-
    22  making  tools  as defined by section five hundred one of the state tech-
    23  nology law shall not affect (i) the existing rights of employees  pursu-
    24  ant to an existing collective bargaining agreement, or (ii) the existing
    25  representational  relationships  among  employee  organizations  or  the
    26  bargaining relationships between the employer and an employee  organiza-
    27  tion.
    28    (b)  The  use  of  such  artificial intelligence systems and automated
    29  decision-making tools shall not result in the: (i) discharge,  displace-
    30  ment  or  loss  of  position,  including  partial displacement such as a
    31  reduction in the hours of non-overtime work, wages, or employment  bene-
    32  fits,  or  result  in  the  impairment of existing collective bargaining
    33  agreements; or (ii) transfer of existing duties and functions  currently
    34  performed  by  employees  of the state or any agency or public authority
    35  thereof to an  artificial  intelligence  system  or  automated  decision
    36  making tool.
    37    (c) The use of such artificial intelligence system and automated deci-
    38  sion-making tool shall not alter the rights or benefits, and privileges,
    39  including  but  not  limited  to  terms and conditions of employment and
    40  civil service status. The collective bargaining unit  membership  status
    41  of  all  existing employees of the board of education shall be preserved
    42  and protected.
    43    § 6. Section 2588 of the education law is  amended  by  adding  a  new
    44  subdivision 9 to read as follows:
    45    9.(a) The use of artificial intelligence systems as defined by section
    46  one  hundred three-e of the state technology law and automated decision-
    47  making tools as defined by section five hundred one of the  state  tech-
    48  nology  law shall not affect (i) the existing rights of employees pursu-
    49  ant to an existing collective bargaining agreement, or (ii) the existing
    50  representational  relationships  among  employee  organizations  or  the
    51  bargaining  relationships between the employer and an employee organiza-
    52  tion.
    53    (b) The use of such artificial intelligence systems shall  not  result
    54  in  the:  (i)  discharge,  displacement  or  loss of position, including
    55  partial displacement such as a reduction in the  hours  of  non-overtime
    56  work,  wages,  or  employment  benefits,  or result in the impairment of

        S. 7599--C                          6
 
     1  existing collective bargaining agreements; or (ii) transfer of  existing
     2  duties  and  functions  currently performed by employees of the state or
     3  any agency or public authority thereof to  and  artificial  intelligence
     4  system or automated decision-making tool.
     5    (c) The use of such artificial intelligence system and automated deci-
     6  sion-making tool shall not alter the rights or benefits, and privileges,
     7  including  but  not  limited  to  terms and conditions of employment and
     8  civil service status. The collective bargaining unit  membership  status
     9  of  all  existing employees of the board of education shall be preserved
    10  and protected.
    11    § 7. Section 3013 of the education law is  amended  by  adding  a  new
    12  subdivision 4 to read as follows:
    13    4.(a) The use of artificial intelligence systems as defined by section
    14  one  hundred three-e of the state technology law and automated decision-
    15  making tools as defined by section five hundred one of the  state  tech-
    16  nology  law shall not affect (i) the existing rights of employees pursu-
    17  ant to an existing collective bargaining agreement, or (ii) the existing
    18  representational  relationships  among  employee  organizations  or  the
    19  bargaining  relationships between the employer and an employee organiza-
    20  tion.
    21    (b) The use of such  artificial  intelligence  systems  and  automated
    22  decision-making  tools shall not result in the: (i) discharge, displace-
    23  ment or loss of position,  including  partial  displacement  such  as  a
    24  reduction  in the hours of non-overtime work, wages, or employment bene-
    25  fits, or result in the  impairment  of  existing  collective  bargaining
    26  agreements;  or (ii) transfer of existing duties and functions currently
    27  performed by employees of the state or any agency  or  public  authority
    28  thereof  to an artificial intelligence system or automated decision-mak-
    29  ing tool.
    30    (c) The use of such artificial intelligence system and automated deci-
    31  sion-making tool shall not alter the rights or benefits, and privileges,
    32  including but not limited to terms  and  conditions  of  employment  and
    33  civil  service  status. The collective bargaining unit membership status
    34  of all existing employees of the board of education,  board  of  cooper-
    35  ative  educational  services,  or  board  of  trustees  thereof shall be
    36  preserved and protected.
    37    § 8. The education law is amended by adding a new section 115 to  read
    38  as follows:
    39    §  115. Use of artificial intelligence systems and automated decision-
    40  making tools by the state university of New York, the city university of
    41  New York, or community colleges. 1. The use of  artificial  intelligence
    42  systems as defined by section one hundred three-e of the state technolo-
    43  gy  law  and  automated decision-making tools as defined by section five
    44  hundred one of the state technology law shall not affect (a) the  exist-
    45  ing  rights  of  employees pursuant to an existing collective bargaining
    46  agreement, or (b)  the  existing  representational  relationships  among
    47  employee  organizations  or  the  bargaining  relationships  between the
    48  employer and an employee organization.
    49    2. The use of such artificial intelligence systems and automated deci-
    50  sion-making tools shall not result in the: (a)  discharge,  displacement
    51  or  loss of position, including partial displacement such as a reduction
    52  in the hours of non-overtime work, wages,  or  employment  benefits,  or
    53  result  in  the impairment of existing collective bargaining agreements;
    54  or (b) transfer of existing duties and functions currently performed  by
    55  employees  of  the state or any agency or public authority thereof to an
    56  artificial intelligence system or automated decision-making tool.

