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S09008 Summary:

BILL NOS09008B
 
SAME ASNo Same As
 
SPONSORBUDGET
 
COSPNSR
 
MLTSPNSR
 
Amend Various Laws, generally
 
Enacts into law major components of legislation necessary to implement the state transportation, economic development and environmental conservation budget for the 2026-2027 state fiscal year; extends provisions of law relating to certain costs of the department of motor vehicles (Part A); extends the accident prevention course internet technology pilot program (Part B); requires applicants complete a motorcycle rider safety course prior to receiving a class M license (Part C); requires the installation of intelligent speed assistance devices for repeated violations of maximum speed limits (Part D); extends provisions of law relating to demonstrations and testing of autonomous vehicles (Part E); creates certain crimes against highway workers and intrusion into a work zone; establishes penalties for such crimes including license suspension (Part F); expands the automated work zone speed enforcement program utilizing photo speed violation monitoring systems to include all New York highways (Part G); extends provisions of law relating to certain tax increment financing provisions (Part H); authorizes the MTA to conduct environmental reviews under SEQRA for the crosstown extension of the Second Avenue subway project in two stages (Part I); enacts the dairy promotion act; enacts provisions related to the marketing of agricultural products in New York state; repeals certain provisions relating thereto (Part J); extends the refundability of the investment tax credit for farmers (Part K); relates to the green jobs-green New York program (Part L); requires gas, electric, steam and water-works corporations to provide an executive compensation disclosure; limits retention of revenues derived from their actual return on equity in excess of authorized rates of return by gas, electric, or combination gas and electric corporations; prohibits public utilities from using funds or being reimbursed by funds raised from ratepayers for certain activities (Part N); alleviates the impact of rate compression on all customers; establishes limitations on make whole provisions for any period beyond the initial suspension period (Part O); establishes an energy affordability index; permits the public service commission to implant affordability monitors in certain gas or electric corporations; relates to the review and release of information from reports from affordability monitors (Part P); prohibits terminating utility service in multiple dwellings (Part Q); makes reforms to the state environmental quality review act relating to sustainable housing and sprawl prevention (Part R); removes the statutory caps on rebates for certain infrastructure projects and vehicle purchases by municipalities (Part S); extends the effectiveness of certain provisions of law relating to the powers and duties of the dormitory authority to establish subsidiaries (Part T); authorizes the trustees of the state university of New York to lease and contract to make available certain land on the state university of New York at Farmingdale's campus (Subpart A); authorizes the trustees of the state university of New York to lease and contract to make available certain land on the state university of New York at Stony Brook's campus (Subpart B); authorizes the lease of certain lands at SUNY college of environmental science and forestry for the purpose of building undergraduate and graduate student housing (Subpart C)(Part U); extends the authority of the New York state urban development corporation to administer the empire state economic development fund (Part V); extends the loan powers of the New York state urban development corporation (Part W); requires synthetic content creations system providers to include content provenance verification on synthetic content produced or modified by a synthetic content creations system that such provider makes available (Part X); enacts the "safe by design act" related to children's online safety; requires every operator in this state to conduct age assurance to reasonably determine whether a user is a covered minor; authorizes parental controls; prohibits features that subvert the purposes of online safety for children (Part Y); enacts the data broker accountability act (Part AA); relates to premium increase explanations (Part BB); authorizes an insurer of homeowners' insurance to refile its homeowners' insurance rates if such insurer had an actual loss ratio for each of the previous two calendar years that is below the benchmark loss ratio specified by the superintendent of financial services (Part CC); requires insurers offer at least one discount on certain real property insurance policies and such insurers inform customers of certain discounts; relates to discounts on homeowners and property/casualty insurance premiums for property-specific mitigation actions (Part DD); requires annual reports on insurance for multi-family buildings (Part GG); relates to the annual consumer guide of health insurers (Subpart A); relates to ongoing treatment by an out-of-network provider during pregnancy (Subpart B); relates to accessible formulary drug lists (Subpart C); relates to utilization reviews for treatment for a chronic health condition (Subpart D) (Part HH); provides a premium deduction for motor vehicle liability, comprehensive and collision insurance rates for proof of installation and operation of a dashboard camera (Part II); relates to protections for private education loan borrowers and cosigners (Part JJ); relates to extending the policy period for excess profit refunds or credits to motor vehicle insurance policyholders through June 30, 2029 (Part KK); makes permanent provisions of law relating to the New York state health insurance continuation assistance demonstration project (Part LL); enacts the "Long Island MacArthur Airport terminal and rail integration project act" (Part NN); authorizes the New York state environmental facilities corporation to award grants and loans to non-public entities for certain water quality projects (Part OO); enacts the "food retail establishment subsidization for healthy communities act" (FRESH Communities); provides loans, loan guarantees, interest subsidies and grants to businesses, municipalities, not-for-profit corporations or local development corporations for the purpose of attracting, maintaining or permitting the expansion of food retail establishments in underserved areas (Part PP); enacts the climate resilient New York act of 2026; establishes the office of resilience and a resilience task force to assess and identify climate related threats and develop a statewide resilience plan (Part QQ); establishes the previously owned zero-emission vehicles rebate program to provide an incentive for individuals who purchase used or previously owned zero-emission vehicles (Part RR); relates to utility intervenor reimbursement; establishes the utility intervenor account (Part SS); directs the New York state energy research and development authority to establish a ride clean rebate program for electric assist bicycles and electric scooters (Part TT); directs the department of financial services to conduct a study on the banking development district program and to make recommendations to improve such program (Part UU); relates to the availability of technical assistance grants in brownfield site remedial programs; provides that the commissioner of environmental conservation shall provide grants to the New York city community board with jurisdiction over the site or to any not-for-profit corporation exempt from taxation under section 501(c)(3) of the internal revenue code at any site which may be affected by a brownfield site remedial program (Part VV); relates to the completion and funding of environmental restoration projects (Part WW); requires testing and reporting of certain groundwater, biosolids, and soil; establishes a moratorium on the sale and use of biosolids; establishes the PFAS agricultural response program and fund to assist farms found to have levels of PFAS contamination which exceed regulatory standards (Part XX); directs the department of environmental conservation to establish a perfluoroalkyl and polyfluoroalkyl substances removal treatment installation grant program; directs the department of environmental conservation to establish a perfluoroalkyl and polyfluoroalkyl substances removal treatment maintenance rebate program (Part YY); directs the MTA to establish a ten percent fare rate reduction program for veterans (Part ZZ); enacts the one city, one fare act; authorizes and directs the MTA to conduct a study on a unified, single city fare zone in New York City and to report the findings of such study to the governor and the legislature (Part AAA); provides that any person, firm, corporation, or other entity charged with the a toll violation fee may pay such tolls in full and to have any toll violation fees related to such paid tolls waived for a period of six months; limits toll violations and fees; authorizes owners, elected officials or attorneys on behalf of such owners may dispute any tolls or violation fees incurred in connection with such toll bills (Part BBB); grants the commissioner of transportation the authority to increase grant awards for airport improvement and revitalization when the total funds available for assistance support higher maximum grants (Part CCC); relates to fines imposed for failure to move over (Part DDD); increases penalties for certain speed violations (Part EEE); directs the metropolitan transportation authority, in conjunction with the New York city transit authority, to develop weekly and monthly tickets valid for optional, discounted transfers between such authorities (Part FFF); directs the New York state energy research and development authority to establish a heat pump rebate program; provides for the repeal of such provisions upon the expiration thereof (Part GGG); establishes the office of digital innovation, governance, integrity and trust (Part HHH); enacts the accelerate solar for affordable power (ASAP) act to set a new target for distributed solar energy capacity and direct the public service commission to advance reforms to the utility interconnection process to ensure timely and cost-effective integration of new distributed energy resources (Part III); provides for mass transportation payments to the Rochester-Genesee Regional Transportation District; adds Yates county to such district (Part JJJ); requires the metropolitan transportation authority to publish certain information pertaining to capital project data for projects that are committed for construction on the capital program dashboard maintained by the authority on the authority's website; requires sources of funding to be specified (Part KKK); establishes farm security resiliency grant awards (Part LLL); relates to the comprehensive state master plan for transportation (Part MMM); establishes the excelsior power program (Part NNN); clarifies jurisdiction for certain school bus stop-arm camera tickets (Part OOO).
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S09008 Text:



 
                STATE OF NEW YORK
        ________________________________________________________________________
 
                                         9008--B
 
                    IN SENATE
 
                                    January 21, 2026
                                       ___________
 
        A  BUDGET  BILL,  submitted by the Governor pursuant to article seven of
          the Constitution -- read twice and ordered printed, and  when  printed
          to  be  committed to the Committee on Finance -- committee discharged,
          bill amended, ordered reprinted as amended  and  recommitted  to  said
          committee  -- committee discharged, bill amended, ordered reprinted as
          amended and recommitted to said committee

        AN ACT to amend part U1 of chapter 62 of the laws of 2003, amending  the
          vehicle  and traffic law and other laws relating to increasing certain
          motor vehicle transaction fees, in relation to the effectiveness ther-
          eof; and to amend part B of chapter 84 of the laws of  2002,  amending
          the state finance law relating to the costs of the department of motor
          vehicles,  in relation to the effectiveness thereof (Part A); to amend
          chapter 751 of the laws of 2005, amending the insurance  law  and  the
          vehicle   and  traffic  law  relating  to  establishing  the  accident
          prevention course internet technology pilot program,  in  relation  to
          the  effectiveness  thereof (Part B); to amend the vehicle and traffic
          law in relation to requiring the completion of  the  motorcycle  rider
          safety  course  to  obtain a motorcycle license (Part C); to amend the
          vehicle and traffic law and the general municipal law, in relation  to
          requiring the installation of intelligent speed assistance devices for
          repeated  violation  of  maximum  speed  limits; and providing for the
          repeal of such provisions upon expiration thereof (Part D);  to  amend
          the  vehicle  and traffic law, in relation to allowing for-hire auton-
          omous vehicles outside of New York City; to amend part FF  of  chapter
          55  of  the  laws  of  2017,  relating to motor vehicles equipped with
          autonomous vehicle technology, in relation to the effectiveness there-
          of (Part E); to amend the penal law,  in  relation  to  penalties  for
          violence against highway workers; and to amend the vehicle and traffic
          law,  in  relation  to  license  suspension for certain crimes against
          highway workers and establishing new penalties for intrusion  into  an
          active  work  zone  (Part F); to amend the vehicle and traffic law, in
          relation to  expanding  the  automated  work  zone  speed  enforcement
          program  to  include  additional  New York roadways (Part G); to amend
          part PP of chapter 54 of the laws of 2016, amending the public author-
          ities law and the general municipal law relating to the New York tran-
          sit  authority  and  the  metropolitan  transportation  authority,  in
          relation to extending provisions of law relating to certain tax incre-
 
         EXPLANATION--Matter in italics (underscored) is new; matter in brackets
                              [ ] is old law to be omitted.
                                                                   LBD12673-04-6

        S. 9008--B                          2
 
          ment  financing  provisions  (Part  H);  authorizing  the Metropolitan
          Transportation Authority to conduct environmental  reviews  under  the
          State  Environmental Quality Review Act for the crosstown extension of
          the  Second Avenue Subway project in two stages (Part I); to amend the
          agriculture and markets  law,  in  relation  to  dairy  promotion  and
          marketing  of  agricultural  products in New York state; and to repeal
          sections 16-x, 16-y and 16-z of section 1 of chapter 174 of  the  laws
          of 1968, constituting the New York state urban development corporation
          act,  in  relation thereto (Part J); to amend the tax law, in relation
          to extending the refundability of the investment tax credit for  farm-
          ers  (Part K); to amend the public authorities law, the public service
          law and the real property law, in relation to the green jobs-green New
          York program (Part L); intentionally omitted (Part M);  to  amend  the
          public  service  law, in relation to executive compensation disclosure
          by  gas,  electric,  steam  and  water-works  corporations;   limiting
          retention  of  revenues  derived from their actual return on equity in
          excess of authorized rates of  return;  prohibiting  public  utilities
          from  using funds for certain activities (Part N); to amend the public
          service law, in relation  to  procedures  for  new  rates  or  charges
          proposed  by  utilities  (Part O); to amend the public service law, in
          relation to establishing an energy affordability index  (Part  P);  to
          amend the real property law and the public service law, in relation to
          prohibiting  utility  service terminations in multiple dwellings (Part
          Q); to amend the environmental conservation law and the public housing
          law,  in  relation  enacting  the  "sustainable  housing  and   sprawl
          prevention act" (Part R); to amend the environmental conservation law,
          in  relation  to  removing  the  statutory caps on rebates for certain
          infrastructure projects and vehicle purchases by municipalities  (Part
          S);  to  amend  chapter  584  of the laws of 2011, amending the public
          authorities law relating to the powers and  duties  of  the  dormitory
          authority  of  the  state of New York relative to the establishment of
          subsidiaries for certain purposes, in relation  to  the  effectiveness
          thereof (Part T); in relation to authorizing the trustees of the state
          university of New York to lease and contract to make available certain
          land  on  the  state  university  of  New York at Farmingdale's campus
          (Subpart A); in relation to authorizing  the  trustees  of  the  state
          university of New York to lease and contract to make available certain
          land  on  the  state  university  of  New York at Stony Brook's campus
          (Subpart B); and in relation to authorizing the lease of certain lands
          at SUNY college of environmental science and forestry for the  purpose
          of  building  undergraduate  and  graduate student housing (Subpart C)
          (Part U); to amend the New York state  urban  development  corporation
          act,  in  relation  to  extending  the authority of the New York state
          urban development corporation to administer the empire state  economic
          development  fund  (Part V); to amend chapter 393 of the laws of 1994,
          amending the New York state urban development corporation act,  relat-
          ing  to the powers of the New York state urban development corporation
          to make loans, in relation to extending loan powers (Part W); to amend
          the general business law, in relation to requiring  synthetic  content
          creations  system  providers  to  include provenance data on synthetic
          content produced or modified by a synthetic content  creations  system
          that  the  synthetic content creations system provider makes available
          (Part X); to amend the general business law, in relation to establish-
          ing the "Safe by Design Act" (Part Y); intentionally omitted (Part Z);
          to amend the general business law, in relation to enacting  the  "data
          broker  accountability  act" (Part AA); to amend the insurance law, in

        S. 9008--B                          3
 
          relation to premium increase explanations  (Part  BB);  to  amend  the
          insurance  law,  in  relation to the determination of a benchmark loss
          ratio for homeowners' insurance (Part CC); to amend the insurance law,
          in relation to insurance discounts for real property (Part DD); inten-
          tionally  omitted (Part EE); intentionally omitted (Part FF); to amend
          the insurance law, in relation to requiring annual reports  on  insur-
          ance for multi-family buildings (Part GG); to amend the insurance law,
          in  relation to the annual consumer guide of health insurers  (Subpart
          A); to amend the insurance law and the public health law, in  relation
          to  ongoing  treatment  by an out-of-network provider during pregnancy
          (Subpart B); to amend the insurance law,  in  relation  to  accessible
          formulary  drug  lists (Subpart C); and to amend the insurance law and
          the public health law, in relation to utilization reviews  for  treat-
          ment  for  a  chronic health condition (Subpart D) (Part HH); to amend
          the insurance law, in relation to providing motor  vehicle  liability,
          comprehensive  and  collision  insurance  premium  deductions  for the
          installation of a dashboard camera (Part II);  to  amend  the  general
          business  law  and  the  civil  practice law and rules, in relation to
          protecting private education loan borrowers and cosigners  (Part  JJ);
          to amend the insurance law, in relation to extending the policy period
          for excess profit refunds to motor vehicle policyholders (Part KK); to
          amend  chapter 495 of the laws of 2004, amending the insurance law and
          the public health law relating to the New York state health  insurance
          continuation  assistance  demonstration  project,  in  relation to the
          effectiveness thereof (Part LL); intentionally omitted (Part  MM);  in
          relation  to  enacting the "Long Island MacArthur Airport terminal and
          rail integration project act" (Part NN); to amend the public  authori-
          ties  law, in relation to authorizing the New York state environmental
          facilities corporation to award grants and loans to  non-public  enti-
          ties  for  certain  water quality projects (Part OO); to amend the New
          York state urban development corporation act, in relation to  enacting
          the  food  retail  establishment subsidization for healthy communities
          (FRESH Communities) act (Part PP); to  amend  the  executive  law,  in
          relation  to  enacting  the  "climate  resilient New York act of 2026"
          (Part QQ); to amend the public authorities law, in relation to  estab-
          lishing  the  zero-emission vehicles rebate program; and providing for
          the repeal of such provisions upon expiration thereof  (Part  RR);  to
          amend  the  public  service  law,  in  relation  to utility intervenor
          reimbursement; and to amend the state  finance  law,  in  relation  to
          establishing  the  utility  intervenor account (Part SS); to amend the
          public authorities law, in relation to directing the  New  York  state
          energy  research  and  development authority to establish a ride clean
          rebate program (Part  TT);  to  direct  the  department  of  financial
          services  to  conduct  a  study  on  the  banking development district
          program and to make recommendations to improve such program (Part UU);
          to amend the environmental conservation law, in relation to the avail-
          ability of technical assistance grants  in  brownfield  site  remedial
          programs  (Part  VV);  to amend the environmental conservation law, in
          relation to environmental restoration projects; and to repeal  certain
          provisions  of such law relating thereto (Part WW); to amend the envi-
          ronmental conservation law, in relation to the management of  PFAS  in
          biosolids;  and to amend the agriculture and markets law and the state
          finance  law,  in  relation  to  establishing  the  PFAS  agricultural
          response program and the agricultural PFAS response Fund (Part XX); to
          amend the environmental conservation law, in relation to directing the
          department of environmental conservation to establish a perfluoroalkyl

        S. 9008--B                          4
 
          and  polyfluoroalkyl  substances  removal treatment installation grant
          program and a perfluoroakyl  and  polyfluoroalkyl  substances  removal
          treatment  maintenance  rebate  program (Part YY); to amend the public
          authorities  law,  in  relation  to  a ten percent fare rate reduction
          program in the  metropolitan  transportation  authority  for  veterans
          (Part  ZZ);  enacting  the one city, one fare act (Part AAA); to amend
          the public authorities law, in relation to limiting certain  fees  and
          fines for tolls charged by a public authority (Part BBB); to amend the
          transportation  law,  in  relation to maximum grant awards for airport
          improvement and revitalization (Part CCC); to amend  the  vehicle  and
          traffic  law, in relation to fines imposed for failure to exercise due
          care and move over when approaching parked, stopped or standing  motor
          vehicles on the shoulder of a highway (Part DDD); to amend the vehicle
          and traffic law, in relation to increasing penalties for certain speed
          violations  (Part  EEE);  to  amend  the  public  authorities  law, in
          relation to tickets purchased for the Long Island Rail  Road  and  the
          Metro-North  Commuter Railroad Company (Part FFF); to amend the public
          authorities law, in relation to directing the New  York  state  energy
          research  and  development  authority  to establish a heat pump rebate
          program; and providing for the repeal  of  such  provisions  upon  the
          expiration thereof (Part GGG); to amend the financial services law, in
          relation to establishing the office of digital innovation, governance,
          integrity  and  trust (Part HHH); to amend the environmental conserva-
          tion law and the public service  law,  in  relation  to  enacting  the
          accelerate  solar for affordable power (ASAP) act (Part III); to amend
          part I of chapter 413 of the laws of 1999 relating  to  providing  for
          mass transportation payments, in relation to the amount of payments in
          the  Rochester-Genesee  Regional  Transportation  District  and adding
          Yates County to such District (Part JJJ); to amend the public authori-
          ties law, in relation to  requiring  the  metropolitan  transportation
          authority to publish certain information pertaining to capital project
          data  for  projects that are committed for construction on the capital
          program dashboard (Part KKK); to amend  the  agriculture  and  markets
          law, in relation to establishing farm security resiliency grant awards
          for  farm  employers  who have suffered eligible losses as a result of
          eligible weather conditions or events (Part LLL); to amend the  trans-
          portation  law, in relation to a state transportation plan (Part MMM);
          to amend the public service  law,  in  relation  to  establishing  the
          excelsior power program (Part NNN); and to amend the vehicle and traf-
          fic law, in relation to school bus stop-arm cameras (Part OOO)
 
          The  People of the State of New York, represented in Senate and Assem-
        bly, do enact as follows:
 
     1    Section 1. This act enacts into law major  components  of  legislation
     2  necessary  to  implement  the state transportation, economic development
     3  and environmental conservation budget for  the  2026-2027  state  fiscal
     4  year.    Each  component is wholly contained within a Part identified as
     5  Parts A through OOO. The effective date for  each  particular  provision
     6  contained  within  such  Part  is  set forth in the last section of such
     7  Part. Any provision in any section contained within  a  Part,  including
     8  the effective date of the Part, which makes a reference to a section "of
     9  this act", when used in connection with that particular component, shall
    10  be  deemed to mean and refer to the corresponding section of the Part in

        S. 9008--B                          5
 
     1  which it is found. Section three of this  act  sets  forth  the  general
     2  effective date of this act.
 
     3                                   PART A

     4    Section  1.  Section  13 of part U1 of chapter 62 of the laws of 2003,
     5  amending the vehicle and traffic law and other laws relating to increas-
     6  ing certain motor vehicle transaction fees, as amended by section  1  of
     7  part G of chapter 58 of the laws of 2024, is amended to read as follows:
     8    §  13.  This  act shall take effect immediately; provided however that
     9  sections one through seven of this act, the amendments to subdivision  2
    10  of  section  205  of  the tax law made by section eight of this act, and
    11  section nine of this act shall expire and be deemed repealed on April 1,
    12  [2026] 2028; provided further, however, that the provisions  of  section
    13  eleven  of this act shall take effect April 1, 2004 and shall expire and
    14  be deemed repealed on April 1, [2026] 2028.
    15    § 2. Section 2 of part B of chapter 84 of the laws of  2002,  amending
    16  the  state  finance law relating to the costs of the department of motor
    17  vehicles, as amended by section 2 of part G of chapter 58 of the laws of
    18  2024, is amended to read as follows:
    19    § 2. This act shall take effect April 1, 2002; provided,  however,  if
    20  this  act  shall become a law after such date it shall take effect imme-
    21  diately and shall be deemed to have been in full force and effect on and
    22  after April 1, 2002; provided further,  however,  that  this  act  shall
    23  expire and be deemed repealed on April 1, [2026] 2028.
    24    § 3. This act shall take effect immediately.
 
    25                                   PART B
 
    26    Section  1. Section 5 of chapter 751 of the laws of 2005, amending the
    27  insurance law and the vehicle and traffic law relating  to  establishing
    28  the  accident  prevention  course  internet technology pilot program, as
    29  amended by section 1 of part F of chapter 58 of the  laws  of  2024,  is
    30  amended to read as follows:
    31    § 5. This act shall take effect on the one hundred eightieth day after
    32  it shall have become a law and shall expire and be deemed repealed April
    33  1,  [2026]  2028;  provided  that any rules and regulations necessary to
    34  implement the provisions of this act on its effective date  are  author-
    35  ized and directed to be completed on or before such date.
    36    § 2. This act shall take effect immediately.
 
    37                                   PART C
 
    38    Section 1. Subdivision 4 of section 502 of the vehicle and traffic law
    39  is amended by adding a new paragraph (i) to read as follows:
    40    (i)  Motorcycle rider safety course. Upon submission of an application
    41  for a class M license, the applicant shall submit proof to  the  commis-
    42  sioner  of the applicant's successful completion of the motorcycle rider
    43  safety course established and  administered  pursuant  to  section  four
    44  hundred  ten-a  of  this chapter. The completion of the motorcycle rider
    45  safety course required herein shall supplement, and not substitute,  the
    46  course requirement of subparagraph (i) of paragraph (a) of this subdivi-
    47  sion and shall only apply to class M license applicants who have neither
    48  previously  held  a  class  M  license  issued by the commissioner nor a
    49  motorcycle license issued in another state as it is defined  by  section
    50  five hundred sixteen of this title.

        S. 9008--B                          6

     1    §  2. This act shall take effect one year after it shall have become a
     2  law.
 
     3                                   PART D
 
     4    Section  1.  The  vehicle  and  traffic law is amended by adding a new
     5  section 119-c to read as follows:
     6    § 119-c. Intelligent  speed  assistance  device.  A  device  which  is
     7  installed  in a motor vehicle and utilizes technology to limit the speed
     8  of a motor vehicle at five miles per hour more than  the  maximum  speed
     9  limits  established  pursuant  to title eight and article thirty of this
    10  chapter. The technology shall allow for  slight  acceleration  past  the
    11  speed limit, if necessary, based on traffic conditions.
    12    § 2. Subdivision (h) of section 1180 of the vehicle and traffic law is
    13  amended by adding a new paragraph 6 to read as follows:
    14    6.  (i)  Upon  a conviction or convictions for any violation or set of
    15  violations of section eleven  hundred  eighty-two  of  this  article  or
    16  subdivision  (b),  (c), (d), (f) or (g) of this section which results in
    17  an accumulation of eleven or more points on the driving  record  of  any
    18  person  for  violations  of  such  subdivisions that occurred during the
    19  preceding eighteen month period, the commissioner shall, in addition  to
    20  the  imposition  of  any  fine or period of imprisonment or sanction set
    21  forth in this chapter, order a hearing by  the  administrative  tribunal
    22  created  pursuant  to  article  two-A  of  this chapter, or by a traffic
    23  violations bureau created pursuant to section three hundred  seventy  of
    24  the  general  municipal  law,  or, if there be none, by the court having
    25  jurisdiction over traffic infractions where the  violation  occurred  or
    26  over  a  criminal  charge relating to traffic or a traffic infraction to
    27  determine whether such person shall install and maintain an  intelligent
    28  speed  assistance  device  under this paragraph.   The procedure of such
    29  hearing shall be governed by the provisions of  the  applicable  law  or
    30  regulation  that  govern  such tribunal, bureau, or court.  Whenever the
    31  tribunal, bureau or court finds, after such hearing,  that  such  person
    32  has  accumulated  eleven  or  more  points within the preceding eighteen
    33  month period, the tribunal, bureau or court shall order the  installment
    34  of  an intelligent speed assistance device in any motor vehicle owned or
    35  operated by such person for a minimum period of time  as  prescribed  in
    36  subparagraph  (iii)  of  this paragraph.   The person shall then provide
    37  proof of installation as outlined in subparagraph (iv) of this paragraph
    38  and pursuant to such order.  The period of time prescribed  in  subpara-
    39  graph  (iii) of this paragraph shall commence on the date of the instal-
    40  lation of the intelligent speed assistance device.
    41    (ii) (A) Upon the finding of vehicle owner liability for failure of an
    42  operator to comply with certain posted maximum speed  limits  through  a
    43  photo  speed  violation  monitoring  system  pursuant  to section eleven
    44  hundred eighty-b of this article,  where  such  person  has  been  found
    45  liable  for  notices  of  liability  for no less than sixteen notices of
    46  liability for such vehicle for failure to comply with such limits within
    47  the past twelve months, the commissioner shall order a  hearing  by  the
    48  administrative  tribunal created pursuant to article two-A of this chap-
    49  ter to determine whether such  person  shall  install  and  maintain  an
    50  intelligent  speed assistance device under this paragraph. The procedure
    51  of such hearing shall be governed by the provisions  of  the  applicable
    52  law or regulation. Whenever the tribunal finds, after such hearing, that
    53  such  person  has been found liable for notices of liability for no less
    54  than sixteen notices of liability within the  past  twelve  months,  the

        S. 9008--B                          7
 
     1  tribunal  shall order the installment of an intelligent speed assistance
     2  device in any motor vehicle owned or operated by such person for a mini-
     3  mum period of time as prescribed in subparagraph  (iii)  of  this  para-
     4  graph.  The  person shall then provide proof of installation as outlined
     5  in subparagraph (iv) of this paragraph and pursuant to such  order.  The
     6  period  of time prescribed in subparagraph (iii) of this paragraph shall
     7  commence on the date  of  the  installation  of  the  intelligent  speed
     8  assistance device.
     9    (B)  Notwithstanding any provisions of this paragraph to the contrary,
    10  where a municipality does not utilize a photo speed violation monitoring
    11  system pursuant to section eleven hundred eighty-b of this  title,  such
    12  municipality  may  require  the  installation  of  an  intelligent speed
    13  assistance device under this  paragraph  for  the  top  one  percent  of
    14  persons  who  receive  notices  of  liability for failure to comply with
    15  posted maximum speed limits as documented through the  use  of  a  photo
    16  speed  violation-monitoring system. Where a person has been found liable
    17  for sufficient notices of liability at such  threshold  for  failure  to
    18  comply  with such limits within the past twelve months, the commissioner
    19  shall order a hearing by the traffic violations bureau created  pursuant
    20  to  section  three  hundred seventy of the general municipal law, or, if
    21  there be none, by the court having jurisdiction over traffic infractions
    22  where the violation occurred or over a criminal charge related to  traf-
    23  fic  or  a  traffic  infraction,  to determine whether such person shall
    24  install and maintain an intelligent speed assistance device  under  this
    25  paragraph.    The  procedure  of  such  hearing shall be governed by the
    26  provisions of the applicable law or regulation.  Whenever  the  tribunal
    27  finds,  after  such  hearing, that such person has been found liable for
    28  such notices of liability within the past twelve  months,  the  tribunal
    29  shall order the installment of an intelligent speed assistance device in
    30  any motor vehicle owned or operated by such person for the minimum peri-
    31  od  of  time  as prescribed in subparagraph (iii) of this paragraph. The
    32  person shall then provide proof of installation as outlined in  subpara-
    33  graph  (iv)  of this paragraph and pursuant to such order. The period of
    34  time prescribed in subparagraph (iii) of this paragraph  shall  commence
    35  on  the  date  of  the  installation of the intelligent speed assistance
    36  device.
    37    (iii) Where a person is  mandated  to  install  an  intelligent  speed
    38  assistance device for the first time under this subdivision, such person
    39  shall  be  required to install such device in any motor vehicle owned or
    40  operated by such person for a period of twelve months. At the conclusion
    41  of the twelve-month period, provided that the  person  has  successfully
    42  completed  the term of installation with no further violations described
    43  in subparagraph (i) or (ii) of this paragraph,  the  commissioner  shall
    44  provide  a letter authorizing the removal of such device. Where a person
    45  is mandated to install an intelligent speed assistance device  a  second
    46  time  under  this  subdivision  within ten years of completing the first
    47  term of installation, such person shall  be  required  to  install  such
    48  device in any motor vehicle owned or operated by such person for a peri-
    49  od  of  twenty-four  months.  At the conclusion of the twenty-four month
    50  period, provided that the person has successfully completed the term  of
    51  installation with no further violations described in subparagraph (i) or
    52  (ii)  of this paragraph, the commissioner shall provide a letter author-
    53  izing the removal of such device. Where a person is mandated to  install
    54  an  intelligent speed assistance device a third time under this subdivi-
    55  sion within fifteen years of completing the first term of  installation,
    56  such  person shall be required to install such device in any motor vehi-

        S. 9008--B                          8
 
     1  cle owned or operated by such person for a period of thirty-six  months.
     2  A  person  who  is  mandated  to install an intelligent speed assistance
     3  device for a fourth or subsequent time under this subparagraph shall not
     4  remove  such  device  until  such time as the commissioner approves such
     5  removal.
     6    (iv) Proof of installation of a  speed  limiter  required  under  this
     7  paragraph  shall  occur within ten days of the tribunal, bureau or court
     8  order described in subparagraphs (i) and (ii) of this paragraph.
     9    (v) The cost of installing,  leasing,  maintaining,  and  removing  an
    10  intelligent speed assistance device shall be borne by the person subject
    11  to  the  tribunal,  bureau or court order described in subparagraphs (i)
    12  and (ii) of this paragraph, unless such tribunal, bureau or court deter-
    13  mines that such person is unable to financially afford the cost  of  the
    14  device,  in which case such cost may be imposed pursuant to payment plan
    15  or waived.  A person shall be presumptively unable to afford the cost of
    16  the device if they receive public assistance benefits under  the  social
    17  services  law.  Within thirty days after the initial installation  of an
    18  intelligent speed assistance device, the device shall be inspected by  a
    19  qualified service center to ensure the device is properly installed. The
    20  commissioner  shall  promulgate  regulations governing the monitoring of
    21  compliance by the department of persons ordered to install and  maintain
    22  intelligent speed assistance devices.
    23    (vi)  At the end of the required installation period a device shall be
    24  returned to the qualified service provider that  installed  the  device.
    25  If  deemed to be in working order after being returned to such qualified
    26  service provider, the device may be installed on any other motor vehicle
    27  required to have such device installed under this paragraph.
    28    (vii) The commissioner shall create a  list  of  approved  intelligent
    29  speed  assistance  devices  and update such list no less that once every
    30  two years.  Approved intelligent speed assistance devices must be  capa-
    31  ble  of accurately detecting speed limits across road and weather condi-
    32  tions, and the commissioner may promulgate  any  rules  and  regulations
    33  necessary to further ensure that devices operate reliably.
    34    (viii) The commissioner shall create a list of service providers which
    35  are qualified to install, service, inspect, and remove approved intelli-
    36  gent  speed  assistance  devices and shall update such list no less than
    37  once every two years.
    38    (ix) (A) The commissioner shall promulgate regulations  governing  the
    39  monitoring of compliance by the department of persons ordered to install
    40  and  maintain  intelligent  speed  assistance devices, including but not
    41  limited to reporting by the vendor of the intelligent  speed  assistance
    42  device on tampering, unauthorized removal, or other similar violations.
    43    (B)  The  commissioner  shall  promulgate  regulations concerning data
    44  privacy and protection. Notwithstanding any other provision  of  law  to
    45  the  contrary,  all trip data, personal information, images, videos, and
    46  other recorded images collected by a provider or any affiliate  pursuant
    47  to  this  chapter  shall  be  for the exclusive use of such provider and
    48  tribunal, bureau or court in order to implement this section, and  shall
    49  not  be  sold,  distributed, transferred or otherwise made accessible to
    50  any person or entity except where strictly necessary for one or more  of
    51  the following:
    52    (i)  to  the  person  who  is  the subject of such data information or
    53  record;
    54    (ii) to respond to, process, facilitate, adjust, or defend  an  insur-
    55  ance claim;

        S. 9008--B                          9
 
     1    (iii)  to  investigate,  establish,  exercise,  prepare for, or defend
     2  legal claims; or
     3    (iv)  if  necessary  to  comply  with  a  lawful court order, judicial
     4  warrant signed by a judge appointed pursuant to  article  three  of  the
     5  United States Constitution, or subpoena for individual data, information
     6  or records properly issued pursuant to the criminal procedure law or the
     7  civil practice law and rules.
     8    (x)  The  commissioner shall develop a method by which a peace officer
     9  may easily determine by visual inspection whether an  intelligent  speed
    10  assistance  device is installed in a motor vehicle.  For the purposes of
    11  this subdivision, "peace officer" has the same  meaning  as  in  section
    12  2.10 of the criminal procedure law.
    13    (xi)  (A)  No  person  shall tamper with or circumvent   an  otherwise
    14  operable intelligent speed assistance device.
    15    (B) No person subject to the order described in  subparagraph  (i)  or
    16  (ii)  of  this  paragraph  shall  operate  a  motor vehicle without such
    17  device, including but not limited to operating a motor  vehicle  without
    18  the ordered device after the ten day installation period.
    19    (C)  No vehicle owner shall operate, or permit another person to oper-
    20  ate, a motor vehicle that they own without an intelligent speed  assist-
    21  ance device when such vehicle is mandated to have such device.
    22    (D)  In addition to any other provisions of law, any  person convicted
    23  of  a violation of clause (A), (B) or (C) of this subparagraph shall  be
    24  guilty of a class A misdemeanor.
    25    (xii)  A  violation  of  any provision of this paragraph, or a finding
    26  that any person has assisted a driver to violate this paragraph, may  be
    27  charged with a class A misdemeanor.
    28    (xiii)  This paragraph shall not apply to motor vehicles operated by a
    29  person  subject to an order to install and maintain an intelligent speed
    30  assistance device as described in subparagraph (i) or (ii) of this para-
    31  graph where such person is required  to  operate  such  vehicle  in  the
    32  course  and  scope of such person's employment and such vehicle is owned
    33  by such person's employer. A motor vehicle owned by  a  business  entity
    34  where  such  business entity is owned or partly owned or controlled by a
    35  person otherwise subject to a court ordered intelligent speed assistance
    36  device under this paragraph is not a  motor  vehicle  owned    by    the
    37  employer   for  purposes  of  the exemption  provided  in  this subpara-
    38  graph.
    39    (xiv) (A) The commissioner shall submit  a  report  every  twenty-four
    40  months  on  the  results  of the use of the program to the governor, the
    41  temporary president of the senate and the speaker of the assembly begin-
    42  ning on or before June first next succeeding the effective date of  this
    43  paragraph.  Such  report  shall include without limitation the following
    44  information:
    45    (1) Number of individuals actively required to have intelligent  speed
    46  assistance devices installed in motor vehicles they own or operate on an
    47  annual  basis,  disaggregated  by  the number of individuals required to
    48  install intelligent speed assistance devices under subparagraph  (i)  of
    49  this  paragraph and the number of individuals required to install intel-
    50  ligent speed assistance devices for failure to comply with certain post-
    51  ed maximum speed limits  through  a  photo  speed  violation  monitoring
    52  system under subparagraph (ii) of this paragraph.
    53    (2)  Number  of  motor  vehicles  required  to  have intelligent speed
    54  assistance devices installed on an annual basis.
    55    (3) Number of fee  waivers  approved  to  waive  the  entire  fee  for
    56  installing an intelligent speed assistance device on an annual basis.

        S. 9008--B                         10
 
     1    (4)  Number of individuals placed on a payment plan for an intelligent
     2  speed assistance device on an annual basis.
     3    (B)  To  the extent the information is maintained by the department of
     4  motor vehicles in this state, the report  shall  include  the  following
     5  information  about the intelligent speed assistance device program under
     6  this paragraph, on an annual basis:
     7    (1) Number of speeding tickets issued to individuals with  intelligent
     8  speed assistance devices installed.
     9    (2)  Number of other traffic infractions committed by individuals with
    10  intelligent speed assistance devices installed, organized by category or
    11  type of traffic infraction.
    12    (3) Number of reported accidents involving individuals  with  intelli-
    13  gent speed assistance devices installed.
    14    (4)  Number  of  known  individuals  who  have  not  complied with the
    15  provisions  of  this  paragraph,  separated  by  three  categories:  not
    16  initially  installing a device as required, removing the device before a
    17  follow-up inspection, and being cited for not having a  device  properly
    18  installed during a traffic stop.
    19    (C)  Such  report shall also be made publicly available on the depart-
    20  ment of transportation and department of motor vehicles websites.
    21    (xv) The commissioner may promulgate any rules and regulations  neces-
    22  sary to implement the provisions of this paragraph.
    23    §  3.  The  purchase or lease of equipment for a demonstration program
    24  established pursuant to paragraph 6 of subdivision (h) of  section  1180
    25  of  the  vehicle  and  traffic law, as added by section two of this act,
    26  shall be subject to the provisions of section 103 of the general munici-
    27  pal law.
    28    § 4. The section heading and paragraph (c) of subdivision 1 of section
    29  514 of the vehicle and traffic law, the section heading  as  amended  by
    30  chapter  406  of  the laws of 2001 and paragraph (c) of subdivision 1 as
    31  amended by chapter 892 of the laws of  1983,  are  amended  to  read  as
    32  follows:
    33    Certifying  convictions, findings of liability, forfeitures and nonap-
    34  pearances to the commissioner and recording convictions and findings  of
    35  liability.
    36    (c)  Notwithstanding  the provisions of paragraphs (a) and (b) of this
    37  subdivision, the commissioner may prescribe  time  limitations  for  the
    38  reporting of judgments of conviction or findings of liability and trans-
    39  mission  of  such  license that are longer than those prescribed by this
    40  section for any courts to which this section is applicable.
    41    § 5. Subdivision 3 of section 241 of the vehicle and traffic  law,  as
    42  added by chapter 437 of the laws of 1979, is amended to read as follows:
    43    3. A judgment entered pursuant to the provisions of this section shall
    44  remain  in  full  force  and  effect for eight years notwithstanding any
    45  other provision of law.  Upon entry of a  final  determination  imposing
    46  monetary  liability  upon  a  person  as  a  motor  vehicle  owner for a
    47  violation of subdivision (b), (d), (f) or (g) of section eleven  hundred
    48  eighty  of  this chapter pursuant to a demonstration program established
    49  pursuant to section eleven hundred eighty-b,  eleven  hundred  eighty-e,
    50  eleven  hundred  eighty-f,  eleven  hundred  eighty-g, or eleven hundred
    51  eighty-h of this chapter in jurisdictions  using  a  parking  violations
    52  bureau,  the hearing examiner or clerk thereof shall within fifteen days
    53  certify the finding of liability to the commissioner in such form and in
    54  such manner as may be prescribed by the commissioner, who  shall  record
    55  the  same  in  their  office.  If any such finding of liability shall be
    56  reversed upon appeal therefrom, or shall be vacated, or set  aside,  the

        S. 9008--B                         11
 
     1  person  whose finding of liability has been so reversed, vacated, or set
     2  aside may serve on the commissioner a certified copy of the  appropriate
     3  order and the commissioner shall thereupon record the same in connection
     4  with  the  record  of such finding of liability. Provided, however, that
     5  the commissioner may prescribe time limitations  for  the  reporting  of
     6  judgments  or findings of liability regarding the imposition of monetary
     7  liability upon a  person as a motor vehicle owner  for  a  violation  of
     8  subdivision  (b),  (d),  (f)  or (g) of section eleven hundred eighty of
     9  this chapter pursuant to a demonstration program established pursuant to
    10  section eleven hundred eighty-b, eleven hundred eighty-e, eleven hundred
    11  eighty-f, eleven hundred eighty-g, or eleven hundred  eighty-h  of  this
    12  chapter  that  are  longer than those prescribed by this section for any
    13  bureau to which this section is applicable.
    14    § 6. Section 373 of the general municipal law, as added by chapter 530
    15  of the laws of 1932, and as renumbered by chapter 281  of  the  laws  of
    16  1934, is amended to read as follows:
    17    § 373. Records. A traffic violations bureau as herein authorized shall
    18  keep  a  record  of all violations of which each person has been guilty,
    19  whether such guilt was established in court or in the bureau, and also a
    20  record of all fines collected and the disposition thereof. It shall also
    21  perform such other or additional duties and keep  such  other  or  addi-
    22  tional  records  as  shall  be  prescribed by the court and/or the local
    23  legislative body. Upon a judgment of conviction of any  person  for  any
    24  violation  or   set of violations  of subdivision  (b), (c), (d), (f) or
    25  (g) of section eleven hundred eighty or section eleven  hundred  eighty-
    26  two  of the vehicle and traffic law or, in jurisdictions using a traffic
    27  violations bureau, a final  determination  imposing  monetary  liability
    28  upon  a  person  as a motor vehicle owner for a violation of subdivision
    29  (b), (d), (f) or (g) of section eleven hundred eighty of the vehicle and
    30  traffic law pursuant to a demonstration  program established pursuant to
    31  section eleven hundred eighty-e, eleven hundred eighty-f, eleven hundred
    32  eighty-g, or eleven hundred eighty-h of the vehicle and traffic law, the
    33  court or bureau or clerk thereof shall within fifteen days  certify  the
    34  facts  of  the case to the commissioner of the department of motor vehi-
    35  cles in such form and in such  manner  as  may  be  prescribed  by  such
    36  commissioner,  who  shall  record the same in their office. Such certif-
    37  icate shall be presumptive evidence of the facts recited therein. If any
    38  such conviction shall be reversed upon appeal  therefrom,  or  shall  be
    39  vacated  or set aside, the person whose conviction has been so reversed,
    40  vacated, or set aside may serve on the commissioner a certified copy  of
    41  the  appropriate  order and such commissioner shall thereupon record the
    42  same in connection with the record of such conviction. Provided,  howev-
    43  er,  that  such  commissioner  may  prescribe  time  limitations for the
    44  reporting of judgments of conviction and transmission  of  such  license
    45  that  are longer than those prescribed by this section for any courts or
    46  bureaus to which this section is applicable.
    47    § 7. This act shall take effect on the one hundred eightieth day after
    48  it shall have become a law and shall expire ten  years  after  it  shall
    49  have  become  a  law; provided, however, that subparagraph (ii) of para-
    50  graph 6 of subdivision (h) of section 1180 of the  vehicle  and  traffic
    51  law,  as  added  by  section two of this act, shall take effect one year
    52  after such effective date.
 
    53                                   PART E

        S. 9008--B                         12

     1    Section 1. Section 3 of part FF of chapter 55 of  the  laws  of  2017,
     2  relating  to motor vehicles equipped with autonomous vehicle technology,
     3  as amended by section 1 of part J of chapter 58 of the laws of 2024,  is
     4  amended to read as follows:
     5    § 3. This act shall take effect April 1, 2017; provided, however, that
     6  section  one  of  this  act shall expire and be deemed repealed April 1,
     7  [2026] 2028.
     8    § 2. This act shall take effect immediately.
 
     9                                   PART F
 
    10    Section 1. Subdivision 11 of section  120.05  of  the  penal  law,  as
    11  amended  by  section  2  of part Z of chapter 55 of the laws of 2024, is
    12  amended to read as follows:
    13    11. With intent to cause physical injury to a train  operator,  ticket
    14  inspector, conductor, signalperson, bus operator, station agent, station
    15  cleaner,  terminal cleaner, station customer assistant, traffic checker;
    16  person whose official duties include the sale or collection of  tickets,
    17  passes,  vouchers,  or  other  revenue payment media for use on a train,
    18  bus, or ferry the collection or handling of revenues therefrom; a person
    19  whose official duties include  the  construction,  maintenance,  repair,
    20  inspection,  troubleshooting, testing or cleaning of buses or ferries, a
    21  transit signal system, elevated or underground  subway  tracks,  transit
    22  station  or  transportation structure, including fare equipment, escala-
    23  tors, elevators and other  equipment  necessary  to  passenger  service,
    24  commuter rail tracks or stations, train yard, revenue train in passenger
    25  service,  a ferry station, or a train or bus station or terminal, or any
    26  roadways,  walkways,  tunnels,  bridges,  tolling  facilities  or  their
    27  supporting  systems,  buildings  or  structures; or a supervisor of such
    28  personnel, employed by any transit or commuter rail agency, authority or
    29  company, public or private, whose operation is authorized or established
    30  by New York state or any of its political subdivisions, a city  marshal,
    31  a  school  crossing  guard  appointed  pursuant  to  section two hundred
    32  eight-a of the general municipal law,  a  traffic  enforcement  officer,
    33  traffic enforcement agent, motor vehicle license examiner, motor vehicle
    34  representative,  automotive  facilities  inspector,  highway  worker  as
    35  defined in section one hundred eighteen-a of  the  vehicle  and  traffic
    36  law,  motor carrier investigator as defined in section one hundred twen-
    37  ty-four-a of the vehicle and traffic law,  motor  vehicle  inspector  as
    38  defined  in section one hundred twenty-four-b of the vehicle and traffic
    39  law, prosecutor as defined in subdivision thirty-one of section 1.20  of
    40  the  criminal procedure law, sanitation enforcement agent, New York city
    41  sanitation worker, public health sanitarian, New York city public health
    42  sanitarian,  registered  nurse,  licensed  practical  nurse,   emergency
    43  medical  service paramedic, or emergency medical service technician, [he
    44  or she] such person causes physical injury to such train operator, tick-
    45  et inspector, conductor,  signalperson,  bus  operator,  station  agent,
    46  station  cleaner,  terminal cleaner, station customer assistant, traffic
    47  checker; person whose official duties include the sale or collection  of
    48  tickets,  passes,  vouchers  or other revenue payment media for use on a
    49  train, bus, or ferry or the collection or handling  of  revenues  there-
    50  from;  a  person whose official duties include the construction, mainte-
    51  nance, repair, inspection, troubleshooting, testing or cleaning of buses
    52  or ferries, a transit signal  system,  elevated  or  underground  subway
    53  tracks,  transit  station  or  transportation  structure, including fare
    54  equipment,  escalators,  elevators  and  other  equipment  necessary  to

        S. 9008--B                         13
 
     1  passenger service, commuter rail tracks or stations, train yard, revenue
     2  train  in  passenger service, a ferry station, or a train or bus station
     3  or terminal, or any roadways, walkways, tunnels, bridges, tolling facil-
     4  ities  or their supporting systems, buildings or structures; or a super-
     5  visor of such personnel, city marshal, school crossing  guard  appointed
     6  pursuant  to  section  two hundred eight-a of the general municipal law,
     7  traffic enforcement officer, traffic enforcement  agent,  motor  vehicle
     8  license  examiner,  motor  vehicle representative, automotive facilities
     9  inspector, highway worker as defined in section one  hundred  eighteen-a
    10  of  the  vehicle and traffic law,  motor carrier investigator as defined
    11  in section one hundred twenty-four-a of the  vehicle  and  traffic  law,
    12  motor  vehicle inspector as defined in section one hundred twenty-four-b
    13  of the vehicle and traffic law, prosecutor  as  defined  in  subdivision
    14  thirty-one  of  section  1.20  of the criminal procedure law, registered
    15  nurse, licensed practical nurse, public health sanitarian, New York city
    16  public health sanitarian, sanitation enforcement agent,  New  York  city
    17  sanitation  worker,  emergency  medical  service paramedic, or emergency
    18  medical service  technician,  while  such  employee  is  performing  [an
    19  assigned duty on, or directly related to,] a lawful act related, direct-
    20  ly  or  indirectly,  to  an employment responsibility, including but not
    21  limited to the operation of a train or bus, cleaning of a train  or  bus
    22  station  or terminal, assisting customers, checking traffic, the sale or
    23  collection of tickets, passes, vouchers, or other revenue media for  use
    24  on  a train, bus, or ferry or maintenance or cleaning of a train, a bus,
    25  a ferry, or bus station or terminal, signal system, elevated  or  under-
    26  ground  subway  tracks,  transit  station  or  transportation structure,
    27  including fare equipment,  escalators,  elevators  and  other  equipment
    28  necessary  to passenger service, commuter rail tracks or stations, train
    29  yard or revenue train in passenger service, a  ferry  station,  or  such
    30  city  marshal, school crossing guard, traffic enforcement officer, traf-
    31  fic enforcement agent, motor vehicle  license  examiner,  motor  vehicle
    32  representative,  automotive  facilities  inspector,  highway  worker  as
    33  defined in section one hundred eighteen-a of  the  vehicle  and  traffic
    34  law,  motor carrier investigator as defined in section one hundred twen-
    35  ty-four-a of the vehicle and traffic law,  motor  vehicle  inspector  as
    36  defined  in section one hundred twenty-four-b of the vehicle and traffic
    37  law, prosecutor as defined in subdivision thirty-one of section 1.20  of
    38  the  criminal procedure law, registered nurse, licensed practical nurse,
    39  public health sanitarian, New York city public health sanitarian,  sani-
    40  tation  enforcement  agent,  New  York city sanitation worker, emergency
    41  medical service paramedic, or emergency medical  service  technician  is
    42  performing an assigned duty; or
    43    § 2. The penal law is amended by adding a new section 120.13-a to read
    44  as follows:
    45  § 120.13-a Menacing a highway worker.
    46    A  person  is  guilty  of  menacing  a highway worker when they inten-
    47  tionally place or attempt to place a highway worker in  reasonable  fear
    48  of    death, imminent  serious  physical injury or physical injury.  For
    49  purposes of this section, the term "highway worker" shall have the  same
    50  meaning  as defined in section one hundred eighteen-a of the vehicle and
    51  traffic law.
    52    Menacing a highway worker is a class E felony.
    53    § 3. The vehicle and traffic  law  is  amended  by  adding  three  new
    54  sections 118-a, 124-a and 124-b to read as follows:
    55    §  118-a.  Highway  worker. Any person employed by or on behalf of the
    56  state, a county, city,  town  or  village,  a  public  authority,  local

        S. 9008--B                         14
 
     1  authority,  or public utility company, or the agent or contractor of any
     2  such entity, or a flagperson, who has been assigned to perform work on a
     3  highway, public highway, roadway, access highway, or qualifying highway,
     4  or within the highway right of way. Such work may include, but shall not
     5  be  limited  to,  construction, reconstruction, inspection, maintenance,
     6  improvement, flagging, utility installation, or the operation of  equip-
     7  ment.  For  purposes  of  this  section, the term "highway right of way"
     8  shall mean the entire width between the boundary line  of  all  property
     9  which  has  been  purchased, appropriated, or designated by the state, a
    10  municipal entity, or a public benefit corporation for highway  purposes,
    11  all  property over which the commissioner of transportation, any munici-
    12  pal entity, or public benefit corporation has assumed  jurisdiction  for
    13  highway  purposes,  and  all  property that has become part of a highway
    14  system through dedication or use, including any property  deemed  neces-
    15  sary  for  the maintenance, construction, reconstruction, or improvement
    16  of any highway. Such work may include,  but  shall  not  be  limited  to
    17  construction, reconstruction, maintenance, improvement, flagging, utili-
    18  ty installation, or the operation of equipment.
    19    §  124-a.  Motor  carrier  investigator.  Any  person  employed by the
    20  department of transportation who has been assigned to  perform  investi-
    21  gations of any motor carriers regulated by the commissioner of transpor-
    22  tation.
    23    §  124-b.  Motor vehicle inspector. Any person employed by the depart-
    24  ment of transportation who has been assigned to perform  inspections  of
    25  any motor vehicles regulated by the commissioner of transportation.
    26    §  4.  Paragraph  b of subdivision 2 of section 510 of the vehicle and
    27  traffic law is amended by adding a new subparagraph (xviii) to  read  as
    28  follows:
    29    (xviii)  for  a  period  of  not less than thirty nor greater than one
    30  hundred eighty days where the  holder  is  convicted  of  the  crime  of
    31  assault in the second degree as defined in subdivision eleven of section
    32  120.05  of  the  penal  law or assault in the third degree as defined in
    33  section  120.00 of   the   penal  law,  where such offense was committed
    34  against a motor vehicle license examiner, motor vehicle  representative,
    35  automotive  facilities inspector, highway worker, motor carrier investi-
    36  gator, motor vehicle inspector, or where the holder is convicted of  the
    37  crime  of  menacing  a  highway worker as defined in article one hundred
    38  twenty of the penal law.
    39    § 5. The vehicle and traffic law is amended by adding  a  new  section
    40  1221-a to read as follows:
    41    §  1221-a. Intrusion into an active work zone. 1. No driver of a vehi-
    42  cle shall enter or intrude into an active work zone except  upon  direc-
    43  tion  from  a  flagperson,  police  officer  or other visibly designated
    44  person in charge of traffic control or direction from a traffic  control
    45  device  regulating entry therein. For purposes of this section, the term
    46  "active work zone" shall mean the physical area of a highway, street  or
    47  private road on which construction, maintenance or utility work is being
    48  conducted, which area is marked by any signs, channeling devices, barri-
    49  ers,  pavement  markings,  or work vehicles, and where workers are phys-
    50  ically present.
    51    2. A violation of subdivision one of this section shall  constitute  a
    52  class  B misdemeanor   punishable by a fine of not less than two hundred
    53  fifty dollars nor more than five hundred dollars,  or  by  a  period  of
    54  imprisonment not to exceed three months, or by both such fine and impri-
    55  sonment.

        S. 9008--B                         15
 
     1    § 6. This act shall take effect on the ninetieth day  after  it  shall
     2  have become a law.
 
     3                                   PART G
 
     4    Section  1.    Paragraph 1 of subdivision (a) of section 1180-e of the
     5  vehicle and traffic law, as amended by section 1 of part Q of chapter 58
     6  of the laws of 2025, is amended to read as follows:
     7    1. Notwithstanding any other provision of  law,  the  commissioner  of
     8  transportation is hereby authorized to establish a demonstration program
     9  imposing  monetary liability on the owner of a vehicle for failure of an
    10  operator thereof to comply with posted maximum speed limits in a highway
    11  construction or maintenance work area located on  a  [controlled-access]
    12  highway  (i)  when highway construction or maintenance work is occurring
    13  and a work area speed limit is in effect as provided in paragraph two of
    14  subdivision (d) or subdivision (f) of section eleven hundred  eighty  of
    15  this  article  or  (ii) when highway construction or maintenance work is
    16  occurring and other speed limits are in effect as provided  in  subdivi-
    17  sion  (b)  or  (g) or paragraph one of subdivision (d) of section eleven
    18  hundred eighty of this article. Such demonstration program shall empower
    19  the commissioner to install photo  speed  violation  monitoring  systems
    20  within no more than forty highway construction or maintenance work areas
    21  located  on  [controlled-access]  highways  and  to operate such systems
    22  within such work areas (iii) when highway  construction  or  maintenance
    23  work  is  occurring and a work area speed limit is in effect as provided
    24  in paragraph two of subdivision (d) or subdivision (f) of section eleven
    25  hundred eighty of this article or  (iv)  when  highway  construction  or
    26  maintenance  work  is  occurring and other speed limits are in effect as
    27  provided in subdivision (b) or (g) or paragraph one of  subdivision  (d)
    28  of  section  eleven hundred eighty of this article. The commissioner, in
    29  consultation with the superintendent of the division  of  state  police,
    30  shall  determine the location of the highway construction or maintenance
    31  work areas located on a [controlled-access] highway in which to  install
    32  and  operate  photo  speed violation monitoring systems.  In selecting a
    33  highway construction or maintenance work area in which  to  install  and
    34  operate  a  photo  speed  violation  monitoring system, the commissioner
    35  shall consider criteria including, but not limited to, the  speed  data,
    36  crash   history,   and  roadway  geometry  applicable  to  such  highway
    37  construction or maintenance work area. A photo speed violation  monitor-
    38  ing  system  shall not be installed or operated on a [controlled-access]
    39  highway exit ramp.
    40    § 2. Subdivision (b) of section 1180-e of the vehicle and traffic law,
    41  as amended by section 2 of part Q of chapter 58 of the laws of 2025,  is
    42  amended to read as follows:
    43    (b)  If the commissioner or chair of the thruway authority, Triborough
    44  bridge and tunnel authority, or bridge authority  establishes  a  demon-
    45  stration  program pursuant to subdivision (a) of this section, the owner
    46  of a vehicle shall be liable for a  penalty  imposed  pursuant  to  this
    47  section  if such vehicle was used or operated with the permission of the
    48  owner, express or implied, within a highway construction or  maintenance
    49  work area located on a [controlled-access] highway, the thruway, Tribor-
    50  ough  bridge and tunnel authority facilities or bridge authority facili-
    51  ties, as applicable in violation of paragraph two of subdivision (d)  or
    52  subdivision  (f),  or when other speed limits are in effect in violation
    53  of subdivision (b) or (g)  or  paragraph  one  of  subdivision  (d),  of
    54  section  eleven hundred eighty of this article, such vehicle was travel-

        S. 9008--B                         16
 
     1  ing at a speed of more than ten miles per hour above  the  posted  speed
     2  limit  in  effect  within  such highway construction or maintenance work
     3  area, and such violation is evidenced by  information  obtained  from  a
     4  photo  speed violation monitoring system; provided however that no owner
     5  of a vehicle shall be liable for a  penalty  imposed  pursuant  to  this
     6  section  where  the  operator  of such vehicle has been convicted of the
     7  underlying violation of subdivision (b), (d),  (f)  or  (g)  of  section
     8  eleven hundred eighty of this article.
     9    §  3.  Paragraphs  5 and 9 of subdivision (c) of section 1180-e of the
    10  vehicle and traffic law, as amended by section 2 of part Q of chapter 58
    11  of the laws of 2025, are amended to read as follows:
    12    5. ["controlled-access highway" shall mean a controlled-access highway
    13  as defined by section one hundred nine of this chapter under the commis-
    14  sioner's jurisdiction which has  been  functionally  classified  by  the
    15  department of transportation as principal arterial - interstate or prin-
    16  cipal arterial - other freeway/expressway on official functional classi-
    17  fication maps approved by the federal highway administration pursuant to
    18  part  470.105 of title 23 of the code of federal regulations, as amended
    19  from time to  time]  "highway"  shall  mean  any  real  property  owned,
    20  controlled,  or  under the jurisdiction of the commissioner, the thruway
    21  authority, Triborough bridge and tunnel authority, or bridge authority;
    22    9. "photo speed violation monitoring  system"  shall  mean  a  vehicle
    23  sensor  installed  to  work in conjunction with a speed measuring device
    24  which automatically produces two or more photographs, two or more micro-
    25  photographs, a videotape or other recorded images of each vehicle at the
    26  time it is used or operated in a  highway  construction  or  maintenance
    27  work area located on a [controlled-access] highway, the thruway, Tribor-
    28  ough  bridge  and tunnel authority facility or bridge authority facility
    29  in violation of subdivision (b), (d),  (f)  or  (g)  of  section  eleven
    30  hundred eighty of this article in accordance with the provisions of this
    31  section;
    32    §  4.  Paragraphs  2, 4, and 6 of subdivision (m) of section 1180-e of
    33  the vehicle and traffic law, as amended by section 2 of part Q of  chap-
    34  ter 58 of the laws of 2025, are amended to read as follows:
    35    2.  the  aggregate  number,  type and severity of crashes, fatalities,
    36  injuries and property damage reported within all highway construction or
    37  maintenance work areas on  [controlled-access]  highways,  the  thruway,
    38  Triborough  bridge  and  tunnel authority facilities or bridge authority
    39  facilities, as applicable, to the extent the information  is  maintained
    40  by  the  commissioner,  the  chair  of the thruway authority, Triborough
    41  bridge and tunnel authority, or bridge authority, or the  department  of
    42  motor vehicles of this state;
    43    4.  the  number of violations recorded within all highway construction
    44  or maintenance work areas on [controlled-access] highways, the  thruway,
    45  Triborough  bridge  and  tunnel authority facilities or bridge authority
    46  facilities, in the aggregate on a daily, weekly and monthly basis to the
    47  extent the information is maintained by the commissioner, the  chair  of
    48  the thruway authority, Triborough bridge and tunnel authority, or bridge
    49  authority, or the department of motor vehicles of this state;
    50    6.  to  the  extent the information is maintained by the commissioner,
    51  the chair of the thruway authority, Triborough bridge and tunnel author-
    52  ity, or bridge authority, or the department of motor  vehicles  of  this
    53  state, the number of violations recorded within all highway construction
    54  or  maintenance work areas on [controlled-access] highways, the thruway,
    55  Triborough bridge and tunnel authority facilities  or  bridge  authority
    56  facilities, that were:

        S. 9008--B                         17
 
     1    (i)  more  than  ten  but not more than twenty miles per hour over the
     2  posted speed limit;
     3    (ii) more than twenty but not more than thirty miles per hour over the
     4  posted speed limit;
     5    (iii) more than thirty but not more than forty miles per hour over the
     6  posted speed limit; and
     7    (iv) more than forty miles per hour over the posted speed limit;
     8    §  5.  This act shall take effect immediately; provided, however, that
     9  the amendments made to section 1180-e of the vehicle and traffic law  by
    10  sections  one,  two,  three  and  four  of this act shall not affect the
    11  repeal of such section and shall expire and be  deemed  repealed  there-
    12  with.
 
    13                                   PART H
 
    14    Section  1.  Section  3  of  part PP of chapter 54 of the laws of 2016
    15  amending the public authorities law and the general municipal law relat-
    16  ing to the New York transit authority and the  metropolitan  transporta-
    17  tion  authority,  as amended by section 1 of part I of chapter 58 of the
    18  laws of 2025, is amended to read as follows:
    19    § 3. This act shall take effect immediately; provided that the  amend-
    20  ments  to  subdivision  1  of section 119-r of the general municipal law
    21  made by section two of this act shall  expire  and  be  deemed  repealed
    22  April  1,  [2026]  2028, and provided further that such repeal shall not
    23  affect the validity or duration of any contract entered into before that
    24  date pursuant to paragraph f of such subdivision.
    25    § 2. This act shall take effect immediately.
 
    26                                   PART I
 
    27    Section 1. Definitions. Whenever used in this act, the following terms
    28  shall have the following meanings:
    29    1. "Authority" shall mean the  metropolitan  transportation  authority
    30  created  by section twelve hundred sixty-three of the public authorities
    31  law.
    32    2. "125 Street Subway Extension project" shall mean a  project  within
    33  the  metropolitan  commuter  transportation district to be undertaken by
    34  the Authority to extend subway service westward from the northern termi-
    35  nus of the Second Avenue Subway Phase Two Project to the  west  side  of
    36  Manhattan.   Such project includes construction of a subterranean tunnel
    37  running from 125 Street and Lenox Avenue  west  along  125  Street  past
    38  Broadway, and the construction of additional stations, and any ancillary
    39  facilities, connecting with north and south subway lines.
    40    3. "Subterranean Tunnel Component" shall mean the component of the 125
    41  Street  Subway Extension Project consisting of construction of a subter-
    42  ranean tunnel running from 125 Street and Lenox Avenue  west  along  125
    43  Street past Broadway.
    44    4.  "Metropolitan  commuter  transportation  district"  shall mean the
    45  commuter transportation  district  created  by  section  twelve  hundred
    46  sixty-two of the public authorities law.
    47    5. "Second Avenue Subway Phase Two Project" shall mean a project with-
    48  in  the  metropolitan commuter transportation district, commenced by the
    49  Authority as of the effective date of this chapter, to extend the Q line
    50  subway into Harlem through construction of two new  stations  on  Second
    51  Avenue  at  106 and 116 streets and extending Q line subway service to a

        S. 9008--B                         18
 
     1  third new station at 125 Street and Lexington Avenue that  will  connect
     2  to the 4, 5, and 6 subway lines and Metro-North railroad.
     3    §  2.  The Authority shall conduct the applicable environmental review
     4  of the Subterranean Tunnel Component in accordance with  the  provisions
     5  of  article  eight  of the environmental conservation law, provided that
     6  such environmental review shall not be required to be conducted  concur-
     7  rent  with,  or  inclusive  of,  the  environmental  review specified in
     8  section three of this act.
     9    § 3. The Authority shall conduct the applicable  environmental  review
    10  of  all  other  components  of  the 125 Street Subway Extension project,
    11  including construction of the stations and any ancillary facilities,  in
    12  accordance  with  the  provisions  of article eight of the environmental
    13  conservation law; provided that such environmental review shall  not  be
    14  required  to be conducted concurrent with, or inclusive of, the environ-
    15  mental review specified in section two of this act.
    16    § 4. (1) The Authority shall not approve, permit, acquire real proper-
    17  ty pursuant to the  eminent  domain  procedure  law,  or  undertake  any
    18  discretionary  action  required  to  construct  the  Subterranean Tunnel
    19  Component described in section two  of  this  act,  and  no  agency,  as
    20  defined  in  section 8-0105 of the environmental conservation law, shall
    21  permit or authorize any activity relating to construction of the Subter-
    22  ranean Tunnel Component, until the Authority has completed the  applica-
    23  ble environmental review required pursuant to section two of this act.
    24    (2)  The  Authority  shall  not approve, permit, acquire real property
    25  pursuant to the eminent domain procedure law, or undertake  any  discre-
    26  tionary  action  required  to  construct the other components of the 125
    27  Street Subway Extension project described in section three of this  act,
    28  and no agency, as defined in section 8-0105 of the environmental conser-
    29  vation law, shall permit or authorize any activity relating construction
    30  of  the  other  components  of  the 125 Street Subway Extension project,
    31  until the Authority has completed the  applicable  environmental  review
    32  required pursuant to section three of the act.
    33    (3) The preparation of a design or designs shall not be deemed to have
    34  prejudiced any decision-making pursuant to article eight of the environ-
    35  mental conservation law.
    36    § 5. This act shall take effect immediately.
 
    37                                   PART J
 
    38    Section 1. Article 21-AA of the agriculture and markets law is amended
    39  by adding a new section 258-aa to read as follows:
    40    §  258-aa. Dairy promotion act. 1. Declaration of policy. It is hereby
    41  declared that the dairy industry is a paramount agricultural industry of
    42  this state, and is an industry affecting the health and welfare  of  the
    43  inhabitants  of  the  state;  that  the continued existence of the dairy
    44  industry and the continued production of milk on the farms of this state
    45  is of vast economic importance to  the  state  and  to  the  health  and
    46  welfare  of  the  inhabitants thereof; that it is essential, in order to
    47  assure such continued production of milk and its handling  and  distrib-
    48  ution, that prices to producers be such as to return reasonable costs of
    49  production,  and  at the same time assure an adequate supply of milk and
    50  dairy products to consumers at reasonable prices; and to these  ends  it
    51  is  essential that consumers and others be adequately informed as to the
    52  dietary needs and advantages of milk and dairy products and  as  to  the
    53  economies  resulting  from  the  use  of milk and dairy products, and to
    54  command for milk and  dairy  products,  consumer  attention  and  demand

        S. 9008--B                         19
 
     1  consistent  with their importance and value. It is further declared that
     2  continued decline in the consumption of fluid milk and some other  dairy
     3  products will jeopardize the production of adequate supplies of milk and
     4  dairy  products  because  of  increasing surpluses necessarily returning
     5  less to producers; and that continued  adequate  supplies  of  milk  and
     6  dairy  products is a matter of vital concern as affecting the health and
     7  general welfare of the people of this state. It is therefore declared to
     8  be the legislative intent and policy of the state:
     9    (a) To enable milk producers and others in the  dairy  industry,  with
    10  the  aid  of  the  state, to more effectively promote the consumption of
    11  milk and dairy products;
    12    (b) To provide methods and  means  for  the  development  of  new  and
    13  improved dairy products, and to promote their use; and
    14    (c)  To  this end, eliminate the possible impairment of the purchasing
    15  power of the milk producers of this state  and  to  assure  an  adequate
    16  supply of milk for consumers at reasonable prices.
    17    2. Definitions. As used in this section the following terms shall have
    18  the following meanings:
    19    (a)  "Dairy  products"  means milk and products derived therefrom, and
    20  products of which milk or a portion thereof is a significant part.
    21    (b) "Producer" means any person in this state who is  engaged  in  the
    22  production  of  milk or who causes milk to be produced for any market in
    23  this or any other state.
    24    (c) "Advisory board" means the persons appointed by  the  commissioner
    25  from  nominations from producers as herein defined to assist the commis-
    26  sioner in administering a dairy promotion order.
    27    (d) "Milk dealer"  means  any  person  who  purchases  or  handles  or
    28  receives  or  sells  milk,  including  individuals, partnerships, corpo-
    29  rations, cooperative associations, and unincorporated cooperative  asso-
    30  ciations.
    31    (e) "Dairy promotion order" means an order issued by the commissioner,
    32  pursuant to the provisions of this section.
    33    (f) "Cooperative" means an association or federation or cooperative of
    34  milk  producers organized under the laws of New York state, or any other
    35  state, having agreements with their producer members to market,  bargain
    36  for  or  sell the milk of such producers, and is actually performing one
    37  or more of these services in the marketing of the milk produced by their
    38  members, through the cooperative or through a federation of milk cooper-
    39  atives in which the cooperative has membership.
    40    3. Powers and duties of the commissioner. (a) The  commissioner  shall
    41  administer and enforce the provisions of this section and shall have and
    42  may  exercise  any  or  all the administrative powers conferred upon the
    43  head of a department. In order to effectuate the declared policy of this
    44  section the commissioner may, after due notice  and  hearing,  make  and
    45  issue a dairy promotion order, or orders.
    46    (b)  Such order or orders shall be issued and amended or terminated in
    47  accordance with the following procedures:
    48    (i) Before any such order may become effective it shall be approved by
    49  fifty-one per centum of the producers of milk voting in  the  referendum
    50  for  the  area  to be regulated by such order. Such referendum shall not
    51  constitute valid approval  unless  fifty-one  per  centum  of  all  milk
    52  producers for the area to be regulated vote in the referendum.
    53    (ii)  Producers may vote by individual ballot or through their cooper-
    54  atives in accordance with the following procedures:
    55    (1) Cooperatives may submit written approval of such  order  within  a
    56  period of one hundred twenty days after the commissioner has announced a

        S. 9008--B                         20

     1  referendum  on  a  proposed order, for such producers who are listed and
     2  certified to the commissioner as members of such cooperative,  provided,
     3  however,  that  any  cooperative before submitting such written approval
     4  shall give at least sixty days prior written notice to each producer who
     5  is  its  member,  of  the  intention  of the cooperative to approve such
     6  proposed order, and further provide that if such  cooperative  does  not
     7  intend  to  approve  such proposed order, it shall likewise give written
     8  notice of at least sixty days to each such producer who is  its  member,
     9  of its intention not to approve of such proposed order.
    10    (2)  Any  producer  may  obtain a ballot from the commissioner so that
    11  they may register their own approval  or  disapproval  of  the  proposed
    12  order.
    13    (3)  A  producer  who  is a member of a cooperative which has notified
    14  such producer of its intent to approve or not to approve of  a  proposed
    15  order,  and  who  obtains  a  ballot  and with such ballot expresses the
    16  producer's approval or disapproval of the proposed order,  shall  notify
    17  the commissioner as to the name of the cooperative of which the producer
    18  is a member, and the commissioner shall remove such producer's name from
    19  the list certified by such cooperative.
    20    (4)  In order to ensure that all milk producers are informed regarding
    21  a proposed order, the commissioner shall notify all milk producers  that
    22  an  order  is  being considered, and that each producer may register the
    23  producer's approval or disapproval with the commissioner either directly
    24  or through the producer's cooperative.
    25    (5) The commissioner may appoint a referendum  advisory  committee  to
    26  assist  and  advise  the  commissioner in the conduct of the referendum.
    27  Such committee shall review referendum procedures and the tabulation  of
    28  results  and  shall  advise  the commissioner of its findings. The final
    29  certification of the referendum results shall be made by the commission-
    30  er. The committee shall consist of not less than three members, none  of
    31  whom  shall  be  persons  directly affected by the promotion order being
    32  voted upon. Two members shall be representatives of general farm  organ-
    33  izations  which are not directly affected by the order being voted upon.
    34  The members of the committee shall not receive a  salary  but  shall  be
    35  entitled  to  actual and reasonable expenses incurred in the performance
    36  of their duties.
    37    (6) The commissioner may, and upon written petition of not  less  than
    38  ten  per  centum  of the producers in the area, either as individuals or
    39  through cooperative representation shall, call a  hearing  to  amend  or
    40  terminate  such  order,  and  any such amendment or termination shall be
    41  effective only upon approval of fifty-one per centum of the producers of
    42  milk for the area  regulated  participating  in  a  referendum  vote  as
    43  provided pursuant to this paragraph.
    44    (c)  The  commissioner  shall  administer  and  enforce any such dairy
    45  promotion order while it is in effect, for the purpose of:
    46    (i)  Encouraging  the  consumption  of  milk  and  dairy  products  by
    47  acquainting  consumers  and  others  with  the advantages and economy of
    48  using more of such products.
    49    (ii) Protecting the health and welfare of  consumers  by  assuring  an
    50  adequate supply of milk and dairy products.
    51    (iii)  Providing  for  research  programs  designed to develop new and
    52  improved dairy products.
    53    (iv) Providing for research programs designed  to  acquaint  consumers
    54  and  the  public generally with the effects of the use of milk and dairy
    55  products on the health of such consumers.

        S. 9008--B                         21
 
     1    (d) Carrying out, in other ways, the declared  policy  and  intent  of
     2  this section.
     3    4.  Provisions of dairy promotion orders. Any dairy promotion order or
     4  orders may contain, among others, any or all of the following:
     5    (a) Provision for levying an assessment against all producers  subject
     6  to the regulation for the purpose of carrying out the provisions of such
     7  order  and to pay the cost of administering and enforcing such order. In
     8  order to collect any such assessments, provision shall be made for  each
     9  milk  dealer  who  receives  milk from producers to deduct the amount of
    10  assessment from moneys otherwise due to producers for the milk so deliv-
    11  ered. The rate of such assessment shall not  exceed  two  per  cent  per
    12  hundredweight  of  the gross value of the producer's milk, and there may
    13  be credited against any such assessment the  amounts  per  hundredweight
    14  otherwise  paid  by  any  producer  covered  by  the  order by voluntary
    15  contribution or otherwise pursuant to any other federal  or  state  milk
    16  market  order  for  any similar research promotion or program.  Notwith-
    17  standing the provisions of paragraph (b) of subdivision  three  of  this
    18  section,  the  commissioner, upon written petition of no less than twen-
    19  ty-five per cent of producers in the  area,  either  as  individuals  or
    20  through  cooperative  representation,  may  call  a hearing for the sole
    21  purpose of establishing a new  rate  of  assessment  hereunder  and  may
    22  submit  a proposed change in the rate of assessment to the producers for
    23  acceptance or rejection  without  otherwise  affecting  the  order.  The
    24  producers  in  the area may vote on the proposed rate either as individ-
    25  uals or through cooperative representation. Notwithstanding the  forego-
    26  ing  provisions  of  this  paragraph and of paragraph (b) of subdivision
    27  three of this section, or the provisions of any order promulgated pursu-
    28  ant to this section, the rate of assessment, for any period during which
    29  a dairy products promotion and research order  established  pursuant  to
    30  the federal dairy and tobacco adjustment act of 1983 is in effect, shall
    31  not  be  less than an amount equal to the maximum credit which producers
    32  participating in this state's  dairy  products  promotion  or  nutrition
    33  education  programs  may  receive pursuant to subdivision (g) of section
    34  113 of such federal act.
    35    (b) Provision for payments to organizations engaged  in  campaigns  by
    36  advertisements or otherwise, including participation in similar regional
    37  or  national  plans or campaigns to promote the increased consumption of
    38  milk and dairy products, to acquaint the public with the dietary  advan-
    39  tages of milk and dairy products and with the economy of their inclusion
    40  in the diet and to command, for milk and dairy products, consumer atten-
    41  tion consistent with their importance and value.
    42    (c) Provision for payments to institutions or organizations engaged in
    43  research leading to the development of new or improved dairy products or
    44  research  with  respect  to  the value of milk and dairy products in the
    45  human diet.
    46    (d) Provision for requiring records to be kept and reports to be filed
    47  by milk dealers with respect to milk received from  producers  and  with
    48  respect to assessments on the milk of such producers.
    49    (e) Provision for the auditing of the records of such milk dealers for
    50  the purpose of verifying payment of producer assessments.
    51    (f) Provision for an advisory board as hereinafter indicated.
    52    (g)  Such  other  provisions  as  may  be  necessary to effectuate the
    53  declared policies of this section.
    54    5. Matters to be considered. In carrying out the  provisions  of  this
    55  section and particularly in determining whether or not a dairy promotion

        S. 9008--B                         22
 
     1  order  shall  be issued, the commissioner shall take into consideration,
     2  among others, facts available to them with respect to the following:
     3    (a)  The  total  production  of milk in the area and the proportion of
     4  such milk being utilized in fluid form and in other products;
     5    (b) The prices being received for milk by producers in the area;
     6    (c) The level of consumption per capita for fluid milk  and  of  other
     7  dairy products;
     8    (d) The purchasing power of consumers; and
     9    (e)  Other  products  which  compete  with milk and dairy products and
    10  prices of such products.
    11    6. Interstate orders for compacts. The commissioner is  authorized  to
    12  confer  and  cooperate with the legally constituted authorities of other
    13  states and of the United States with respect to the issuance and  opera-
    14  tion  of joint and concurrent dairy promotion orders or other activities
    15  tending to carry out the declared intent of this  section.  The  commis-
    16  sioner may join with such other authorities in conducting joint investi-
    17  gations,  holding  joint hearings, and issuing joint or concurrent order
    18  or orders complementary to those of the  federal  government  and  shall
    19  have  the  authority to employ or designate a joint agent or joint agen-
    20  cies to carry out and enforce such joint, concurrent,  or  supplementary
    21  orders.
    22    7.  Prior  assessments.  Prior  to  the  effective  date  of any dairy
    23  promotion order as  provided  in  this  section,  the  commissioner  may
    24  require  that  cooperatives  which have petitioned for such an order and
    25  who have approved of the issuance of such an order, to deposit with  the
    26  commissioner  such  amounts  as  the  commissioner may deem necessary to
    27  defray the expense of administering and enforcing such order until  such
    28  time  as the assessments as herein before provided are adequate for that
    29  purpose. Such funds shall be received, deposited, and disbursed  by  the
    30  commissioner in the same manner as other funds received pursuant to this
    31  section  and the commissioner shall reimburse those who paid these prior
    32  assessments from other funds received pursuant to this section.
    33    8. Status of funds. Any moneys collected under any market order issued
    34  pursuant to this section shall not be deemed to be state funds and shall
    35  be deposited in a bank or other depository in this  state,  approved  by
    36  the  commissioner  and  the  state  comptroller, allocated to each dairy
    37  promotion order under which they were collected, and shall be  disbursed
    38  by  the  commissioner  only  for  the necessary expenses incurred by the
    39  commissioner with respect to each separate order, all in accordance with
    40  the rules and regulations of the commissioner. All such  expenses  shall
    41  be  audited by the state comptroller at least annually and within thirty
    42  days after the completion thereof the state  comptroller  shall  give  a
    43  copy  thereof  to  the  commissioner.  Any moneys remaining in such fund
    44  allocable to a particular order, after the termination of such order and
    45  not required by the commissioner to defray  the  expenses  of  operating
    46  such  order,  may in the discretion of the commissioner be refunded on a
    47  pro-rata basis to  all  persons  from  whom  assessments  therefor  were
    48  collected;  provided,  however,  that if the commissioner finds that the
    49  amounts so refundable are so small as to make impracticable the computa-
    50  tion and refunding of such moneys, the commissioner may use such  moneys
    51  to  defray  the expenses incurred by them in the promulgation, issuance,
    52  administration or enforcement of any other similar dairy promotion order
    53  or in the absence of any other such dairy promotion order,  the  commis-
    54  sioner  may  pay  such  moneys  to  any  organization  or institution as
    55  provided in paragraph (b) or (c) of subdivision four of this section.

        S. 9008--B                         23
 
     1    9. Budget. The commissioner shall prepare a budget  for  the  adminis-
     2  tration and operating costs and expenses including advertising and sales
     3  promotion  when required in any dairy promotion order executed hereunder
     4  and to provide for the collection of such necessary fees or  assessments
     5  to  defray  costs  and  expenses,  in  no case to exceed two percent per
     6  hundredweight of the gross value of milk marketed by  producers  in  the
     7  area covered by the order.
     8    10.  Advisory  board. (a) Any dairy promotion order issued pursuant to
     9  this section shall provide for the establishment of an advisory board to
    10  advise and assist the commissioner in the administration of such  order.
    11  This  board  shall  consist  of  not less than five members and shall be
    12  appointed by the commissioner from nominations  submitted  by  producers
    13  marketing milk in the area to which the order applies. Nominating proce-
    14  dure,  qualification,  representation,  and  size  of the advisory board
    15  shall be prescribed in the order for which such board was appointed.
    16    (b) No member of an advisory board shall receive a salary but shall be
    17  entitled to reimbursement of the member's actual and reasonable expenses
    18  incurred while performing such member's duties as authorized herein.
    19    (c) The duties and responsibilities of the  advisory  board  shall  be
    20  prescribed  by  the  commissioner, and the commissioner may specifically
    21  delegate to the advisory board, by  inclusion  in  the  dairy  promotion
    22  order, all or any of the following duties and responsibilities:
    23    (i) The recommendation to the commissioner of administrative rules and
    24  regulations relating to the order.
    25    (ii)  Recommending to the commissioner such amendments to the order as
    26  seems advisable.
    27    (iii) The preparation and submission to the commissioner of  an  esti-
    28  mated budget required for the proper operation of the order.
    29    (iv)  Recommending to the commissioner methods for assessing producers
    30  and methods for collecting the necessary funds.
    31    (v) Assisting the commissioner  in  the  collection  and  assembly  of
    32  information  and  data  necessary  for  the proper administration of the
    33  order.
    34    (vi) The performance of such other duties in connection with the order
    35  as the commissioner shall designate.
    36    11. Rules and regulations enforcement. (a) The commissioner may,  with
    37  the  advice  and  assistance  of the advisory board, make and issue such
    38  rules and regulations as may be necessary to effectuate  the  provisions
    39  and  intent  of  this section and to enforce the provisions of any dairy
    40  promotion order, all of which shall have the force and effect of law.
    41    (b) The commissioner may institute such action at law or in equity  as
    42  may  appear  necessary  to enforce compliance with any provision of this
    43  section, or any rule or regulation, or dairy promotion  order  committed
    44  to the commissioner's administration, and in addition to any other reme-
    45  dy  under  article  three  of  this  chapter or otherwise, may apply for
    46  relief by injunction if necessary to protect the public interest without
    47  being compelled to allege or prove that an adequate remedy at  law  does
    48  not  exist.  Such  application shall be made to the supreme court in any
    49  district or county provided in the civil practice law or  rules,  or  to
    50  the supreme court in the third judicial district.
    51    §  2. The agriculture and markets law is amended by adding a new arti-
    52  cle 25 to read as follows:
    53                                 ARTICLE 25
    54                     MARKETING OF AGRICULTURAL PRODUCTS
    55  Section 291. Legislative declaration.
    56          292. Definitions.

        S. 9008--B                         24
 
     1          293. Powers and duties of the commissioner.
     2          294. Rules and regulations; enforcement.
     3    § 291. Legislative declaration. It is hereby declared that the market-
     4  ing  of  agricultural commodities and aquatic products in this state, in
     5  excess of reasonable and  normal  market  demands  therefor;  disorderly
     6  marketing  of such commodities; improper preparation for market and lack
     7  of uniform grading and classification of  agricultural  commodities  and
     8  aquatic products; unfair methods of competition in the marketing of such
     9  commodities and the inability of individual producers to develop new and
    10  larger markets for agricultural commodities and aquatic products, result
    11  in  an  unreasonable  and unnecessary economic waste of the agricultural
    12  wealth of this state. Such conditions and the accompanying  waste  jeop-
    13  ardize the future continued production of adequate food supplies for the
    14  people  of  this  and other states. These conditions vitally concern the
    15  health, safety, and general welfare of the people of this state.  It  is
    16  therefore declared the legislative purpose and the policy of this state:
    17    1.  To  enable  agricultural  producers  and aquatic producers of this
    18  state, with the aid of the state,  more  effectively  to  correlate  the
    19  marketing  of  their  agricultural commodities and aquatic products with
    20  market demands therefor.
    21    2. To establish orderly, efficient, and equitable marketing  of  agri-
    22  cultural commodities and aquatic products.
    23    3.  To  provide for uniform grading and proper preparation of agricul-
    24  tural commodities and aquatic products for market.
    25    4. To provide methods and means for the development of new and  larger
    26  markets  for  agricultural  commodities and aquatic products produced in
    27  New York.
    28    5. To eliminate or reduce the economic waste in the marketing of agri-
    29  cultural commodities and aquatic products.
    30    6. To eliminate unjust impairment of the purchasing power  of  aquatic
    31  producers and the agricultural producers of this state.
    32    7.  To aid agricultural and aquatic producers in maintaining an income
    33  at an adequate and equitable level.
    34    § 292. Definitions. For the purposes of this  article,  the  following
    35  terms shall have the following meanings:
    36    1.  "Agricultural commodity" means any and all agricultural, horticul-
    37  tural, vineyard products, corn for grain, oats, soybeans, barley, wheat,
    38  poultry or poultry products, bees, maple sap  and  pure  maple  products
    39  produced  therefrom,  Christmas  trees,  livestock, including swine, and
    40  honey, sold in the state either in their natural state or  as  processed
    41  by  the  producer  thereof  but  does not include milk, timber or timber
    42  products, other than Christmas trees, all hay, rye  and  legumes  except
    43  for soybeans.
    44    2. "Aquaculture" means the culture, cultivation and harvest of aquatic
    45  plants and animals.
    46    3.  "Aquatic  products"  means  any  food  or  fiber products obtained
    47  through the  practice  of  aquaculture,  including  mariculture;  or  by
    48  harvest  from  the  sea when such products are cultured or landed in New
    49  York state. Such products include but are not limited to  fish,  shellf-
    50  ish, seaweed, or other water-based plant life.
    51    4.  "Producer" means any person engaged within this state in the busi-
    52  ness of producing, or causing to be produced for any market,  any  agri-
    53  cultural commodity or aquatic product.
    54    5.  "Handler"  means  any  person engaged in the operation of packing,
    55  grading, selling, offering for sale, or marketing any  marketable  agri-

        S. 9008--B                         25
 
     1  cultural  commodities or aquatic products, who as owner, agent or other-
     2  wise ships or causes an agricultural commodity to be shipped.
     3    6.  "Processor" means any person engaged within this state in process-
     4  ing, or in the operation of receiving, grading, packing, canning, freez-
     5  ing, dehydrating, fermenting, distilling, extracting, preserving, grind-
     6  ing, crushing, or in any other way preserving or changing the form of an
     7  agricultural product or aquatic product for  the  purpose  of  marketing
     8  such  commodity  but shall not include a person engaged in manufacturing
     9  from an agricultural commodity or aquatic product another and  different
    10  product.
    11    7.  "Distributor" means any person engaged within this state, in sell-
    12  ing, offering  for  sale,  marketing  or  distributing  an  agricultural
    13  commodity  or aquatic product which they have purchased or acquired from
    14  a producer or other person or which they are marketing on  behalf  of  a
    15  producer  or  other person, whether as owner, agent, employee, broker or
    16  otherwise, but shall not include a retailer, except  such  retailer  who
    17  purchases  or  acquires  from,  or  handles on behalf of any producer or
    18  other person, an agricultural commodity or aquatic  product  subject  to
    19  regulation by the marketing agreement or order covering such commodity.
    20    8.  "Marketing  agreement"  means  an agreement entered into, with the
    21  approval of the commissioner, by producers with distributors, processors
    22  and handlers regulating the preparation, sale and handling  of  agricul-
    23  tural commodities or aquatic products.
    24    9.  "Marketing order" means an order issued by the commissioner pursu-
    25  ant to this article, prescribing rules  and  regulations  governing  the
    26  marketing for processing, the distributing, the sale of, or the handling
    27  in  any  manner of any agricultural commodity or aquatic product sold in
    28  this state during any specified period or periods.
    29    § 293. Powers and duties of the commissioner. 1. In order to  effectu-
    30  ate the declared policy of this article, the commissioner may, after due
    31  notice  and opportunity for hearing, approve marketing agreements, which
    32  marketing agreements shall thereupon be  binding  upon  the  signatories
    33  thereto exclusively.
    34    2.  The  commissioner  may  make and issue marketing orders, after due
    35  notice and opportunity for hearing, subject to:
    36    (a) Approval of not less than sixty-six and two-thirds per  centum  of
    37  the producers participating in a referendum in the area affected, or
    38    (b)  Approval  of not less than sixty-five per centum of the producers
    39  participating in a referendum vote, in the  area  affected,  and  having
    40  marketed not less than fifty-one per centum of the total quantity of the
    41  commodity  which  was marketed in the next preceding marketing season by
    42  all producers that voted in the referendum, or
    43    (c) Approval of not less than fifty-one per centum  of  the  producers
    44  participating  in  a  referendum  vote, in the area affected, and having
    45  marketed not less than sixty-five per centum of the  total  quantity  of
    46  the  commodity which was marketed in the next preceding marketing season
    47  by all producers that voted in the referendum.
    48    3. The commissioner may and upon written petition duly signed by twen-
    49  ty-five per centum of the producers in the area shall, amend  or  termi-
    50  nate  such  order  after  due  notice  and  opportunity for hearing, but
    51  subject to the approval of not  less  than  fifty  per  centum  of  such
    52  producers participating in a referendum vote.
    53    4.  The commissioner shall administer and enforce any marketing order,
    54  while it is in effect, to:

        S. 9008--B                         26

     1    (a) Encourage and maintain stable prices  received  by  producers  for
     2  such  agricultural  commodity  and  aquatic  product at a level which is
     3  consistent with the provisions and aims of this article.
     4    (b)  Prevent  the  unreasonable or unnecessary waste of land or water-
     5  based wealth.
     6    (c) Protect the interests of consumers of such commodity, by  exercis-
     7  ing  the powers of this article to such extent as is necessary to effec-
     8  tuate the purposes of this article.
     9    (d) Prepare a budget for the administration and  operating  costs  and
    10  expenses  including advertising and sales promotion when required in any
    11  marketing agreement or order executed hereunder and to provide  for  the
    12  collection  of such necessary fees to defray such costs and expenses, in
    13  no case to exceed five percent of the gross dollar volume  of  sales  or
    14  dollar volume of purchases or amounts handled, to be collected from each
    15  person engaged in the production, processing, distributing or the handl-
    16  ing  of  any  marketable  agricultural  commodity  and  aquatic  product
    17  produced or landed in this state and directly affected by any  marketing
    18  order issued pursuant to this article for such commodity.
    19    (e)  Confer  and cooperate with the legally constituted authorities of
    20  other states and the United States.
    21    5. Any marketing agreement or order issued by the commissioner  pursu-
    22  ant to this article may contain any or all of the following:
    23    (a) Provisions for determining the existence and extent of the surplus
    24  of  any agricultural commodity, or of any grade, size, or quality there-
    25  of, and providing for the regulation and disposition of such surplus.
    26    (b) Provisions for limiting the total  quantity  of  any  agricultural
    27  product,  or  of  any  grade  or  grades,  size  or sizes, or quality or
    28  portions or combinations thereof, which may be marketed during any spec-
    29  ified period or periods. Such total quantity of any  such  commodity  so
    30  regulated  shall  not  be  less than the quantity which the commissioner
    31  shall find is reasonably  necessary  to  supply  the  market  demand  of
    32  consumers for such commodity.
    33    (c)  Provisions  regulating  the  period, or periods, during which any
    34  agricultural commodity, or any grade or grades, size or sizes or quality
    35  or portions or combinations of such commodity, may be marketed.
    36    (d) Provisions for the establishment of  uniform  grading,  standards,
    37  and  inspection  of any agricultural commodity delivered by producers or
    38  other persons to handlers, processors, distributors or  others  engaging
    39  in  the handling thereof, and for the establishment of grading or stand-
    40  ards of quality, condition, size, maturity or pack for any  agricultural
    41  commodity,  and  the inspection and grading of such commodity in accord-
    42  ance with such grading or standards so established; and  for  provisions
    43  that  no producer, handler, processor or distributor of any agricultural
    44  commodity for which grading or standards are so established may,  except
    45  as  otherwise provided in such marketing agreement or order, sell, offer
    46  for sale, process, distribute or otherwise  handle  any  such  commodity
    47  whether produced within or without this state, not meeting and complying
    48  with  such  established  grading  or standards. For the purposes of this
    49  article,  the  federal-state  inspection  service  shall   perform   all
    50  inspections made necessary by such provisions.
    51    (e)  Provisions for the establishment of research programs designed to
    52  benefit a specified commodity or New York agriculture in general.
    53    (f) Such other provisions  as  may  be  necessary  to  effectuate  the
    54  declared policies of this article.