        S. 7599--C                          7
 
     1    3. The use of such artificial intelligence system or  automated  deci-
     2  sion-making tool shall not alter the rights or benefits, and privileges,
     3  including  but  not limited to terms and conditions of employment, civil
     4  service status, and collective bargaining unit membership status of  all
     5  existing employees of the state university of New York, the city univer-
     6  sity  of  New  York,  or  community  colleges  shall  be  preserved  and
     7  protected.
     8    § 9. Subdivision 10 of section 80 of the civil service law,  as  added
     9  by chapter 96 of the laws of 2025, is amended to read as follows:
    10    10.  (a)  The  use  of  artificial  intelligence systems as defined by
    11  section one hundred three-e of the state technology  law  and  automated
    12  decision-making  tools  as  defined  by  section five hundred one of the
    13  state technology law shall not affect (i) the existing rights of employ-
    14  ees pursuant to an existing collective bargaining agreement, or (ii) the
    15  existing representational relationships among employee organizations  or
    16  the bargaining relationships between the employer and an employee organ-
    17  ization.
    18    (b)  The  use  of  such  artificial intelligence systems and automated
    19  decision-making tools shall not result in the: (i) discharge,  displace-
    20  ment  or  loss  of  position,  including  partial displacement such as a
    21  reduction in the hours of non-overtime work, wages, or employment  bene-
    22  fits,  or  result  in  the  impairment of existing collective bargaining
    23  agreements; or
    24    (ii) transfer of existing duties and functions currently performed  by
    25  employees  of  the state or any agency or public authority thereof to an
    26  artificial intelligence system or automated decision-making tool.
    27    (c) The use of [an] such artificial intelligence system and  automated
    28  decision-making  tool shall not alter the rights or benefits, and privi-
    29  leges, including but not limited to terms and conditions of  employment,
    30  civil  service  status, and collective bargaining unit membership status
    31  of all existing employees of the state or any agency or public authority
    32  thereof shall be preserved and protected.
    33    § 10. This act shall take effect immediately; provided, however,  that
    34  if  chapter  96  of  the  laws of 2025 shall not have taken effect on or
    35  before such date then section nine of this act shall take effect on  the
    36  same  date  and  in the same manner as such chapter of the laws of 2025,
    37  takes effect; provided further, however, that section one  of  this  act
    38  shall  take  effect  one year after it shall have become a law; provided
    39  further, however, that the amendments to subdivision 10 of section 80 of
    40  the civil service law made by section nine of this act shall not  affect
    41  the  expiration  and  repeal  of  such  subdivision  and shall be deemed
    42  repealed therewith.
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