        S. 9008--B                         27
 
     1    (g)  Provisions to establish marketing promotion and research programs
     2  for aquatic products which may include paragraphs  (a)  through  (f)  of
     3  this subdivision.
     4    6. The commissioner may temporarily suspend the operation of an effec-
     5  tive marketing order for a continuing period of no longer than one grow-
     6  ing  and  marketing  season,  if the purposes of this article are deemed
     7  unnecessary during such season.
     8    7. In carrying out the purposes  of  this  article,  the  commissioner
     9  shall  take  into consideration any and all facts available to them with
    10  respect to the following economic factors:
    11    (a) The quantity of such agricultural commodity available for distrib-
    12  ution.
    13    (b) The quantity of such agricultural commodity normally  required  by
    14  consumers.
    15    (c) The cost of producing such agricultural commodity.
    16    (d) The purchasing power of consumers.
    17    (e)  The  level of prices of commodities, services, and articles which
    18  the farmers commonly buy.
    19    (f) The level of prices of other commodities which compete with or are
    20  utilized as substitutes for such agricultural commodity.
    21    8. The execution of such  marketing  agreements  shall  in  no  manner
    22  affect  the  issuance,  administration  or  enforcement of any marketing
    23  order provided for in this article.  The  commissioner  may  issue  such
    24  marketing order without executing a marketing agreement or may execute a
    25  marketing  agreement without issuing a marketing order covering the same
    26  commodity.  The commissioner, in their discretion, may hold a concurrent
    27  hearing upon a proposed marketing agreement  and  a  proposed  marketing
    28  order  in  the manner provided for giving due notice and opportunity for
    29  hearing for a marketing order as provided in this article.
    30    9. Prior to the issuance, amendment or termination  of  any  marketing
    31  order,  the  commissioner  may require the applicants for such issuance,
    32  amendment, or termination to deposit with them such amount as  they  may
    33  deem  necessary to defray the expenses of preparing and making effective
    34  amending or terminating a marketing order. Such funds shall be received,
    35  deposited, and disbursed by the commissioner in the same manner as other
    36  fees received by the commissioner under this article and, in  the  event
    37  the  application  for  adoption, amendment or termination of a marketing
    38  order is approved in a referendum, the commissioner shall reimburse  any
    39  such  applicant  in  the  amount of any such deposit from any unexpended
    40  monies collected under the marketing order affected by such referendum.
    41    10. Any moneys collected by the commissioner pursuant to this  article
    42  shall  not  be  deemed  state  funds and shall be deposited in a bank or
    43  other depository in this state, approved by the commissioner,  allocated
    44  to  each  marketing  order  under which they are collected, and shall be
    45  disbursed by the commissioner only for the necessary  expenses  incurred
    46  by  the commissioner with respect to each such separate marketing order,
    47  all in accordance with the rules and regulations  of  the  commissioner.
    48  All such expenditures shall be audited by the state comptroller at least
    49  annually  and  within thirty days after the completion thereof the state
    50  comptroller shall give a copy thereof to the  commissioner.  Any  moneys
    51  remaining in such fund allocable to any particular commodity affected by
    52  a  marketing  order  may,  in  the  discretion  of  the commissioner, be
    53  refunded at the close of any marketing season upon a pro-rata  basis  to
    54  all  persons  from whom assessments therefor were collected or, whenever
    55  the commissioner finds that such moneys may be necessary to  defray  the
    56  cost of operating such marketing order in a succeeding marketing season,

        S. 9008--B                         28
 
     1  they may carry over all or any portion of such moneys into the next such
     2  succeeding  season.  Upon  the  termination  by  the commissioner of any
     3  marketing order, all moneys remaining and not required  by  the  commis-
     4  sioner  to  defray the expenses of operating such marketing order, shall
     5  be refunded by the commissioner upon a pro-rata  basis  to  all  persons
     6  from  whom  assessments therefor were collected; provided, however, that
     7  if the commissioner finds that the amounts so refundable are so small as
     8  to make impracticable the computation and refunding of such refunds, the
     9  commissioner may use such moneys to defray the expenses incurred by  the
    10  commissioner in the formulation, issuance, administration or enforcement
    11  of any subsequent marketing order for such commodity.
    12    11.  Advisory  board.  (a) Any marketing order issued pursuant to this
    13  article shall provide for the establishment of  an  advisory  board,  to
    14  consist  of  not  less  than five members nor more than nine members, to
    15  advise the commissioner in the administration of such marketing order in
    16  accordance with its terms and provisions.  The  members  of  such  board
    17  shall  be  appointed  by the commissioner from nominations received from
    18  the commodity group for which the marketing order is established.  Nomi-
    19  nating  procedure,  qualification, representation, and size of the advi-
    20  sory board shall be prescribed in each marketing order  for  which  such
    21  board  is  appointed.  Each  advisory  board  shall  be composed of such
    22  producers and handlers or processors as are  directly  affected  by  the
    23  marketing  order in such proportion of representation as the order shall
    24  prescribe. The commissioner may appoint one  person  who  is  neither  a
    25  producer  nor processor nor other handler to represent the department of
    26  agriculture and markets or the public generally.
    27    (b) No member of an advisory board shall receive a  salary,  but  each
    28  shall  be  entitled  to  reimbursement  for the member's actual expenses
    29  incurred while engaged in performing the member's duties herein  author-
    30  ized.
    31    (c)  The  duties  and responsibilities of each advisory board shall be
    32  prescribed by the commissioner, and they may  specifically  delegate  to
    33  the  advisory  board, by inclusion in the marketing order, all or any of
    34  the following duties and responsibilities:
    35    (i) The recommendation to the commissioner of administrative rules and
    36  regulations relating to the marketing order.
    37    (ii) Recommending to the commissioner such amendments to the marketing
    38  order as seem advisable.
    39    (iii) The preparation and submission to the commissioner of the  esti-
    40  mated budget required or the proper operation of the marketing order.
    41    (iv) Recommending to the commissioner methods for assessing members of
    42  the industry and methods for collecting the necessary funds.
    43    (v)  Assisting  the  commissioner  in the collection and assembling of
    44  information and data necessary  to  the  proper  administration  of  the
    45  order.
    46    (vi)  The  performance  of  such  other  duties in connection with the
    47  marketing order as the commissioner shall designate.
    48    § 294. Rules and regulations; enforcement.  1.  The  commissioner  may
    49  make  and  promulgate  such rules and regulations as may be necessary to
    50  effectuate the provisions and intent of this article and to enforce  the
    51  provision  of  any marketing agreement or order, all of which shall have
    52  the force and effect of law.
    53    2. The commissioner may institute such action at law or in  equity  as
    54  may  appear  necessary  to enforce compliance with any provision of this
    55  article, or any  rule  or  regulation,  marketing  agreement  or  order,
    56  committed  to  the commissioner's administration, and in addition to any

        S. 9008--B                         29
 
     1  other remedy under article three of this chapter or otherwise may  apply
     2  for  relief  by  injunction  if necessary to protect the public interest
     3  without being compelled to allege or prove that an  adequate  remedy  at
     4  law does not exist. Such application may be made to the supreme court in
     5  any  district or county as provided in the civil practice law and rules,
     6  or to the supreme court in the third judicial district.
     7    § 3. Sections 16-x, 16-y and 16-z of section 1 of chapter 174  of  the
     8  laws  of  1968, constituting the New York state urban development corpo-
     9  ration act, are REPEALED.
    10    § 4. Notwithstanding the repeal of sections 16-x,  16-y  and  16-z  of
    11  section  1 of chapter 174 of the laws of 1968, constituting the New York
    12  state urban development corporation act pursuant  to  section  three  of
    13  this  act  the  marketing orders, and the regulatory provisions relating
    14  thereto, set forth under parts 40, 200, 201, 203, 204 and 205 of title 1
    15  of the New York codes, rules and regulations, shall remain in full force
    16  and effect.
    17    § 5. Notwithstanding the repeal of sections 16-x,  16-y  and  16-z  of
    18  section  1 of chapter 174 of the laws of 1968, constituting the New York
    19  state urban development corporation act pursuant  to  section  three  of
    20  this  act, all contracts entered into pursuant to such repealed sections
    21  that continue in force and effect after the effective date of  this  act
    22  and  shall be assigned to the department of agriculture and markets, and
    23  all undisbursed funds under the control of the urban development  corpo-
    24  ration  in  connection with the marketing orders shall be transferred to
    25  the department of agriculture and markets on or before  the  forty-fifth
    26  day  following  the  effective date of this act; and any assessments due
    27  and payable under such marketing orders shall be remitted to the depart-
    28  ment of agriculture and markets beginning upon the thirtieth  day  after
    29  the effective date of this act.
    30    § 6. This act shall take effect July 1, 2026.
 
    31                                   PART K
 
    32    Section  1. Paragraph (d) of subdivision 1 of section 210-B of the tax
    33  law, as amended by section 1 of part C of chapter  59  of  the  laws  of
    34  2023, is amended to read as follows:
    35    (d) Except as otherwise provided in this paragraph, the credit allowed
    36  under this subdivision for any taxable year shall not reduce the tax due
    37  for such year to less than the fixed dollar minimum amount prescribed in
    38  paragraph  (d)  of  subdivision  one  of section two hundred ten of this
    39  article. However, if the amount of credit allowable under this  subdivi-
    40  sion  for  any  taxable  year  reduces  the tax to such amount or if the
    41  taxpayer otherwise pays tax based on the fixed  dollar  minimum  amount,
    42  any  amount  of  credit  allowed  for a taxable year commencing prior to
    43  January first, nineteen hundred eighty-seven and not deductible in  such
    44  taxable  year may be carried over to the following year or years and may
    45  be deducted from the taxpayer's tax for such year or  years  but  in  no
    46  event  shall  such credit be carried over to taxable years commencing on
    47  or after January first, two thousand  two,  and  any  amount  of  credit
    48  allowed  for  a taxable year commencing on or after January first, nine-
    49  teen hundred eighty-seven and not deductible in such year may be carried
    50  over to the fifteen taxable years next following such taxable  year  and
    51  may be deducted from the taxpayer's tax for such year or years.  In lieu
    52  of  such carryover, (i) any such taxpayer which qualifies as a new busi-
    53  ness under paragraph (f) of this subdivision  may  elect  to  treat  the
    54  amount  of  such  carryover  as  an overpayment of tax to be credited or

        S. 9008--B                         30
 
     1  refunded in accordance with the provisions of section ten hundred eight-
     2  y-six of this chapter, and (ii) any such taxpayer that  is  an  eligible
     3  farmer,  as defined in subdivision eleven of this section, may for taxa-
     4  ble  years  beginning  before January first, two thousand [twenty-eight]
     5  thirty-three, elect to treat the amount of such carryover as an overpay-
     6  ment of tax to be credited or refunded in accordance with the provisions
     7  of section one thousand eighty-six of this chapter,  provided,  however,
     8  the  provisions of subsection (c) of section ten hundred eighty-eight of
     9  this chapter notwithstanding, no interest shall be paid thereon.
    10    § 2. Paragraph 5 of subsection (a) of section 606 of the tax  law,  as
    11  amended  by  section  2  of part C of chapter 59 of the laws of 2023, is
    12  amended to read as follows:
    13    (5) If the amount of credit allowable under this  subsection  for  any
    14  taxable  year  shall exceed the taxpayer's tax for such year, the excess
    15  allowed for a taxable year commencing prior to January  first,  nineteen
    16  hundred  eighty-seven may be carried over to the following year or years
    17  and may be deducted from the taxpayer's tax for such year or years,  but
    18  in  no event shall such credit be carried over to taxable years commenc-
    19  ing on or after January first, nineteen hundred  ninety-seven,  and  any
    20  amount of credit allowed for a taxable year commencing on or after Janu-
    21  ary first, nineteen hundred eighty-seven and not deductible in such year
    22  may be carried over to the ten taxable years next following such taxable
    23  year and may be deducted from the taxpayer's tax for such year or years.
    24  In  lieu  of carrying over any such excess, (A) a taxpayer who qualifies
    25  as an owner of a new business for purposes  of  paragraph  ten  of  this
    26  subsection  may,  at  the  taxpayer's  option,  receive such excess as a
    27  refund, and (B) a taxpayer that is an  eligible  farmer  as  defined  in
    28  subsection  (n) of this section may, at the taxpayer's option, for taxa-
    29  ble years beginning before January first,  two  thousand  [twenty-eight]
    30  thirty-three,  receive such excess as a refund. Any refund paid pursuant
    31  to this paragraph shall be deemed to be a refund of  an  overpayment  of
    32  tax  as  provided  in  section  six  hundred eighty-six of this article,
    33  provided, however, that no interest shall be paid thereon.
    34    § 3. This act shall take effect immediately.
 
    35                                   PART L
 
    36    Section 1. Subparagraph (ii) of paragraph  (b)  of  subdivision  2  of
    37  section 1896 of the public authorities law, as amended by chapter 388 of
    38  the laws of 2011, is amended to read as follows:
    39    (ii)  loans  shall  not exceed thirteen thousand dollars per applicant
    40  for approved qualified energy efficiency services for residential struc-
    41  tures, and twenty-six thousand dollars per applicant for approved quali-
    42  fied  energy  efficiency  services   for   non-residential   structures,
    43  provided,  however,  that  the  authority may permit a loan in excess of
    44  such amounts if the total cost of energy efficiency measures financed by
    45  such loan will [achieve] include a payback period [of fifteen  years  or
    46  less]  which  does  not  exceed the useful life of the energy efficiency
    47  measures installed, but in no event shall any such loan exceed  [twenty-
    48  five]  fifty  thousand  dollars per applicant for residential structures
    49  and fifty thousand dollars per applicant for non-residential structures;
    50  and for multi-family structures loans shall be in amounts determined  by
    51  the authority, provided, however, that the authority shall assure that a
    52  significant  number  of  residential  structures  are  included  in  the
    53  program;

        S. 9008--B                         31
 
     1    § 2. Paragraph (a) of subdivision 5 of  section  1896  of  the  public
     2  authorities  law,  as added by section 1 of part DD of chapter 58 of the
     3  laws of 2012, is amended to read as follows:
     4    (a) For each loan issued for qualified energy efficiency services that
     5  is  to  be  repaid  through an on-bill recovery mechanism[, the New York
     6  state energy research and development authority shall  record,  pursuant
     7  to article nine of the real property law, in the office of the appropri-
     8  ate  recording  officer,  a  declaration  with  respect  to the property
     9  improved by such services of the existence of the loan and  stating  the
    10  total  amount  of  the  loan, the term of the loan, and that the loan is
    11  being repaid] through a charge on an electric or  gas  meter  associated
    12  with  the  property, the on-bill recovery loan agreement shall allow for
    13  the purchaser or transferee to agree through written express  assumption
    14  provided  in accordance with the terms of the on-bill recovery loan that
    15  they are responsible for future on-bill recovery  charges,  and  in  the
    16  absence  of  such  written  express  assumption,  the  original  seller,
    17  transferor, or current loan holder of the subject property shall contin-
    18  ue to be responsible for  payment  of  such  remaining  charges  through
    19  direct  billing and payment to the authority, or its agent.  [The decla-
    20  ration shall further state that it  is  being  filed  pursuant  to  this
    21  section  and,  unless  fully  satisfied prior to sale or transfer of the
    22  property, the loan repayment utility meter charge shall survive  changes
    23  in  ownership, tenancy, or meter account responsibility and, until fully
    24  satisfied, shall constitute the obligation of the person responsible for
    25  the meter account. Such declaration shall not constitute a mortgage  and
    26  shall  not  create  any  security interest or lien on the property. Upon
    27  satisfaction of the loan, the authority  shall  file  a  declaration  of
    28  repayment pursuant to article nine of the real property law.]
    29    §  3.  Paragraph  (d)  of  subdivision 2 of section 66-m of the public
    30  service law, as added by chapter 388 of the laws of 2011, is amended  to
    31  read as follows:
    32    (d)  unless  fully  satisfied  prior to sale or transfer, that (i) the
    33  on-bill recovery charges for any services  provided  at  the  customer's
    34  premises  shall  survive  changes in ownership, tenancy or meter account
    35  responsibility if the New York state  energy  research  and  development
    36  authority  shall have recorded a declaration pursuant to article nine of
    37  the real property law with respect to such property for the existence of
    38  an on-bill recovery loan, and (ii)  that  arrears  in  on-bill  recovery
    39  charges  at  the  time of account closure or meter transfer shall remain
    40  the responsibility of the incurring customer, unless  expressly  assumed
    41  by a subsequent purchaser of the property subject to such charges;
    42    § 4. Paragraph (a) of subdivision 4 of section 242 of the real proper-
    43  ty  law, as added by chapter 388 of the laws of 2011, is amended to read
    44  as follows:
    45    (a) Any person, firm, company, partnership or corporation offering  to
    46  sell  real  property  which  is  subject  to a green jobs-green New York
    47  on-bill recovery charge pursuant to title nine-A of article eight of the
    48  public authorities law and which provides that such charge shall survive
    49  changes in ownership, tenancy or meter  account  responsibility  if  not
    50  fully  satisfied prior to sale or transfer, shall provide written notice
    51  to the prospective purchaser or the prospective purchaser's agent, stat-
    52  ing as follows: "This property is subject to a green jobs-green New York
    53  on-bill recovery charge". Such notice shall also state the total  amount
    54  of the original charge, the payment schedule and the approximate remain-
    55  ing  balance, a description of the energy efficiency services performed,
    56  including improvements to the property, and an explanation of the  bene-

        S. 9008--B                         32
 
     1  fit  of  the  green  jobs-green  New  York  qualified  energy efficiency
     2  services. Such notice shall be provided by the seller prior to accepting
     3  a purchase offer; provided that such notice is not necessary if the loan
     4  agreement  provides  that  upon sale or transfer of the subject property
     5  the purchaser or transferee is only  responsible  for  on-bill  recovery
     6  charges  after  sale  or  transfer if they agree through written express
     7  assumption provided in accordance with the terms of the on-bill recovery
     8  loan agreement, and in the absence  of  such  assumption,  the  original
     9  seller, transferor, or current loan holder of the subject property shall
    10  be  responsible  for  payment  of  such remaining charges through direct
    11  billing and payment to the New York state energy research  and  develop-
    12  ment authority, or its agent.
    13    §  5.  This  act shall take effect on the ninetieth day after it shall
    14  have become a law.
 
    15                                   PART M
 
    16                            Intentionally Omitted
 
    17                                   PART N
 
    18    Section 1. Subdivision 12 of section 66 of the public service  law  is
    19  amended  by  adding four new paragraphs (n), (o), (p) and (q) to read as
    20  follows:
    21    (n) (i) The commission shall require  each  application  for  a  major
    22  change  in rates filed by a gas corporation, an electric corporation, or
    23  a combination gas and electric  corporation,  to  include  an  executive
    24  compensation  disclosure.  Such  executive compensation disclosure shall
    25  include: (A) the median of the annual total compensation of all  employ-
    26  ees of the gas corporation, electric corporation, or combination gas and
    27  electric  corporation,  except  for management positions; (B) the annual
    28  total compensation of the chief executive officer; (C) the annual  total
    29  compensation  for  each  other management position; and (D) the ratio of
    30  the amount described in clause (A) of this subparagraph  to  the  amount
    31  described in clause (B) of this subparagraph.
    32    (ii)  The  commission shall develop performance-based targets that tie
    33  compensation for the chief executive officer and other management  posi-
    34  tions and ratepayer-funded incentive compensation programs to the energy
    35  affordability  index  developed  pursuant to section sixty-six-y of this
    36  article and shall consider adjustments to the  corporation's  return  on
    37  equity  based  on such metric. Such adjustments shall account for compo-
    38  nents of the affordability index which the corporation does not control,
    39  including but not limited to commodity  supply  prices.    Any  negative
    40  revenue adjustment shall accrue to the benefit of ratepayers in the form
    41  of  a  direct utility bill credit as soon as is practicably feasible and
    42  in no event later than thirty days  following  such  determination,  and
    43  shall be clearly labeled on the ratepayer's bill.
    44    (iii)  For  purposes  of  this paragraph, "management positions" shall
    45  include officers, directors, vice-presidents, and  any  other  positions
    46  receiving   annual  aggregate  compensation,  including  incentive-based
    47  compensation and equity-based compensation, in  excess  of  two  hundred
    48  fifty thousand dollars.
    49    (o)  (i)  The  commission  shall  require each application for a major
    50  change in rates filed by a gas corporation, electric corporation or  gas
    51  and  electric  corporation  to include, in addition to the corporation's

        S. 9008--B                         33
 
     1  recommended proposal, a budget constrained proposal that separately sets
     2  forth operating expenses, capital expenditures, programmatic  or  policy
     3  expenditures,  commodity  supply  costs,  and other costs not within the
     4  control  of  the corporation. Such budget constrained proposal shall not
     5  increase the applicant's aggregate revenues by more than the average  of
     6  the annual consumer price index increases over the prior three years.
     7    (ii)  The  commission shall not approve an increase in the applicant's
     8  aggregate revenues by more than the increase set  forth  in  the  budget
     9  constrained  proposal absent a demonstration  by the applicant that such
    10  budget constrained proposal would jeopardize safety, reliability, energy
    11  affordability programs, energy efficiency  programs,  or  cost-effective
    12  electrification upgrades. If the commission finds that the applicant has
    13  made such a demonstration, the commission must provide a detailed expla-
    14  nation  as  to  why  an  increase  of  more  than the budget constrained
    15  proposal was necessary in its order approving  the  increase,  and  such
    16  increase  shall  not  be  in  excess  of  the  amount  above  the budget
    17  constrained proposal necessary to maintain safety,  reliability,  energy
    18  affordability  programs,  energy efficiency programs, and cost-effective
    19  electrification upgrades. The commission, in making its  determinations,
    20  shall  consider  the  disclosures  required pursuant to paragraph (n) of
    21  this subdivision, the rubric set forth in paragraph (p) of this subdivi-
    22  sion, and the affordability index provided by the applicant pursuant  to
    23  section sixty-six-y of this article.
    24    (iii)  The  commission shall require the corporation to track expendi-
    25  tures and outcomes and explain all material deviations from the approved
    26  rate plan no less frequently than on a biannual basis.
    27    (iv) Following conclusion of  the  rate  case,  the  commission  shall
    28  prepare  a  comparative  analysis  between the recommended proposal, the
    29  budget constrained proposal, and the final rate  plan  approved  by  the
    30  commission,  delineated  by  line  item  and  with sufficient detail and
    31  explanation for the general public to understand such  analysis.    Such
    32  analysis shall be made publicly available and posted on the commission's
    33  website in an easily accessible location and format.
    34    (v)  The  commission  shall impose negative revenue adjustments at the
    35  end of any year in which the commission determines that the  applicant's
    36  expenditures  materially  deviated  from  the rate plan.   This negative
    37  revenue adjustment shall accrue to the benefit of ratepayers in the form
    38  of a direct utility bill credit as soon as is practicably  feasible  and
    39  in  no  event  later  than  thirty days following such determination and
    40  shall be clearly labeled on the ratepayer's bill.
    41    (p) The commission shall, within one hundred eighty days of the effec-
    42  tive date of this paragraph, establish by  order  a  capital  investment
    43  evaluation  rubric  to  be  applied  in reviewing all applications for a
    44  major change in rates pursuant to this subdivision. Such rubric shall be
    45  publicly posted and readily  accessible  on  the  commission's  website.
    46  Such rubric shall:
    47    (i) distinguish between unnecessary or discretionary expenditures that
    48  primarily  benefit  shareholders  and strategic capital investments that
    49  advance state policy objectives;
    50    (ii) prioritize investments that demonstrably reduce  ratepayer  costs
    51  through  avoided  energy demand, transmission and distribution upgrades,
    52  or energy efficiency measures;
    53    (iii) establish heightened scrutiny  standards  for  capital  expendi-
    54  tures,  requiring  gas corporations, electric corporations, and combina-
    55  tion gas and electric corporations to demonstrate that such expenditures
    56  provide measurable benefits to ratepayers in the form of reduced  costs,

        S. 9008--B                         34
 
     1  improved reliability, improved efficiency, or enhanced grid flexibility;
     2  and
     3    (iv)  require  utilities  to demonstrate consideration of non-wire and
     4  non-pipe alternatives prior to approval of traditional  capital  invest-
     5  ments in distribution infrastructure.
     6    (q)  (i)  The  commission is authorized and directed to, no later than
     7  January first, two thousand twenty-seven, establish  rules  to  limit  a
     8  utility's  ability  to  recover  its direct or indirect costs associated
     9  with its attendance in, participation in, preparation for, or appeal  of
    10  any  rate  proceeding  conducted before the commission. Such costs shall
    11  include, but need not be limited to, attorneys'  fees,  fees  to  engage
    12  expert  witnesses or consultants, the portion of employee salaries asso-
    13  ciated with such attendance, participation, preparation or appeal  of  a
    14  rate proceeding and related costs identified by the commission.
    15    (ii)  In  establishing  such  rules  the  commission may consider: (A)
    16  setting an overall percentage of the utility's expenses in a  rate  case
    17  that  are not recoverable; (B) setting a baseline of the reasonable cost
    18  of participation in a rate case; and (C) establishing discovery  parame-
    19  ters and what information in a proceeding must be disclosed to interven-
    20  ers  and  to  the  commission to reduce time and costs associated with a
    21  lengthy discovery process.
    22    § 1-a. Subdivision 20 of section 66 of  the  public  service  law,  as
    23  added by chapter 394 of the laws of 1978, is amended to read as follows:
    24    20. (a) Notwithstanding any general or special law, rule or regulation
    25  to  the contrary, the commission shall have the power to provide for the
    26  refund of any revenues received by any gas  [or]  corporation,  electric
    27  corporation,  or  combination  gas and electric corporation, which cause
    28  the corporation to have revenues in  the  aggregate  in  excess  of  its
    29  authorized rate of return for a period of twelve months.
    30    (b) Such corporations shall be required to return all revenues derived
    31  from their actual return on equity in excess of their authorized rate of
    32  return  on  equity to ratepayers in the form of a bill credit. Such bill
    33  credit shall be provided to ratepayers no later than thirty days follow-
    34  ing the end of each year of a rate period and shall be  clearly  labeled
    35  on  the ratepayer's bill. The commission [may] shall initiate a proceed-
    36  ing with respect to such a refund  after  the  conclusion  of  any  such
    37  twelve month period.
    38    (c)  The  commission  shall not approve any rate plan which allows any
    39  gas, electric, or combination gas and  electric  corporation  to  retain
    40  revenues  derived  from their actual return on equity in excess of their
    41  authorized rate of return on equity.
    42    (d) Such corporations shall be required  to  report  annually  to  the
    43  department any excess revenues and the amount returned to ratepayers.
    44    (e)  For  purposes  of this subdivision, "authorized rate of return on
    45  equity" shall mean the return on the equity portion  of  the  rate  base
    46  that  regulated  utilities  are authorized to collect in rates and "rate
    47  period" shall mean the time period in which a regulated utility collects
    48  rates that are authorized and approved by the commission.
    49    § 2. Subdivision 10 of section 80 of the public service law is amended
    50  by adding two new paragraphs (h) and (i) to read as follows:
    51    (h) (i) The commission shall require  each  application  for  a  major
    52  change  in  rates  filed  by a steam corporation to include an executive
    53  compensation disclosure. Such executive  compensation  disclosure  shall
    54  include:  (A) the median of the annual total compensation of all employ-
    55  ees of the steam corporation, except for management positions;  (B)  the
    56  annual total compensation of the chief executive officer; (C) the annual

        S. 9008--B                         35
 
     1  total compensation for each other management position; and (D) the ratio
     2  of the amount described in clause (A) of this subparagraph to the amount
     3  described in clause (B) of this subparagraph.
     4    (ii)  For  purposes  of  this  paragraph, "management positions" shall
     5  include officers, directors, vice presidents,  and  any  other  position
     6  receiving   annual  aggregate  compensation,  including  incentive-based
     7  compensation and equity-based compensation, in  excess  of  two  hundred
     8  fifty thousand dollars.
     9    (i)  (i)  The  commission  shall  require each application for a major
    10  change in rates filed by a steam corporation to include, in addition  to
    11  the  corporation's  recommended  proposal, a budget constrained proposal
    12  that separately sets forth  operating  expenses,  capital  expenditures,
    13  programmatic  or  policy expenditures, commodity supply costs, and other
    14  costs not within the control of the corporation. Such budget constrained
    15  proposal shall not increase the applicant's aggregate revenues  by  more
    16  than  the  average of the annual consumer price index increases over the
    17  prior three years.
    18    (ii) The commission shall not approve an increase in  the  applicant's
    19  aggregate  revenues  by  more  than the increase set forth in the budget
    20  constrained proposal absent  a demonstration  by the applicant that such
    21  budget constrained proposal would  jeopardize  safety,  reliability,  or
    22  affordability  programs.  If the commission finds that the applicant has
    23  made such a demonstration, the commission must provide a detailed expla-
    24  nation as to why  an  increase  of  more  than  the  budget  constrained
    25  proposal  was  necessary  in  its order approving the increase, and such
    26  increase shall  not  be  in  excess  of  the  amount  above  the  budget
    27  constrained  proposal  necessary  to  maintain  safety, reliability, and
    28  affordability programs. The commission, in  making  its  determinations,
    29  shall  consider  the  disclosures  required pursuant to paragraph (h) of
    30  this subdivision.
    31    (iii) The commission shall require the corporation to  track  expendi-
    32  tures and outcomes and explain all material deviations from the approved
    33  rate plan no less frequently than on a biannual basis.
    34    (iv)  Following  conclusion  of  the  rate  case, the commission shall
    35  prepare a comparative analysis between  the  recommended  proposal,  the
    36  budget  constrained  proposal,  and  the final rate plan approved by the
    37  commission, delineated by line  item  and  with  sufficient  detail  and
    38  explanation  for  the  general public to understand such analysis.  Such
    39  analysis shall be made publicly available and posted on the commission's
    40  website in an easily accessible location and format.
    41    (v) The commission shall impose negative revenue  adjustments  at  the
    42  end of any year in which the commission determines that the steam corpo-
    43  ration's  expenditures  materially  deviated  from the rate plan.   This
    44  negative revenue adjustment shall accrue to the benefit of ratepayers in
    45  the form of a direct utility bill  credit  as  soon  as  is  practicably
    46  feasible  and in no event later than thirty days following such determi-
    47  nation and shall be clearly labeled on the ratepayer's bill.
    48    § 3. Subdivision 10 of section 89-c  of  the  public  service  law  is
    49  amended by adding two new paragraphs (j) and (k) to read as follows:
    50    (j)  (i)  The  commission  shall  require each application for a major
    51  change in rates filed by a water-works corporation to include an  execu-
    52  tive  compensation  disclosure.  Such  executive compensation disclosure
    53  shall include: (A) the median of the annual total  compensation  of  all
    54  employees  of  the  water-works corporation, except for management posi-
    55  tions; (B) the annual total compensation of the chief executive officer;
    56  (C) the annual total compensation for each  other  management  position;

        S. 9008--B                         36
 
     1  and (D) the ratio of the amount described in clause (A) of this subpara-
     2  graph to the amount described in clause (B) of this subparagraph.
     3    (ii)  For  purposes  of  this  paragraph, "management positions" shall
     4  include officers, directors, vice presidents,  and  any  other  position
     5  receiving   annual  aggregate  compensation,  including  incentive-based
     6  compensation and equity-based compensation, in  excess  of  two  hundred
     7  fifty thousand dollars.
     8    (k)  (i)  The  commission  shall  require each application for a major
     9  change in rates filed by a water-works corporation to include, in  addi-
    10  tion  to  the  corporation's  recommended proposal, a budget constrained
    11  proposal that separately sets forth operating expenses, capital expendi-
    12  tures, programmatic or policy expenditures, commodity supply costs,  and
    13  other  costs  not  within  the  control  of the corporation. Such budget
    14  constrained proposal shall not increase the applicant's aggregate reven-
    15  ues by more  than  the  average  of  the  annual  consumer  price  index
    16  increases over the prior three years.
    17    (ii)  The  commission shall not approve an increase in the applicant's
    18  aggregate revenues by more than the increase set  forth  in  the  budget
    19  constrained  proposal  absent a demonstration by the applicant that such
    20  budget constrained proposal would  jeopardize  safety,  reliability,  or
    21  affordability  programs.  If the commission finds that the applicant has
    22  made such a demonstration, the commission must provide a detailed expla-
    23  nation as to why  an  increase  of  more  than  the  budget  constrained
    24  proposal  was  necessary  in  its order approving the increase, and such
    25  increase shall  not  be  in  excess  of  the  amount  above  the  budget
    26  constrained  proposal  necessary  to  maintain  safety, reliability, and
    27  affordability programs. The commission, in  making  its  determinations,
    28  shall  consider  the  disclosures  required pursuant to paragraph (j) of
    29  this subdivision.
    30    (iii) The commission shall require the corporation to  track  expendi-
    31  tures and outcomes and explain all material deviations from the approved
    32  rate plan no less frequently than on a biannual basis.
    33    (iv)  Following  conclusion  of  the  rate  case, the commission shall
    34  prepare a comparative analysis between  the  recommended  proposal,  the
    35  budget  constrained  proposal,  and  the final rate plan approved by the
    36  commission, delineated by line  item  and  with  sufficient  detail  and
    37  explanation  for  the  general public to understand such analysis.  Such
    38  analysis shall be made publicly available and posted on the commission's
    39  website in an easily accessible location and format.
    40    (v) The commission shall impose negative revenue  adjustments  at  the
    41  end  of any year in which the commission determines that the water-works
    42  corporation's expenditures materially deviated from the rate plan.  This
    43  negative revenue adjustment shall accrue to the benefit of ratepayers in
    44  the form of a direct utility bill  credit  as  soon  as  is  practicably
    45  feasible  and in no event later than thirty days following such determi-
    46  nation and shall be clearly labeled on the ratepayer's bill.
    47    § 3-a. The public service law is amended by adding a new article 12 to
    48  read as follows:
    49                                  ARTICLE 12
    50                            UTILITY LOBBYING ACT
    51  Section 240. Definitions.
    52          241. Limitations on rates.
    53    § 240. Definitions. As used in this article, unless the context other-
    54  wise indicates, the following terms have the following meanings:

        S. 9008--B                         37
 
     1    1. "Affiliated interest" means any person who owns directly, indirect-
     2  ly or through a chain of successive ownership, ten percent  or  more  of
     3  the voting securities of a public utility.
     4    2.  "Consumer-owned  transmission  and distribution utility" means any
     5  transmission and distribution utility wholly  owned  by  its  consumers,
     6  including  its  consumers  served  in  the state. "Consumer-owned trans-
     7  mission and distribution utility" includes but is not limited to:
     8    (a) the transmission and distribution portion of a rural  electrifica-
     9  tion cooperative;
    10    (b)  the  transmission  and distribution portion of an electrification
    11  cooperative organized on a cooperative plan under the laws of the state;
    12    (c) a municipal or quasi-municipal transmission and distribution util-
    13  ity located in the state;
    14    (d) the transmission  and  distribution  portion  of  a  municipal  or
    15  quasi-municipal  entity  located  in  the state providing generation and
    16  other services; and
    17    (e) a transmission and distribution utility wholly owned by a  munici-
    18  pality located in the state.
    19    3.  "Consumer-owned  water  utility"  means any water utility which is
    20  wholly owned by its consumers, including its  consumers  served  in  the
    21  state. "Consumer-owned water utility" includes but is not limited to:
    22    (a)  any  municipal  or  quasi-municipal water district or corporation
    23  located in the state;
    24    (b) any municipal water department located in the state; or
    25    (c) the water portion of any utility wholly owned by a municipality or
    26  district located in the state.
    27    4. "Public official" shall have the same meaning as defined in section
    28  one-c of the legislative law.
    29    5. "Lobbying" shall have the same meaning as defined in section  one-c
    30  of the legislative law.
    31    6. "Charity" means an entity formed primarily for charitable purposes,
    32  including but not limited to:
    33    (a)  a  corporation  formed  under  the  business corporation law, the
    34  limited liability company law  or  the  not-for-profit  corporation  law
    35  primarily for charitable purposes;
    36    (b)  a  charitable  trust  as defined by article eight of the estates,
    37  powers and trusts law; and
    38    (c) any charitable foundation registered within the state that submits
    39  financial disclosures to the attorney general.
    40    7. "Public utility" means a public utility company or a public utility
    41  corporation subject to the provisions of this chapter.
    42    8. "Trade association" means a business or industry trade association,
    43  group or related entity incorporated under Section 501 of  the  Internal
    44  Revenue Code of 1986.
    45    §  241.  Limitations on rates. 1. The following expenses, whether paid
    46  directly or indirectly, through reimbursement or otherwise, incurred  by
    47  a public utility or an affiliated interest may not be included or incor-
    48  porated in operating expenses to be recovered in rates:
    49    (a) contributions or gifts to political candidates, political parties,
    50  political  or  legislative  committees  or any committee or organization
    51  working to influence referendum petitions or elections;
    52    (b) contributions to a  trade  association,  chamber  of  commerce  or
    53  public  charity, including, but not limited to, a charity managed by the
    54  public utility or affiliated  interest;  provided,  however,  that  this
    55  paragraph does not apply to a consumer-owned water utility;

        S. 9008--B                         38
 
     1    (c) any direct or indirect cost associated with (i) travel, lodging or
     2  food  and  beverage expenses for the public utility's board of directors
     3  and officers or the board of directors and officers of such public util-
     4  ity's parent company; (ii) entertainment  or  gifts;  (iii)  any  owned,
     5  leased  or  chartered aircraft for such public utility's board of direc-
     6  tors and officers or the board of directors and officers of such  public
     7  utility's parent company; or (iv) investor relations;
     8    (d) expenditures for lobbying;
     9    (e)  expenditures  for  public  relations  campaigns  and advertising,
    10  unless approved by the commission as serving a public interest.   Public
    11  relations  campaigns  and  advertising  include expenditures relating to
    12  information delivered to the public or to the public utility's customers
    13  by radio, television, the Internet, print and  other  media  or  through
    14  sponsorships, paid endorsements that bear the name of the utility corpo-
    15  ration or an organization that receives funds from a utility corporation
    16  to  promote  an  interest  of the utility corporation or are intended to
    17  solicit goodwill towards the utility corporation.  This  paragraph  does
    18  not apply to a consumer-owned transmission and distribution utility or a
    19  consumer-owned  water  utility, and does not include communications with
    20  the  person's stockholders, employees, board members, or officers; or
    21    (f) any expenses  associated  with  the  preparation  of  the  reports
    22  described in subdivisions two and three of this section.
    23    2.  On  or  before  January  fifteenth, two thousand twenty-seven, and
    24  annually thereafter, each public utility  with  more  than  seventy-five
    25  thousand  customers  shall  submit to the commission a report, in a form
    26  prescribed by the commission, containing a written, itemized description
    27  of any expenses that may not be included or incorporated in  the  public
    28  utility's  operating expenses under subdivision one of this section. The
    29  report must also include a written, itemized description of the expenses
    30  that may not be included or incorporated in the public utility's operat-
    31  ing expenses under subdivision one of this section that are relevant  to
    32  the business interests of the public utility paid by a membership organ-
    33  ization  of  which the public utility is a member. For each expense, the
    34  report must include the date, the payee, the amount and a description of
    35  the purpose of the expense and any other information deemed relevant  by
    36  the commission.
    37    3.  In  addition  to the report required under subdivision two of this
    38  section, if a public utility or an affiliated interest engages in  major
    39  political  activities,  as defined by the commission by rule, the public
    40  utility shall file a quarterly report containing a  written  description
    41  of those major political activities and the expenditures associated with
    42  those  activities.  For  each  expenditure,  the report must include the
    43  date, the payee, the amount and a description  of  the  purpose  of  the
    44  expenditure.
    45    4.  The  public utility shall make available for public inspection all
    46  materials filed with the commission in accordance with subdivisions  two
    47  and three of this section. The commission shall make available the annu-
    48  al  reports filed by public utilities in accordance with this section on
    49  its publicly accessible website with notice of the availability  of  the
    50  reports prominently displayed on the website.
    51    §  3-b. Section 5 of the public service law is amended by adding a new
    52  subdivision 7 to read as follows:
    53    7. The commission shall adopt  and  implement  rules  and  regulations
    54  necessary  to  implement the provisions of section two hundred forty-one
    55  of this chapter, including, but not limited to, rules concerning  promo-
    56  tional  advertising;  promotional allowances, including, but not limited

        S. 9008--B                         39
 
     1  to, the granting of  promotional  rebates  or  credits;  advertising  to
     2  promote  corporate image or goodwill; contributions to charities; public
     3  relations campaigns and any other advertising covered by article  twelve
     4  of  this  chapter;  or  political  activities, including major political
     5  activities, by a public utility or an affiliated interest as defined  in
     6  section two hundred forty of this chapter.
     7    §  4.  Within 180 days from the effective date of this act, the public
     8  service commission shall issue a review of the standards and  procedures
     9  used  to  ensure  that inappropriate utility expenses are not charged to
    10  ratepayers, including but not limited to:  advertising and marketing not
    11  directly related to energy efficiency,  demand  response,  and  customer
    12  education  regarding  utility cost saving and customer service programs;
    13  human resource-related settlements;  cleanup  costs  pursuant  to  title
    14  thirteen  of  article  27  of  the environmental conservation law or the
    15  Comprehensive Environmental Response, Compensation,  and  Liability  Act
    16  ("CERCLA"), 42 U.S.C. § 9601 et seq.; legal fees; any fines or penalties
    17  imposed on the utility; and any other expenses that are inappropriate to
    18  charge  to ratepayers.  The commission shall by order update such stand-
    19  ards and procedures and ensure their enforceability in order to disallow
    20  all such inappropriate utility expenses from rate recovery.
    21    § 5. This act shall take effect January 1, 2027. Effective  immediate-
    22  ly,  the  addition,  amendment  and/or  repeal of any rule or regulation
    23  necessary for the implementation of this act on its effective  date  are
    24  authorized to be made and completed on or before such effective date.

    25                                   PART O
 
    26    Section 1. Intentionally omitted.
    27    §  2.  Paragraph  (f)  of  subdivision  12 of section 66 of the public
    28  service law, as amended by chapter 154 of the laws of 1989,  is  amended
    29  to read as follows:
    30    (f) (i) Whenever there shall be filed with the commission by any util-
    31  ity any schedule stating a new rate or charge, or any change in any form
    32  of contract or agreement or any rule or regulation relating to any rate,
    33  charge  or service, or in any general privilege or facility, the commis-
    34  sion may, at any time within sixty days from the date when such schedule
    35  would or has become effective, either upon complaint  or  upon  its  own
    36  initiative,  and, if it so orders, without answer or other formal plead-
    37  ing by the utility, but upon reasonable notice, hold a hearing  concern-
    38  ing  the propriety of a change proposed by the filing. If such change is
    39  a major change, the commission shall hold such a hearing.  Pending  such
    40  hearing  and  decision  thereon,  the  commission, upon filing with such
    41  schedule and delivering to the utility, a statement in  writing  of  its
    42  reasons  therefor,  may  suspend the operation of such schedule, but not
    43  for a longer period than one hundred and twenty  days  beyond  the  time
    44  when  it  would  otherwise  go  into effect. After full hearing, whether
    45  completed before or after the schedule goes into effect, the  commission
    46  may  make  such  order  in  reference  thereto  as  would be proper in a
    47  proceeding begun after the rate, charge, form of contract or  agreement,
    48  rule,  regulation,  service,  general  privilege  or facility had become
    49  effective. If any such hearing cannot be concluded within the period  of
    50  suspension as above stated, the commission may extend the suspension for
    51  a further period, not exceeding [six] ten months.
    52    (ii)  The  commission  shall  require  an  electric corporation or gas
    53  corporation to file a rate plan of no less than two years  and  no  more
    54  than  three  years  when  filing  for  any major change, in a manner and

        S. 9008--B                         40
 
     1  pursuant to requirements prescribed by the commission.  Such  rate  plan
     2  filed  shall  include  all necessary documentation, as determined by the
     3  commission, for the period of such rate plan, for the purpose of  justi-
     4  fying  and  supporting  each  year of the request. The commission in its
     5  discretion may extend the provisions of this section to municipalities.
     6    (iii) The commission shall not approve any rate  plan  resulting  from
     7  litigation, or agree to any rate plan resulting from a settlement with a
     8  utility,  for a term of less than two years, or more than three years in
     9  total, for any major change in rates, and no decision, ruling, order, or
    10  other determination of any court or tribunal may permit for  a  term  of
    11  less  than  two  years  or more than three years for any major change in
    12  rates, unless a term of less than two years  is  necessary  to  avoid  a
    13  substantial  risk to the reliability, safety or security of the electric
    14  grid or gas system.
    15    (iv) For any electric or gas utility corporation, when filing for  the
    16  first  major  change in rates following the effective date of this para-
    17  graph, the commission shall only approve a rate plan if  the  commission
    18  issues  an  order  on  the  merits  following litigation at a hearing on
    19  contested issues, with respect to such filing if it results from a liti-
    20  gated rate case. For a filing for a second major change by such electric
    21  or gas utility following the  effective  date  of  this  paragraph,  the
    22  commission shall only approve a rate plan with respect to such filing if
    23  it  results  from  a  joint settlement agreement between the department,
    24  other parties to the rate case, and such electric or gas utility  corpo-
    25  ration.  With  respect to a filing by such electric or gas utility for a
    26  major change thereafter, the commission shall only approve a  rate  plan
    27  resulting  from  a  settlement  if the prior rate plan approval resulted
    28  from a litigated rate case, and shall only approve a rate plan resulting
    29  from a litigated rate case if the prior rate plan approval resulted from
    30  a settlement between the department and such  electric  or  gas  utility
    31  corporation.
    32    (v)  The  commission  shall  deny  any  additional request for a major
    33  change to an existing rate plan or settlement unless such  denial  would
    34  cause  a  substantial risk to the reliability, safety or security of the
    35  electric grid or gas system.
    36    (vi) Subject to  the  foregoing  provisions  of  this  paragraph,  the
    37  commission  shall have such authority as may be necessary to address any
    38  adverse changes undertaken by a  gas  or  electric  corporation  to  the
    39  approved  rate  plan  after  the  rate  plan has been approved and is in
    40  effect, in order to ensure conformity with the approved rate plan.
    41    (vii) Any major change in rates approved by an order from the  commis-
    42  sion and subject to the foregoing provisions of this paragraph shall not
    43  include any provision, article or terms that permit such electric or gas
    44  utility  receiving  such  approval,  to collect additional compensation,
    45  premiums, bonuses, or favorable  regulatory  treatment  for  delaying  a
    46  future request or filing for a major change in rates.
    47    § 3. The public service law is amended by adding a new section 66-x to
    48  read as follows:
    49    §  66-x.  Granting  of  make whole provisions. 1. Definitions. For the
    50  purposes of this section, the following terms shall have  the  following
    51  meanings:
    52    (a)  "Suspension  period"  means the designated timeframe during which
    53  the implementation of a proposed utility rate, charge, or related change
    54  is temporarily halted by the commission, pursuant to  paragraph  (f)  of
    55  subdivision twelve of section sixty-six of this article.

        S. 9008--B                         41
 
     1    (b)  "Hearing"  means a formal proceeding conducted by the commission,
     2  initiated either upon complaint or at its own discretion, to examine and
     3  determine the appropriateness of proposed  changes  in  rates,  charges,
     4  contracts,  agreements,  rules, regulations, services, or general privi-
     5  leges or facilities by a utility, as outlined in paragraph (f) of subdi-
     6  vision twelve of section sixty-six of this article.
     7    (c)  "Make whole provision" means an arrangement in utility rate regu-
     8  lation that permits a utility to retroactively recover revenues it would
     9  have earned if new rates had been applied during a suspension period.
    10    (d) "Rate  compression"  means  the  phenomenon  where  customers  are
    11  charged higher rates in a condensed timeframe to compensate for retroac-
    12  tive  rate  adjustments,  often  due  to the application of a make whole
    13  provision.
    14    (e) "Rate period" means the time period in which a  regulated  utility
    15  collects rates that are authorized and approved by the commission.
    16    2.  Limitations  on  retroactive  rate  recovery. (a) To alleviate the
    17  impact of rate compression on all customers, the  following  limitations
    18  on  make  whole  provisions are hereby established for any period beyond
    19  the initial suspension period. The percentage limit applied shall extend
    20  uniformly to the entirety of the extended suspension period.
    21    (i) For the first two months  beyond  the  initial  suspension  period
    22  prior  to  a  hearing, a utility may recover up to ninety percent of the
    23  additional revenues it would have  collected  had  the  new  rates  been
    24  effective during the rate period.
    25    (ii)  For the third month, a utility may recover up to seventy percent
    26  of the additional revenues it would have collected  had  the  new  rates
    27  been effective during the rate period.
    28    (iii) For the fourth month, a utility may recover up to thirty percent
    29  of  the  additional  revenues  it would have collected had the new rates
    30  been effective during the rate period.
    31    (iv) For the fifth month and any subsequent months,  a  utility  shall
    32  not recover any additional revenues for the rate periods.
    33    (b)  In  instances  where  a  make  whole  provision is granted by the
    34  commission, a utility shall not seek to  recover,  in  any  future  rate
    35  filings or through any other financial mechanism or strategy, any reven-
    36  ues  not  recovered due to the limitations specified in paragraph (a) of
    37  this subdivision, nor shall any interest or carrying charges be  imposed
    38  on any deferred recovery granted under a make whole provision.
    39    (c) In the absence of a multi-year rate period, any allowable recovery
    40  under  a  make  whole  provision,  as  limited by this section, shall be
    41  deferred as determined by the commission,  provided  however  that  such
    42  recovery  shall  occur  over a period specified by the commission within
    43  the following two fiscal years and  shall  not  include  any  additional
    44  costs  or  interest  charges  to  customers.  The  commission may in its
    45  discretion may extend the provisions of this section to municipalities.
    46    § 4. Paragraph (f) of subdivision 10  of  section  80  of  the  public
    47  service  law,  as amended by chapter 154 of the laws of 1989, is amended
    48  to read as follows:
    49    (f) (i) Whenever there shall be filed with the commission by any util-
    50  ity any schedule stating a new rate or charge, or any change in any form
    51  of contract or agreement or any rule or regulation relating to any rate,
    52  charge or service, or in any general privilege or facility, the  commis-
    53  sion may, at any time within sixty days from the date when such schedule
    54  would  or  has  become  effective, either upon complaint or upon its own
    55  initiative, and, if it so orders, without answer or other formal  plead-
    56  ing  by the utility, but upon reasonable notice, hold a hearing concern-

        S. 9008--B                         42

     1  ing the propriety of a change proposed by the filing. If such change  is
     2  a  major  change, the commission shall hold such a hearing. Pending such
     3  hearing and decision thereon the commission, upon filing with such sche-
     4  dule  and  delivering  to  the  utility,  a  statement in writing of its
     5  reasons therefor, may suspend the operation of such  schedule,  but  not
     6  for  a  longer  period  than one hundred and twenty days beyond the time
     7  when it would otherwise go into  effect.  After  full  hearing,  whether
     8  completed  before or after the schedule goes into effect, the commission
     9  may make such order in  reference  thereto  as  would  be  proper  in  a
    10  proceeding  begun after the rate, charge, form of contract or agreement,
    11  rule, regulation, service, general  privilege  or  facility  had  become
    12  effective.  If  such  hearing  cannot  be concluded within the period of
    13  suspension as above stated, the commission may extend the suspension for
    14  a further period not exceeding [six] ten months.
    15    (ii) The commission shall require a steam corporation to file  a  rate
    16  plan  of no less than two years and no more than three years when filing
    17  for  any  major  change,  in  a  manner  and  pursuant  to  requirements
    18  prescribed  by  the  commission.  Such rate plan filed shall include all
    19  necessary documentation, as determined by the commission, for the period
    20  of such rate plan, for the purpose of  justifying  and  supporting  each
    21  year  of  the  request.  The commission in its discretion may extend the
    22  provisions of this section to municipalities.
    23    (iii) The commission shall not approve any rate  plan  resulting  from
    24  litigation, or agree to any rate plan resulting from a settlement with a
    25  utility,  for a term of less than two years, or more than three years in
    26  total, for any major change in rates, and no decision, ruling, order, or
    27  other determination of any court or tribunal may permit for  a  term  of
    28  less  than  two  years  or more than three years for any major change in
    29  rates, unless a term of less than two years  is  necessary  to  avoid  a
    30  substantial  risk  to  the  reliability, safety or security of the steam
    31  system.
    32    (iv) For any steam corporation, when filing for the first major change
    33  in rates following the effective date of this paragraph, the  commission
    34  shall  only approve a rate plan if the commission issues an order on the
    35  merits following litigation at  a  hearing  on  contested  issues,  with
    36  respect  to  such filing if it results from a litigated rate case. For a
    37  filing for a second major change by such steam corporation following the
    38  effective date of this paragraph, the commission shall  only  approve  a
    39  rate plan with respect to such filing if it results from a joint settle-
    40  ment  agreement  between the department, other parties to the rate case,
    41  and such steam corporation. With respect  to  a  filing  by  such  steam
    42  corporation  for  a  major  change thereafter, the commission shall only
    43  approve a rate plan resulting from a settlement if the prior  rate  plan
    44  approval  resulted  from a litigated rate case, and shall only approve a
    45  rate plan resulting from a litigated rate case if the  prior  rate  plan
    46  approval  resulted  from  a  settlement  between the department and such
    47  steam corporation.
    48    (v) The commission shall deny  any  additional  request  for  a  major
    49  change  to  an existing rate plan or settlement unless such denial would
    50  cause a substantial risk to the reliability, safety or security  of  the
    51  steam system.
    52    (vi)  Subject  to  the  foregoing  provisions  of  this paragraph, the
    53  commission shall have such authority as may be necessary to address  any
    54  adverse  changes  undertaken by a steam corporation to the approved rate
    55  plan after the rate plan has been approved and is in effect, in order to
    56  ensure conformity with the approved rate plan.

        S. 9008--B                         43
 
     1    (vii) Any major change in rates approved by an order from the  commis-
     2  sion and subject to the foregoing provisions of this paragraph shall not
     3  include  any  provision,  article or terms that permit such steam corpo-
     4  ration receiving such  approval,  to  collect  additional  compensation,
     5  premiums,  bonuses,  or  favorable  regulatory  treatment for delaying a
     6  future request or filing for a major change in rates.
     7    § 5. Section 80 of the public service law is amended by adding two new
     8  subdivisions 13 and 14 to read as follows:
     9    13. For the purposes of this subdivision, the  following  terms  shall
    10  have the following meanings:
    11    (a)  "Suspension  period"  means the designated timeframe during which
    12  the implementation of a proposed utility rate, charge, or related change
    13  is temporarily halted by the commission, pursuant to  paragraph  (f)  of
    14  subdivision ten of this section.
    15    (b)  "Hearing"  means a formal proceeding conducted by the commission,
    16  initiated either upon complaint or at its own discretion, to examine and
    17  determine the appropriateness of proposed  changes  in  rates,  charges,
    18  contracts,  agreements,  rules, regulations, services, or general privi-
    19  leges or facilities by a utility, as outlined in paragraph (f) of subdi-
    20  vision ten of this section.
    21    (c) "Make whole provision" means an arrangement in utility rate  regu-
    22  lation that permits a utility to retroactively recover revenues it would
    23  have earned if new rates had been applied during a suspension period.
    24    (d)  "Rate  compression"  means  the  phenomenon  where  customers are
    25  charged higher rates in a condensed timeframe to compensate for retroac-
    26  tive rate adjustments, often due to the  application  of  a  make  whole
    27  provision.
    28    (e)  "Rate  period" means the time period in which a regulated utility
    29  collects rates that are authorized and approved by the commission.
    30    14. (a) To alleviate the impact of rate compression on all  customers,
    31  the  following  limitations  on  make whole provisions are hereby estab-
    32  lished for any period beyond the initial suspension period. The percent-
    33  age limit applied shall extend uniformly to the entirety of the extended
    34  suspension period.
    35    (i) For the first two months  beyond  the  initial  suspension  period
    36  prior  to  a  hearing, a utility may recover up to ninety percent of the
    37  additional revenues it would have  collected  had  the  new  rates  been
    38  effective during the rate period.
    39    (ii)  For the third month, a utility may recover up to seventy percent
    40  of the additional revenues it would have collected  had  the  new  rates
    41  been effective during the rate period.
    42    (iii) For the fourth month, a utility may recover up to thirty percent
    43  of  the  additional  revenues  it would have collected had the new rates
    44  been effective during the rate period.
    45    (iv) For the fifth month and any subsequent months,  a  utility  shall
    46  not recover any additional revenues for the rate periods.
    47    (b)  In  instances  where  a  make  whole  provision is granted by the
    48  commission, a utility shall not seek to  recover,  in  any  future  rate
    49  filings or through any other financial mechanism or strategy, any reven-
    50  ues  not  recovered due to the limitations specified in paragraph (a) of
    51  this subdivision, nor shall any interest or carrying charges be  imposed
    52  on any deferred recovery granted under a make whole provision.
    53    (c) In the absence of a multi-year rate period, any allowable recovery
    54  under  a  make  whole  provision,  as  limited by this section, shall be
    55  deferred as determined by the commission,  provided  however  that  such
    56  recovery  shall  occur  over a period specified by the commission within

        S. 9008--B                         44
 
     1  the following two fiscal years and  shall  not  include  any  additional
     2  costs  or  interest  charges  to  customers.  The  commission may in its
     3  discretion extend the provisions of this section to municipalities.
     4    §  6.  Paragraph  (f)  of subdivision 10 of section 89-c of the public
     5  service law, as amended by chapter 154 of the laws of 1989,  is  amended
     6  to read as follows:
     7    (f)  (i)  Whenever  there  shall  be  filed with the commission by any
     8  water-works corporation any schedule stating a new rate  or  charge,  or
     9  any  change  in  any  form of contract or agreement or any rule or regu-
    10  lation relating to any rate, charge or service, or in any general privi-
    11  lege or facility, the commission may, at any time within sixty days from
    12  the date when such schedule would or has become effective,  either  upon
    13  complaint  or  upon  its  own  initiative, and, if it so orders, without
    14  answer or other formal pleading by the interested corporation, but  upon
    15  reasonable  notice,  hold a hearing concerning the propriety of a change
    16  proposed by the filing. If such change is a major change, the commission
    17  shall hold such a hearing. Pending such hearing  and  decision  thereon,
    18  the  commission,  upon  filing  with such schedule and delivering to the
    19  corporation affected thereby a  statement  in  writing  of  its  reasons
    20  therefor,  may  suspend  the  operation  of such schedule, but not for a
    21  longer period than one hundred and twenty days beyond the time  when  it
    22  would  otherwise go into effect. After a full hearing, whether completed
    23  before or after the schedule goes into effect, the commission  may  make
    24  such order in reference thereto as would be proper in a proceeding begun
    25  after the rate, charge, form of contract or agreement, rule, regulation,
    26  service, general privilege or facility had become effective. If any such
    27  hearing  cannot  be  concluded  within the period of suspension as above
    28  stated, the commission may extend the suspension for  a  further  period
    29  not exceeding [six] ten months.
    30    (ii)  The commission shall require a water-works corporation to file a
    31  rate plan of no less than two years and no more than  three  years  when
    32  filing  for  any  major change, in a manner and pursuant to requirements
    33  prescribed by the commission. Such rate plan  filed  shall  include  all
    34  necessary documentation, as determined by the commission, for the period
    35  of  such  rate  plan,  for the purpose of justifying and supporting each
    36  year of the request. The commission in its  discretion  may  extend  the
    37  provisions of this section to municipalities.
    38    (iii)  The  commission  shall not approve any rate plan resulting from
    39  litigation, or agree to any rate plan resulting from a settlement with a
    40  utility, for a term of less than two years, or more than three years  in
    41  total, for any major change in rates, and no decision, ruling, order, or
    42  other  determination  of  any court or tribunal may permit for a term of
    43  less than two years or more than three years for  any  major  change  in
    44  rates,  unless  a  term  of  less than two years is necessary to avoid a
    45  substantial risk to the reliability, safety or  security  of  the  water
    46  system.
    47    (iv)  For any water-works corporation, when filing for the first major
    48  change in rates following the effective  date  of  this  paragraph,  the
    49  commission  shall  only  approve a rate plan if the commission issues an
    50  order on the merits following  litigation  at  a  hearing  on  contested
    51  issues,  with respect to such filing if it results from a litigated rate
    52  case. For a filing for a second major change by such water-works  corpo-
    53  ration  following  the  effective date of this paragraph, the commission
    54  shall only approve a rate plan with respect to such filing if it results
    55  from a joint settlement agreement between the department, other  parties
    56  to  the  rate  case, and such water-works corporation. With respect to a

        S. 9008--B                         45
 
     1  filing by such water-works corporation for a  major  change  thereafter,
     2  the  commission  shall only approve a rate plan resulting from a settle-
     3  ment if the prior rate plan approval  resulted  from  a  litigated  rate
     4  case, and shall only approve a rate plan resulting from a litigated rate
     5  case  if the prior rate plan approval resulted from a settlement between
     6  the department and such water-works corporation.
     7    (v) The commission shall deny  any  additional  request  for  a  major
     8  change  to  an existing rate plan or settlement unless such denial would
     9  cause a substantial risk to the reliability, safety or security  of  the
    10  water system.
    11    (vi)  Subject  to  the  foregoing  provisions  of  this paragraph, the
    12  commission shall have such authority as may be necessary to address  any
    13  adverse  changes undertaken by a water-works corporation to the approved
    14  rate plan after the rate plan has been approved and  is  in  effect,  in
    15  order to ensure conformity with the approved rate plan.
    16    (vii)  Any major change in rates approved by an order from the commis-
    17  sion and subject to the foregoing provisions of this paragraph shall not
    18  include any provision, article or terms  that  permit  such  water-works
    19  corporation receiving such approval, to collect additional compensation,
    20  premiums,  bonuses,  or  favorable  regulatory  treatment for delaying a
    21  future request or filing for a major change in rates.
    22    § 7. Section 89-p of the public service law, as added by  chapter  476
    23  of the laws of 1979, is amended to read as follows:
    24    § 89-p. Powers   of   the   department.  1.  Granting  of  make  whole
    25  provisions. For the purposes of this subdivision,  the  following  terms
    26  shall have the following meanings:
    27    (a)  "Suspension  period"  means the designated timeframe during which
    28  the implementation of a proposed utility rate, charge, or related change
    29  is temporarily halted by the commission, pursuant to  paragraph  (f)  of
    30  subdivision ten of section eighty of this chapter.
    31    (b)  "Hearing"  means a formal proceeding conducted by the commission,
    32  initiated either upon complaint or at its own discretion, to examine and
    33  determine the appropriateness of proposed  changes  in  rates,  charges,
    34  contracts,  agreements,  rules, regulations, services, or general privi-
    35  leges or facilities by a utility, as outlined in paragraph (f) of subdi-
    36  vision ten of section eighty of this article.
    37    (c) "Make whole provision" means an arrangement in utility rate  regu-
    38  lation that permits a utility to retroactively recover revenues it would
    39  have earned if new rates had been applied during a suspension period.
    40    (d)  "Rate  compression"  means  the  phenomenon  where  customers are
    41  charged higher rates in a condensed timeframe to compensate for retroac-
    42  tive rate adjustments, often due to the  application  of  a  make  whole
    43  provision.
    44    (e)  "Rate  period" means the time period in which a regulated utility
    45  collects rates that are authorized and approved by the commission.
    46    2. Limitations on retroactive rate recovery.   (a)  To  alleviate  the
    47  impact  of  rate compression on all customers, the following limitations
    48  on make whole provisions are hereby established for  any  period  beyond
    49  the initial suspension period. The percentage limit applied shall extend
    50  uniformly to the entirety of the extended suspension period.
    51    (i)  For  the  first  two  months beyond the initial suspension period
    52  prior to a hearing, a utility may recover up to ninety  percent  of  the
    53  additional  revenues  it  would  have  collected  had the new rates been
    54  effective during the rate period.

        S. 9008--B                         46
 
     1    (ii) For the third month, a utility may recover up to seventy  percent
     2  of  the  additional  revenues  it would have collected had the new rates
     3  been effective during the rate period.
     4    (iii) For the fourth month, a utility may recover up to thirty percent
     5  of  the  additional  revenues  it would have collected had the new rates
     6  been effective during the rate period.
     7    (iv) For the fifth month and any subsequent months,  a  utility  shall
     8  not recover any additional revenues for the rate periods.
     9    (b)  In  instances  where  a  make  whole  provision is granted by the
    10  commission, a utility shall not seek to  recover,  in  any  future  rate
    11  filings or through any other financial mechanism or strategy, any reven-
    12  ues  not  recovered due to the limitations specified in paragraph (a) of
    13  this subdivision, nor shall any interest or carrying charges be  imposed
    14  on any deferred recovery granted under a make whole provision.
    15    (c) In the absence of a multi-year rate period, any allowable recovery
    16  under  a  make  whole  provision,  as  limited by this section, shall be
    17  deferred as determined by the commission,  provided  however  that  such
    18  recovery  shall  occur  over a period specified by the commission within
    19  the following two fiscal years and  shall  not  include  any  additional
    20  costs  or  interest  charges  to  customers.  The  commission may in its
    21  discretion extend the provisions of this section to municipalities.
    22    3. The department shall, with respect  to  out  of  state  water-works
    23  corporations which are affiliated with in-state water-works corporations
    24  and  which  provide  water  to  such  in-state corporations for eventual
    25  retail to New York consumers, keep apprised of, attend and monitor, and,
    26  where possible, formally intervene in rate cases brought by such out  of
    27  state  corporations  before  the  appropriate  regulatory agency of such
    28  other state. The  commission  shall  consider  and  utilize  information
    29  secured  therefrom  in determining whether rate increases sought by such
    30  affiliated in-state corporations are in the public interest.
    31    § 8. Severability clause. If any clause, sentence, paragraph, subdivi-
    32  sion, section or part of this act shall be  adjudged  by  any  court  of
    33  competent  jurisdiction  to  be invalid, such judgment shall not affect,
    34  impair, or invalidate the remainder thereof, but shall  be  confined  in
    35  its  operation  to the clause, sentence, paragraph, subdivision, section
    36  or part thereof directly involved in the controversy in which such judg-
    37  ment shall have been rendered. It is hereby declared to be the intent of
    38  the legislature that this act would  have  been  enacted  even  if  such
    39  invalid provisions had not been included herein.
    40    §  9.  This  act shall take effect immediately, provided that sections
    41  three, five, and seven of this act shall take effect one year  after  it
    42  shall  have become a law; and provided, further, that sections two, four
    43  and six of this act shall take effect on the one hundred  eightieth  day
    44  after it shall have become a law; provided, further, that this act shall
    45  not apply to any rate plan in effect prior to such effective date.
 
    46                                   PART P
 
    47    Section  1.  The public service law is amended by adding a new section
    48  66-x to read as follows:
    49    § 66-x. Energy affordability index. 1. Beginning  January  first,  two
    50  thousand twenty-seven, the commission shall require each gas corporation
    51  and electric corporation, or combination electric and gas corporation to
    52  submit  an  annual affordability index showing the energy burden of such
    53  corporation's residential customers.  The  commission  shall  promulgate
    54  rules and regulations adopting a methodology for gas corporations, elec-

        S. 9008--B                         47
 
     1  tric  corporations  and  combination  electric  and  gas corporations to
     2  calculate an affordability index.   The  methodology  shall  incorporate
     3  consideration  of  a  variety of differentiated income tiers, sources of
     4  energy  burden,  and  such  other considerations as the commission shall
     5  determine.
     6    2. On or before June first, two thousand  twenty-seven,  and  annually
     7  thereafter,  the commission shall issue a report on energy affordability
     8  that includes a comparison of the affordability of  residential  utility
     9  service  provided  by  each  gas  corporation, electric corporation, and
    10  combination electric and gas corporation in New York state  to  afforda-
    11  bility  data  from  other states as reported by the United States energy
    12  information administration.
    13    3. The findings of such report, including  information  obtained  from
    14  the  filings of affordability indices in accordance with subdivision one
    15  of this section and paragraph  (n)  of  subdivision  twelve  of  section
    16  sixty-six  of  this  article,  and  information obtained from reports of
    17  affordability monitors and investigations of gas corporations and  elec-
    18  tric  corporations  pursuant  to  subdivision  thirty-three  of  section
    19  sixty-six of this article shall be used by the commission to inform  how
    20  the  commission  evaluates  applications for major changes in rates. The
    21  commission shall, in each order approving a major change in rates for  a
    22  gas  corporation  or  electric corporation, explain how such information
    23  affected or modified its order when approving a major change  in  rates,
    24  and how it is supported by such information.
    25    § 2. Subdivision 12 of section 66 of the public service law is amended
    26  by adding a new paragraph (n) to read as follows:
    27    (n)  The  commission shall require each application for a major change
    28  in rates filed by a gas corporation, electric corporation,  or  combina-
    29  tion electric and gas corporation to include an affordability index that
    30  shows  the  energy burden of such corporation's residential customers at
    31  the time of filing and what the energy burden  would  be  following  the
    32  corporation's  proposed change in rates, as calculated using the method-
    33  ology adopted by the commission pursuant to section sixty-six-x of  this
    34  article.
    35    (i)  Within the affordability index filed by a gas, electric or combi-
    36  nation electric and gas  corporation,  the  corporation  shall  identify
    37  sources  of  energy burden for customers, including, but not limited to,
    38  lack of access to energy efficiency upgrades or energy efficient  appli-
    39  ances,  under  enrollment  in  energy  affordability programs, increased
    40  delivery rates, customer usage, weather related patterns, wrongful bill-
    41  ing practices, and energy supply prices.
    42    (ii) When identifying sources of energy burden pursuant to this  para-
    43  graph  the  corporation shall include an estimate of the overall cost of
    44  such source of energy burden and a brief explanation thereof.
    45    (iii) The corporation shall additionally include  within  such  filing
    46  potential solutions to assist energy burdened customers.
    47    (iv)  All information pertaining to the requirements set forth in this
    48  paragraph shall be fully viewable, publicly  available  and  prominently
    49  posted  on  the  commission's  website except in cases where such public
    50  availability and posting would  result  in  disclosure  of  confidential
    51  information  such  confidential information shall be excluded or anonym-
    52  ized.
    53    § 3. Section 66 of the public service law is amended by adding  a  new
    54  subdivision 33 to read as follows:
    55    33.  (a)  Following  any commission decision that approves a change in
    56  rates that results in an energy burden greater than  three  percent  for

        S. 9008--B                         48
 
     1  residential  electric service or greater than three percent for residen-
     2  tial gas service, or greater than six percent for  residential  combina-
     3  tion  electric  and  gas  service,  install an independent affordability
     4  monitor  inside any gas corporation, electric corporation or combination
     5  electric and gas corporation for a time period determined by the commis-
     6  sion but for no less than one year.
     7    (b) In every case in which the commission  installs  an  affordability
     8  monitor,  it  shall have authority to select the monitor, and to require
     9  the electric corporation, gas corporation, or combination  electric  and
    10  gas  corporation being monitored to enter into a contract with the moni-
    11  tor to pay for the monitor's services at such corporation's expense  and
    12  which  costs  shall  not  be recoverable from ratepayers.  Such contract
    13  shall provide further that the monitor shall  work  for  and  under  the
    14  direction  of  the  commission according to such terms as the commission
    15  may determine are necessary and reasonable.
    16    (c) Such affordability monitor shall have power  to  examine  records,
    17  including  but not limited to, the accounts, books, contracts, property,
    18  assets, procurement history, taxes, accounting, operations, maintenance,
    19  past and present customer billing systems and related documents, custom-
    20  er complaints, as well as financial documents, reports,  and  papers  of
    21  the  corporation  and  shall have full access to management meetings and
    22  related records, in order to review utility operations and expenditures,
    23  and the corporation shall provide such materials and such access to  the
    24  affordability  monitor.  The  affordability  monitor shall report to the
    25  commission annually the primary cost  drivers  that  caused  the  energy
    26  burden  to  rise  to  more  than  three percent for residential electric
    27  service or greater than three percent for residential  gas  service,  or
    28  greater  than  six  percent for residential combination electric and gas
    29  service, and any opportunities for cost savings.  Such report  shall  be
    30  publicly  available  and posted prominently on the commission's website.
    31  The commission upon receiving a report from  the  affordability  monitor
    32  shall review the primary cost drivers and all opportunities for savings.
    33  The  commission in its review shall make a determination if the opportu-
    34  nities for savings detailed by  the  energy  affordability  monitor  are
    35  actionable.  If  the commission determines that any of the opportunities
    36  for savings are not actionable the commission shall provide  a  detailed
    37  explanation  for that decision. If the commission determines an opportu-
    38  nity for savings is actionable, it shall issue an  order  within  ninety
    39  days  detailing  the adjustments in operations, incentives and/or policy
    40  required by such corporation.
    41    (d) Failure by any gas corporation, or electric corporation or  combi-
    42  nation  electric  and  gas  corporation,  to  reasonably comply with the
    43  affordability monitor's investigation shall result in corrective  action
    44  by  the  commission,  including  but  not  limited  to, orders directing
    45  corrective action, and penalties for violations of this chapter,  and/or
    46  any other action deemed appropriate by the commission.
    47    (e)  If  the  energy affordability monitor discovers evidence of wide-
    48  spread errors, including but not limited to errors  in  billing,  rates,
    49  charges,  and  compensation  for  employees  or third-party contractors,
    50  miscategorization of expenses,  fraud,  or  wrongdoing,  the  commission
    51  shall initiate an investigation within fourteen days of the affordabili-
    52  ty monitor submitting the report to the commission. The commission shall
    53  conclude  the investigation within six months of initiating the investi-
    54  gation. The results of every investigation pursuant to this  subdivision
    55  shall  be  publicly available and posted prominently on the commission's
    56  website.

        S. 9008--B                         49
 
     1    (f) The commission when releasing the  findings  of  an  investigation
     2  into  such  corporation  shall  determine whether the corporation was at
     3  fault and determine if  corrective  action  is  appropriate.  Corrective
     4  action may include but shall not be limited to, penalties for violations
     5  of  this chapter, negative revenue adjustments to a corporation's return
     6  on equity, and/or any other action deemed appropriate by the commission.
     7  Any settlement, interest, fees, penalties or disgorged profits collected
     8  by the commission as a result of investigations pursuant to this  subdi-
     9  vision  shall  be  promptly  returned  to impacted residential and small
    10  non-residential ratepayers in the form of on-bill credits.
    11    § 4. This act shall take effect January 1, 2027. Effective  immediate-
    12  ly,  the  addition,  amendment  and/or  repeal of any rule or regulation
    13  necessary for the implementation of this act on its effective  date  are
    14  authorized to be made and completed on or before such date.
 
    15                                   PART Q
 
    16    Section 1. Subdivision 1 of section 235-a of the real property law, as
    17  amended  by  chapter  143  of  the  laws  of 2020, is amended to read as
    18  follows:
    19    1. In any case in which a residential tenant  shall  lawfully  make  a
    20  payment  to  a  utility  company pursuant to the provisions of [sections
    21  thirty-three,] section thirty-four [and  one  hundred  sixteen]  of  the
    22  public  service  law,  or to a utility company as defined in subdivision
    23  twenty-three of section two of the public service law, public authority,
    24  water-works corporation,  as  defined  in  subdivision  twenty-seven  of
    25  section  two  of  the  public service law, or municipal water system, as
    26  prescribed in section eighty-nine-l of the public service law, for water
    27  service which a landlord is responsible for but has failed or refused to
    28  provide payment therefor, such payment  shall  be  deductible  from  any
    29  future payment of rent.
    30    §  2. Section 33 of the public service law, as added by chapter 713 of
    31  the laws of 1981, paragraphs (c) and (d) of subdivision 1 as amended  by
    32  chapter 195 of the laws of 2010, is amended to read as follows:
    33    § 33. Discontinuance of residential utility service to multiple dwell-
    34  ings.  1. Notwithstanding any other provisions of law, no public utility
    35  company or municipality shall discontinue gas, electric or steam service
    36  to an entire multiple dwelling (as defined in the multiple dwelling  law
    37  or  the  multiple  residence  law)  located  anywhere  in this state for
    38  nonpayment of bills rendered for service [unless such]. A public utility
    39  company or municipality may commence an action against the owner of  the
    40  premises  affected seeking a lien against such multiple dwelling for the
    41  amount of such utility bills. A utility shall have  given  fifteen  days
    42  written  notice  of  its intention so to [discontinue] seek such lien as
    43  follows:
    44    (a) Such notice shall be served personally on the owner of  the  prem-
    45  ises  affected,  or in lieu thereof, to the person, firm, or corporation
    46  to whom or which the last preceding bill has been rendered and from whom
    47  or which the utility has received payment therefor, and  to  the  super-
    48  intendent  or  other  person  in  charge  of  the  building  or premises
    49  affected, if it can be readily ascertained that  there  is  such  super-
    50  intendent or other person in charge.
    51    (b)  In  lieu  of  personal delivery to the person or persons, firm or
    52  corporation specified in paragraph (a) [above] of this subdivision, such
    53  notice may be mailed in a postpaid wrapper to the address of such person
    54  or persons, firm or corporation.

        S. 9008--B                         50
 
     1    (c) In addition to the notice prescribed by paragraph (a)  or  (b)  of
     2  this subdivision, fifteen days written notice shall be (i) posted in the
     3  public areas of such multiple dwelling, (ii) mailed to the "Occupant" of
     4  each  unit  in  that multiple dwelling, (iii) mailed to the local health
     5  officer  and  the director of the social services district for the poli-
     6  tical subdivision in which the multiple dwelling is located, (iv) if the
     7  multiple dwelling is located in a city or a village, mailed to the mayor
     8  thereof, or if there be none, to the manager, or, if the multiple dwell-
     9  ing is located in a town, then mailed to the town supervisor, (v) mailed
    10  to the county executive of the county in which the multiple dwelling  is
    11  located, or if there be none, then to the [chairman] chairperson of such
    12  county's legislative body, and (vi) mailed to the office of the New York
    13  state  long  term care ombudsman, if the multiple dwelling is a residen-
    14  tial health care facility as defined in  subdivision  three  of  section
    15  twenty-eight hundred one of the public health law, an adult care facili-
    16  ty  as  defined  in  subdivision twenty-one of section two of the social
    17  services law, or an assisted living residence as defined in  subdivision
    18  one  of  section forty-six hundred fifty-one of the public health law as
    19  added by chapter two of the laws of two thousand four.  Notice  required
    20  by  subparagraphs  (iv)  and  (v) of this paragraph may be mailed to the
    21  persons specified therein or to their respective designees.  The  notice
    22  required  by this paragraph shall state [the intended date of discontin-
    23  uance of service,] the amount due for such service, and  [the  procedure
    24  by  which  any tenant or public agency may make such payment and thereby
    25  avoid discontinuance of service] that the utility will  not  discontinue
    26  service and shall seek a lien against the owner.
    27    [(d) The written notice required by subparagraphs (iii), (iv), (v) and
    28  (vi)  of  paragraph  (c)  of this subdivision shall be repeated not more
    29  than four days nor less than two days prior to such discontinuance.
    30    1-a. Whenever a notice of intention to discontinue utility service has
    31  been made pursuant to the provisions of  this  section  and  obligations
    32  owed  the  utility  or  municipality have been satisfied, the utility or
    33  municipality shall notify, in the same manner as it gave such notice  of
    34  intention,  the  occupant of each unit that the intention to discontinue
    35  utility service no longer exists.]
    36    2. For the purposes of  this  section,  the  department  charged  with
    37  enforcing  the  multiple  dwelling  law  shall prepare a schedule of all
    38  multiple dwellings within its jurisdiction and shall provide a  copy  of
    39  such  schedule to any gas, steam or electric corporation or municipality
    40  subject to the provisions  of  this  section.  Such  schedule  shall  be
    41  revised  semi-annually  and a revised copy provided to such corporation.
    42  Every county, and every municipality to which the multiple dwelling  law
    43  does  not  apply, which county or municipality has compiled or hereafter
    44  may compile a listing of all multiple dwellings within its  jurisdiction
    45  shall  make  such  listing available without charge to any gas, steam or
    46  electric corporation providing service in such county or municipality.
    47    3. [Any gas, electric or steam corporation or municipality which will-
    48  fully fails to comply with the  provisions  of  this  section  shall  be
    49  liable  for  a  penalty of twenty-five dollars for each occupied unit of
    50  the multiple dwelling for each day during which  service  is  unlawfully
    51  discontinued;  provided, however, that when the only non-compliance with
    52  this section is failure to mail notice to each "Occupant" as required by
    53  clause (ii) of paragraph (c) of subdivision one above the penalty  shall
    54  be  twenty-five  dollars for each occupied unit of the multiple dwelling
    55  to which notice was not mailed for each  day  during  which  service  is
    56  unlawfully  discontinued.  An  action  to  recover  a penalty under this

        S. 9008--B                         51

     1  section may be brought by the counsel to the commission in any court  of
     2  competent  jurisdiction  in  this state in the name of the people of the
     3  state of New York. Any moneys recovered in such action shall be paid  to
     4  the state treasury to the credit of the general fund.
     5    4.] Any person who willfully interferes with the posting of the notice
     6  specified  in  [clause] subparagraph (i) of paragraph (c) of subdivision
     7  one [above] of this section by any gas, steam or electric corporation or
     8  municipality, willfully defaces or mutilates any such notice,  or  will-
     9  fully removes the same from the place where it is posted by such company
    10  prior  to  the  date specified therein for the discontinuance of service
    11  shall be guilty of a violation and, upon conviction, shall  be  punished
    12  by a fine not exceeding twenty-five dollars.
    13    [5.  The  commission  shall  maintain  rules  and  regulations for the
    14  payment by tenants of utility bills for gas, electric or  steam  service
    15  in  a multiple dwelling to which this section applies where the owner of
    16  any such multiple dwelling, or the person, firm or corporation  to  whom
    17  or which the last preceding bill has been rendered or from whom or which
    18  the utility or municipality has received payment therefor, has failed to
    19  pay  such  utility  bills.  Such rules and regulations shall (a) provide
    20  that utility service may not be discontinued to any such multiple dwell-
    21  ing as long as the tenants continue to make timely payments  in  accord-
    22  ance  with  established procedures; (b) include designation of an office
    23  to advise tenants of the rights and  procedures  available  pursuant  to
    24  such  rules and regulations; (c) assure that tenants shall not be liable
    25  for bills more than two months in arrears; and (d) require  the  commis-
    26  sion  upon petition of twenty-five percent of the tenants of such multi-
    27  ple dwelling to meet with representatives of such tenants and the owner,
    28  person, firm or corporation to whom or which the last preceding bill has
    29  been rendered or from whom or which the  utility  has  received  payment
    30  therefor.]
    31    §  3. Section 116 of the public service law, as amended by chapter 713
    32  of the laws of 1981, subdivision 5 as separately amended by chapter  511
    33  of the laws of 1981, is amended to read as follows:
    34    § 116. Discontinuance  of  water  service  to  multiple  dwellings. 1.
    35  Notwithstanding any other provisions of law, no public  utility  company
    36  shall  discontinue  water  service  to  an  entire multiple dwelling (as
    37  defined in the multiple dwelling law  or  the  multiple  residence  law)
    38  located  anywhere  in  this  state  for nonpayment of bills rendered for
    39  service [unless such]. A public  utility  company  or  municipality  may
    40  commence  an action against the owner of the premises affected seeking a
    41  lien against such multiple dwelling  for  the  amount  of  such  utility
    42  bills.  A  utility  shall have given fifteen days' written notice of its
    43  intention so to [discontinue] seek such lien as follows:
    44    (a) Such notice shall be served personally on the owner of  the  prem-
    45  ises  affected,  or in lieu thereof, to the person, firm, or corporation
    46  to whom or which the last preceding bill has been rendered and from whom
    47  or which the utility has received payment therefor, and  to  the  super-
    48  intendent  or  other  person  in  charge  of  the  building  or premises
    49  affected, if it can be readily ascertained that  there  is  such  super-
    50  intendent or other person in charge.
    51    (b)  In  lieu  of  personal delivery to the person or persons, firm or
    52  corporation specified in paragraph (a) [above] of this subdivision, such
    53  notice may be mailed in a postpaid wrapper to the address of such person
    54  or persons, firm or corporation.
    55    (c) In addition to the notice  prescribed  by  paragraph  (a)  or  (b)
    56  [above]  of  this subdivision, fifteen days' written notice shall be (i)

        S. 9008--B                         52
 
     1  posted in the public areas of such multiple dwelling, (ii) mailed to the
     2  "Occupant" of each unit in that multiple dwelling, (iii) mailed  to  the
     3  local  health  officer  and the director of the social services district
     4  for the political subdivision in which the multiple dwelling is located,
     5  (iv)  if the multiple dwelling is located in a city or a village, mailed
     6  to the mayor thereof, or if there be none, to the manager,  or,  if  the
     7  multiple dwelling is located in a town, then mailed to the town supervi-
     8  sor,  and  (v) mailed to the county executive of the county in which the
     9  multiple dwelling is located, or if there be none, then to  the  [chair-
    10  man]  chairperson  of such county's legislative body. Notice required by
    11  subparagraphs (iv) and (v) of  this  paragraph  may  be  mailed  to  the
    12  persons  specified  therein or to their respective designees. The notice
    13  required by this paragraph shall state the [intended date of  discontin-
    14  uance  of  service, the] amount due for such service, and [the procedure
    15  by which any tenant or public agency may make such payment  and  thereby
    16  avoid  discontinuance  of service] that the utility will not discontinue
    17  service and shall seek a lien against the owner.
    18    [(d) The written notice required by clauses (iii),  (iv)  and  (v)  of
    19  paragraph  (c)  above shall be repeated not more than four days nor less
    20  than two days prior to such discontinuance.
    21    1-a. Whenever a notice of intention to discontinue utility service has
    22  been made pursuant to the provisions of  this  section  and  obligations
    23  owed  the  utility have been satisfied, the utility shall notify, in the
    24  same manner as it gave such notice of intention, the  occupant  of  each
    25  unit  that  the  intention  to  discontinue  utility  service  no longer
    26  exists.]
    27    2. For the purposes of  this  section,  the  department  charged  with
    28  enforcing  the  multiple  dwelling  law  shall prepare a schedule of all
    29  multiple dwellings within its jurisdiction and shall provide a  copy  of
    30  such schedule to any water corporation subject to the provisions of this
    31  section. Such schedule shall be revised semi-annually and a revised copy
    32  provided  to  such  corporation. Every county, and every municipality to
    33  which the multiple dwelling law does not apply, which county or  munici-
    34  pality  has  compiled or hereafter may compile a listing of all multiple
    35  dwellings within its jurisdiction  shall  make  such  listing  available
    36  without charge to any water corporation providing service in such county
    37  or municipality.
    38    3.  [Any  water  corporation  which willfully fails to comply with the
    39  provisions of this section shall be liable for a penalty of  twenty-five
    40  dollars  for  each  occupied  unit of the multiple dwelling for each day
    41  during which service is unlawfully discontinued; provided, however, that
    42  when the only non-compliance with this section is failure to mail notice
    43  to each "Occupant" as required by clause (ii) of paragraph (c) of subdi-
    44  vision one above the penalty shall be twenty-five dollars for each occu-
    45  pied unit of the multiple dwelling to which notice was  not  mailed  for
    46  each  day during which service is unlawfully discontinued.  An action to
    47  recover a penalty under this section may be brought by  the  counsel  to
    48  the  commission  in any court of competent jurisdiction in this state in
    49  the name of the people of the state of New York. Any monies recovered in
    50  such action shall be paid to the state treasury to  the  credit  of  the
    51  general fund.
    52    4.] Any person who willfully interferes with the posting of the notice
    53  specified  in  [clause] subparagraph (i) of paragraph (c) of subdivision
    54  one [above] of this section by any water corporation, willfully  defaces
    55  or  mutilates  any  such  notice, or willfully removes the same from the
    56  place where it is posted by such company prior  to  the  date  specified

        S. 9008--B                         53
 
     1  therein for the discontinuance of service shall be guilty of a violation
     2  and,  upon conviction, shall be punished by a fine not exceeding twenty-
     3  five dollars.
     4    [5.  The  commission  shall  maintain  rules  and  regulations for the
     5  payment by tenants of utility bills for  water  service  in  a  multiple
     6  dwelling  to  which  this  section  applies  where the owner of any such
     7  multiple dwelling, or the person, firm or corporation to whom  or  which
     8  the  last  preceding  bill  has  been rendered or from whom or which the
     9  utility has received payment therefore, has failed to pay  such  utility
    10  bills. Such rules and regulations shall (i) provide that utility service
    11  may  not  be  discontinued  to any such multiple dwelling as long as the
    12  tenants continue to make timely payments in accordance with  established
    13  procedures;  (ii)  include designation of an office to advise tenants of
    14  the rights and procedures available pursuant to  such  rules  and  regu-
    15  lations;  (iii)  assure  that tenants shall not be liable for bills more
    16  than two months in arrears; and (iv) require the commission  upon  peti-
    17  tion  of twenty-five percent of the tenants of such multiple dwelling to
    18  meet with representatives of such tenants and the owner, person, firm or
    19  corporation to whom or which the last preceding bill has  been  rendered
    20  or from whom or which the utility has received payment therefore.]
    21    §  4.  This  act shall take effect on the ninetieth day after it shall
    22  have become a law.
 
    23                                   PART R
 
    24    Section 1. Intentionally omitted.
    25    § 1-a. This act shall be known and may be cited  as  the  "sustainable
    26  housing and sprawl prevention act".
    27    §  2.  The opening paragraph of subdivision 4 of section 8-0109 of the
    28  environmental conservation law, as amended by chapter 49 of the laws  of
    29  2023, is amended to read as follows:
    30    As  early  as  possible in the formulation of a proposal for an action
    31  but not more than one year from the establishment of a lead agency,  the
    32  responsible  agency shall make an initial determination as to whether an
    33  environmental impact statement need  be  prepared  for  the  action.  In
    34  making such determination for any proposed action the responsible agency
    35  shall  consider  whether  such action may cause or increase a dispropor-
    36  tionate pollution burden on a disadvantaged community that  is  directly
    37  or  significantly  indirectly affected by such action. When an action is
    38  to be carried out or approved by two or  more  agencies,  such  determi-
    39  nation  shall  be made as early as possible after the designation of the
    40  lead agency.
    41    § 3. Subdivision 5 of section 8-0109 of the environmental conservation
    42  law is amended by adding a second  undesignated  paragraph  to  read  as
    43  follows:
    44    Notwithstanding  the  specified time periods established by this arti-
    45  cle, for actions involving applications for a permit  or  authorization,
    46  the  agency  shall  prepare  and make available the environmental impact
    47  statement within two years after the date a draft  environmental  impact
    48  statement  is  determined  to be required, unless the agency extends the
    49  deadline in writing and, in consultation with an applicant  and  at  the
    50  discretion  of the agency, establishes a new deadline that provides only
    51  so much additional time as is necessary to  complete  the  environmental
    52  impact  statement,  considering any changes made by the applicant to the
    53  project design after the issuance of the scoping document that result in
    54  new significant environmental impacts, or additional actions that  could

        S. 9008--B                         54
 
     1  not  have  been reasonably anticipated during scoping, or the failure of
     2  an applicant to provide necessary information despite good faith  effort
     3  by  an agency, or delay in circumstances beyond the control of an agency
     4  or an applicant.
     5    § 4. Intentionally omitted.
     6    §  5.  Section 8-0111 of the environmental conservation law is amended
     7  by adding a new subdivision 7 to read as follows:
     8    7. Statute of limitations. The time to commence a proceeding to review
     9  an agency determination under the provisions of this  article  or  under
    10  the  rules  or  regulations  implementing the provisions of this article
    11  shall begin to accrue when the agency determination to approve or disap-
    12  prove the action becomes final and binding upon the  petitioner  or  the
    13  person whom the petitioner represents in law or in fact.
    14    § 6. Intentionally omitted.
    15    § 7. Intentionally omitted.
    16    §  8.  The  environmental  conservation law is amended by adding a new
    17  section 8-0119 to read as follows:
    18  § 8-0119. Certain actions exempt or subject to limited review.
    19    1. Exempt actions  for  construction  of  residential  dwellings.  (a)
    20  Notwithstanding  any law, rule or regulation to the contrary, qualifying
    21  actions with respect to the construction of a new multiple  dwelling  or
    22  more than one contiguous multiple dwellings, including building permits,
    23  variances,  subdivision  approvals, site plan approvals, and zoning text
    24  amendments, that meet the following thresholds  shall  be  automatically
    25  determined not to have a significant impact on the environment and shall
    26  be  exempt from any environmental review requirements under this article
    27  or any rules or regulations promulgated pursuant hereto:
    28    (i) fewer than ten total residential units in municipalities that have
    29  not adopted zoning or subdivision regulations;
    30    (ii) fewer than fifty total residential units in a building  in  which
    31  no  more than twenty percent of the floor area consists of commercial or
    32  community facility uses, not to be  connected  at  the  commencement  of
    33  habitation  to  existing  community or public water and sewerage systems
    34  including sewage treatment works;
    35    (iii) in a city, town, or village having a population of ninety  thou-
    36  sand  persons or less, fewer than two hundred total residential units in
    37  a building in which no more  than  twenty  percent  of  the  floor  area
    38  consists of commercial or community facility uses to be connected at the
    39  commencement  of  habitation  to  existing community or public water and
    40  sewerage systems including sewage treatment works;
    41    (iv) in a city, town, or village having a population of  greater  than
    42  ninety thousand but less than one million, fewer than five hundred total
    43  residential  units in a building in which no more than twenty percent of
    44  the floor area consists of commercial or community facility uses  to  be
    45  connected  at  the  commencement  of habitation to existing community or
    46  public water and sewerage systems including sewage treatment works; or
    47    (v) in a city having a population of  one  million  or  more  persons,
    48  fewer  than  one thousand total residential units in a building in which
    49  no more than twenty percent of the floor area consists of commercial  or
    50  community  facility  uses to be connected at the commencement of habita-
    51  tion to existing community or public water and sewerage systems  includ-
    52  ing sewage treatment works.
    53    (b)  To  be determined as a "qualifying action" under paragraph (a) of
    54  this subdivision, such multiple dwelling shall:

        S. 9008--B                         55
 
     1    (i) be located in a census tract defined as an urbanized  area  or  an
     2  urban  cluster by the federal Census Bureau or in a village with a mini-
     3  mum population density of one thousand people per square mile;
     4    (ii) be located on previously disturbed land;
     5    (iii) not be located in an area:
     6    (1)  projected  to  experience flooding in the event of sea level rise
     7  greater than or equal to the high-medium projection by  year  twenty-one
     8  hundred  as  set  forth  in  regulations promulgated pursuant to section
     9  3-0319 of this chapter, or any other science-based projection of  future
    10  sea level conditions deemed satisfactory by the commissioner;
    11    (2) designated as a special flood hazard area by the federal emergency
    12  management agency, provided that this provision shall not apply to muni-
    13  cipalities that have adopted a building code that mitigates flood hazard
    14  risk  by  requiring new construction to be elevated above the base flood
    15  elevation as defined by the federal emergency management agency; or
    16    (3) designated as a critical environmental area by the department;
    17    (iv) complete a Phase I Environmental Site  Assessment  in  accordance
    18  with all appropriate inquiries regulations of the United States Environ-
    19  mental  Protection  Agency under the federal Comprehensive Environmental
    20  Response,  Compensation and Liability  Act  (Title forty of the Code  of
    21  Federal  Regulations,  Section 312), and complete testing for lead water
    22  and paint, asbestos, and radon, the results of which shall be  submitted
    23  by  the proposed developer of such multiple dwelling to the local agency
    24  responsible for approving or denying the application for  such  multiple
    25  dwelling. If the Phase I Environmental Site Assessment identifies condi-
    26  tions  indicative  of  releases  or  threatened  releases  of  hazardous
    27  substances, the proposed developer shall conduct such physical  sampling
    28  and  testing  as  is  necessary  to  ascertain the presence of hazardous
    29  substances. If such testing finds contamination that exceeds  acceptable
    30  levels  of  contaminants for residential use as set forth in regulations
    31  promulgated pursuant to titles thirteen and fourteen of article  twenty-
    32  seven  and  title  five of article fifty-six of this chapter and related
    33  regulations governing environmental remediation,  the  proposed  project
    34  shall  either  (1) obtain a written signoff from the lead agency that no
    35  further environmental investigation  is  required  or  that  a  plan  to
    36  address  any  hazardous materials is acceptable; or (2) consent that the
    37  development site will be developed pursuant to  a  regulatory  agreement
    38  with  a  government  agency with appropriate protections and development
    39  oversight requirements. Nothing in this subparagraph shall be deemed  to
    40  exempt  any such site from applicable provisions of article twenty-seven
    41  or title five of article  fifty-six  of  this  chapter,  or  other  laws
    42  governing hazardous waste and the presence of hazardous substances;
    43    (v)  receive  a  written  certification from a qualified environmental
    44  professional, as such term shall be defined by the department  in  regu-
    45  lation, that the construction of such multiple dwelling will not violate
    46  any  state  wetland  laws  under articles twenty-four and twenty-five of
    47  this chapter, or any rules or regulations promulgated thereto;
    48    (vi) receive a written certification from a qualified professional, as
    49  such term shall  be  defined  by  the  department  in  regulation,  that
    50  construction  of  such  multiple dwelling, as proposed, will not violate
    51  any drinking water laws under article eleven of the public  health  law,
    52  or any rules or regulations promulgated thereto; and
    53    (vii) receive certification by an architect licensed by the state that
    54  the  building  has  been  designed  to meet one or more of the following
    55  building standards:

        S. 9008--B                         56
 
     1    (1) the Leadership in Energy and Environmental Design Building  Rating
     2  System  (LEED) published by the United States Green Building Council for
     3  the category of certified gold, at minimum,  as  determined  by  a  LEED
     4  accredited professional;
     5    (2) enterprise green communities review and certification;
     6    (3) Passive House Institute Passive House certification;
     7    (4)  fossil  fuel  free  building standards under subdivisions six and
     8  seven of section 11-104 of the energy law and  subdivision  nineteen  of
     9  section three hundred seventy-eight of the executive law; or
    10    (5) in municipalities that have opted in, the New York Stretch Code as
    11  developed by the New York state energy research and development authori-
    12  ty.
    13    2.  Actions with respect to construction of multiple dwellings subject
    14  to limited review. (a) Notwithstanding any law, rule  or  regulation  to
    15  the  contrary,  actions with respect to the construction of new multiple
    16  dwellings that are not exempt from environmental review  under  subdivi-
    17  sion  one of this section, and that are qualifying actions, shall not be
    18  subject to any environmental review standards  under  this  article,  or
    19  rules  or  regulations  promulgated thereto, that do not consist of core
    20  environmental concerns, as such term shall be defined by the  department
    21  in regulation. Topics of review that shall be exempt under this subdivi-
    22  sion  as  failing  to  meet  the standard of core environmental concerns
    23  shall include, but not be limited to, casting  of  shading  or  shadows,
    24  impacts  on views from neighboring buildings, consistency with community
    25  character, impacts on neighborhood character, and the resources of local
    26  school systems; except that, in the case of a  disadvantaged  community,
    27  such  topics  of  concern  may  include  the  resources  of local school
    28  systems.
    29    (b) To be determined as a "qualifying action" under paragraph  (a)  of
    30  this subdivision, the proposed multiple dwelling shall:
    31    (i)  be  located  in a census tract defined as an urbanized area or an
    32  urban cluster by the federal Census Bureau;
    33    (ii) be located on previously disturbed land;
    34    (iii) not be located in an area:
    35    (1) projected to experience flooding in the event of  sea  level  rise
    36  greater  than  or equal to the high-medium projection by year twenty-one
    37  hundred as set forth in  regulations  promulgated  pursuant  to  section
    38  3-0319 of this chapter,  or any other science-based projection of future
    39  sea level conditions deemed satisfactory by the commissioner;
    40    (2) designated as a special flood hazard area by the federal emergency
    41  management agency, provided that this provision shall not apply to muni-
    42  cipalities that have adopted a building code that mitigates flood hazard
    43  risk  by  requiring new construction to be elevated above the base flood
    44  elevation as defined by the federal emergency management agency; or
    45    (3) designated as a critical environmental area by the department.
    46    3. Mandatory review.  Every action that is a qualifying  action  under
    47  subdivision  one or two of this section shall be subjected to a determi-
    48  nation by the local permitting  authority  of  whether  such  action  is
    49  exempt  under subdivision one of this section, and if such action is not
    50  exempt under subdivision one of this section,  whether  such  action  is
    51  exempt  under subdivision two of this section. If, after sixty days, the
    52  local agency responsible for approving or denying  the  application  for
    53  such  multiple  dwelling  has failed to return such a determination, the
    54  applicant may appeal to the division of housing  and  community  renewal
    55  for a determination, and in such case the division shall render a deter-
    56  mination within sixty days of receipt of the application.

        S. 9008--B                         57
 
     1    4.  Historic  sites.  An  action  otherwise  exempt from environmental
     2  review requirements  under  subdivision  one  of  this  section  may  be
     3  required to undergo environmental review pursuant to this article or the
     4  rules  or  regulations promulgated pursuant hereto on the basis that the
     5  multiple  dwelling  would  be  constructed  wholly or partially within a
     6  historic site, provided, however that such action affects a contributing
     7  property within such historic site, and provided further that such envi-
     8  ronmental review is limited in its scope to such contributing  property.
     9  An action shall not be required to undergo an environmental review under
    10  this  subdivision  solely  on  the basis that such the proposed multiple
    11  dwelling would be  substantially  contiguous  to  a  historic  site,  or
    12  located in a neighborhood containing historic sites.
    13    5.  Wastewater  treatment  and  stormwater  management.  (a) An action
    14  exempt from environmental review requirements under subdivision  one  or
    15  two  of this section may provide concept plans to either the appropriate
    16  local governmental entity or the department that  demonstrate  that  the
    17  multiple dwelling will have adequate wastewater treatment to accommodate
    18  the  completed  multiple  dwelling  for  no less than thirty years.  The
    19  department shall establish a method  by  which  developers  of  proposed
    20  multiple  dwellings may submit such concept plans pursuant to this para-
    21  graph. Upon submission of such concept  plans,  the  local  governmental
    22  entity  or  the  department,  as  applicable, shall approve or deny such
    23  concept wastewater treatment plans  no  later  than  thirty  days  after
    24  submission of such plans.
    25    (b)  An  action  exempt  from  environmental review requirements under
    26  subdivision one or two of this section shall  be  required  to  maintain
    27  compliance with all applicable stormwater regulations.
    28    6. Disadvantaged communities. The department shall require, by rule or
    29  regulation,  that qualifying actions with respect to the construction of
    30  new multiple dwellings shall not:
    31    (a) contribute more than a de  minimis  amount  of  pollution  or  any
    32  disproportionate  pollution burden after the completion of construction;
    33  or
    34    (b) directly displace low-income households by reducing, in aggregate,
    35  their residential housing opportunities in a disadvantaged community.
    36    7. Authority of the commissioner. The commissioner shall be authorized
    37  to consult with any other state or local agency and to promulgate and/or
    38  amend any rules and/or regulations such commissioner shall  deem  neces-
    39  sary for the implementation of the provisions of this section; provided,
    40  however,  that  the department and the division of housing and community
    41  renewal shall jointly promulgate such  rules  and  regulations  as  they
    42  shall  deem  necessary for the implementation of subdivision six of this
    43  section.
    44    8. The proposed developer shall promptly provide to the department and
    45  to the local agency, and shall promptly post on  a  publicly  accessible
    46  website,  all  certifications  for the proposed developer's project that
    47  are required by this section, and the Phase I site  assessment  and  the
    48  results of all testing required under subparagraph (iv) of paragraph (b)
    49  of subdivision one of this section.
    50    §  9.  Section 8-0105 of the environmental conservation law is amended
    51  by adding six new subdivisions 11, 12, 13, 14, 15  and  16  to  read  as
    52  follows:
    53    11.  "Historic  site"  means a historic building, structure, facility,
    54  site or district, or prehistoric site that is  listed  on  the  National
    55  Register  of Historic Places (36 CFR Parts 60 and 63), or that is listed
    56  on the state register of historic places or that has been determined  by

        S. 9008--B                         58

     1  the  commissioner  of  parks, recreation and historic preservation to be
     2  eligible for listing on the state register of historic  places  pursuant
     3  to  section 14.07 or 14.09 of the parks, recreation and historic preser-
     4  vation  law,  or  historic buildings listed as landmarks by the New York
     5  city landmarks preservation commission.
     6    12. "Contributing property" means a building, structure, facility,  or
     7  site located within a historic site or district that wholly or partially
     8  contributes to such designation as a historic site.
     9    13.  "Dwelling"  means  any  building  or structure or portion thereof
    10  which is occupied or intended to be occupied in whole or in part as  the
    11  home, residence, or sleeping place of one or more human beings.
    12    14.  "Multiple  dwelling"  means  a  dwelling  that  is either rented,
    13  leased, let or hired out, or sold, to be occupied, or is occupied as the
    14  residence or home of four or more  separate  individuals  or  groups  of
    15  individuals  living  independently  of  each  other,  including, but not
    16  limited to, apartments, condominiums, and townhouses. A "multiple dwell-
    17  ing" shall not be deemed to include  a  class  B  multiple  dwelling  as
    18  defined  by  section  four  of the multiple dwelling law, or a hospital,
    19  convent, monastery, residential care facility, or a building used wholly
    20  for commercial purposes.
    21    15. "Residential unit" means a room or group of rooms within a  multi-
    22  ple dwelling that is designated as the living quarters for an individual
    23  or  group  of  individuals  living  independently from other individuals
    24  occupying such multiple dwelling.
    25    16. "Previously disturbed land" shall mean a parcel  or  lot  of  land
    26  that  was  occupied  or  formerly  occupied  by  a building or otherwise
    27  improved or utilized at least two years prior to the effective  date  of
    28  this subdivision, and was not most recently used for commercial agricul-
    29  tural purposes.
    30    § 10. Section 600 of the public housing law is amended by adding a new
    31  subdivision 6 to read as follows:
    32    6.  A covered housing agency in this state shall be subject, as appli-
    33  cable, to the provisions of article eight of the environmental conserva-
    34  tion law and any rules and/or regulations promulgated thereto.
    35    § 11. This act shall take effect on  the  one  hundred  eightieth  day
    36  after  it  shall have become a law. Effective immediately, the addition,
    37  amendment and/or repeal of any rule  or  regulation  necessary  for  the
    38  implementation  of  this  act on its effective date are authorized to be
    39  made and completed on or before such effective date.
 
    40                                   PART S
 
    41    Section 1. Subdivisions 2 and 3 of section  54-1521  of  the  environ-
    42  mental  conservation law, as amended by section 1 of part CCC of chapter
    43  55 of the laws of 2021, paragraph a of subdivision 2 and paragraph a  of
    44  subdivision  3  as amended by section 1 of part CCC of chapter 58 of the
    45  laws of 2025, are amended to read as follows:
    46    2. a. Until April 1, 2029, the commissioner, in consultation with  the
    47  New  York state energy research and development authority, is authorized
    48  to issue rebates until the annual allocation  is  exhausted  to  munici-
    49  palities  toward  the cost of any eligible infrastructure projects which
    50  support the development of clean vehicles.
    51    b. The department, in consultation with  the  New  York  state  energy
    52  research  and  development  authority, shall determine the amount of the
    53  rebate for eligible infrastructure projects[, provided that an applicant
    54  for such eligible infrastructure project rebate may  receive  a  maximum

        S. 9008--B                         59

     1  rebate  of  two  hundred  fifty  thousand dollars per facility, provided
     2  however that infrastructure projects that will maximize access by multi-
     3  ple public users who might otherwise not have access may receive a maxi-
     4  mum of three hundred thousand dollars per facility].
     5    3.  a. Until April 1, 2029, the commissioner, in consultation with the
     6  New York state energy research and development authority, is  authorized
     7  to  issue  rebates  until  the annual allocation is exhausted to munici-
     8  palities toward the cost of eligible purchases of clean vehicles.
     9    b. The department, in consultation with  the  New  York  state  energy
    10  research  and  development  authority, shall determine the amount of the
    11  rebate taking into consideration the electric  range  of  the  vehicle[,
    12  provided  that  a  rebate of an eligible purchase shall be not less than
    13  two thousand five hundred dollars per vehicle and not  more  than  seven
    14  thousand five hundred dollars per vehicle].
    15    § 2. This act shall take effect immediately.

    16                                   PART T
 
    17    Section  1. Section 2 of chapter 584 of the laws of 2011, amending the
    18  public authorities law relating to the powers and duties of the dormito-
    19  ry authority of the state of New York relative to the  establishment  of
    20  subsidiaries  for certain purposes, as amended by section 1 of part V of
    21  chapter 58 of the laws of 2024, is amended to read as follows:
    22    § 2. This act shall take effect immediately and shall  expire  and  be
    23  deemed repealed on July 1, [2026] 2028; provided however, that the expi-
    24  ration  of  this  act  shall  not  impair or otherwise affect any of the
    25  powers, duties, responsibilities, functions, rights  or  liabilities  of
    26  any  subsidiary  duly  created  pursuant  to  subdivision twenty-five of
    27  section 1678 of the public authorities law prior to such expiration.
    28    § 2. This act shall take effect immediately.
 
    29                                   PART U
 
    30    Section 1. This Part enacts into law components of legislation  relat-
    31  ing  to  the conveyance and use of real property owned and maintained by
    32  the state university of New York.   Each component is  wholly  contained
    33  within  a Subpart identified as Subparts A through C. The effective date
    34  for each particular provision contained within such Subpart is set forth
    35  in the last section of  such  Subpart.  Any  provision  in  any  section
    36  contained within a Subpart, including the effective date of the Subpart,
    37  which  makes  reference  to  a  section  "of  this  act",  when  used in
    38  connection with that particular component, shall be deemed to  mean  and
    39  refer  to the corresponding section of the Subpart in which it is found.
    40  Section three of this Part sets forth the general effective date of this
    41  Part.
 
    42                                  SUBPART A
 
    43    Section 1. Legislative findings. The legislature finds that the  state
    44  university  of  New  York at Farmingdale ("the university") seeks to use
    45  approximately 9.26 acres of vacant land on Farmingdale's campus to build
    46  multi-purpose facilities to support housing needs and  supporting  amen-
    47  ities,  fulfilling a necessary and vital public purpose. The legislature
    48  further finds that granting the trustees of the state university of  New
    49  York  ("trustees")  the  authority  and  power  to  lease  and otherwise
    50  contract to make available grounds and  facilities  of  the  Farmingdale

        S. 9008--B                         60
 
     1  campus will ensure such land is utilized for the benefit of Farmingdale,
     2  the surrounding community, and the general public.
     3    §  2. Notwithstanding any other law to the contrary, the state univer-
     4  sity trustees are hereby authorized and empowered,  without  any  public
     5  bidding,  to  lease and otherwise contract to make available to Farming-
     6  dale state development corporation, a  not-for-profit  corporation  (the
     7  "ground  lessee"),  a  portion  of the lands of the university generally
     8  described in this act for the purpose of developing, constructing, main-
     9  taining and operating multi-purpose facilities to support housing  needs
    10  and  supporting  amenities. Such lease or contract shall be for a period
    11  not exceeding ninety-nine years without any fee  simple  conveyance  and
    12  otherwise upon terms and conditions determined by such trustees, subject
    13  to  the  approval  of  the  director  of the division of the budget, the
    14  attorney general and the state comptroller. In the event that  the  real
    15  property that is the subject of such lease or contract shall cease to be
    16  used for the purpose described in this act, such lease or contract shall
    17  immediately terminate, and the real property and any improvements there-
    18  on  shall  revert  to  the  state university of New York.   Any lease or
    19  contract entered into pursuant to this act shall provide that  the  real
    20  property  that is the subject of such lease or contract and any improve-
    21  ments thereon shall revert to the state university of New  York  on  the
    22  expiration  of  such  contract or lease. Any and all proceeds related to
    23  the leases authorized by this act shall be used for the benefit  of  the
    24  Farmingdale  campus and the allocation of such proceeds shall be subject
    25  to approval by the trustees.
    26    § 3. Any contract or lease entered into pursuant to this act shall  be
    27  deemed to be a state contract for purposes of article 15-A of the execu-
    28  tive  law, and any contractor, subcontractor, lessee or sublessee enter-
    29  ing into such contract or lease for the construction, demolition, recon-
    30  struction, excavation, rehabilitation, repair, renovation, alteration or
    31  improvement authorized pursuant to this act  shall  be  deemed  a  state
    32  agency for the purposes of article 15-A of the executive law and subject
    33  to the provisions of such article.
    34    §  4.  Notwithstanding  any  general, special or local law or judicial
    35  decision to the contrary, all work performed on a project authorized  by
    36  this  act where all or any portion thereof involves a lease or agreement
    37  for  construction,  demolition,  reconstruction,  excavation,  rehabili-
    38  tation,  repair,  renovation,  alteration or improvement shall be deemed
    39  public work and shall be subject to and performed in accordance with the
    40  provisions of article 8 of the labor law to the same extent and  in  the
    41  same  manner  as  a  contract  of the state, and compliance with all the
    42  provisions of article 8 of the  labor  law  shall  be  required  of  any
    43  lessee, sublessee, contractor or subcontractor on the project, including
    44  the enforcement of prevailing wage requirements by the fiscal officer as
    45  defined  in paragraph e of subdivision 5 of section 220 of the labor law
    46  to the same extent as a contract of the state.
    47    § 5. Notwithstanding any law, rule or regulation to the contrary,  the
    48  state university of New York shall not contract out to the ground lessee
    49  or  any  subsidiary  for the instruction or any pedagogical functions or
    50  services, or  any  administrative  services,  and  similar  professional
    51  services  currently  being  performed by state employees. All such func-
    52  tions and services shall be performed by state employees pursuant to the
    53  civil service law. Nothing in this act shall result in the  displacement
    54  of  any currently employed state worker or the loss of position (includ-
    55  ing partial displacement such as reduction in the hours of non-overtime,
    56  wages or employment benefits), or result in the impairment  of  existing

        S. 9008--B                         61
 
     1  contracts  for  services  or  collective  bargaining  rights pursuant to
     2  existing agreements as provided under article 14 of  the  civil  service
     3  law.  All positions currently at the state university of New York in the
     4  unclassified  service  shall  remain  in  the  unclassified  service. No
     5  services or work  on  the  property  described  in  this  act  currently
     6  performed  by public employees at the time of the effective date of this
     7  act, or that is similar in scope and nature to the work being  currently
     8  performed  by public employees at the time of the effective date of this
     9  act, shall be contracted out or privatized by the  state  university  of
    10  New  York. The state university of New York acknowledges its obligations
    11  as an employer under the civil service law and agrees that it  will  not
    12  exercise  its  right  to  contract  out for goods and services under any
    13  applicable collective bargaining agreement.
    14    § 6. 1. The provisions of this section shall only apply  to  employees
    15  in the unclassified service at the state university of New York.
    16    2.  Notwithstanding  any  law, rule or regulation to the contrary, the
    17  state university of New York or an affiliated or  associated  entity  of
    18  the  state  university  of New York shall not contract out to the ground
    19  lessee or any subsidiary of the ground lessee or the research foundation
    20  for the state university of New York for any services or  privatize  any
    21  services  currently  being  performed  by  employees in the unclassified
    22  service at the state university of New York  at  Farmingdale.  All  such
    23  functions  and services currently performed by employees in unclassified
    24  service shall be performed by employees in the unclassified service.
    25    3. Nothing in this act relating to the lease of  property  to  private
    26  entities  for  the development, construction, or operation of facilities
    27  shall be deemed to waive or impair any rights or benefits  of  employees
    28  of the state university of New York that otherwise would be available to
    29  them pursuant to the terms of agreements between the certified represen-
    30  tatives  of  such  employees  and the state of New York or provisions of
    31  article fourteen of the civil service law. The state university  of  New
    32  York  and  the  state  of  New  York acknowledge their obligations as an
    33  employer and agree that they will not exercise their right  to  contract
    34  out for services under any applicable collective bargaining agreement.
    35    § 7. For the purposes of this act:
    36    (a)  "project"  shall mean work at the property authorized by this act
    37  to be leased to the ground lessee as described in  section  thirteen  of
    38  this act that involves the design, construction, reconstruction, demoli-
    39  tion,  excavating,  rehabilitation,  repair,  renovation,  alteration or
    40  improvement of such property.
    41    (b)  "project  labor  agreement"  shall  mean  a  pre-hire  collective
    42  bargaining  agreement  between  a  contractor  and a labor organization,
    43  establishing the labor organization as the collective bargaining  repre-
    44  sentative  for  all  persons  who  will perform work on the project, and
    45  which provides that only contractors and subcontractors who sign a  pre-
    46  negotiated  agreement  with  the  labor organization can perform project
    47  work.
    48    § 8. Nothing in this act shall be deemed to waive or impair any rights
    49  or benefits of employees of the state university of New York that other-
    50  wise would be available to them pursuant  to  the  terms  of  agreements
    51  between the certified representatives of such employees and the state of
    52  New  York  pursuant to article 14 of the civil service law, and all work
    53  performed on such property that ordinarily would be performed by employ-
    54  ees subject to article 14 of the civil service law shall continue to  be
    55  performed by such employees.

        S. 9008--B                         62
 
     1    §  9. Notwithstanding the provisions of any general, special, or local
     2  law or judicial decision  to  the  contrary,  the  ground  lessee  shall
     3  require  the use of a project labor agreement, as defined in subdivision
     4  1 of section 222 of the labor law, for all contractors  and  subcontrac-
     5  tors  on  the project, consistent with paragraph (a) of subdivision 2 of
     6  section 222 of the labor law.
     7    § 10. Without limiting the determination of the terms  and  conditions
     8  of  such  contracts or leases, such terms and conditions may provide for
     9  leasing,  subleasing,  construction,   reconstruction,   rehabilitation,
    10  improvement,  operation  and management of and provision of services and
    11  assistance and the granting of licenses, easements  and  other  arrange-
    12  ments  with  regard  to such grounds and facilities by the ground lessee
    13  and parties contracting with the ground lessee and  in  connection  with
    14  such  activities,  the obtaining of funding or financing, whether public
    15  or private, unsecured or secured, including, but not limited to, secured
    16  by leasehold mortgages and assignments  of  rents  and  leases,  by  the
    17  ground  lessee  and  parties  contracting with the ground lessee for the
    18  purposes of completing the project described in this act.
    19    § 11. Such lease shall include  an  indemnity  provision  whereby  the
    20  lessee  or sublessee promises to indemnify, hold harmless and defend the
    21  lessor against all claims, suits, actions, and liability to all  persons
    22  on  the leased premises, including tenant, tenant's agents, contractors,
    23  subcontractors, employees, customers, guests,  licensees,  invitees  and
    24  members of the public, for damage to any such person's property, whether
    25  real  or  personal, or for personal injuries arising out of tenant's use
    26  or occupation of the demised premises.
    27    § 12. Any contracts entered into pursuant  to  this  act  between  the
    28  ground  lessee  and  parties contracting with the ground lessee shall be
    29  awarded by a competitive process.
    30    § 13. The property authorized by this act to be leased to  the  ground
    31  lessee  is  generally  described  as  that  parcel of real property with
    32  improvements thereon consisting of a total of 9.26 acres situated on the
    33  campus of the state university of New York at  Farmingdale,  subject  to
    34  all  existing  easements  and restrictions of record. The description in
    35  this section of the parcel to be made available pursuant to this act  is
    36  not  meant  to  be a legal description, but is intended only to identify
    37  the parcel:
    38    All that certain plot, piece or parcel of  land,  situate,  lying  and
    39  being  at  Melville,  Town of Huntington, County of Suffolk and State of
    40  New York, being more particularly  bounded  and  described  as  follows:
    41  BEGINNING at the corner formed by the intersection of the southerly side
    42  of  Melville  Road  with  the  westerly  side of Route 110 (Broad Hollow
    43  Road). Running Thence the following 12 (twelve) courses  and  distances:
    44  1.  Southerly,  along the westerly side of Route 110, along the arc of a
    45  curve, bearing to the right, having a  radius  of  5629.58  feet  and  a
    46  length  of  241.37  feet;  2. Still along said side, South 18 degrees 09
    47  minutes 05 seconds West, a distance of 121.11 feet; 3.  Westerly,  North
    48  56  degrees  29  minutes  30 seconds West, a distance of 100.00 feet; 4.
    49  Southerly, South 15 degrees 47 minutes 32 seconds West,  a  distance  of
    50  125.97  feet; 5.  Westerly, North 56 degrees 29 minutes 30 seconds West,
    51  a distance of 545.14 feet;  6.  Still  westerly,  North  56  degrees  05
    52  minutes  25  seconds West, a distance of 382.45 feet; 7. Still westerly,
    53  North 56 degrees 57 minutes 00 seconds West, a distance of 300 feet,  to
    54  the southerly side of Melville Road; 8. Easterly, along said side, along
    55  the  arc  of  a  curve,  bearing to the right, having a radius of 512.54
    56  feet, and a length of 485.98 feet; 9. Still along said  side,  South  66

        S. 9008--B                         63
 
     1  degrees 50 minutes 52 seconds East, a distance of 196.45 feet; 10. Still
     2  along said side, along the arc of a curve, bearing to the left, having a
     3  radius of 1313.24 feet and a length of 274.97 feet; 11. Still along said
     4  side,  South 78 degrees 50 minutes 40 seconds East, a distance of 228.40
     5  feet; 12. Still along said side, South 45 degrees 52 minutes 29  seconds
     6  East,  a  distance of 130.39 feet, to the westerly side of Route 110, at
     7  the Point or Place of BEGINNING. Containing within said bounds  an  area
     8  of  9.26  acres  more  or  less.  Subject  to all existing easements and
     9  restrictions of record.
    10    § 14. The state university of New York shall not lease lands described
    11  in this act unless any such lease shall be executed within  5  years  of
    12  the effective date of this act.
    13    §  15. Insofar as the provisions of this act are inconsistent with the
    14  provisions of any law, general, special or local, the provisions of this
    15  act shall be controlling.
    16    § 16. This act shall take effect immediately.
 
    17                                  SUBPART B
 
    18    Section 1. Legislative findings. The legislature finds that the  state
    19  university  of  New  York at Stony Brook ("the university") seeks to use
    20  approximately 11.5 acres of underutilized land on Stony  Brook's  South-
    21  ampton campus to build multi-purpose facilities to support housing needs
    22  and  supporting  amenities,  fulfilling  a  necessary  and  vital public
    23  purpose.  The legislature further finds that granting  the  trustees  of
    24  the state university of New York ("trustees") the authority and power to
    25  lease and otherwise contract to make available grounds and facilities of
    26  Stony  Brook's  campus will ensure such land is utilized for the benefit
    27  of Stony Brook, the surrounding community, and the general public.
    28    § 2. Notwithstanding any other law to the contrary, the state  univer-
    29  sity  trustees are authorized and empowered, without any public bidding,
    30  to lease and otherwise contract to make available to Stony Brook  South-
    31  ampton  Housing  Development  Corp., a not-for-profit (ground lessee), a
    32  portion of the lands of the university generally described in  this  act
    33  for  the  purpose of developing, constructing, maintaining and operating
    34  multi-purpose facilities to support housing needs and  supporting  amen-
    35  ities.  Such lease or contract shall be for a period not exceeding nine-
    36  ty-nine years without any fee simple conveyance and otherwise upon terms
    37  and conditions determined by such trustees, subject to the  approval  of
    38  the director of the division of the budget, the attorney general and the
    39  state  comptroller.  In  the  event  that  the real property that is the
    40  subject of such lease or contract shall cease to be used for the purpose
    41  described in this act, such lease or contract shall  immediately  termi-
    42  nate  and the real property and any improvements thereon shall revert to
    43  the state university of New York. Any lease  or  contract  entered  into
    44  pursuant  to  this  act shall provide that the real property that is the
    45  subject of such lease or contract and  any  improvements  thereon  shall
    46  revert  to  the  state  university of New York on the expiration of such
    47  contract or lease.
    48    § 3. Any contract or lease entered into pursuant to this act shall  be
    49  deemed to be a state contract for purposes of article 15-A of the execu-
    50  tive  law, and any contractor, subcontractor, lessee or sublessee enter-
    51  ing into such contract or lease for the construction, demolition, recon-
    52  struction, excavation, rehabilitation, repair, renovation, alteration or
    53  improvement authorized pursuant to this act  shall  be  deemed  a  state

        S. 9008--B                         64

     1  agency for the purposes of article 15-A of the executive law and subject
     2  to the provisions of such article.
     3    §  4.  Notwithstanding  any  general, special or local law or judicial
     4  decision to the contrary, all work performed on a project authorized  by
     5  this  act where all or any portion thereof involves a lease or agreement
     6  for  construction,  demolition,  reconstruction,  excavation,  rehabili-
     7  tation,  repair,  renovation,  alteration or improvement shall be deemed
     8  public work and shall be subject to and performed in accordance with the
     9  provisions of article 8 of the labor law to the same extent and  in  the
    10  same  manner  as  a  contract  of the state, and compliance with all the
    11  provisions of article 8 of the  labor  law  shall  be  required  of  any
    12  lessee, sublessee, contractor or subcontractor on the project, including
    13  the enforcement of prevailing wage requirements by the fiscal officer as
    14  defined  in paragraph e of subdivision 5 of section 220 of the labor law
    15  to the same extent as a contract of the state.
    16    § 5. Notwithstanding any law, rule or regulation to the contrary,  the
    17  state university of New York shall not contract out to the ground lessee
    18  or  any  subsidiary  for the instruction or any pedagogical functions or
    19  services, or  any  administrative  services,  and  similar  professional
    20  services  currently  being  performed by state employees. All such func-
    21  tions and services shall be performed by state employees pursuant to the
    22  civil service law. Nothing in this act shall result in the  displacement
    23  of  any currently employed state worker or the loss of position (includ-
    24  ing partial displacement such as reduction in the hours of non-overtime,
    25  wages or employment benefits), or result in the impairment  of  existing
    26  contracts  for  services  or  collective  bargaining  rights pursuant to
    27  existing agreements as provided under article 14 of  the  civil  service
    28  law.  All positions currently at the state university of New York in the
    29  unclassified service  shall  remain  in  the  unclassified  service.  No
    30  services  or  work  on  the  property  described  in  this act currently
    31  performed by public employees at the time of the effective date of  this
    32  act,  or that is similar in scope and nature to the work being currently
    33  performed by public employees at the time of the effective date of  this
    34  act,  shall  be  contracted out or privatized by the state university of
    35  New York. The state university of New York acknowledges its  obligations
    36  as  an  employer under the civil service law and agrees that it will not
    37  exercise its right to contract out for  goods  and  services  under  any
    38  applicable collective bargaining agreement.
    39    §  6.  1. The provisions of this section shall only apply to employees
    40  in the unclassified service at the state university of New York.
    41    2. Notwithstanding any law, rule or regulation to  the  contrary,  the
    42  state  university  of  New York or an affiliated or associated entity of
    43  the state university of New York shall not contract out  to  the  ground
    44  lessee or any subsidiary of the ground lessee or the research foundation
    45  for  the  state university of New York for any services or privatize any
    46  services currently being performed  by  employees  in  the  unclassified
    47  service  at  the  state  university of New York at Stony brook. All such
    48  functions and services currently performed by employees in  unclassified
    49  service shall be performed by employees in the unclassified service.
    50    3.  Nothing  in  this act relating to the lease of property to private
    51  entities for the development, construction, or operation  of  facilities
    52  shall  be  deemed to waive or impair any rights or benefits of employees
    53  of the state university of New York that otherwise would be available to
    54  them pursuant to the terms of agreements between the certified represen-
    55  tatives of such employees and the state of New  York  or  provisions  of
    56  article  14  of  the civil service law. The state university of New York

        S. 9008--B                         65
 
     1  and the state of New York acknowledge their obligations as  an  employer
     2  and  agree  that  they will not exercise their right to contract out for
     3  services under any applicable collective bargaining agreement.
     4    § 7. For the purposes of this act:
     5    (a)  "project"  shall mean work at the property authorized by this act
     6  to be leased to the ground lessee as described in  section  thirteen  of
     7  this act that involves the design, construction, reconstruction, demoli-
     8  tion,  excavating,  rehabilitation,  repair,  renovation,  alteration or
     9  improvement of such property.
    10    (b)  "project  labor  agreement"  shall  mean  a  pre-hire  collective
    11  bargaining  agreement  between  a  contractor  and a labor organization,
    12  establishing the labor organization as the collective bargaining  repre-
    13  sentative  for  all  persons  who  will perform work on the project, and
    14  which provides that only contractors and subcontractors who sign a  pre-
    15  negotiated  agreement  with  the  labor organization can perform project
    16  work.
    17    § 8. Nothing in this act shall be deemed to waive or impair any rights
    18  or benefits of employees of the state university of New York that other-
    19  wise would be available to them pursuant  to  the  terms  of  agreements
    20  between the certified representatives of such employees and the state of
    21  New  York  pursuant to article 14 of the civil service law, and all work
    22  performed on such property that ordinarily would be performed by employ-
    23  ees subject to article 14 of the civil service law shall continue to  be
    24  performed by such employees.
    25    §  9. Notwithstanding the provisions of any general, special, or local
    26  law or judicial decision  to  the  contrary,  the  ground  lessee  shall
    27  require  the use of a project labor agreement, as defined in subdivision
    28  1 of section 222 of the labor law, for all contractors  and  subcontrac-
    29  tors  on  the project, consistent with paragraph (a) of subdivision 2 of
    30  section 222 of the labor law.
    31    § 10. Without limiting the determination of the terms  and  conditions
    32  of  such  contracts or leases, such terms and conditions may provide for
    33  leasing,  subleasing,  construction,   reconstruction,   rehabilitation,
    34  improvement,  operation  and management of and provision of services and
    35  assistance and the granting of licenses, easements  and  other  arrange-
    36  ments  with  regard to such grounds and facilities by the ground lessee,
    37  and parties contracting with the ground lessee, and in  connection  with
    38  such  activities,  the obtaining of funding or financing, whether public
    39  or private, unsecured or secured, including, but not limited to, secured
    40  by leasehold mortgages and assignments  of  rents  and  leases,  by  the
    41  ground  lessee  and  parties  contracting with the ground lessee for the
    42  purposes of completing the project described in this act.
    43    § 11. Such lease shall include  an  indemnity  provision  whereby  the
    44  lessee  or sublessee promises to indemnify, hold harmless and defend the
    45  lessor against all claims, suits, actions, and liability to all  persons
    46  on  the leased premises, including tenant, tenant's agents, contractors,
    47  subcontractors, employees, customers, guests,  licensees,  invitees  and
    48  members of the public, for damage to any such person's property, whether
    49  real  or  personal, or for personal injuries arising out of tenant's use
    50  or occupation of the demised premises.
    51    § 12. Any contracts entered into pursuant  to  this  act  between  the
    52  ground  lessee  and  parties contracting with the ground lessee shall be
    53  awarded by a competitive process.
    54    § 13. The property authorized by this act to be leased to  the  ground
    55  lessee  is  generally  described  as  that  parcel of real property with
    56  improvements thereon consisting of a total of approximately  11.5  acres

        S. 9008--B                         66
 
     1  of  land  situated  on the Southampton campus of the state university of
     2  New York at Stony Brook. The description in this section of  the  parcel
     3  to  be  made  available  pursuant to this act is not meant to be a legal
     4  description, but is intended only to identify the parcel:
     5    Beginning  at  a point on the southerly sideline of section 211, block
     6  6, lot 9, now or formerly belonging to  the  MTA-LIRR,  the  said  point
     7  being  distant  1135.50 feet on a bearing of south 86 degrees 01 minutes
     8  07 seconds west from the intersection of the said lirr sideline with the
     9  westerly sideline of tuckahoe road (50 feet wide), and running from  the
    10  said  point  of  beginning; thence running through section 211, block 1,
    11  lot 1 the following nine (9) courses:
    12  (1) South 00 degrees 15 minutes 03 seconds east for a distance of 456.85
    13  feet; thence
    14  (2) South 85 degrees 52 minutes 00 seconds west,  a  distance  of  97.30
    15  feet to a point of curvature; thence
    16  (3)  On  a  curve  to the left having a radius of 100.00 feet, a central
    17  angle of 19 degrees 15 minutes 58 seconds and an  arc  length  of  33.63
    18  feet to a point of reverse curvature; thence
    19  (4)  On  a  curve to the right having a radius of 100.00 feet, a central
    20  angle of 17 degrees 48 minutes 58 seconds and an  arc  length  of  31.09
    21  feet to a point of tangency; thence
    22  (5)  South  84  degrees 25 minutes 00 seconds west, a distance of 105.00
    23  feet to a point of curvature; thence
    24  (6) On a curve to the left having a radius  of  65.00  feet,  a  central
    25  angle  of  73  degrees  17 minutes 00 seconds and an arc length of 83.14
    26  feet to a point of tangency; thence
    27  (7) South 11 degrees 08 minutes 00 seconds west,  a  distance  of  54.50
    28  feet; thence
    29  (8)  South  31  degrees  46 minutes 02 seconds west, being radial to the
    30  following course, a distance of 48.50 feet; thence
    31  (9) On a curve to the left having a radius of  125.00  feet,  a  central
    32  angle  of  39  degrees 49 minutes 32 seconds, and an arc length of 86.89
    33  feet to a point of tangency; thence
    34  (10) Continuing through said lot lot 1,  passing  through  section  210,
    35  block  2,  lot  26  and then crossing into section 210, block 2, lot 25,
    36  south 81 degrees 56 minutes 30 seconds west, a distance of  326.00  feet
    37  to a point of curvature; thence
    38  (11)  Continuing  through  said  lot 25, on a curve to the left having a
    39  radius of 100.00 feet, a central angle  of  43  degrees  59  minutes  00
    40  seconds, and an arc length of 76.77 feet to a point of tangency; thence
    41  (12)  Continuing  through  said  lot 25 and crossing back into aforemen-
    42  tioned lot 26, south 37 degrees 57 minutes 30 seconds west,  a  distance
    43  of 250.00 feet; thence
    44  (13)  Continuing  through  said  lot  26, south 59 degrees 26 minutes 00
    45  seconds west, a distance of 32.50 feet; thence
    46  (14) Continuing through said lot 26 and  crossing  back  into  aforemen-
    47  tioned  lot  25, north 30 degrees 34 minutes 00 seconds west, a distance
    48  of 126.00 feet to a point of curvature; thence
    49  (15) Continuing through said lot 25, on a curve to  the  left  having  a
    50  radius  of  65.00  feet,  a  central  angle  of 48 degrees 54 minutes 30
    51  seconds, and an arc length of 55.48 feet to a point of tangency; thence
    52  (16) Continuing through the same, north 79 degrees 28 minutes 30 seconds
    53  west, a distance of 92.22 feet; thence
    54  (17) Along the dividing line of said lot 25 to  the  east  with  section
    55  210,  block  2,  lot  11.3  to  the west, north 17 degrees 43 minutes 47
    56  seconds east, a distance of 160.35 feet; thence

        S. 9008--B                         67
 
     1  (18) Along the dividing line of  said  lot  25  to  the  southeast  with
     2  section  210,  block 2, lots 11.3, 11.4 and 11.5 to the northwest, north
     3  55 degrees 50 minutes 47 seconds east, a distance of 438.30 feet; thence
     4  (19)  Along  the  dividing line of aforementioned lot 1 to the southeast
     5  with said lot 11.5 to the northwest, north  55  degrees  51  minutes  07
     6  seconds east, a distance of 315.93 feet; thence
     7  (20) Along same, north 24 degrees 08 minutes 33 seconds west, a distance
     8  of 155.67 feet; thence
     9  (21)  Along  the dividing line of said lot 1 to the south with aforemen-
    10  tioned lot 9 to the north, north 86 degrees 01 minutes 07 seconds  east,
    11  a distance of 593.70 feet to the point and place of beginning.
    12  The  above-described  lease area contains 500,818 square feet or 11.4972
    13  acres of land. Subject to all existing  easements  and  restrictions  of
    14  record.
    15    § 14. The state university of New York shall not lease lands described
    16  in  this  act  unless any such lease shall be executed within 5 years of
    17  the effective date of this act.
    18    § 15. Insofar as the provisions of this act are inconsistent with  the
    19  provisions of any law, general, special or local, the provisions of this
    20  act shall be controlling.
    21    § 16. This act shall take effect immediately.
 
    22                                  SUBPART C
 
    23    Section  1. Legislative findings. The legislature finds that the state
    24  university of New York College of  Environmental  Science  and  Forestry
    25  ("ESF")  is one of the nation's premier colleges focused on the study of
    26  the environment,  developing  renewable  technologies,  and  building  a
    27  sustainable  future.  Located  in  downtown  Syracuse, right across from
    28  Syracuse University, ESF is on a mission to educate future environmental
    29  leaders, particularly at a time when New York state is working  to  meet
    30  its statewide climate goals and transition into a clean energy economy.
    31    The  legislature further finds that ESF seeks to use approximately 1.6
    32  acres of underutilized land on its campus to build multi-purpose facili-
    33  ties to support housing needs and supporting amenities for the college's
    34  undergraduate and graduate students.  In  the  past  five  years,  ESF's
    35  enrollment  has increased by 4.7%, ranking fourth in state university of
    36  New York's campuses seeing enrollment growth.  Currently,  ESF  requires
    37  freshmen  to live on campus and has one residence hall, which can accom-
    38  modate 549 students. As a result, most transfer  students,  upper  class
    39  students,  and  graduate students live off-campus at private facilities.
    40  ESF believes additional housing will help to attract a  diverse  student
    41  population and continue to meet the demands of its growing enrollment.
    42    The  legislature further finds that granting the trustees of the state
    43  university of New York the authority and power to  lease  and  otherwise
    44  contract  to  make available grounds and facilities on ESF's campus will
    45  ensure land is utilized for the  benefit  of  ESF  and  the  surrounding
    46  community.
    47    §  2. Notwithstanding any other law to the contrary, the state univer-
    48  sity trustees are hereby authorized and empowered,  without  any  public
    49  bidding,  to  lease and otherwise contract to make available to the Abby
    50  Lane Housing Corporation,  a  not-for-profit  corporation  (the  "ground
    51  lessee"),  a portion of the lands of the university, generally described
    52  in this act for the  purpose  of  building  undergraduate  and  graduate
    53  student  housing.  Such  lease  or  contract  shall  be for a period not
    54  exceeding 100 years without any fee simple conveyance and otherwise upon

        S. 9008--B                         68
 
     1  terms and  conditions  determined  by  such  trustees,  subject  to  the
     2  approval  of  the  director  of the division of the budget, the attorney
     3  general and the state comptroller. In the event that the  real  property
     4  that is the subject of such lease or contract shall cease to be used for
     5  the  purpose  described  in this act, such lease or contract shall imme-
     6  diately terminate, and the real property and  any  improvements  thereon
     7  shall  revert to the state university of New York. Any lease or contract
     8  entered into pursuant to this act shall provide that the  real  property
     9  that is the subject of such lease or contract and any improvements ther-
    10  eon  shall  revert to the state university of New York on the expiration
    11  of such contract or lease.
    12    § 3. Any contract or lease entered into pursuant to this act shall  be
    13  deemed to be a state contract for purposes of article 15-A of the execu-
    14  tive  law, and any contractor, subcontractor, lessee or sublessee enter-
    15  ing into such contract or lease for the construction, demolition, recon-
    16  struction, excavation, rehabilitation, repair, renovation, alteration or
    17  improvement authorized pursuant to this act  shall  be  deemed  a  state
    18  agency for the purposes of article 15-A of the executive law and subject
    19  to the provisions of such article.
    20    §  4.  Notwithstanding  any  general, special or local law or judicial
    21  decision to the contrary, all work performed on a project authorized  by
    22  this  act where all or any portion thereof involves a lease or agreement
    23  for  construction,  demolition,  reconstruction,  excavation,  rehabili-
    24  tation,  repair,  renovation,  alteration or improvement shall be deemed
    25  public work and shall be subject to and performed in accordance with the
    26  provisions of article 8 of the labor law to the same extent and  in  the
    27  same  manner  as  a  contract  of the state, and compliance with all the
    28  provisions of article 8 of the  labor  law  shall  be  required  of  any
    29  lessee, sublessee, contractor or subcontractor on the project, including
    30  the enforcement of prevailing wage requirements by the fiscal officer as
    31  defined  in paragraph e of subdivision 5 of section 220 of the labor law
    32  to the same extent as a contract of the state.
    33    § 5. Notwithstanding any law, rule or regulation to the contrary,  the
    34  state university of New York shall not contract out to the ground lessee
    35  or  any  subsidiary  for the instruction or any pedagogical functions or
    36  services, or  any  administrative  services,  and  similar  professional
    37  services  currently  being  performed by state employees. All such func-
    38  tions and services shall be performed by state employees pursuant to the
    39  civil service law.  Nothing in this act shall result in the displacement
    40  of any currently employed state worker or the loss of position  (includ-
    41  ing partial displacement such as reduction in the hours of non-overtime,
    42  wages  or  employment benefits), or result in the impairment of existing
    43  contracts for services  or  collective  bargaining  rights  pursuant  to
    44  existing  agreements  as  provided under article 14 of the civil service
    45  law. All positions currently at the state university of New York in  the
    46  unclassified  service  shall  remain  in  the  unclassified  service. No
    47  services or work  on  the  property  described  in  this  act  currently
    48  performed  by public employees at the time of the effective date of this
    49  act, or that is similar in scope and nature to the work being  currently
    50  performed  by public employees at the time of the effective date of this
    51  act, shall be contracted out or privatized by the  state  university  of
    52  New  York. The state university of New York acknowledges its obligations
    53  as an employer under the civil service law and agrees that it  will  not
    54  exercise  its  right  to  contract  out for goods and services under any
    55  applicable collective bargaining agreement.

        S. 9008--B                         69
 
     1    § 6. 1. The provisions of this section shall only apply  to  employees
     2  in the unclassified service at the state university of New York.
     3    2.  Notwithstanding  any  law, rule or regulation to the contrary, the
     4  state university of New York or an affiliated or  associated  entity  of
     5  the  state  university  of New York shall not contract out to the ground
     6  lessee or any subsidiary of the ground lessee or the research foundation
     7  for the state university of New York for any services or  privatize  any
     8  services  currently  being  performed  by  employees in the unclassified
     9  service at the state university of New  York  college  of  environmental
    10  science   and  forestry.  All  such  functions  and  services  currently
    11  performed by employees in unclassified service  shall  be  performed  by
    12  employees in the unclassified service.
    13    3.  Nothing  in  this act relating to the lease of property to private
    14  entities for the development, construction, or operation  of  facilities
    15  shall  be  deemed to waive or impair any rights or benefits of employees
    16  of the state university of New York that otherwise would be available to
    17  them pursuant to the terms of agreements between the certified represen-
    18  tatives of such employees and the state of New  York  or  provisions  of
    19  article  14  of the civil service law.  The state university of New York
    20  and the state of New York acknowledge their obligations as  an  employer
    21  and  agree  that  they will not exercise their right to contract out for
    22  services under any applicable collective bargaining agreement.
    23    § 7. For the purposes of this act:
    24    (a) "project" shall mean work at the property authorized by  this  act
    25  to  be  leased  to the ground lessee as described in section thirteen of
    26  this act that involves the design, construction, reconstruction, demoli-
    27  tion, excavating,  rehabilitation,  repair,  renovation,  alteration  or
    28  improvement of such property.
    29    (b)  "project  labor  agreement"  shall  mean  a  pre-hire  collective
    30  bargaining agreement between a  contractor  and  a  labor  organization,
    31  establishing  the labor organization as the collective bargaining repre-
    32  sentative for all persons who will perform  work  on  the  project,  and
    33  which  provides that only contractors and subcontractors who sign a pre-
    34  negotiated agreement with the labor  organization  can  perform  project
    35  work.
    36    § 8. Nothing in this act shall be deemed to waive or impair any rights
    37  or benefits of employees of the state university of New York that other-
    38  wise  would  be  available  to  them pursuant to the terms of agreements
    39  between the certified representatives of such employees and the state of
    40  New York pursuant to article 14 of the civil service law, and  all  work
    41  performed on such property that ordinarily would be performed by employ-
    42  ees  subject to article 14 of the civil service law shall continue to be
    43  performed by such employees.
    44    § 9. Notwithstanding the provisions of any general, special, or  local
    45  law  or  judicial  decision  to  the  contrary,  the ground lessee shall
    46  require the use of a project labor agreement, as defined in  subdivision
    47  1  of  section 222 of the labor law, for all contractors and subcontrac-
    48  tors on the project, consistent with paragraph (a) of subdivision  2  of
    49  section 222 of the labor law.
    50    §  10.  Without limiting the determination of the terms and conditions
    51  of such contracts or leases, such terms and conditions may  provide  for
    52  leasing,   subleasing,   construction,  reconstruction,  rehabilitation,
    53  improvement, operation and management of and provision of  services  and
    54  assistance  and  the  granting of licenses, easements and other arrange-
    55  ments with regard to such grounds and facilities by the  ground  lessee,
    56  and  parties  contracting with the ground lessee, and in connection with

        S. 9008--B                         70
 
     1  such activities, the obtaining of funding or financing,  whether  public
     2  or private, unsecured or secured, including, but not limited to, secured
     3  by  leasehold  mortgages  and  assignments  of  rents and leases, by the
     4  ground  lessee  and  parties  contracting with the ground lessee for the
     5  purposes of completing the project described in this act.
     6    § 11. Such lease shall include  an  indemnity  provision  whereby  the
     7  lessee  or sublessee promises to indemnify, hold harmless and defend the
     8  lessor against all claims, suits, actions, and liability to all  persons
     9  on  the leased premises, including tenant, tenant's agents, contractors,
    10  subcontractors, employees, customers, guests,  licensees,  invitees  and
    11  members of the public, for damage to any such person's property, whether
    12  real  or  personal, or for personal injuries arising out of tenant's use
    13  or occupation of the demised premises.
    14    § 12. Any contracts entered into pursuant  to  this  act  between  the
    15  ground  lessee  and  parties contracting with the ground lessee shall be
    16  awarded by a competitive process.
    17    § 13. The property authorized by this act to be leased to  the  ground
    18  lessee  is  generally  described  as  that  parcel of real property with
    19  improvements thereon consisting of a total of approximately 1.624  acres
    20  of  land  situated  on  the  campus  of the state university of New York
    21  college of environmental science and forestry. The description  in  this
    22  section  of  the parcel to be made available pursuant to this act is not
    23  meant to be a legal description, but is intended only  to  identify  the
    24  parcel:
    25    All  that  piece  or  parcel  of land situate in the City of Syracuse,
    26  County of Onondaga, State of New York, being  lots  1-10  of  Block  605
    27  (part of Farm Lot 185) bounded and described as follows:
    28    BEGINNING  at a point in the southerly street boundary of the existing
    29  East Raynor Avenue (66' ROW)  at  its  intersection  with  the  westerly
    30  street boundary of the existing Stadium Place (66' ROW); thence
    31    1) Southerly along the westerly street boundary of the existing Stadi-
    32  um  Place  (66'  ROW) on a bearing of South 03°44'57" East a distance of
    33  268.00 feet to a point in the northerly street boundary of the  existing
    34  Standart Street (66'ROW); thence
    35    2)  Westerly along the northerly street boundary of the existing Stan-
    36  dart Street (66' ROW) on a bearing of South 86°21'13" West a distance of
    37  264.00 feet to a point in the easterly street boundary of  the  existing
    38  Henry Street (66'ROW); thence
    39    3)  Northerly along the easterly street boundary of the existing Henry
    40  Street (66' ROW) on a bearing of North  03°45'17"  West  a  distance  of
    41  268.00  feet to a point in the southerly street boundary of the existing
    42  East Raynor Avenue (66'ROW); thence
    43    4) Easterly along the southerly street boundary of the  existing  East
    44  Raynor  Avenue (66' ROW) on a bearing of North 86°21'13" East a distance
    45  of 264.03 feet to the point of beginning, being  1.624  acres,  more  or
    46  less.  Subject to all existing easements and restrictions of record.
    47    § 14. The state university of New York shall not lease lands described
    48  in  this  act  unless any such lease shall be executed within 5 years of
    49  the effective date of this act.
    50    § 15. Insofar as the provisions of this act are inconsistent with  the
    51  provisions of any law, general, special or local, the provisions of this
    52  act shall be controlling.
    53    § 16. This act shall take effect immediately.
    54    § 2. Severability clause. If any clause, sentence, paragraph, subdivi-
    55  sion, section, or subpart of this part shall be adjudged by any court of
    56  competent  jurisdiction  to  be invalid, such judgment shall not affect,

        S. 9008--B                         71
 
     1  impair, or invalidate the remainder of that subpart or  this  part,  but
     2  shall  be  confined in its operation to the clause, sentence, paragraph,
     3  subdivision, section, or subpart directly involved in the controversy in
     4  which  such  judgment shall have been rendered. It is hereby declared to
     5  be the intent of the legislature that this part and each subpart  herein
     6  would  have  been  enacted  even if such invalid provisions had not been
     7  included herein.
     8    § 3. This act shall take effect immediately; provided,  however,  that
     9  the  applicable effective date of Subparts A through C of this act shall
    10  be as specifically set forth in the last section of such Subparts.
 
    11                                   PART V
 
    12    Section 1. Subdivision 3 of section 16-m of section 1 of  chapter  174
    13  of  the  laws  of 1968 constituting the New York state urban development
    14  corporation act, as amended by section 1 of part EE of chapter 58 of the
    15  laws of 2025, is amended to read as follows:
    16    3. The provisions of this section shall  expire,  notwithstanding  any
    17  inconsistent provision of subdivision 4 of section 469 of chapter 309 of
    18  the laws of 1996 or of any other law, on July 1, [2026] 2027.
    19    § 2. This act shall take effect immediately.
 
    20                                   PART W
 
    21    Section  1. Section 2 of chapter 393 of the laws of 1994, amending the
    22  New York state urban development corporation act, relating to the powers
    23  of the New York state urban development corporation to  make  loans,  as
    24  amended  by  section  1 of part FF of chapter 58 of the laws of 2025, is
    25  amended to read as follows:
    26    § 2. This act shall take effect immediately  provided,  however,  that
    27  section  one  of  this act shall expire on July 1, [2026] 2027, at which
    28  time the provisions of subdivision 26 of section 5 of the New York state
    29  urban development corporation act shall be  deemed  repealed;  provided,
    30  however,  that neither the expiration nor the repeal of such subdivision
    31  as provided for herein shall be deemed to affect or impair in any manner
    32  any loan made pursuant to the authority of  such  subdivision  prior  to
    33  such expiration and repeal.
    34    § 2. This act shall take effect immediately.

    35                                   PART X
 
    36    Section 1. The general business law is amended by adding a new article
    37  45-B to read as follows:
    38                                ARTICLE 45-B
    39                       DIGITAL CONTENT PROVENANCE ACT
    40  Section 1530. Definitions.
    41          1531. Synthetic content creations system.
    42          1532. Content provenance verification.
    43          1533. Exceptions.
    44          1534. State agencies.
    45          1535. Device capture.
    46          1536. Enforcement by attorney general.
    47    § 1530. Definitions. For the purposes of this article:
    48    1. "Provenance data" means data that records the origin, or history of
    49  modification of digital content and is communicated as a content creden-
    50  tial,  which at a minimum includes:  (a) information about the origin or

        S. 9008--B                         72
 
     1  creation of the content; (b) subsequent editing or modification  to  the
     2  content  or  its  metadata; and (c) use of a synthetic content creations
     3  system in generating or modifying the content. Such information shall be
     4  cryptographically  bound  to the underlying file and use signing creden-
     5  tials. A synthetic content creations  system  provider  will  be  deemed
     6  compliant with this subdivision if such content credential is consistent
     7  with  the  Technical  Specification for Content Credentials published by
     8  the Coalition for Content Provenance and Authenticity, or similar estab-
     9  lished standards-setting  body.  "Provenance  data"  shall  not  include
    10  personal  information  as  defined  in  subdivision  five of section two
    11  hundred two of the state technology law, or unique  device,  system,  or
    12  service  information that is reasonably capable of being associated with
    13  a particular user, including but not limited  to  an  internet  protocol
    14  address,  unless  a user chooses to include such personal information in
    15  such data described in paragraph (a), (b), or (c) of this subdivision.
    16    2. "Generative artificial intelligence system" means a class of  arti-
    17  ficial  intelligence  models  that  emulate the structure and character-
    18  istics of input data to generate derived synthetic  content,  including,
    19  but  not  limited  to,  images,  videos,  audio, text, and other digital
    20  content.
    21    3. "Synthetic content" means audio or visual  content  that  has  been
    22  generated or modified by a synthetic content creations system.
    23    4.  "Synthetic  content  creations system provider" means an entity or
    24  individual  that  creates,  codes,  modifies  or  otherwise  produces  a
    25  synthetic  content  creations system that is made publicly available for
    26  use by New York residents, regardless of whether the terms of  such  use
    27  include compensation.
    28    5.  "Synthetic  content  creations  system  hosting platform" means an
    29  online repository or  other  website  that  makes  a  synthetic  content
    30  creations system available for use by a New York resident, regardless of
    31  whether  the  terms of such use include compensation.  Synthetic content
    32  creations system hosting platform does not include cloud computing plat-
    33  forms or other services that make synthetic  content  creations  systems
    34  available  for  use  by  a  New York resident solely at the direction of
    35  others.
    36    6. "Social media platform" shall have the same meaning as  in  section
    37  eleven hundred of this chapter.
    38    7.  "Covered user" shall mean a user of a large online platform in the
    39  state, not acting as an operator, or agent or affiliate of the  operator
    40  of such large online platform or any portion thereof.
    41    8.  "Artificial  intelligence" or "artificial intelligence technology"
    42  means a machine-based system that can, for a given set of  human-defined
    43  objectives,  make predictions, recommendations, or decisions influencing
    44  real or virtual environments, and that  uses  machine-  and  human-based
    45  inputs  to perceive real and virtual environments, abstract such percep-
    46  tions into models through analysis in an automated manner, and use model
    47  inference to formulate options for information or action.
    48    9. "AI model" means an information system or a component of an  infor-
    49  mation  system  that  implements  artificial intelligence technology and
    50  uses  computational,  statistical,  or  machine-learning  techniques  to
    51  produce outputs from a given set of inputs.
    52    10.  "Synthetic  content creations system" means a class of generative
    53  artificial intelligence systems capable of generating  wholly  synthetic
    54  content.
    55    11.  "Large online platform" means a social media platform, file-shar-
    56  ing platform, mass messaging platform, or stand-alone search engine that

        S. 9008--B                         73
 
     1  distributes content to users who did not create or collaborate in creat-
     2  ing the content. A "large online platform" does not include:
     3    (a)  broadband, broadband service or broadband internet, as defined in
     4  paragraph (b) of subdivision two of  section  sixteen-gg  of  the  urban
     5  development corporation act; or
     6    (b)  a  telecommunications service, as defined in section 153 of title
     7  47 of the United States code.
     8    12. "Mass messaging platform" means a direct messaging  platform  that
     9  allows users to distribute content to more than one hundred users simul-
    10  taneously.
    11    13.  "Capture  device"  means  a  device  that can record photographs,
    12  audio, or video content, including, but not limited to, video and  still
    13  photography cameras, mobile phones with built-in cameras or microphones,
    14  and voice recorders.
    15    14.  "Capture  device  manufacturer"  means  an  entity  or person who
    16  produces a capture device for sale, but shall not include an  entity  or
    17  person exclusively engaged in the assembly of a capture device.
    18    §  1531.  Synthetic  content  creations system. 1. A synthetic content
    19  creations system provider shall apply provenance data,  either  directly
    20  or  through  the  use  of  third-party  technology, to synthetic content
    21  produced or modified by a synthetic content creations  system  that  the
    22  synthetic content creations system provider makes publicly available.
    23    2.  The  application  of  provenance  data  to  synthetic  content, as
    24  required by this section, shall, at  a  minimum,  identify  the  digital
    25  content as synthetic and communicate the following provenance data:
    26    (a) that the content was created or modified using artificial intelli-
    27  gence;
    28    (b) the name of the synthetic content creations system provider;
    29    (c) the time and date the provenance data was applied;
    30    (d)  the  type of device, system, or service that was used to generate
    31  the image, audio, or video;
    32    (e) the name of the tool used to apply the provenance data; and
    33    (f) the specific portions of the content that  the  synthetic  content
    34  creations system generated.
    35    3. Synthetic content creations system hosting platforms shall not make
    36  available  a  synthetic content creations system where the hosting plat-
    37  form knows that the synthetic content creations system provider for such
    38  system does not apply provenance data to content created or modified  by
    39  the  artificial intelligence system in a manner consistent with specifi-
    40  cations set forth  in  this  section,  nor  shall  a  synthetic  content
    41  creations  system  hosting  platform  deliberately  prevent  a synthetic
    42  content creations system  provider  from  applying  provenance  data  to
    43  content created or modified by a synthetic content creations system in a
    44  manner consistent with the specifications set forth in this section.
    45    4.  The  provisions  of  this  section  shall  only apply to synthetic
    46  content creations systems that were created or modified after the effec-
    47  tive date of this article.
    48    § 1532.  Content  provenance  verification.  1.  A  synthetic  content
    49  creations system provider shall make available a provenance reader tool,
    50  whether created by such provider or a third-party, at no cost to a user,
    51  that meets all of the following criteria:
    52    (a)  The  provenance  reader  tool enables a user to assess whether an
    53  image, video, or audio content, or content that is any combination ther-
    54  eof, was created or modified by the synthetic content  creations  system
    55  provider;

        S. 9008--B                         74
 
     1    (b)  The  provenance  reader  tool outputs any provenance data that is
     2  detected in the content;
     3    (c)  The  provenance reader tool does not output any personal informa-
     4  tion, as defined in subdivision five  of  section two  hundred   two  of
     5  the  state technology law, or unique device, system, or service informa-
     6  tion that is reasonably capable  of  being  associated with   a  partic-
     7  ular  user,  that is detected in the content except where users indicate
     8  their preference for including personal information, such as by choosing
     9  to include it in provenance data manifests;
    10    (d) The provenance reader tool is publicly available, provided that  a
    11  synthetic  content creations system provider may impose reasonable limi-
    12  tations on access to the tool to prevent, or  respond  to,  demonstrable
    13  risks  to  the  security or integrity of its synthetic content creations
    14  system or to prevent misuse of the tool for malicious purposes;
    15    (e) The provenance reader tool provides an  explanation  to  the  user
    16  regarding  how  the  tool  works,  what  its limitations are, and how to
    17  interpret the results to the extent possible,  without  undermining  its
    18  effectiveness;
    19    (f)  The  provenance  reader  tool  allows a user to upload content or
    20  provide a uniform resource locator (URL) linking to online content; and
    21    (g) The provenance reader tool  supports  an  application  programming
    22  interface  that  allows  a user to invoke such tool without visiting the
    23  synthetic  content creations system provider's website.
    24    2. A synthetic content creations system provider shall not collect  or
    25  retain  personal information from users of the provenance reader tool as
    26  a condition of using the provenance reader tool.   A  synthetic  content
    27  creations  system  provider may collect and retain the personal informa-
    28  tion of a user who opts in to being contacted by such provider  for  the
    29  purposes  of  submitting  feedback to such provider regarding the prove-
    30  nance reader tool.
    31    3. Any content submitted to the provenance reader tool  shall  not  be
    32  retained  by  the synthetic content creations system provider for longer
    33  than is necessary to comply with this article.
    34    4. A synthetic content creations system provider shall offer the  user
    35  the  option  to  include an easily perceived, understood or recognizable
    36  manifest disclosure in image, video or audio content or content that  is
    37  any combination thereof, created or modified by such provider's synthet-
    38  ic content creations system that meets the following criteria:
    39    (a) The disclosure identifies the content as AI-generated content;
    40    (b)  The  disclosure is clear, conspicuous, appropriate for the medium
    41  of the content and is understandable to a reasonable natural person; and
    42    (c) The disclosure is permanent or extraordinarily difficult to remove
    43  or modify, to the extent technically feasible.
    44    5. (a) A large online platform shall not knowingly delete or  disasso-
    45  ciate,  in  whole  or  in  part, provenance data from or associated with
    46  content uploaded to  such  platform  by  a  covered  user,  unless  such
    47  deletion  or  disassociation is required by law. Nothing in this article
    48  shall be  construed  as  prohibiting  users  from  choosing  to  include
    49  personal  information  in  provenance  data from or associated with such
    50  uploaded content.
    51    (b) A large online platform shall do all of the following:
    52    (i) detect whether any provenance data that is compliant  with  widely
    53  adopted  specifications adopted by an established standards-setting body
    54  is embedded into or attached to content uploaded or distributed on  such
    55  platform.

        S. 9008--B                         75
 
     1    (ii)  provide  a  provenance reader tool or user interface to disclose
     2  the availability of provenance data that  reliably  indicates  that  the
     3  content  was  generated  or  modified  by  a synthetic content creations
     4  system provider. The user interface or provenance reader tool shall make
     5  clearly  and conspicuously available to a covered user, information that
     6  includes but is not limited to the following:
     7    (A) whether provenance data is available;
     8    (B) the name of the synthetic content creations system  provider  that
     9  created or substantially modified the content, if applicable; and
    10    (C) whether any digital signatures are available.
    11    (iii) allow a user to inspect provenance data that is embedded into or
    12  attached  to content uploaded or distributed on such platform where such
    13  provenance data is compliant with widely adopted specifications  adopted
    14  by an established standards-setting body, in an easily accessible manner
    15  by any of the following means:
    16    (A)  directly,  through  the  provenance reader tool or user interface
    17  pursuant to subparagraph (ii) of this paragraph;
    18    (B) allow a covered user to download a version of the content with its
    19  attached provenance data; or
    20    (C) provide a link to the content's provenance data  displayed  on  an
    21  internet  website or in another application provided by either the large
    22  online platform or a third party.
    23    (iv) clearly and conspicuously label content indicated to be generated
    24  or modified by a synthetic content creations system pursuant to subpara-
    25  graph (i) of this paragraph as so  generated  or  modified.  Such  label
    26  shall be displayed in a manner that is appropriate for the medium of the
    27  content, and reasonably understandable to a natural person.
    28    §  1533.  Exceptions.  This  article  shall  not apply to any product,
    29  service, internet website,  or  application  that  provides  exclusively
    30  non-user  generated video game, television, streaming, movie or interac-
    31  tive experiences.
    32    § 1534. State agencies. 1. A state agency, as defined  under  subdivi-
    33  sion   one   of   section   ninety-two of the public officers law, shall
    34  ensure, to the extent practicable and either through direct  application
    35  or through the use of third-party technology, that all audio, images and
    36  videos published or distributed electronically by the state agency carry
    37  provenance  data;  provided,  however,  that a state agency may withhold
    38  certain information if it  determines  disclosure  of  such  information
    39  would  jeopardize  the  security of a state agency's information systems
    40  and information technology assets, or the  health,  safety,  welfare  or
    41  security of the state and its residents.
    42    2.  The application of provenance data to audio, images and videos, as
    43  required by this article, shall, at a minimum, communicate the following
    44  provenance data:
    45    (a) The type of device, system, or service that was used  to  generate
    46  the  audio, image or video, to the extent the device, system, or service
    47  has the technical capability to do so;
    48    (b) The specific portions of the content that  the  synthetic  content
    49  creations system used by the state agency generated, if any;
    50    (c)  Whether the content was created or edited using artificial intel-
    51  ligence;
    52    (d) The name of the synthetic content creations system  provider  used
    53  to generate the synthetic content, if any; and
    54    (e)  The  time  and date any of the provenance data delineated in this
    55  section was applied.

        S. 9008--B                         76
 
     1    § 1535. Capture devices. A capture  device  manufacturer  shall,  with
     2  respect to any capture device first produced for sale in the state on or
     3  after  January  first, two thousand twenty-eight, do both of the follow-
     4  ing:
     5    1.  Provide  a user with the option to include a disclosure in content
     6  captured by the capture device that conveys all of the following  infor-
     7  mation:
     8    (a) The name of the capture device manufacturer;
     9    (b)  The name and version number of the capture device that created or
    10  altered the content; and
    11    (c) The time and date of the content's creation or alteration.
    12    2. Embed disclosures in content captured by  the  device  by  default,
    13  provided that the user may disable such disclosure.
    14    § 1536. Enforcement  by  attorney general.   Whenever there shall be a
    15  violation of this article,  the  attorney  general  shall  give  written
    16  notice  to  the  violating  person  or  entity  identifying the specific
    17  provisions of this article that are or were being violated. The attorney
    18  general shall not bring an  action  under  this  section  where,  within
    19  fifteen  days  of  receiving  such  written notice, the person or entity
    20  cures the violation and provides the attorney  general  with  a  written
    21  statement  confirming  the  violation  was  cured,  including supporting
    22  documentation on how the violation was cured. Where,  after  receipt  of
    23  the  notice  and  the  expiration  of fifteen days, the person or entity
    24  continues to violate this  article  or  for  subsequent  violations,  an
    25  application  may  be  made  by  the  attorney general in the name of the
    26  people of the state of New York to a court or justice  having  jurisdic-
    27  tion  by  a  special  proceeding  to  issue an injunction, to enjoin and
    28  restrain the continuance of such violations; and if it shall  appear  to
    29  the  satisfaction  of  the  court  or justice that the defendant has, in
    30  fact, violated this article, an injunction may be issued by  such  court
    31  or  justice,  enjoining  and  restraining any further violation, without
    32  requiring proof that any person has, in fact, been  injured  or  damaged
    33  thereby.  In  any  such proceeding, the court may make allowances to the
    34  attorney general as provided in paragraph  six  of  subdivision  (a)  of
    35  section  eighty-three hundred three of the civil practice law and rules.
    36  Whenever the court shall determine that a violation of this article  has
    37  occurred,  the  court  may  impose a civil penalty of not more than five
    38  thousand dollars for each violation, with additional civil penalties  of
    39  one  thousand  dollars for each day the violation remains uncured beyond
    40  the fifteen-day cure period.
    41    § 3. Severability. If any clause,  sentence,  paragraph,  subdivision,
    42  section  or part of this act shall be adjudged by any court of competent
    43  jurisdiction to be invalid, such judgment shall not affect,  impair,  or
    44  invalidate the remainder thereof, but shall be confined in its operation
    45  to the clause, sentence, paragraph, subdivision, section or part thereof
    46  directly  involved  in the controversy in which such judgment shall have
    47  been rendered. It is hereby declared to be the intent of the legislature
    48  that this act would have been enacted even if  such  invalid  provisions
    49  had not been included herein.
    50    § 4. This act shall take effect January 1, 2027.
 
    51                                   PART Y
 
    52    Section  1.  Short  title. This act shall be known and may be cited as
    53  the "Safe by Design Act".

        S. 9008--B                         77
 
     1    § 2. The general business law is amended by adding a new article  45-B
     2  to read as follows:
     3                                ARTICLE 45-B
     4                             SAFE BY DESIGN ACT
     5  Section 1539. Definitions.
     6          1540. Privacy by default.
     7          1541. Verifiable parental consent.
     8          1542. Construction of article.
     9          1543. Prohibition  on features that subvert the purposes of this
    10                  article.
    11          1544. Nondiscrimination.
    12          1545. Scope.
    13          1546. Rulemaking authority.
    14          1547. Language access.
    15          1548. Remedies.
    16    § 1539. Definitions. For the purposes of this article,  the  following
    17  terms shall have the following meanings:
    18    1.  "Connected" and variations thereof shall mean that two users using
    19  the covered platform  or  two  accounts  on  the  covered  platform  are
    20  connected to each other by:
    21    (a) sending a request to connect to another user or account holder and
    22  having  the  request  to  connect  accepted by the other user or account
    23  holder; or
    24    (b) receiving a request to connect from another user or account holder
    25  and accepting the request to connect.
    26    2. "Covered minor" shall mean any  user  in  New  York  who  has  been
    27  reasonably determined by an operator, via age assurance, as set forth in
    28  this article, to be under the age of eighteen.
    29    3.  "Financial  transaction"  shall  mean  a transaction between users
    30  involving any type of currency, including digital currency used within a
    31  covered platform whether or not it can be converted to money.
    32    4. "Operator" shall mean any person, business, or other  legal  entity
    33  who operates or provides a covered platform.
    34    5. "Parent" shall mean a parent or legal guardian.
    35    6. "Covered platform" shall mean an online platform.
    36    7.  "Tag"  shall  mean when a user clearly identifies a second user in
    37  posted media.
    38    8. "User" shall mean a user of a covered platform  not  acting  as  an
    39  operator,  or  agent  or affiliate of such operator, of such platform or
    40  any portion thereof.
    41    9. "Covered user" shall mean a user of a covered platform in New  York
    42  not  acting as an operator, agent or affiliate of such operator, of such
    43  platform or of any portion thereof.
    44    10. "Money" shall mean a medium of exchange  currently  authorized  or
    45  adopted by a domestic or foreign government.
    46    11.  "Digital  currency" shall mean a digital representation of value,
    47  recognized only on the covered platform, that is supplied, exchanged and
    48  managed pursuant to the policies or rules of such covered platform,  and
    49  is  not accepted or considered a medium of exchange currently authorized
    50  or adopted by a domestic or foreign government.
    51    12. "AI companion" shall have the same meaning as subdivision four  of
    52  section  seventeen  hundred  of this chapter; provided, however, that an
    53  "AI companion" shall not include an artificial  intelligence  system  or
    54  non-player  character  that operates exclusively within a game or immer-
    55  sive digital environment, provided that such system's  interactions  are
    56  strictly  constrained  to the fictional context of such game or environ-

        S. 9008--B                         78

     1  ment and do not initiate, encourage, or sustain dialogue concerning  the
     2  user's real-world life, emotional state, or personal affairs.
     3    13.  "Integrated  AI  companion" shall mean an AI companion that is an
     4  accessible or usable feature of a covered platform.
     5    14. "Online platform" shall mean  a  public  or  semi-public  website,
     6  online service, online application, or mobile application that:
     7    (a) is used by a covered minor in this state;
     8    (b)  allows users to construct a public or semi-public profile for the
     9  purposes of using such website, service, or application; and
    10    (c) offers or provides the following features:
    11    (i) a mechanism to allow users to publicly message each other in  chat
    12  rooms  or  privately  message  each other within the website, service or
    13  application or through integration with a separate website, service,  or
    14  application; and
    15    (ii) (A) a mechanism to create or post media that is viewable by other
    16  users and a mechanism to respond to such media, including but not limit-
    17  ed  to, through a landing page or feed that presents the user with media
    18  created or posted by other users; or
    19    (B) a mechanism to create games or immersive digital environments  for
    20  other users.
    21    15.    "Media" shall mean text, an image or a video.  Games and immer-
    22  sive digital environments are not media.
    23    16. "Age assurance" shall mean methods used  to  determine  whether  a
    24  covered user is not a covered minor, using methods that reasonably guard
    25  against  circumvention;  provided,  however,  that if an operator cannot
    26  reasonably determine that a user is not a covered  minor,  the  operator
    27  shall  treat  such user as a covered minor for purposes of this article.
    28  Such an age assurance method may include methods that:    (a)  meet  the
    29  requirements  of article forty-five of this chapter and its implementing
    30  regulations, except to ensure an adult cannot pose as a minor, an opera-
    31  tor cannot use self-declaration of age  or  minor  status  to  determine
    32  whether  a  user is a covered minor; provided, however, that such method
    33  is reasonably suited to the type of covered platform at  issue  and  any
    34  regulations promulgated pursuant to this article; or
    35    (b)  may  be  identified  in  regulations  promulgated by the attorney
    36  general consistent with paragraph (c)  of  subdivision  one  of  section
    37  fifteen hundred forty of this article.
    38    17.  "Syncing"  shall mean when a user imports existing connections or
    39  contact information pertaining to other users into a covered platform.
    40    18. "Verifiable parental consent" shall mean parental consent obtained
    41  in a manner prescribed by regulations promulgated by the attorney gener-
    42  al pursuant to subdivision four of section fifteen hundred one  of  this
    43  chapter.
    44    19.  "Platform  integration"  shall  mean any form of linking a user's
    45  account on a covered platform with the user's account  on  one  or  more
    46  different covered platforms.
    47    §  1540.  Privacy by default. 1. (a) No operator shall offer a covered
    48  platform in this state without conducting age  assurance  to  reasonably
    49  determine  whether  a  user  is a covered minor.  A covered platform may
    50  rely on any prior determination of a user's age or age status  completed
    51  to  comply with other laws or for any other purpose if the determination
    52  was made consistent with the definition of  age  assurance  pursuant  to
    53  subdivision sixteen of section fifteen hundred thirty-nine of this arti-
    54  cle for purposes of this requirement.
    55    (b)  Information collected for the purpose of determining a user's age
    56  under this article shall not be used for  any  purpose  other  than  age

        S. 9008--B                         79
 
     1  determination  and  compliance  with  this article, and shall be deleted
     2  immediately after an attempt to determine a user's age, except  that  an
     3  operator  may retain the minimum information strictly necessary to main-
     4  tain age-based settings, maintain records of verifiable parental consent
     5  or  overrides,  and to comply with any applicable provisions of New York
     6  state or federal law or regulation.
     7    (c) The attorney general may promulgate regulations identifying  meth-
     8  ods  for  commercially  reasonable age assurance, which may consider the
     9  size, financial resources, and technical capabilities of  covered  plat-
    10  forms,  the costs and effectiveness of available age determination tech-
    11  niques for users of such platforms, the audience of such platforms,  and
    12  prevalent  practices  of  the industry of the operator. Such regulations
    13  shall also identify the appropriate levels of  accuracy  that  would  be
    14  considered  reasonable for operators to achieve in determining whether a
    15  user is a covered minor.
    16    2. (a) For all users determined by an operator to be a covered  minor,
    17  such  operator  shall  utilize  the  following  settings  by default for
    18  covered minors, which shall ensure that  no  user  who  is  not  already
    19  connected to a covered minor may:
    20    (i) communicate directly and privately with such minor;
    21    (ii) view or respond to media posted by such minor;
    22    (iii) tag such minor in posted media; or
    23    (iv)  view the geographic location information of a covered minor if a
    24  covered platform provides a mechanism by which  users  may  share  their
    25  geographic  location  information  with other users on the covered plat-
    26  form.
    27    (b) Nothing in this subdivision is intended to prohibit communications
    28  or access reasonably necessary for platform  safety,  abuse  prevention,
    29  customer  support,  legal  compliance,  or emergency response, as may be
    30  further defined by regulations promulgated by the attorney general.
    31    3. No operator may suggest or recommend the profile of a covered minor
    32  to another user not already connected to such covered  minor;  provided,
    33  however, that this subdivision shall not apply to profile suggestions or
    34  recommendations  that  are  made as a result of a covered minor or other
    35  user syncing contacts with a covered platform.
    36    4. A parent of a  covered  minor  may  override  the  default  privacy
    37  settings  provided in subdivisions two and three of this section at such
    38  parent's discretion.  An operator shall allow a parent  to  override  or
    39  maintain  each  setting  provided  in subdivisions two and three of this
    40  section separately.
    41    5. An operator shall notify a parent of a covered minor whenever  such
    42  covered  minor  requests  that  the  operator obtain verifiable parental
    43  consent from such covered minor's parent to change the default  settings
    44  provided  in  subdivisions  two  and three of this section.  Such notice
    45  shall include a statement that informs the parent  that  the  parent  is
    46  being  asked  to provide verifiable parental consent to change a default
    47  setting required under New York law.  The parent may thereafter  provide
    48  or withhold such verifiable parental consent, provided there is separate
    49  consent provided for each request by a covered minor.
    50    6.  Any request to connect may be accompanied by a request to communi-
    51  cate directly and privately; provided, however, that no message, message
    52  content, attachment, or other communication shall  be  delivered  to  or
    53  made  viewable  by  a  covered  minor unless and until the connection is
    54  approved and any parental approval required by section  fifteen  hundred
    55  forty-one of this article has been obtained.

        S. 9008--B                         80
 
     1    7. (a) An operator shall, by default, disable the access or use of any
     2  integrated AI companion for covered minors.
     3    (b)  A  parent  of  a  covered minor may override the default disabled
     4  access or use of an integrated AI companion, provided in  paragraph  (a)
     5  of  this  subdivision,  at  such  parent's discretion. An operator shall
     6  allow a parent to override or maintain the setting provided for in para-
     7  graph (a) of this subdivision separately from any  other  mechanisms  to
     8  override other default settings.
     9    (c) An operator shall notify a parent of a covered minor whenever such
    10  minor requests that the operator obtain verifiable parental consent from
    11  such  covered  minor's  parent to change the default setting provided in
    12  paragraph (a) of this subdivision.  Such notice shall include  a  state-
    13  ment  that  informs the parent that the parent is being asked to provide
    14  verifiable parental consent to change a default setting  required  under
    15  New  York law.  The parent may thereafter provide or withhold such veri-
    16  fiable parental consent.
    17    § 1541. Verifiable parental consent.  1. (a) For  all  covered  minors
    18  under the age of thirteen, an operator shall require verifiable parental
    19  consent before the account of such covered minor and the account of such
    20  other  user may be connected.  For covered minors under the age of thir-
    21  teen, an operator shall also establish a mechanism by which a parent  of
    22  such  minor  may easily view the list of all users or accounts currently
    23  connected with the account of the minor.
    24    (b) For all covered minors, an operator shall require  the  parent  of
    25  such  covered  minor  to approve each Platform Integration involving the
    26  account of the covered minor. For covered minors, an operator shall also
    27  establish a mechanism by which a parent of such minor  may  easily  view
    28  the  list  of  covered platforms that have been linked to the account of
    29  the minor through a Platform Integration, or that have been requested to
    30  be linked.
    31    2. (a) For all covered minors, an operator shall establish a mechanism
    32  that either: (i) enables the parent of such minor to set a monthly limit
    33  on the spending of money, whether by charging a  credit  card  or  other
    34  means, in connection with the direct or indirect purchase or acquisition
    35  of anything on or via the covered platform, including but not limited to
    36  digital currency, relating to such covered minor's account and where the
    37  amount of such limit is set at the parent's discretion; or
    38    (ii)  enables  the  parent  of  such  minor to opt out of setting such
    39  limits.
    40    (b) Until a parent sets a monthly limit or affirmatively opts  out  of
    41  such  limit  pursuant to paragraph (a) of this subdivision, the operator
    42  shall not permit a financial transaction by the covered minor in  excess
    43  of  any  default  limit promulgated by the Attorney General or, where no
    44  such default limit has been prescribed, shall not  process  such  trans-
    45  action  or transactions in excess of fifty dollars per thirty day period
    46  unless and until the operator has obtained verifiable parental consent.
    47    (c) An operator may establish a mechanism to enable the covered  minor
    48  to  request that the operator obtain verifiable parental consent for the
    49  further expenditure of money, such as charging the credit  card  associ-
    50  ated  with  such  covered  minor's  account, once the limit set forth in
    51  subparagraph (i) of paragraph (a) of this  subdivision  is  reached.  In
    52  such an instance, no such charge may be processed by the operator unless
    53  and until the operator has obtained such verifiable parental consent.
    54    (d)  Such  operator  shall  further  establish  a mechanism by which a
    55  parent of a covered minor may easily view a  history  of  all  financial
    56  transactions relating to such covered minor's account at any time, which

        S. 9008--B                         81
 
     1  at a minimum, identifies the users involved in each such transaction, in
     2  addition  to  the  covered  minor,  as  well  as the amounts of money or
     3  digital currency associated with each transaction.
     4    §  1542.  Construction  of  article.  Nothing in this article shall be
     5  construed to prohibit an operator from implementing  a  default  privacy
     6  setting  for  covered  minors and/or other users that is more protective
     7  than that required by this article.
     8    § 1543. Prohibition on features that  subvert  the  purposes  of  this
     9  article.  It shall be unlawful for an operator to deploy on its platform
    10  any mechanism or design feature that materially interferes with, circum-
    11  vents, or substantially undermines any requirement, age assurance  mech-
    12  anism,  default  setting,  or  mechanism  to  obtain verifiable parental
    13  consent established pursuant to this article.
    14    § 1544. Nondiscrimination. An operator shall  not  withhold,  degrade,
    15  lower  the quality of, or increase the price of any product, service, or
    16  feature of a covered platform, other than as  necessary  for  compliance
    17  with  the provisions of this article or any rules or regulations promul-
    18  gated pursuant to this article, to a covered user or covered minor,  due
    19  to such operator being required to comply with this article.
    20    §  1545.  Scope. 1. This article shall apply to conduct that occurs in
    21  whole or in part in New York. For  purposes  of  this  article,  conduct
    22  takes  place  wholly  outside  of  New  York  if the covered platform is
    23  accessed by a user who is physically located outside of New York.
    24    2. Nothing in this article shall be construed to impose liability  for
    25  commercial  activities  or  actions  by operators subject to 15 U.S.C. §
    26  6501 that is inconsistent with  the  treatment  of  such  activities  or
    27  actions under 15 U.S.C. § 6502.
    28    § 1546. Rulemaking authority. The attorney general may promulgate such
    29  rules  and  regulations  as  are necessary to effectuate and enforce the
    30  provisions of this article.  Such regulations may include,  but  not  be
    31  limited to, a prescription of reasonable requirements concerning notice,
    32  recordkeeping, revocation, auditability, and the protection and deletion
    33  of information collected for purposes of such authentication, consistent
    34  with this article and other applicable law.
    35    §  1547. Language access. 1. Instructions to parents on how to provide
    36  verifiable parental consent and to  exercise  parental  controls,  over-
    37  rides,  settings,  and  other permissions required by this article shall
    38  clearly and conspicuously be made available in no fewer than the  twelve
    39  most commonly spoken languages in New York state consistent with section
    40  two  hundred  two-a of the executive law and as further defined by regu-
    41  lations promulgated by the attorney general.
    42    2. The attorney general shall ensure that any  public  information  or
    43  guidance that it may provide concerning this article is available in the
    44  twelve  most commonly spoken languages in New York state consistent with
    45  section two hundred two-a of the executive law and as further defined by
    46  regulations promulgated by the attorney general.
    47    § 1548. Remedies. 1. On or after the effective date of  this  article,
    48  whenever  it  appears  to the attorney general, upon complaint or other-
    49  wise, that any person, within or outside the  state,  has  violated  the
    50  provisions  of this article, the attorney general may bring an action or
    51  special proceeding in the name and on behalf of the people of the  state
    52  of  New  York to enjoin any such violation, to obtain restitution of any
    53  moneys  or  property  obtained  directly  or  indirectly  by  any   such
    54  violation,  to  obtain  disgorgement  of  any  profits or gains obtained
    55  directly or indirectly by any such violation, to obtain  damages  caused
    56  directly  or indirectly by any such violation, to obtain civil penalties

        S. 9008--B                         82
 
     1  of up to five thousand dollars per violation, and  to  obtain  any  such
     2  other and further relief as the court may deem proper, including prelim-
     3  inary relief.
     4    2.   The   attorney  general  shall  maintain  a  website  to  receive
     5  complaints, information, and/or referrals from  members  of  the  public
     6  concerning  an  operator's  or  covered platform's alleged compliance or
     7  noncompliance with the provisions of this article.
     8    § 3. Severability. If any clause,  sentence,  paragraph,  subdivision,
     9  section  or part of this act shall be adjudged by any court of competent
    10  jurisdiction to be invalid, such judgment shall not affect,  impair,  or
    11  invalidate the remainder thereof, but shall be confined in its operation
    12  to the clause, sentence, paragraph, subdivision, section or part thereof
    13  directly  involved  in the controversy in which such judgment shall have
    14  been rendered. It is hereby declared to be the intent of the legislature
    15  that this act would have been enacted even if  such  invalid  provisions
    16  had not been included herein.
    17    § 4. This act shall take effect January 1, 2027.  Effective immediate-
    18  ly,  the  addition,  amendment  and/or  repeal of any rule or regulation
    19  necessary for the implementation of this act on its effective  date  are
    20  authorized to be made and completed on or before such effective date.
 
    21                                   PART Z
 
    22                            Intentionally Omitted
 
    23                                   PART AA
 
    24    Section  1.  Short  title. This act shall be known and may be cited as
    25  the "data broker accountability act".
    26    § 2. The general business law is amended by adding a new article 48 to
    27  read as follows:
    28                                 ARTICLE 48
    29                       DATA BROKER ACCOUNTABILITY ACT
    30  Section 1800. Definitions.
    31          1801. Data broker registration.
    32          1802. Data broker registration and deletion portal.
    33          1803. Consumer deletion requests.
    34          1804. Accessible deletion request mechanism for consumers.
    35          1805. Data broker website disclosure requirements.
    36          1806. Data brokers; comprehensive information security program.
    37          1807. Rulemaking.
    38          1808. Powers, duties and adjudicatory proceedings.
    39          1809. Statute of limitations.
    40          1810. Enforcement.
    41          1811.  Assessments.
    42          1812. Exemptions.
    43    § 1800. Definitions. For purposes of this article, the following defi-
    44  nitions shall have the following meanings:
    45    1. "Advertising and marketing" means a communication by a business  or
    46  a  person  acting  on  such  business'  behalf in any medium intended to
    47  induce a consumer to obtain goods, services, or employment.
    48    2. "Aggregate consumer information" means information that relates  to
    49  a group or category of consumers, from which individual consumer identi-
    50  ties have been removed, that is not linked or reasonably linkable to any
    51  consumer  or  household,  including  via  a  device. The term "aggregate

        S. 9008--B                         83
 
     1  consumer information" shall not include one or more individual  consumer
     2  records that have been deidentified.
     3    3.   "Biometric  information"  means  an  individual's  physiological,
     4  biological,  or  behavioral   characteristics,   including   information
     5  pertaining  to  an individual's deoxyribonucleic acid (DNA), that can be
     6  used or is intended to be used singly or in combination with each  other
     7  or  with  other  identifying data, to establish individual identity. The
     8  term "biometric information" includes, but is not limited to, imagery of
     9  the iris, retina, fingerprint, face,  hand,  palm,  vein  patterns,  and
    10  voice  recordings,  from  which  an identifier template, such as a face-
    11  print, a minutiae template, or  a  voiceprint,  can  be  extracted,  and
    12  keystroke  patterns  or  rhythms,  gait  patterns or rhythms, and sleep,
    13  health, or exercise data that contain identifying information.
    14    4. "Business" means:
    15    (a) A sole proprietorship,  partnership,  limited  liability  company,
    16  corporation,  association,  or other legal entity, that collects consum-
    17  ers' personal information, or on the behalf of which such information is
    18  collected and  that  alone,  or  jointly  with  others,  determines  the
    19  purposes and means of the processing of consumers' personal information,
    20  that  does  business in the state of New York, and that satisfies one or
    21  more of the following thresholds:
    22    (i) as of January first of the  relevant  calendar  year,  had  annual
    23  gross  revenues in excess of ten million dollars in the preceding calen-
    24  dar year;
    25    (ii) alone or in combination, annually  buys,  sells,  or  shares  the
    26  personal information of one hundred thousand or more consumers or house-
    27  holds; or
    28    (iii)  derives fifty percent or more of its annual revenues from sell-
    29  ing or sharing consumers' personal information;
    30    (b) (i) Any entity that controls or is controlled by  a  business,  as
    31  defined  in  paragraph  (a)  of this subdivision, and that shares common
    32  branding with such business and with whom such business  shares  consum-
    33  ers' personal information.
    34    (ii)  For  the  purposes  of this paragraph, the following terms shall
    35  have the following meanings:
    36    (1) "Control" or "controlled" means the possession,  direct  or  indi-
    37  rect,  of  the  power to direct or cause the direction of the management
    38  and policies of an entity, whether through the ownership of voting secu-
    39  rities, by contract, or otherwise;
    40    (2) "Common branding" means a shared name, service mark, or  trademark
    41  that the average consumer would understand that two or more entities are
    42  commonly owned;
    43    (c)  A  joint  venture  or partnership composed of businesses in which
    44  each business has at least a forty percent  interest.  For  purposes  of
    45  this  article,  the  joint venture or partnership and each business that
    46  composes the joint venture or partnership shall separately be considered
    47  a single business, except that personal information in the possession of
    48  each business and disclosed to the joint venture  or  partnership  shall
    49  not be shared with the other business; or
    50    (d)  A  person  that does business in New York, that is not covered by
    51  paragraph (a), (b), or (c) of this  subdivision,  and  that  voluntarily
    52  certifies  to the office that it is in compliance with, and agrees to be
    53  bound by, this article.
    54    5. "Business purpose" means the use of personal  information  for  the
    55  business'  operational  purposes, or other notified purposes, or for the
    56  service  provider  or  contractor's  operational  purposes,  as  further

        S. 9008--B                         84
 
     1  defined  by regulations promulgated by the office, provided that the use
     2  of personal information shall be strictly necessary and proportionate to
     3  achieve the purpose for which the personal information was collected  or
     4  processed. The term "business purposes" shall include, but not be limit-
     5  ed to:
     6    (a)  auditing  related  to counting ad impressions to unique visitors,
     7  verifying positioning  and  quality  of  ad  impressions,  and  auditing
     8  compliance with this specification and other standards;
     9    (b)  helping to ensure security and integrity to the extent the use of
    10  the consumer's personal information is strictly  necessary  and  propor-
    11  tionate for these purposes;
    12    (c)  debugging  to  identify  and  repair  errors that impair existing
    13  intended functionality;
    14    (d) short-term, transient use, including, but not limited to, non-per-
    15  sonalized advertising shown as part of a consumer's current  interaction
    16  with  the business, provided that the consumer's personal information is
    17  not disclosed to another third party, is not used  to  build  a  profile
    18  about  the  consumer,  and is not otherwise used to alter the consumer's
    19  experience outside the current interaction with the business;
    20    (e) performing services on behalf of the business, including maintain-
    21  ing or servicing accounts, providing  customer  service,  processing  or
    22  fulfilling  orders  and  transactions,  verifying  customer information,
    23  processing payments, providing financing, providing  analytic  services,
    24  providing  storage, or providing similar services on behalf of the busi-
    25  ness;
    26    (f) providing advertising and marketing services,  except  for  cross-
    27  context  behavioral  advertising, to the consumer provided that, for the
    28  purpose of advertising and marketing, a service provider  or  contractor
    29  shall  not  combine the personal information of opted-out consumers that
    30  the service provider or contractor receives from, or on behalf  of,  the
    31  business with personal information that the service provider or contrac-
    32  tor  receives  from,  or  on  behalf  of,  another  person or persons or
    33  collects from its own interaction with consumers;
    34    (g) undertaking internal research for  technological  development  and
    35  demonstration; or
    36    (h) undertaking activities to verify or maintain the quality or safety
    37  of a service or device that is owned, manufactured, manufactured for, or
    38  controlled  by  the  business,  and  to improve, upgrade, or enhance the
    39  service or device that is  owned,  manufactured,  manufactured  for,  or
    40  controlled by the business.
    41    6.  "Collects",  "collected",  or  "collection" means buying, renting,
    42  gathering, obtaining,  receiving,  sharing  or  accessing  any  personal
    43  information  pertaining  to  a  consumer by any means, including but not
    44  limited to, receiving information from the consumer, either actively  or
    45  passively, or by observing the consumer's behavior.
    46    7.  "Consent" means any freely given, specific, informed, and unambig-
    47  uous indication of a consumer's wishes by which such consumer,  or  such
    48  consumer's  legal  guardian,  a  person  who has power of attorney, or a
    49  person acting as a conservator for such consumer, including by a  state-
    50  ment  or by a clear affirmative action, signifies agreement to the proc-
    51  essing of personal information relating to such consumer for a  narrowly
    52  defined  particular  purpose.  Acceptance of a general or broad terms of
    53  use, or similar document, that contains descriptions of personal  infor-
    54  mation  processing  along  with  other, unrelated information, shall not
    55  constitute consent. Hovering over, muting, pausing, or closing  a  given

        S. 9008--B                         85
 
     1  piece  of  content  shall  not  constitute  consent.  Agreement obtained
     2  through use of dark patterns shall not constitute consent.
     3    8.  "Consumer"  means  a natural person who is an individual who is in
     4  New York state for other than a transitory purpose, and every individual
     5  who is domiciled in New York state who is outside the state.
     6    9. "Contractor" means a person to whom a business  makes  available  a
     7  consumer's  personal  information  for a business purpose, pursuant to a
     8  written contract with such business, provided that such contract:
     9    (a) prohibits the contractor from:
    10    (i) selling or sharing such personal information;
    11    (ii) retaining, using, or disclosing such personal information for any
    12  purpose other than for the business purposes specified in such contract,
    13  including retaining, using, or disclosing such personal information  for
    14  a  commercial purpose other than the business purposes specified in such
    15  contract, or as otherwise permitted by this article;
    16    (iii)  retaining,  using,  or  disclosing  such  personal  information
    17  outside  of  the direct business relationship between the contractor and
    18  such business;
    19    (iv) combining such personal information that the contractor  receives
    20  pursuant to a written contract with such business with personal informa-
    21  tion that it receives from or on behalf of another person or persons, or
    22  collects from its own interaction with the consumer;
    23    (b)  includes a certification made by the contractor that the contrac-
    24  tor understands the restrictions provided for in accordance  with  para-
    25  graph (a) of this subdivision and will comply with them;
    26    (c)  permits  the business to monitor the contractor's compliance with
    27  the contract through measures, including, but not  limited  to,  ongoing
    28  manual  reviews  and automated scans and regular assessments, audits, or
    29  other technical and operational  testing  at  least  once  every  twelve
    30  months; and
    31    (d) provides that if the contractor engages any other person to assist
    32  it  in  processing personal information for a business purpose on behalf
    33  of such business, or if any other  person  engaged  by  such  contractor
    34  engages  another person to assist in processing personal information for
    35  such business purpose, it shall notify such business of such engagement,
    36  and such engagement shall be pursuant to a written contract binding such
    37  other person to comply with all  the  requirements  set  forth  in  this
    38  subdivision.
    39    10.  "Cross-context  behavioral  advertising"  means  the targeting of
    40  advertising and  marketing  to  a  consumer  based  on  such  consumer's
    41  personal information obtained from such consumer's activity across busi-
    42  nesses, distinctly branded internet websites, applications, or services,
    43  distinctly  branded internet website, application, or service with which
    44  such consumer intentionally interacts.
    45    11. (a) "Data broker" means a business  that  knowingly  collects  and
    46  sells  to third parties the personal information of a consumer with whom
    47  such business either:
    48    (i) does not have a direct relationship; and/or
    49    (ii) collects, retains or sells personal information  outside  of  the
    50  consumer-facing  business with which the consumer intends and expects to
    51  interact through informed consent.
    52    (b) The term "data broker" shall not include any of the following:
    53    (i) a federal, state, tribal, territorial, or local governmental enti-
    54  ty, including a body,  authority,  board,    bureau,  commission,  body,
    55  authority,  board,  bureau,  commission,  district, district, agency, or
    56  political subdivision of a governmental entity;

        S. 9008--B                         86
 
     1    (ii) an entity that serves as a congressionally designated  nonprofit,
     2  national  resource  center,  or  clearinghouse  to provide assistance to
     3  victims, families, child-serving professionals, and the  general  public
     4  on missing and exploited children issues; or
     5    (iii)  an  entity  to  the  extent  it  is covered by section eighteen
     6  hundred twelve of this article.
     7    (c) For the purposes of this subdivision, "direct relationship"  shall
     8  mean  a  consumer  has intentionally and unambiguously interacted with a
     9  business for the purpose of accessing, purchasing, using, requesting, or
    10  obtaining information about the business's products or services. A busi-
    11  ness shall not be deemed to have a direct relationship with  a  consumer
    12  merely because the business collects personal information of the consum-
    13  er.
    14    12. "Dark pattern" means a user interface designed or manipulated with
    15  the  substantial  effect of subverting or impairing user autonomy, deci-
    16  sion making, or choice, as further defined by regulation issued  by  the
    17  office in consultation with the office of the attorney general.
    18    13.  "Deidentified"  means  information  that  cannot be used to infer
    19  information about, or otherwise be linked  to,  a  particular  consumer,
    20  provided that businesses that possess such information shall:
    21    (a)  take necessary measures to ensure that such information cannot be
    22  associated with a consumer or household;
    23    (b) publicly, and within any contract in which such business  acquired
    24  such  information, commit to maintaining and using such information only
    25  in deidentified form;
    26    (c) not attempt to reidentify such information, except that such busi-
    27  ness may attempt to reidentify such information solely for  the  purpose
    28  of  determining  whether  its  deidentification  processes  satisfy  the
    29  requirements of this subdivision; and
    30    (d) contractually: (i) prohibit any  recipients  of  such  information
    31  from  reidentifying  such  information; and (ii) require compliance with
    32  all provisions of this subdivision.
    33    14. "Designated methods  for  submitting  requests"  means  a  mailing
    34  address,  email  address,  internet web page, internet web portal, toll-
    35  free telephone number, or other applicable contact information,  whereby
    36  consumers  may submit a request or direction under this article, and any
    37  new, consumer-friendly means of contacting a business,  as  approved  in
    38  writing by the office.
    39    15.  "Developer of a GenAI system" means a person, partnership, corpo-
    40  ration, firm, organization or other entity that designs, codes,  produc-
    41  es, trains or substantially modifies a GenAI system.
    42    16.  "Device"  means any physical object that is capable of connecting
    43  to the internet, directly or indirectly, or to another device.
    44    17. "Foreign actor" means either of the following:
    45    (a) the government of a covered nation as defined in Section  4872  of
    46  Title 10 of the United States Code; or
    47    (b)  a  partnership, association, corporation, organization, entity or
    48  other combination of persons organized under the laws of or  having  its
    49  principal  place  of  business in a covered nation as defined in Section
    50  4872 of Title 10 of the United States Code.
    51    18. "Generative artificial  intelligence  system"  or  "GenAI  system"
    52  means  an  artificial  intelligence  that can generate derived synthetic
    53  content, including text, images, video, and  audio,  that  emulates  the
    54  structure and characteristics of the system's training data.
    55    19.  "Homepage" means the introductory page of an internet website and
    56  any internet web page where personal information is  collected.  In  the

        S. 9008--B                         87
 
     1  case of an online service, such as a mobile application, the term "home-
     2  page"  means  such  application's platform page or download page, a link
     3  within such application, such as  from  the  application  configuration,
     4  "About",  "Information",  or  settings page, and any other location that
     5  allows consumers to review the notices required by this article, includ-
     6  ing, but not limited to, before downloading such application.
     7    20. "Household" means a group, however identified,  of  consumers  who
     8  cohabitate  with  one  another at the same residential address and share
     9  use of common services.
    10    21. "Infer" or "inference" means the derivation of information,  data,
    11  assumptions,  or  conclusions from facts, evidence, or another source of
    12  information or data.
    13    22. "Intentionally interacts" means when a consumer intends to  inter-
    14  act with a person, or disclose personal information to a person, via one
    15  or more deliberate interactions, including visiting such person's inter-
    16  net  website  or purchasing a good or service from such person. Hovering
    17  over, muting, pausing, or closing a given piece  of  content  shall  not
    18  constitute a consumer's intent to interact with a person.
    19    23.  "Non-personalized  advertising"  means  advertising and marketing
    20  that is based solely on such consumer's  current  interaction  with  the
    21  business.
    22    24.  "Person"  means an individual, proprietorship, firm, partnership,
    23  joint venture, syndicate, business trust, company, corporation,  limited
    24  liability  company,  association, committee, and any other organization,
    25  entity or group of persons acting in concert.
    26    25. (a) "Personal information" means information, however  maintained,
    27  that  identifies,  relates to, describes, is capable of being associated
    28  with, or could be linked, directly  or  indirectly,  with  a  particular
    29  consumer or household, including, but not limited to, the following:
    30    (i)  identifiers  such  as  a real name, alias, postal address, unique
    31  personal identifier, online identifier, internet protocol address, email
    32  address, account name, social security number, driver's license  number,
    33  passport number, or other similar identifiers;
    34    (ii)  any  information  that  identifies, relates to, describes, or is
    35  capable of being associated with, a  particular  individual,  including,
    36  but  not  limited to, such individual's name, signature, social security
    37  number, physical  characteristics  or  description,  address,  telephone
    38  number,  passport  number, driver's license or state identification card
    39  number,  insurance  policy  number,  education,  employment,  employment
    40  history,  bank account number, credit card number, debit card number, or
    41  any other financial information, medical information, or  health  insur-
    42  ance information;
    43    (iii)  characteristics  of protected classifications under New York or
    44  federal law;
    45    (iv) commercial information, including records of  personal  property,
    46  products  or  services  purchased,  obtained,  or  considered,  or other
    47  purchasing or consuming histories or tendencies;
    48    (v) biometric information;
    49    (vi)  internet  or  other  electronic  network  activity  information,
    50  including,  but  not  limited  to, browsing history, search history, and
    51  information regarding a consumer's interaction with an internet  website
    52  application, or advertisement;
    53    (vii) geolocation data;
    54    (viii)  audio,  electronic,  visual,  thermal,  olfactory,  or similar
    55  information;
    56    (ix) professional or employment-related information;

        S. 9008--B                         88
 
     1    (x) education information, defined as information that is not publicly
     2  available personally identifiable information as defined in  the  Family
     3  Educational Rights and Privacy Act (20 U.S.C. Sec. 1232g; 34 C.F.R. Part
     4  99);
     5    (xi)  inferences  drawn from any of the information identified in this
     6  subdivision to create a profile about a consumer reflecting such consum-
     7  er's preferences,  characteristics,  psychological  trends,  predisposi-
     8  tions, behavior, attitudes, intelligence, abilities, and aptitudes; and
     9    (xii) sensitive personal information;
    10    (b)  The term "personal information" shall not include publicly avail-
    11  able information or lawfully obtained, truthful information  that  is  a
    12  matter  of  public  concern.  For  purposes of this paragraph, "publicly
    13  available" means any of the following:
    14    (i) information that is lawfully made available from  federal,  state,
    15  or local government records;
    16    (ii)  information that a business has a reasonable basis to believe is
    17  lawfully and intentionally made available to the general public  by  the
    18  consumer or from widely distributed media; or
    19    (iii)  information made available by a person to whom the consumer has
    20  intentionally disclosed such information if such consumer has  consented
    21  to such information not being restricted to a specific audience.
    22    (c) The term "publicly available" shall not mean biometric information
    23  collected by a business about a consumer.
    24    (d) The term "personal information" shall not include:
    25    (i)  consumer  information that is deidentified and aggregate consumer
    26  information; and
    27    (ii) information that would not otherwise be made  public  but  for  a
    28  data breach.
    29    (e)  The  term  "personal  information"  may exist in various formats,
    30  including, but not limited to, all of the following:
    31    (i) physical formats, including paper documents, printed images, vinyl
    32  records, or video tapes;
    33    (ii) digital formats, including text, image, audio, or video files; or
    34    (iii) abstract digital  formats,  including  compressed  or  encrypted
    35  files,  metadata, or artificial intelligence systems that are capable of
    36  outputting personal information.
    37    26. "Precise geolocation" means any data that is derived from a device
    38  and that is used or intended to be used to locate a  consumer  within  a
    39  geographic  area that is equal to or less than the area of a circle with
    40  a radius of eighteen hundred fifty feet, except as prescribed  by  regu-
    41  lations.
    42    27.  "Probabilistic identifier" means the identification of a consumer
    43  or such consumer's device to a degree of certainty of more probable than
    44  not based on any categories of  personal  information  included  in,  or
    45  similar  to,  the  categories  enumerated  in the definition of personal
    46  information under subdivision twenty-five of this section.
    47    28. "Processing" means any operation or set  of  operations  that  are
    48  performed  on  personal  information or on sets of personal information,
    49  whether or not by automated means.
    50    29. "Profiling" means any form of processing of personal  information,
    51  as  further defined by any regulations issued by the office, to evaluate
    52  personal aspects relating to a natural person, including but not limited
    53  to, analyzing or predicting aspects  concerning  such  natural  person's
    54  performance  at  work, economic situation, health, personal preferences,
    55  interests, reliability, behavior, location, or movements.

        S. 9008--B                         89
 
     1    30. "Pseudonymize"  or  "pseudonymization"  means  the  processing  of
     2  personal  information in a manner that renders such personal information
     3  no longer attributable to a specific consumer without the use  of  addi-
     4  tional  information,  provided  that such additional information is kept
     5  separately  and  is  subject to technical and organizational measures to
     6  ensure that such personal information is not attributed to an identified
     7  or identifiable consumer and shall not be reidentified  through  methods
     8  such  as  inference, hashing manipulation, or any other computational or
     9  analytical technique.
    10    31. "Reproductive health care data" means any of the following:
    11    (a) information about a consumer searching for, accessing,  procuring,
    12  using,  or  otherwise interacting with goods or services associated with
    13  the human reproductive system, which includes goods such  as  contracep-
    14  tion  including  but not limited to condoms or birth-control pills, pre-
    15  natal and fertility vitamins and supplements,  menstrual-tracking  apps,
    16  and  hormone-replacement  therapy, and shall further include, but not be
    17  limited to, services such as sperm- and egg-freezing, In Vitro  Fertili-
    18  zation,  abortion care, vasectomies, sexual health counseling; treatment
    19  or counseling for sexually transmitted infections, erectile dysfunction,
    20  and reproductive tract infections; and precise  geolocation  information
    21  about such treatments; or
    22    (b) information about a consumer's sexual history and family planning,
    23  which  includes information such consumer inputs into a dating app about
    24  their history of sexually transmitted infections or desire to have chil-
    25  dren.
    26    32. "Research" means scientific analysis, systematic study, and obser-
    27  vation, including basic research or applied research that is designed to
    28  develop or contribute to public or scientific knowledge and that adheres
    29  or otherwise conforms to all other applicable ethics and  privacy  laws,
    30  including,  but not limited to, studies conducted in the public interest
    31  in the area of public health. Research with  personal  information  that
    32  may  have been collected from a consumer in the course of the consumer's
    33  interactions with a business' service or device for other purposes shall
    34  be:
    35    (a) in furtherance of the business  purpose  for  which  the  personal
    36  information was collected;
    37    (b)  subsequently  pseudonymized and deidentified, or deidentified and
    38  in the aggregate, such that the information cannot identify, relate  to,
    39  describe, be capable of being associated with, or be linked, directly or
    40  indirectly, to a particular consumer, by a business;
    41    (c)  made  subject to technical safeguards that prohibit reidentifica-
    42  tion of the consumer to whom the information may pertain, other than  as
    43  needed to support the research;
    44    (d)  subject  to business processes that specifically prohibit reiden-
    45  tification of the information, other  than  as  needed  to  support  the
    46  research;
    47    (e)  made subject to business processes to prevent inadvertent release
    48  of deidentified information;
    49    (f) protected from any reidentification attempts;
    50    (g) used solely for research purposes that  are  compatible  with  the
    51  context in which the personal information was collected; and
    52    (h)  subjected  by  the business conducting the research to additional
    53  security controls that limit access to the research data to  only  those
    54  individuals as are necessary to carry out the research purpose.
    55    33. "Security and integrity" means the ability of:

        S. 9008--B                         90
 
     1    (a)  networks or information systems to detect security incidents that
     2  compromise the availability, authenticity, integrity, and confidentiali-
     3  ty of stored or transmitted personal information;
     4    (b)  businesses to detect security incidents, resist malicious, decep-
     5  tive, fraudulent, or illegal actions and to help prosecute those respon-
     6  sible for those actions; or
     7    (c) businesses to ensure the physical safety of natural persons.
     8    34. (a) "Sell", "selling", "sale", or "sold" means  selling,  renting,
     9  releasing, disclosing, disseminating, making available, transferring, or
    10  otherwise  communicating  orally,  in writing, or by electronic or other
    11  means, a consumer's personal information by a business to a third  party
    12  for monetary or other valuable consideration.
    13    (b)  For  purposes  of this article, a business shall not be deemed to
    14  sell personal information when:
    15    (i) a consumer uses or directs such business to intentionally:
    16    (1) disclose personal information; or
    17    (2) interact with one or more third parties;
    18    (ii) such business uses or shares an identifier for a consumer who has
    19  opted out of the sale of such consumer's personal information or limited
    20  the use of such consumer's sensitive personal information solely for the
    21  purposes of alerting persons to or for whom such consumer has opted  out
    22  of  the  sale of such consumer's personal information or limited the use
    23  of such consumer's sensitive personal information; provided such identi-
    24  fier does not disclose any  personal  information  other  than  what  is
    25  necessary for such alert; or
    26    (iii)  such  business transfers to a third party the personal informa-
    27  tion of a consumer as an asset that is part of  a  merger,  acquisition,
    28  bankruptcy,  or  other  transaction  in  which  such third party assumes
    29  control of all or part of such business, provided that as a condition to
    30  such transaction, the third party contractually  agrees  to  assume  all
    31  responsibilities  of  the  transferring  business  with  respect to such
    32  personal information,  and comply with this article in all  respects.  A
    33  third party shall not use or share the personal information of a consum-
    34  er  in  a manner that is inconsistent with the promises made at the time
    35  of collection.  This subparagraph shall not authorize a business to make
    36  retroactive privacy policy changes or make other changes in their priva-
    37  cy policy.
    38    35. "Sensitive personal information" means:
    39    (a) personal information that reveals:
    40    (i) a consumer's social security, driver's license, state  identifica-
    41  tion card, or passport number;
    42    (ii)  a  consumer's  account log-in, financial account, debit card, or
    43  credit card number in combination with any required security  or  access
    44  code, password, or credentials allowing access to an account;
    45    (iii) a consumer's precise geolocation;
    46    (iv)  a consumer's racial or ethnic origin, citizenship or immigration
    47  status, religious or philosophical beliefs, or union membership;
    48    (v) the contents of a consumer's mail, email, and text messages unless
    49  the business is the intended recipient of the communication;
    50    (vi) a consumer's sexuality or gender identity;
    51    (vii) reproductive health care data;
    52    (viii) a consumer's genetic data; or
    53    (ix) a consumer's neural data, meaning information that  is  generated
    54  by measuring the activity of such consumer's central or peripheral nerv-
    55  ous system, and that is not inferred from nonneural information; or

        S. 9008--B                         91
 
     1    (b) the processing of biometric information for the purpose of unique-
     2  ly identifying a consumer, including but not limited to:
     3    (i)  personal  information collected and analyzed concerning a consum-
     4  er's health; or
     5    (ii) personal information collected and analyzed concerning a  consum-
     6  er's sex life or sexual orientation.
     7    36. "Service" or "services" means work, labor, and services, including
     8  services furnished in connection with the sale or repair of goods.
     9    37.  (a)  "Service  provider"  means  a person that processes personal
    10  information on behalf of a business and that receives from or on  behalf
    11  of  such business consumer's personal information for a business purpose
    12  pursuant to a written contract, provided that  such  contract  prohibits
    13  such person from:
    14    (i) selling or sharing such personal information;
    15    (ii) retaining, using, or disclosing such personal information for any
    16  purpose  other  than for the business purposes specified in the contract
    17  for such  business,  including  retaining,  using,  or  disclosing  such
    18  personal information for a commercial or business purpose other than the
    19  business  purposes  specified  in the contract with such business, or as
    20  otherwise permitted by this article;
    21    (iii) retaining, using, or disclosing the information outside  of  the
    22  direct business relationship between the service provider and such busi-
    23  ness; or
    24    (iv)  combining  such  personal  information that the service provider
    25  receives from, or on behalf of, such business with personal  information
    26  that  it  receives  from, or on behalf of, another person or persons, or
    27  collects from its own interaction with  the  consumer.    Such  contract
    28  shall  permit the business to monitor such service provider's compliance
    29  with such contract through measures,  including,  but  not  limited  to,
    30  ongoing  manual  reviews  and  automated  scans and regular assessments,
    31  audits, or other technical and operational testing at least  once  every
    32  twelve months.
    33    (b)  If  a  service  provider engages any other person to assist it in
    34  processing personal information for a business purpose on behalf of  the
    35  business,  or  if  any  other  person  engaged  by such service provider
    36  engages another person to assist in processing personal information  for
    37  such business purpose, it shall notify such business of such engagement,
    38  and such engagement shall be pursuant to a written contract binding such
    39  other  person to comply with all the requirements set forth in paragraph
    40  (a) of this subdivision.
    41    (c) Any information acquired by a service provider for the purpose  of
    42  providing  verification,  authentication or similar service shall not be
    43  processed or used for any purpose other than verifying the  identity  of
    44  the  individual  and  shall  be deleted immediately upon verification or
    45  failure to verify the individual.
    46    38. (a)  "Share",  "shared",  or  "sharing"  means  sharing,  renting,
    47  releasing, disclosing, disseminating, making available, transferring, or
    48  otherwise  communicating  orally,  in writing, or by electronic or other
    49  means, a consumer's personal information by a business to a third  party
    50  for cross-context behavioral advertising, whether or not for monetary or
    51  other  valuable consideration, including transactions between a business
    52  and a third party for cross-context behavioral advertising for the bene-
    53  fit of a business in which no money is exchanged.
    54    (b) For purposes of this article, a business shall not  be  deemed  to
    55  share personal information when:

        S. 9008--B                         92
 
     1    (i) a consumer uses or directs such business to intentionally disclose
     2  personal  information  or  intentionally interact with one or more third
     3  parties;
     4    (ii)  a  consumer directs such business to intentionally interact with
     5  one or more third parties and such consumer has provided consent for the
     6  business to  disclose  personal  information  to  such  third  party  or
     7  parties;
     8    (iii)  such  business  uses or shares an identifier for a consumer who
     9  has opted out of the sharing of such consumer's personal information  or
    10  limited the use of such consumer's sensitive personal information, sole-
    11  ly for the purposes of alerting persons to or for whom such consumer has
    12  opted  out  of  the  sharing  of such consumer's personal information or
    13  limited the use  of  such  consumer's  sensitive  personal  information,
    14  provided  such  identifier  does  not  disclose any personal information
    15  other than what is necessary for such alert; or
    16    (iv) such business transfers to a third party the personal information
    17  of a consumer as an asset that is part of a merger,  acquisition,  bank-
    18  ruptcy,  or  other transaction in which such third party assumes control
    19  of all or part of such business, provided that as a  condition  to  such
    20  transaction,  the third party contractually agrees to assume all respon-
    21  sibilities of the transferring business with respect  to  such  personal
    22  information,  and  comply  with  this article in all respects.   A third
    23  party shall not use or share the personal information of a consumer in a
    24  manner that is inconsistent with  the  promises  made  at  the  time  of
    25  collection.    This  subparagraph shall not authorize a business to make
    26  retroactive privacy policy changes or make other changes in their priva-
    27  cy policy.
    28    39. "Third party" means a person who is not any of the following:
    29    (a) the business with whom a consumer intentionally interacts and that
    30  collects personal information from such consumer as part of such consum-
    31  er's current interaction with such business under this article;
    32    (b) a service provider to the business;
    33    (c) a contractor to the business; or
    34    (d) a processor to the business.
    35    40. "Unique  identifier"  or  "unique  personal  identifier"  means  a
    36  persistent identifier that can be used to recognize a consumer, a house-
    37  hold,  a family, or a device that is linked to a consumer, household, or
    38  family, over time and across  different  services,  including,  but  not
    39  limited  to:  a  device identifier; an internet protocol address; device
    40  fingerprinting; cookies, beacons, pixel tags, mobile ad identifiers,  or
    41  similar  technology;  customer  number, unique pseudonym, or user alias;
    42  telephone numbers, or other forms of persistent or probabilistic identi-
    43  fiers that can be used to identify a particular consumer or device  that
    44  is  linked  to  a  consumer,  household  or family. For purposes of this
    45  subdivision, the term "family" means a custodial parent or guardian  and
    46  any children under eighteen years of age over which the parent or guard-
    47  ian has custody.
    48    41.  "Verifiable  consumer  request" means a request that is made by a
    49  consumer, by a consumer on behalf of such consumer's minor child, or  by
    50  a  person  who  has  power of attorney or is acting as a conservator for
    51  such consumer, and that the  business  can  verify,  using  commercially
    52  reasonable methods, pursuant to any regulations adopted by the office to
    53  be such consumer about whom the business has collected personal informa-
    54  tion.
    55    42. "Department" shall mean the department of financial services.

        S. 9008--B                         93

     1    43.  "Superintendent"  shall  mean  the  superintendent  of  financial
     2  services.
     3    44.  "Office"  shall mean an office within the department, which shall
     4  report to the superintendent, and is tasked with the  implementation  of
     5  this article.
     6    45. "Authorized agent" means:
     7    (a) a person designated by a consumer to act on the consumer's behalf;
     8    (b)  a  parent  or  legal guardian that acts on behalf of the parent's
     9  child or on behalf of a child for whom the guardian has legal  responsi-
    10  bility; or
    11    (c)  a  guardian or conservator that acts on behalf of a consumer that
    12  is subject to  a  guardianship,  conservatorship,  or  other  protective
    13  arrangement.
    14    46. "Processor" shall mean a person who collects, processes, or trans-
    15  fers  personal information on behalf of, and at the direction of, a data
    16  broker or another processor, or  a  Federal,  state,  tribal,  or  local
    17  government entity.
    18    §  1801.  Data  broker registration. 1.   A data broker shall register
    19  with the office pursuant to the requirements of this  section  no  later
    20  than  sixty  days after meeting the definition of data broker under this
    21  article, and thereafter on or before the first of  July  following  each
    22  year in which a business meets the definition of data broker as provided
    23  in  this  article,  or by such other date as the office may establish by
    24  regulation.
    25    2. In registering with the office, a data broker shall do all  of  the
    26  following:
    27    (a)  pay  the  pro  rata  share fee assessed by the office pursuant to
    28  section eighteen hundred eleven of this article;
    29    (b) provide the following information in a form and manner  determined
    30  by the office for the prior calendar year:
    31    (i) all names used by the data broker and its primary physical, email,
    32  and internet website addresses;
    33    (ii)  if  the  data  broker permits a consumer to opt-out of such data
    34  broker's collection of brokered personal  information,  opt-out  of  its
    35  databases, or opt-out of certain sales of data:
    36    (1) the method for requesting an opt-out;
    37    (2)  if the opt-out applies to only certain activities or sales, which
    38  activities or sales such opt-out applies to; and
    39    (3) whether the data broker permits a consumer to  authorize  a  third
    40  party to perform the opt-out on the consumer's behalf;
    41    (iii)  a statement specifying the data collection, databases, or sales
    42  activities from which the data broker does not allow a consumer to  opt-
    43  out of;
    44    (iv)  a  statement  regarding  whether  the  data  broker implements a
    45  purchaser credentialing process;
    46    (v) the number of requests from consumers to delete personal  informa-
    47  tion;
    48    (vi)  the  median  and  the  mean number of days within which the data
    49  broker substantively responded to consumer requests to  delete  personal
    50  information;
    51    (vii)  whether  the  data  broker collects the personal information of
    52  minors;
    53    (viii) whether the data broker collects or  infers  consumers'  names,
    54  dates of birth, zip codes, email addresses, or phone numbers;
    55    (ix)  whether  the  data  broker collects or infers consumers' account
    56  logins or account numbers in  combination  with  any  required  security

        S. 9008--B                         94
 
     1  codes,  access codes, or passwords that would permit access to a consum-
     2  er's account with a third party;
     3    (x)  whether  the  data  broker collects or infers consumers' drivers'
     4  license numbers, New York identification card numbers,  tax  identifica-
     5  tion  numbers, social security numbers, passport numbers, military iden-
     6  tification numbers, or other unique identification numbers issued  on  a
     7  government  document  commonly used to verify the identity of a specific
     8  individual;
     9    (xi) whether the data broker  collects  or  infers  consumers'  mobile
    10  advertising  identification numbers, connected television identification
    11  numbers, or vehicle identification numbers (VIN);
    12    (xii) whether the data broker collects or infers  consumers'  citizen-
    13  ship data, including immigration status;
    14    (xiii)  whether  the  data  broker collects or infers consumers' union
    15  membership status;
    16    (xiv) whether the data broker collects  or  infers  consumers'  sexual
    17  orientation status;
    18    (xv)  whether  the  data  broker  collects or infers consumers' gender
    19  identity and gender expression data;
    20    (xvi) whether the data broker collects or infers consumers'  biometric
    21  data;
    22    (xvii)  whether  the data broker collects or infers consumers' precise
    23  geolocation;
    24    (xviii) whether the data broker collects or infers  consumers'  repro-
    25  ductive health care data;
    26    (xix)  whether the data broker has shared or sold consumers' data to a
    27  foreign actor in the past five years;
    28    (xx) whether the data broker has shared or sold consumers' data to the
    29  federal government in the past five years;
    30    (xxi) whether the data broker has shared or sold  consumers'  data  to
    31  other state governments in the past five years;
    32    (xxii)  whether  the data broker has shared or sold consumers' data to
    33  law enforcement in the past five years,  unless  such  data  was  shared
    34  pursuant to a subpoena or court order;
    35    (xxiii)  whether the data broker has shared or sold consumers' data to
    36  a developer of a GenAI system or model in the past five years;
    37    (xxiv) a link to a page on the data  broker's  internet  website  that
    38  details  how  a  consumer  may exercise their deletion rights. Such page
    39  shall not make any use of dark patterns;
    40    (xxv) whether and to what extent the data broker or any of its subsid-
    41  iaries is regulated by any of the following:
    42    (1) the federal Fair Credit Reporting Act  (15  U.S.C.  Sec.  1681  et
    43  seq.);
    44    (2)  the  Gramm-Leach-Bliley Act (Public Law 106-102) and implementing
    45  regulations; or
    46    (3) the privacy, security, and breach notification rules issued by the
    47  United States Department of Health and Human Services, Parts 160 and 164
    48  of Title 45 of the Code of Federal Regulations, established pursuant  to
    49  the  federal Health Insurance Portability and Accountability Act of 1996
    50  (Public Law 104-191);
    51    (xxvi) any additional  information  or  explanation  the  data  broker
    52  chooses  to provide concerning its data collection and use practices and
    53  activities; and
    54    (xxvii) any other information that the office may require pursuant  to
    55  regulations  or  to  properly  assess  the  registration fee pursuant to
    56  section eighteen hundred eleven of this article.

        S. 9008--B                         95
 
     1    3. No data broker shall acquire personal information  through  fraudu-
     2  lent or deceptive means.
     3    4.  No  data  broker  shall  knowingly acquire, use, license, sell, or
     4  facilitate the use of personal information for the purpose of:
     5    (a) committing a crime, including stalking or harassing a consumer;
     6    (b) committing a fraud, including coercion, identity theft,  financial
     7  fraud, or email fraud;
     8    (c) engaging in unlawful discrimination, including employment discrim-
     9  ination or housing discrimination; or
    10    (d) unauthorized surveillance or monitoring of a consumer's movements,
    11  behaviors, or associations.
    12    § 1802. Data broker registration and deletion portal. The office shall
    13  create  a  page on the department's internet website where the registra-
    14  tion information provided by data brokers described under section  eigh-
    15  teen  hundred  one of this article and the accessible deletion mechanism
    16  described under section eighteen hundred four of this article  shall  be
    17  accessible to the public.
    18    §  1803.  Consumer  deletion requests. 1. A data broker shall delete a
    19  consumer's personal information, based on such consumer's or  authorized
    20  agent's  request,  within thirty days of receiving a verifiable consumer
    21  request from the consumer pursuant to section eighteen hundred  four  of
    22  this  article  or  section  eighteen hundred five of this article.  Such
    23  data broker shall promptly take steps to determine whether such  request
    24  is  a  verifiable consumer request, but such steps shall not extend such
    25  data broker's duty to delete personal information within thirty days  of
    26  receipt  of  the  consumer's request. The time period to delete personal
    27  information may be extended once by  an  additional  fifteen  days  when
    28  strictly  necessary,  provided  the  consumer is provided notice of such
    29  extension within the first thirty-day period.
    30    2. A data broker shall cease all  processing  activities  of  personal
    31  information  promptly  and without unreasonable delay not to exceed five
    32  days after receiving a verifiable consumer request from the consumer  or
    33  authorized agent.
    34    §  1804.  Accessible  deletion request mechanism for consumers. 1. The
    35  office shall establish an accessible  deletion  request  mechanism  that
    36  does all of the following:
    37    (a)  implements and maintains reasonable security procedures and prac-
    38  tices, including, but not  limited  to,  administrative,  physical,  and
    39  technical  safeguards  appropriate  to the nature of the information and
    40  the purposes for which the personal information  will  be  used  and  to
    41  protect  consumers'  personal information from unauthorized use, disclo-
    42  sure, access, destruction, or modification;
    43    (b) allows a consumer, through a single verifiable  consumer  request,
    44  to  request  that every data broker that maintains any personal informa-
    45  tion delete any personal information related to such  consumer  held  by
    46  the data broker or associated service provider or contractor;
    47    (c)  allows  a  consumer  to selectively exclude specific data brokers
    48  from a request made under this section; and
    49    (d) allows a consumer to make a request to alter  a  previous  request
    50  made under this section after at least thirty days have passed since the
    51  consumer last made a request under this section.
    52    2.  The  accessible  deletion  mechanism  established pursuant to this
    53  section shall meet all of the following requirements:
    54    (a) the accessible  deletion  mechanism  shall  allow  a  consumer  to
    55  request the deletion of all personal information related to such consum-
    56  er through a single deletion request;

        S. 9008--B                         96
 
     1    (b)  the  accessible  deletion  mechanism  shall  permit a consumer to
     2  securely submit information  in  one  or  more  privacy-protecting  ways
     3  determined by the office to aid in the deletion request;
     4    (c)  the accessible deletion mechanism shall allow data brokers regis-
     5  tered with the office to determine whether an individual has submitted a
     6  verifiable consumer request to delete the personal  information  related
     7  to  such  consumer  as described in this section and shall not allow the
     8  disclosure of any additional personal information when the  data  broker
     9  accesses  such  accessible deletion mechanism unless otherwise specified
    10  in this article;
    11    (d) the accessible deletion mechanism shall allow a consumer to make a
    12  request described in this section using an internet service operated  by
    13  the office;
    14    (e)  the  accessible deletion mechanism shall not charge a consumer to
    15  make or implement a request described in this section;
    16    (f) the accessible deletion mechanism shall allow a consumer to make a
    17  request described in this section in any of  the  twelve  most  commonly
    18  spoken  languages in New York state, consistent with section two hundred
    19  two-a of the executive law,  for  whom  personal  information  has  been
    20  collected by data brokers;
    21    (g)  the  accessible  deletion mechanism shall comply with section one
    22  hundred three-d of the state technology law;
    23    (h) the accessible deletion mechanism shall support the ability  of  a
    24  consumer's authorized agents to aid in the deletion request;
    25    (i)  the  accessible  deletion  mechanism shall allow the consumer, or
    26  their authorized agent, to verify the status of such consumer's deletion
    27  request; and
    28    (j) the accessible deletion mechanism shall provide a  description  of
    29  all of the following:
    30    (i)  the  deletion  permitted  by  this  section including the actions
    31  required of data brokers described in this section;
    32    (ii) the process for submitting a deletion request  pursuant  to  this
    33  section; and
    34    (iii) examples of the types of information that may be deleted;
    35    3.  Beginning  on  a date established by regulation by the office, the
    36  office shall make each request submitted pursuant to this section avail-
    37  able to each applicable data broker without undue delay  and  each  data
    38  broker shall access the accessible deletion mechanism established pursu-
    39  ant  to  subdivision one of this section at least once every thirty days
    40  and do all of the following:
    41    (a) within thirty days after a request made pursuant to  this  section
    42  is  deemed  received  pursuant  to  subdivision  one of section eighteen
    43  hundred three of this article, a data  broker  shall  process  all  such
    44  requests  and  delete  all personal information related to the consumers
    45  who made such requests;
    46    (b) in cases where a data broker denies a consumer request  to  delete
    47  under  this  article  because such request cannot be verified, such data
    48  broker shall process such request as an opt-out of the sale  or  sharing
    49  of  such  consumer's  personal  information  and,  within thirty days of
    50  receiving such request, direct  all  service  providers  and  processors
    51  associated  with the data broker to process the request as an opt-out of
    52  the sale or sharing of the consumer's personal  information,  regardless
    53  of whether such data broker has an existing policy providing for consum-
    54  ers to opt out;
    55    (c)  a  data  broker shall direct all service providers or contractors
    56  associated with such data broker to delete all personal  information  in

        S. 9008--B                         97
 
     1  their  possession related to the consumers making the requests described
     2  in paragraph (a) of this subdivision;
     3    (d)  a  data  broker shall direct all service providers or contractors
     4  associated with the data broker to process a request described by  para-
     5  graph (b) of this subdivision; and
     6    (e)  for purposes of section eighteen hundred three of this article, a
     7  request made pursuant to this section shall be deemed  received  on  the
     8  date  such  request  is  made  available  to the data broker through the
     9  accessible deletion mechanism established pursuant to subdivision one of
    10  this section.
    11    4.  (a) Notwithstanding any other provision of this  section,  a  data
    12  broker shall not be required to delete a consumer's personal information
    13  to the extent that such personal information is:
    14    (i)  used  by a consumer reporting agency to furnish a consumer report
    15  pursuant to the federal Fair Credit Reporting Act (15 U.S.C.  Sec.  1681
    16  et seq.);
    17    (ii)  strictly  necessary to investigate, establish, exercise, prepare
    18  for, or defend a legal claim;
    19    (iii) strictly necessary to fulfill a specific  legal  requirement  on
    20  behalf  of  a  business  to  which the data broker is bound by a written
    21  contract to fulfill that legal requirement;
    22    (iv) used to prevent, detect, protect against or respond  to  security
    23  incidents,  identity  theft, fraud, harassment, or to preserve the phys-
    24  ical security and technical integrity of systems or investigate, report,
    25  or prosecute those responsible for any such action; or
    26    (v) used to comply with  a  civil,  criminal  or  regulatory  inquiry,
    27  investigation,  subpoena,  or  summons  by federal, state, municipal, or
    28  other governmental authority, provided that a business that has received
    29  direction from a law enforcement  agency  not  to  delete  the  personal
    30  information  of a consumer who has requested deletion of such consumer's
    31  personal information shall not use such consumer's personal  information
    32  for any purpose other than retaining it to produce to law enforcement in
    33  response  to  a  court-issued  subpoena,  order,  or warrant unless such
    34  consumer's deletion request is subject to  an  exemption  from  deletion
    35  under this article.
    36    (b)  Personal  information  not required to be deleted under paragraph
    37  (a) of this subdivision shall be separated or segregated from data  used
    38  for  any  other  purpose, deleted immediately upon the expiration of the
    39  legal or contractual requirement, and only be used for purposes directly
    40  related to such exceptions and shall not be used or  disclosed  for  any
    41  other purpose.
    42    5.  Beginning on a date established by regulation by the office, after
    43  a consumer has submitted a  deletion  request  and  a  data  broker  has
    44  deleted  such consumer's data pursuant to this section, such data broker
    45  shall delete all personal information of such  consumer  at  least  once
    46  every thirty days pursuant to this section unless such consumer requests
    47  otherwise  or such deletion is not required pursuant to subdivision four
    48  of this section.
    49    6. Beginning on a date established by regulation by the office,  after
    50  a  consumer  has  submitted  a  deletion  request  and a data broker has
    51  deleted such consumer's data pursuant to this section, such data  broker
    52  shall not sell or share new personal information of such consumer unless
    53  such  consumer  requests  otherwise  or selling or sharing such personal
    54  information  is  permitted  under  subdivision  four  of  this  section,
    55  provided  that, where selling, sharing or retention of personal informa-

        S. 9008--B                         98
 
     1  tion is permitted, such  consumer  shall  receive  notice  of  continued
     2  retention of personal information.
     3    7. Beginning January first, two thousand twenty-nine, or by such other
     4  date  that  may  be  established  by regulation by the office, and every
     5  three years thereafter, a data broker shall undergo an audit by an inde-
     6  pendent third party to determine compliance with this article. The  data
     7  broker  shall  submit  a report resulting from the audit and any related
     8  materials to the office within five business days of receiving a written
     9  request from the office. A data broker shall  maintain  the  report  and
    10  materials described in this paragraph for at least six years.
    11    §  1805. Data broker website disclosure requirements.  1. On or before
    12  July first following each calendar year, or by such other  date  as  the
    13  office  may  establish by regulation in which a business meets the defi-
    14  nition of a data broker as provided in this article, the business  shall
    15  clearly  and conspicuously post their privacy policy on their website as
    16  well as do all of the following:
    17    (a) Disclose the number of consumer deletion requests made to the data
    18  broker pursuant to section eighteen hundred four of this article;
    19    (b) Disclose the median and the mean number of days within  which  the
    20  data broker substantively responded to consumer deletion requests during
    21  the previous calendar year; and
    22    (c)  Disclose  the metrics compiled pursuant to paragraphs (a) and (b)
    23  of this subdivision within the data broker's privacy  policy  posted  on
    24  their  internet  website and accessible from a link included in the data
    25  broker's privacy policy.
    26    2. In its disclosure pursuant to subdivision one of  this  section,  a
    27  data broker shall disclose the number of consumer deletion requests that
    28  the data broker denied in whole or in part because of any of the follow-
    29  ing:
    30    (a) The request was not verifiable;
    31    (b) The request was not made by a consumer;
    32    (c) The request called for information exempt from deletion; or
    33    (d) The request was denied on other grounds.
    34    3.  In  its  disclosure pursuant to subdivision one of this section, a
    35  data broker shall specify the number of consumer  deletion  requests  in
    36  which  deletion  was not required in whole, or in part, under a relevant
    37  section of this article.
    38    4. A data broker shall provide, in a form that is easily accessible to
    39  consumers, at least  two  or  more  designated  methods  for  submitting
    40  deletion requests to such data broker directly. Such forms may include a
    41  toll-free  telephone number, email or electronic submission via the data
    42  broker's internet website.
    43    § 1806. Data brokers; comprehensive information security program. 1. A
    44  data broker shall develop, implement, and maintain a documented  compre-
    45  hensive information security program that contains administrative, tech-
    46  nical,  and physical safeguards, including but not limited to the cessa-
    47  tion of collection activities in the interest of the consumer, that  are
    48  appropriate according to:
    49    (a) the size, scope, and type of business of the data broker;
    50    (b) the nature of resources available to the data broker;
    51    (c) the volume and sensitivity of stored data; and
    52    (d)  the  foreseeable risks of unauthorized access, use, or disclosure
    53  of personal information and sensitive personal information.
    54    2. A comprehensive information security program required  pursuant  to
    55  subdivision one of this section shall include the following features:
    56    (a) designation of one or more employees to maintain the program;

        S. 9008--B                         99
 
     1    (b)  identification  and assessment of reasonably foreseeable internal
     2  and external risks to the security, confidentiality,  and  integrity  of
     3  any electronic, paper, or other records containing personal information;
     4    (c)  a  process  for  evaluating  and  improving, where necessary, the
     5  effectiveness of the current safeguards for limiting such risks, includ-
     6  ing means of detecting and preventing security system failures;
     7    (d) reasonable restrictions upon physical access to records containing
     8  personal information and storage of  the  records  and  data  in  locked
     9  facilities, storage areas, or containers;
    10    (e)  regular  monitoring  to ensure that the comprehensive information
    11  security program is operating  in  a  manner  reasonably  calculated  to
    12  prevent  unauthorized access to or unauthorized use of personal informa-
    13  tion and upgrading information safeguards as necessary to  limit  risks;
    14  and
    15    (f)  documentation  of responsive actions taken in connection with any
    16  incident involving a breach  of  security  and  mandatory  post-incident
    17  review  of events and actions taken, if any, to make changes in business
    18  practices relating to protection of personal information.
    19    3. (a) A comprehensive information security program pursuant to subdi-
    20  vision one of this section shall, to the  extent  technically  feasible,
    21  include the following technical elements:
    22    (i)  a  secure  user  authentication protocol that has: (1) controlled
    23  management of user identifications and credentials; (2)  secure  methods
    24  of  assigning and selecting passwords, or use of unique identifier tech-
    25  nologies such as biometrics or token devices; (3) control of data  pass-
    26  words  in  a  location,  format  and manner that does not compromise the
    27  security of the data protected; and (4) the ability to restrict access;
    28    (ii) encryption and de-identification of all sensitive personal infor-
    29  mation transmitted across public networks or wirelessly prior to  trans-
    30  mission;
    31    (iii)  reasonable  monitoring  of  systems  for unauthorized use of or
    32  access to personal information and sensitive personal information;
    33    (iv) reasonably up-to-date firewall protection  and  operating  system
    34  security  patches that are reasonably designed to maintain the integrity
    35  of the personal information and sensitive personal information; and
    36    (v) reasonably current system  security  software,  including  malware
    37  protection  and  up-to-date patches and virus definitions, configured to
    38  receive security updates on a regular basis.
    39    (b) Nothing in this subdivision shall prohibit a comprehensive  infor-
    40  mation  security program from providing a higher degree of security than
    41  the protocols described in this subdivision.
    42    § 1807. Rulemaking. The office shall adopt rules  and  regulations  to
    43  implement the provisions of this article.
    44    §  1808. Powers, duties and adjudicatory proceedings. 1. In connection
    45  with the implementation and enforcement  of  this  article,  the  office
    46  shall have the following powers and duties:
    47    (a)  to  hold  hearings,  subpoena witnesses, compel their attendance,
    48  administer oaths, to examine any person under  oath  and  in  connection
    49  therewith  to require the production of any books or records relative to
    50  the inquiry, provided that subpoena issued under this section  shall  be
    51  regulated by the civil practice law and rules;
    52    (b) to appoint such advisory groups and committees as deemed necessary
    53  to provide assistance to the office to carry out the purposes and objec-
    54  tives of this article;

        S. 9008--B                         100
 
     1    (c)  to  enter  into contracts, memoranda of understanding, and agree-
     2  ments as deemed appropriate to effectuate the policy and purpose of this
     3  chapter;
     4    (d)  to  draft  declaratory rulings, guidance and industry advisories;
     5  and
     6    (e) to delegate the powers provided in  this  section  to  such  other
     7  officers  or  employees  as may be deemed appropriate by the superinten-
     8  dent.
     9    2. (a) The superintendent, or any person designated by the superinten-
    10  dent for the purposes of  this  subdivision,  may  issue  subpoenas  and
    11  administer  oaths  in connection with any hearing or investigation under
    12  or pursuant to this article, and it shall be the duty of the superinten-
    13  dent and any persons designated  by  them  for  such  purpose  to  issue
    14  subpoenas at the request of and upon behalf of the respondent.
    15    (b)  The  superintendent  and  those  designated by the superintendent
    16  shall not be bound by the laws of evidence in  the  conduct  of  hearing
    17  proceedings,  but  the determination shall be founded upon preponderance
    18  of evidence to sustain it.
    19    (c) Notice and right of hearing as provided in the  state  administra-
    20  tive  procedure  act  shall be served at least fifteen days prior to the
    21  date of the hearing, provided that, whenever because of  danger  to  the
    22  public health, safety or welfare it appears prejudicial to the interests
    23  of  the people of the state to delay action for fifteen days, the super-
    24  intendent may serve the  respondent  with  an  order  requiring  certain
    25  action  or  the  cessation of certain activities immediately or within a
    26  specified period of less than fifteen days.
    27    (d) Service of notice of hearing or order shall be  made  by  personal
    28  service  or  by  registered or certified mail. Where service, whether by
    29  personal service or by registered or certified mail,  is  made  upon  an
    30  incompetent,  partnership,  or  corporation,  it  shall be made upon the
    31  person or persons designated to  receive  personal  service  by  article
    32  three of the civil practice law and rules.
    33    (e)  At  a  hearing,  that to the greatest extent practicable shall be
    34  reasonably near the respondent, the respondent  may  appear  personally,
    35  shall have the right of counsel, and may cross-examine witnesses against
    36  the respondent and produce evidence and witnesses on their behalf.
    37    (f)  Following  a  hearing,  the  superintendent  may make appropriate
    38  determinations and issue a final order in accordance therewith.
    39    (g) The superintendent may  adopt,  amend  and  repeal  administrative
    40  rules  and  regulations  governing  the  procedures  to be followed with
    41  respect to hearings, such rules to be consistent  with  the  policy  and
    42  purpose  of  this  chapter and the effective and fair enforcement of its
    43  provisions.
    44    (h) The provisions of this section shall be applicable to all hearings
    45  held pursuant to this article.
    46    § 1809. Statute of limitations. No administrative action by the office
    47  brought pursuant to this article alleging a  violation  of  any  of  the
    48  provisions  of  this  article  shall  be commenced more than three years
    49  after the date on which the violation was discovered.
    50    § 1810. Enforcement. 1. The superintendent may, after notice and hear-
    51  ing, require any person found violating the provisions of  this  article
    52  or  the  rules or regulations promulgated hereunder to pay to the people
    53  of this state, penalties and expenses as follows:
    54    (a) a fine or civil penalty of five hundred dollars for each  day  the
    55  data  broker  fails to register or fails to comply with the registration
    56  requirements as required by this article;

        S. 9008--B                         101

     1    (b) an amount equal to the monies that were due during the  period  it
     2  failed to register;
     3    (c)  a fine or civil penalty of five hundred dollars for each deletion
     4  request for each day the data broker  fails  to  delete  information  as
     5  required  by  section eighteen hundred three or section eighteen hundred
     6  four of this article;
     7    (d) a fine or civil penalty of two hundred and fifty dollars for  each
     8  day the data broker fails to comply with the website disclosure require-
     9  ments as set forth in section eighteen hundred five of this article; and
    10    (e)  appropriate  expenses incurred by the office in the investigation
    11  and administration of the action; or in the case of an action  commenced
    12  by  the  attorney general, any expenses incurred by the office, that are
    13  deemed appropriate by the court.
    14    2.  The superintendent may request the attorney  general  commence  an
    15  action  in a court of competent jurisdiction to enforce the requirements
    16  of this article and to recover the penalties and expenses set  forth  in
    17  paragraphs  (a)  through  (e) of subdivision one of this section, and in
    18  addition, an application may be made by the attorney general in the name
    19  of the people of the state of New York to  a  court  or  justice  having
    20  jurisdiction by a special proceeding to issue an injunction with respect
    21  to  a violation of this article, and upon notice to the defendant of not
    22  less than five days, to enjoin and  restrain  the  continuance  of  such
    23  violation.
    24    §  1811.  Assessments.  Companies  or persons required to be licensed,
    25  registered or to file with the office pursuant to this article shall  be
    26  assessed by the superintendent for the operating expenses of the depart-
    27  ment,  including all direct and indirect costs, attributable to adminis-
    28  tering and enforcing this article, in such  proportions  as  the  super-
    29  intendent shall deem just and reasonable.
    30    § 1812. Exemptions. This article shall not apply to any of the follow-
    31  ing:
    32    1.  A  covered  entity  governed  by the privacy, security, and breach
    33  notification rules issued by the United States Department of Health  and
    34  Human  Services,  Parts  160  and 164 of Title 45 of the Code of Federal
    35  Regulations, established pursuant to the federal Health Insurance Porta-
    36  bility and Accountability Act of  1996  (Public  Law  104-191),  to  the
    37  extent  the  covered  entity  maintains,  uses,  and discloses protected
    38  health information in compliance with the privacy, security, and  breach
    39  notification  rules issued by the United States Department of Health and
    40  Human Services, Parts 160 and 164 of Title 45 of  the  Code  of  Federal
    41  Regulations, established pursuant to the federal Health Insurance Porta-
    42  bility  and  Accountability  Act  of  1996  (Public Law 104-191) and the
    43  federal Health Information Technology for Economic and  Clinical  Health
    44  Act, Title XIII of the federal American Recovery and Reinvestment Act of
    45  2009 (Public Law 111-5).
    46    2.  A  business associate of a covered entity governed by the privacy,
    47  security, and data breach notification rules issued by the United States
    48  Department of Health and Human Services, Parts 160 and 164 of  Title  45
    49  of  the Code of Federal Regulations, established pursuant to the federal
    50  Health Insurance Portability and Accountability Act of 1996 (Public  Law
    51  104-191)  and the federal Health Information Technology for Economic and
    52  Clinical Health Act, Title XIII of the  federal  American  Recovery  and
    53  Reinvestment  Act  of  2009  (Public Law 111-5), to the extent that such
    54  business associate  maintains,  uses,  and  discloses  protected  health
    55  information in compliance with the privacy, security, and breach notifi-
    56  cation  rules issued by the United States Department of Health and Human

        S. 9008--B                         102
 
     1  Services, Parts 160 and 164 of Title 45 of the  Code  of  Federal  Regu-
     2  lations,  established pursuant to the federal Health Insurance Portabil-
     3  ity and Accountability Act of 1996 (Public Law 104-191) and the  federal
     4  Health  Information  Technology  for  Economic  and Clinical Health Act,
     5  Title XIII of the federal American Recovery and Reinvestment Act of 2009
     6  (Public Law 111-5).
     7    3. Information that is collected, used, or disclosed in  research,  as
     8  defined  in  Section  164.501  of  Title 45 of the Code of Federal Regu-
     9  lations, including, but not limited to, a clinical trial,  and  that  is
    10  conducted  in accordance with applicable ethics, confidentiality, priva-
    11  cy, and security rules of Part 164 of Title 45 of the  Code  of  Federal
    12  Regulations,  the  Federal  Policy for the Protection of Human Subjects,
    13  also known as the Common Rule, good clinical practice guidelines  issued
    14  by  the  International  Council  for  Harmonization,  or  human  subject
    15  protection requirements of the United  States  Food  and  Drug  Adminis-
    16  tration.
    17    4.  A  health  information  network regulated under 10 NYCRR Part 300,
    18  including the department of health's designated contractor or  a  quali-
    19  fied entity under 10 NYCRR § 300.4 to the extent such health information
    20  network is in compliance therewith with respect to the personal informa-
    21  tion.
    22    5. Personal information collected, processed, sold or disclosed to the
    23  extent  that  it is covered by the federal Fair Credit Reporting Act (15
    24  U.S.C. Sec. 1681 et seq.).
    25    6. Personal information collected, processed, sold,  or  disclosed  to
    26  the  extent that it is covered by the Gramm-Leach-Bliley Act (Public Law
    27  106-102) and implementing regulations.
    28    7. Personal information collected, processed, used,  disclosed,  sold,
    29  shared, licensed, or transferred by or on behalf of a candidate, a poli-
    30  tical committee, a party committee, a constituted committee, or an inde-
    31  pendent  expenditure  committee, as such terms are used in article four-
    32  teen of the election law, including an authorized committee  as  defined
    33  in  section 14-200-a of the election law, or by a consultant, political,
    34  media or fundraising advisor, vendor, contractor, or agent that has been
    35  compensated, reimbursed or retained by, or that acts on behalf of or  at
    36  the  direction  of,  any such candidate or committee, to the extent that
    37  such personal information  is  collected,  processed,  used,  disclosed,
    38  sold,  shared, licensed, or transferred solely in connection with activ-
    39  ity regulated by the election law or to comply with a requirement of the
    40  election law.
    41    8. For purposes of this section, the following terms  shall  have  the
    42  following meanings:
    43    (a) "Business associate" has the same meaning as defined in Section
    44    160.103 of Title 45 of the Code of Federal Regulations.
    45    (b)  "Covered  entity"  has  the  same  meaning  as defined in Section
    46  160.103 of Title 45 of the Code of Federal Regulations.
    47    (c) "Identifiable private information" has the same meaning as defined
    48  in Section 46.102 of Title 45 of the Code of Federal Regulations.
    49    (d) "Individually identifiable health information" has the same  mean-
    50  ing  as  defined  in  Section 160.103 of Title 45 of the Code of Federal
    51  Regulations.
    52    (e) "Protected health information" has the same meaning as defined in
    53    Section 160.103 of Title 45 of the Code of Federal Regulations.
    54    § 3. Severability. If any clause,  sentence,  paragraph,  subdivision,
    55  section  or part of this act shall be adjudged by any court of competent
    56  jurisdiction to be invalid, such judgment shall not affect,  impair,  or

        S. 9008--B                         103
 
     1  invalidate the remainder thereof, but shall be confined in its operation
     2  to the clause, sentence, paragraph, subdivision, section or part thereof
     3  directly  involved  in the controversy in which such judgment shall have
     4  been rendered. It is hereby declared to be the intent of the legislature
     5  that  this  act  would have been enacted even if such invalid provisions
     6  had not been included herein.
     7    § 4. This act shall take effect on the one hundred eightieth day after
     8  the office of the department  of  financial  services  tasked  with  the
     9  implementation  of  article  48  of the general business law pursuant to
    10  such article shall promulgate rules and regulations  to  effectuate  the
    11  provisions of this act; provided, however, that such office shall notify
    12  the  legislative  bill  drafting  commission  upon the occurrence of the
    13  promulgation of such rules and regulations in order that the  commission
    14  may  maintain an accurate and timely effective data base of the official
    15  text of the laws of the state of New York in furtherance of effectuating
    16  the provisions of section 44 of the legislative law and section 70-b  of
    17  the  public officers law. Effective immediately, the addition, amendment
    18  and/or repeal of any rule or regulation necessary for the implementation
    19  of this act on  its  effective  date  are  authorized  to  be  made  and
    20  completed on or before such effective date.
 
    21                                   PART BB

    22    Section  1.  The insurance law is amended by adding a new section 2356
    23  to read as follows:
    24    § 2356. Premium increase explanations.   An insurer shall  include  on
    25  either  the  premium  bill  or  the  declarations page the amount of the
    26  premium increase from the prior policy period and a written  explanation
    27  for  the  premium  for  a covered policy as defined in paragraph one and
    28  subparagraph (A) of paragraph two of subsection  (a)  of  section  three
    29  thousand  four  hundred  twenty-five  of  this chapter. Such explanation
    30  shall include, but not be limited to, the  primary  rating  factors  and
    31  material  changes  which  caused  the insurer to request a rate increase
    32  from the department.
    33    § 2. This act shall take effect on the ninetieth day  after  it  shall
    34  have become a law.
 
    35                                   PART CC
 
    36    Section  1.  The insurance law is amended by adding a new section 2355
    37  to read as follows:
    38    § 2355. Homeowners' insurance benchmark loss ratio.  (a) Beginning one
    39  year after the effective date of this section, an insurer that issues or
    40  delivers in this state a homeowners' insurance policy  and  had  average
    41  annual  gross written homeowners' insurance premiums in this state of at
    42  least ten million dollars during the previous three calendar years shall
    43  refile with the superintendent, for the superintendent's prior approval,
    44  its homeowners' insurance rates if the insurer had an actual loss  ratio
    45  for  each  of the previous three calendar years that is below the bench-
    46  mark loss ratio, specified by the superintendent in a  regulation,  when
    47  taking  into  account the insurer's investment ratios. The insurer shall
    48  make the filing with the superintendent  within  sixty  days  after  the
    49  insurer files its annual statement.
    50    (b)  Within one year of the effective date of this section, the super-
    51  intendent shall conduct a study to determine a benchmark loss ratio  for
    52  homeowners' insurance for the purpose of subsection (a) of this section.

        S. 9008--B                         104
 
     1    (c)  For  the purpose of this section, "homeowners' insurance" means a
     2  contract of insurance insuring against the  contingencies  described  in
     3  subparagraphs  (A),  (B),  and (C) or subparagraphs (B) and (C) of para-
     4  graph two of subsection (a) of section three thousand four hundred twen-
     5  ty-five  of  this  chapter  and  which is a "covered policy" of personal
     6  lines insurance as defined in such paragraph;  provided,  however,  that
     7  the  coverages provided under subparagraphs (B) and (C) of paragraph two
     8  of subsection (a) of section three thousand four hundred twenty-five  of
     9  this  chapter  shall not apply where the natural person does not have an
    10  insurable interest in the real property, or a portion  thereof,  or  the
    11  residential unit in which such person resides.
    12    § 2. This act shall take effect immediately.
 
    13                                   PART DD

    14    Section  1.  Subsections 1 and 2 of section 2346 of the insurance law,
    15  subsection 1 as  amended  by  chapter  454  of  the  laws  of  1994  and
    16  subsection  2 as amended by chapter 637 of the laws of 1993, are amended
    17  to read as follows:
    18    1. [The superintendent may provide for a] An insurer  shall  offer  at
    19  least one discount that provides an actuarially appropriate reduction in
    20  the  rates of fire insurance premiums or the fire insurance component of
    21  homeowners insurance premiums applicable to  residential  real  property
    22  for  fire  prevention  or mitigation improvements, such as when the real
    23  property is equipped with smoke detecting alarm devices, approved sprin-
    24  kler systems, or fire extinguishers[, should a statistically valid study
    25  of insurer experience indicate an actuarially  significant  decrease  in
    26  losses  in the aforementioned circumstances. The reductions provided for
    27  shall be proportionally related to the actuarially  calculable  decrease
    28  in losses in the aforementioned circumstances].
    29    2.  [The  superintendent may provide for a] (a) An insurer shall offer
    30  at least one discount that provides an actuarially appropriate reduction
    31  in the rates of homeowners insurance premiums applicable to  residential
    32  real property for each of the following categories of improvements:
    33    (1) theft prevention or mitigation improvements, such as when the real
    34  property is equipped with dead-bolt locks[, should a statistically valid
    35  study of insurer experience indicate an actuarially significant decrease
    36  in  losses  attributable to the use of such a device. The superintendent
    37  shall by regulation establish standards for dead-bolt locks for which  a
    38  reduction  may be approved. The reductions provided for shall be propor-
    39  tionally related  to  the  actuarially  calculable  decrease  in  losses
    40  attributable to the use of such a device] or a security system; and
    41    (2)  water  damage  prevention  or  mitigation improvements, such as a
    42  smart water monitor and shutoff device.
    43    (b) An insurer shall offer a discount  that  provides  an  actuarially
    44  appropriate  reduction  in  the  rates  of homeowners insurance premiums
    45  applicable to residential real property for the installation of a  newly
    46  constructed  roof  or  a  roof replacement and for each of the following
    47  wind damage mitigation improvements to the property:
    48    (1) improvements made to roof coverings, such as  tiles  or  shingles,
    49  for wind-resistance;
    50    (2) roof deck attachments;
    51    (3)  secondary water resistance, including sealing and strengthening a
    52  roof deck, roof and gable end vents or covers, and improvements made for
    53  water intrusion resistance of attic vents; and

        S. 9008--B                         105
 
     1    (4) roof to wall connections, including toe nails,  clips,  strapping,
     2  or ties.
     3    (c) To be considered for any discount provided for in paragraph (b) of
     4  this subsection, an insurable property shall be certified as constructed
     5  in  accordance  with  any  building code applicable in this state or New
     6  York city, as amended from time-to-time,  or  such  other  standards  as
     7  approved by the superintendent.
     8    §  2.   Section 2346-a of the insurance law, as added by chapter 78 of
     9  the laws of 1997, is amended to read as follows:
    10    § 2346-a. Reduction in rates  of  certain  commercial  risk  insurance
    11  premiums  for real property.  [The superintendent shall provide for] (a)
    12  An insurer shall offer at least one discount that provides an actuarial-
    13  ly appropriate reduction in the rates of fire insurance premiums or  the
    14  fire  insurance  component  of  certain  commercial  risk  insurance, as
    15  defined in subparagraph (A) of paragraph forty-seven of  subsection  (a)
    16  of  section  one  hundred  seven of this chapter, to a purchaser of such
    17  insurance and shall also provide such discount to  a  public  entity  as
    18  defined  in paragraph fifty-one of subsection (a) of section one hundred
    19  seven of this chapter, for the  loss  of  or  damage  to  real  property
    20  equipped  with  fire prevention or mitigation improvements, such as when
    21  the real property  is  equipped  with  smoke  detecting  alarm  devices,
    22  approved sprinkler systems, or fire extinguishers.
    23    (b)  An  insurer  shall  offer  at least one discount that provides an
    24  actuarially appropriate reduction in the rates of premiums  for  certain
    25  commercial  risk  insurance, as defined in subparagraph (A) of paragraph
    26  forty-seven of subsection (a) of section one hundred seven of this chap-
    27  ter, to a purchaser of  such  insurance  and  shall  also  provide  such
    28  reduction  to  a  public  entity  as  defined  in paragraph fifty-one of
    29  subsection (a) of section one hundred seven of this chapter for loss  of
    30  or  damage  to  real  property  for  each of the following categories of
    31  improvements:
    32    (1) theft prevention or mitigation improvements, such as when the real
    33  property is equipped with dead-bolt locks or a security system; and
    34    (2) water damage prevention or  mitigation  improvements,  such  as  a
    35  smart water monitor and shutoff device.
    36    (c)  An  insurer  shall  offer a discount that provides an actuarially
    37  appropriate reduction in the rates of premiums  for  certain  commercial
    38  risk  insurance, as defined in subparagraph (A) of paragraph forty-seven
    39  of subsection (a) of section one hundred seven of  this  chapter,  to  a
    40  purchaser  of  such insurance and shall also provide such reduction to a
    41  public entity as defined in paragraph fifty-one  of  subsection  (a)  of
    42  section  one  hundred seven of this chapter for the loss of or damage to
    43  real property for the installation of a newly constructed roof or a roof
    44  replacement and  for  each  of  the  following  wind  damage  mitigation
    45  improvements to the property:
    46    (1)  improvements  made  to roof coverings, such as tiles or shingles,
    47  for wind-resistance;
    48    (2) roof deck attachments;
    49    (3) secondary water resistance, including sealing and strengthening  a
    50  roof deck, roof and gable end vents or covers, and improvements made for
    51  water intrusion resistance of attic vents; and
    52    (4)  roof  to wall connections, including toe nails, clips, strapping,
    53  or ties.
    54    (d) To be considered for any discount provided for in  subsection  (c)
    55  of this section, an insurable property shall be certified as constructed
    56  in  accordance  with  any  building code applicable in this state or New

        S. 9008--B                         106

     1  York city, as amended from time-to-time,  or  such  other  standards  as
     2  approved by the superintendent.
     3    (e)  An  insurer  shall  offer a discount that provides an actuarially
     4  appropriate reduction in the rates of premiums  for  certain  commercial
     5  risk  insurance, as defined in subparagraph (A) of paragraph forty-seven
     6  of subsection (a) of section one hundred seven of  this  chapter,  to  a
     7  purchaser  of  such insurance and shall also provide such reduction to a
     8  public entity as defined in paragraph fifty-one  of  subsection  (a)  of
     9  section  one  hundred seven of this chapter for the loss of or damage to
    10  real property fitted or retrofitted with hurricane  resistant  laminated
    11  glass  windows  or doors.  The superintendent shall by regulation estab-
    12  lish standards for  hurricane  resistant  laminated  glass  windows  and
    13  doors, including the safe and secure installation thereof.
    14    §  2-a. The insurance law is amended by adding a new section 2346-b to
    15  read as follows:
    16    § 2346-b. Homeowners insurance or property/casualty  insurance;  miti-
    17  gation  action. 1. For the purposes of this section, the following terms
    18  shall have the following meanings:
    19    (a) "Natural disaster" means the  occurrence  or  imminent  threat  of
    20  widespread  catastrophic  or  severe  damage, injury, or loss of life or
    21  property resulting from any natural cause including, but not limited to,
    22  fire, flood, earthquake,  hurricane,  tornado,  high  water,  landslide,
    23  mudslide,  wind,  storm,  wave  action,  ice  storm,  air contamination,
    24  blight, drought, infestation,  explosion,  water  contamination,  bridge
    25  failure, or bridge collapse.
    26    (b)  "Property-specific mitigation action" means a science-based miti-
    27  gation action that includes a verification and certification process.
    28    2. The superintendent shall provide  for  an  actuarially  appropriate
    29  reduction   in   the   rates   of   homeowners  insurance  premiums  and
    30  property/casualty insurance  premiums  applicable  to  residential  real
    31  property  for  policyholders  who can demonstrate that property-specific
    32  mitigation actions have been undertaken on the property  to  reduce  the
    33  risk  of loss from a natural disaster. The superintendent shall by regu-
    34  lation establish a process for policyholders to demonstrate  such  miti-
    35  gation actions have occurred.
    36    3.  A policyholder or applicant for a policy of insurance whose appli-
    37  cable  mitigation  discount  related  to  property-specific   mitigation
    38  actions is inaccurate and who provides evidence of such property-specif-
    39  ic  mitigation action may appeal the mitigation discount directly to the
    40  insurer. The insurer shall notify the policyholder or applicant in writ-
    41  ing of the right to appeal the mitigation discount when such discount is
    42  provided to the policyholder or applicant as required by  this  section.
    43  If  the  policyholder  or applicant appeals the mitigation discount, the
    44  insurer shall acknowledge receipt of the appeal in  writing  within  ten
    45  calendar  days after receipt of the appeal. The insurer shall respond to
    46  the appeal in writing with a reconsideration and decision within  thirty
    47  calendar  days  after  receiving the appeal. If an appeal is denied, the
    48  insurer shall, upon request by the superintendent, forward a copy of the
    49  appeal and the insurer's response to the superintendent.
    50    § 3.  The insurance law is amended by adding a  new  section  2354  to
    51  read as follows:
    52    §  2354.  Disclosure  and  reporting of discounts. (a) An insurer that
    53  issues or delivers in this state a policy that insures loss of or damage
    54  to real property shall specify the nature and the  total  dollar  amount
    55  reduction  of  each  discount  applied to the policy on the declarations
    56  page and specify the nature and percentage of  all  available  discounts

        S. 9008--B                         107
 
     1  that  the  insurer offers on the policy in a conspicuous notice entitled
     2  "DISCOUNT INFORMATION" included with the policy.
     3    (a-1)  An  insurer  that  provides  a  mitigation  discount  shall (1)
     4  publish, in plain language, all  available  discounts  and  specify  the
     5  nature  and  total dollar amount reduction of each available discount on
     6  its public website; and (2) provide an annual written notice,  in  plain
     7  language,  to each policyholder or applicant upon application for insur-
     8  ance of the applicable and available mitigation discounts.
     9    (b) An insurer shall report the following information  to  the  super-
    10  intendent, in a form prescribed by the superintendent, by April first of
    11  each  year:   (1) a list of all discounts offered to insureds during the
    12  preceding calendar year, including the nature of the discounts  and  the
    13  discount  amounts;  and  (2)  the  number  of insureds who received each
    14  discount during the preceding calendar year and the zip codes  in  which
    15  the insured properties are located.
    16    §  4.    This  act  shall  take effect immediately; provided, however,
    17  sections one and two of this act shall take effect  one  year  after  it
    18  shall  have  become  a  law; and provided further, however, that section
    19  three of this act shall take effect on the ninetieth day after it  shall
    20  have  become  a  law.    Effective  immediately, the addition, amendment
    21  and/or repeal of any rule or regulation necessary for the implementation
    22  of this act on  its  effective  date  are  authorized  to  be  made  and
    23  completed on or before such effective date.
 
    24                                   PART EE
 
    25                            Intentionally Omitted
 
    26                                   PART FF
 
    27                            Intentionally Omitted
 
    28                                   PART GG
 
    29    Section 1. The insurance law is amended by adding a new section 346 to
    30  read as follows:
    31    §  346.  Annual  report  on  insurance  for multi-family buildings. An
    32  authorized insurer that issues or delivers in this state a  policy  that
    33  insures  loss of or damage to real property used predominantly for resi-
    34  dential purposes and that consists of two or more dwelling units,  other
    35  than  hotels  and motels, shall file a report with the superintendent by
    36  March first of each year, in a form prescribed  by  the  superintendent,
    37  that  includes  information  on such policies for the preceding calendar
    38  year, including premiums collected, claims paid, and such other informa-
    39  tion as the superintendent shall deem necessary,  in  consultation  with
    40  the  commissioner  of  housing and community renewal. The superintendent
    41  shall publish on the department's website the reports required  by  this
    42  section.
    43    § 2. This act shall take effect immediately.
 
    44                                   PART HH
 
    45    Section  1. This Part enacts into law components of legislation relat-
    46  ing to pre-authorization, access to specialty care, and formulary lists.

        S. 9008--B                         108

     1  Each component is  wholly  contained  within  a  Subpart  identified  as
     2  Subparts  A through D.  The effective date for each particular provision
     3  contained within such Subpart is set forth in the last section  of  such
     4  Subpart.    Any  provision  in  any  section contained within a Subpart,
     5  including the effective date of the Subpart, which makes reference to  a
     6  section  "of  this  act",  when  used in connection with that particular
     7  component, shall be deemed  to  mean  and  refer  to  the  corresponding
     8  section  of  the Subpart in which it is found.  Section two of this Part
     9  sets forth the general effective date of this Part.
 
    10                                  SUBPART A
 
    11    Section 1. Section 210 of the insurance law, as amended by chapter 579
    12  of the laws of 1998, subsection (d) as amended by  chapter  207  of  the
    13  laws of 2019, is amended to read as follows:
    14    §  210.  Annual consumer guide of health insurers, and entities certi-
    15  fied pursuant to article forty-four of the public health law.
    16    (a) The superintendent shall annually publish on or  before  September
    17  first, nineteen hundred ninety-nine, and annually thereafter, a consumer
    18  guide  to  insurers providing managed care products, individual accident
    19  and health insurance or group or blanket accident and  health  insurance
    20  and  entities  licensed  pursuant  to  article  forty-four of the public
    21  health law providing comprehensive health service plans which  includes,
    22  in  detail, a ranking from best to worst based upon each company's claim
    23  processing or medical payments record during the preceding calendar year
    24  using criteria available to  the  department,  adjusted  for  volume  of
    25  coverage  provided.  Such ranking shall also take into consideration the
    26  corresponding total number or percentage of  claims  denied  which  were
    27  reversed  or  compromised  after  intervention by the department and the
    28  department of health, consumer complaints  to  the  department  and  the
    29  department  of  health, violations of section three thousand two hundred
    30  twenty-four-a of this chapter  and  other  pertinent  data  which  would
    31  permit  the department to objectively determine a company's performance.
    32  The department in publishing  such  consumer  guide  shall  publish  one
    33  state-wide  guide  or no more than five regional guides so as to facili-
    34  tate comparisons among individual insurers and entities within a service
    35  market area. Such rankings shall be printed in a format which ranks  all
    36  health  insurers  and  all entities certified pursuant to article forty-
    37  four of the public health law in one combined list.
    38    (b) [Beginning September first, nineteen hundred ninety-nine and annu-
    39  ally thereafter, the] The superintendent shall  include  in  such  guide
    40  annually,  and  insurers  and  entities  certified  pursuant  to article
    41  forty-four of the public health law shall provide to the  superintendent
    42  the information required for such guide in a timely fashion, the follow-
    43  ing information:
    44    (1)  The  number  of  grievances  filed pursuant to section forty-four
    45  hundred eight-a of the public health law,  section  three  thousand  two
    46  hundred seventeen-d of this chapter, section four thousand three hundred
    47  six-c  of  this  chapter, or article forty-eight of this chapter and the
    48  number of such grievances in  which  an  adverse  determination  of  the
    49  insurer  or entity was reversed in whole or in part versus the number of
    50  such determinations which were upheld; [and]
    51    (2) Beginning September first, two thousand twenty-seven,  the  number
    52  of  approvals  and the number of adverse determinations in whole or part
    53  issued by utilization  review  agents  pursuant  to  section  forty-nine

        S. 9008--B                         109
 
     1  hundred  three  of  the  public health law or section four thousand nine
     2  hundred three of this chapter; and
     3    (3) The number of appeals to utilization review determinations [which]
     4  that were filed pursuant to [article forty-nine of the public health law
     5  or  article  forty-nine]  section  forty-nine hundred four of the public
     6  health law and section four thousand nine hundred four of  this  chapter
     7  and  the  number  of  such  determinations [which] that were reversed in
     8  whole or in part versus the number of such determinations  [which]  that
     9  were upheld.
    10    (c)  Beginning September first, nineteen hundred ninety-nine and annu-
    11  ally thereafter, in addition to the information required in  subsections
    12  (a) and (b) of this section, the superintendent, in conjunction with the
    13  commissioner  of  health, in consultation with the National Committee on
    14  Quality Assurance or a similar national organization, shall  include  in
    15  such  guide  the  following  additional information, for the most recent
    16  year in which such information is available and  where  applicable,  for
    17  health  insurers,  health  insurers  providing managed care products and
    18  entities certified under article forty-four of  the  public  health  law
    19  providing comprehensive health service plans pursuant to such article:
    20    (1)  the  percentage  of  physicians who are either board certified or
    21  board eligible;
    22    (2) the percentage of primary care physicians who remained participat-
    23  ing providers, provided however,  that  such  percentage  shall  exclude
    24  voluntary  terminations due to physician retirement, relocation or other
    25  similar reasons;
    26    (3) the percentage of enrollees aged twenty-three to  thirty-nine  and
    27  forty  to sixty-four who had one or more visits to a health plan practi-
    28  tioner during the three years of their continual enrollment.
    29    (4) the methods used to compensate primary care physicians  and  other
    30  providers,  provided  however,  that  nothing  in  this section shall be
    31  construed to require disclosure of the specific details of any financial
    32  arrangement between the insurer or entity and an individual provider  or
    33  practice;
    34    (5)  the national accreditation status of insurers and entities, where
    35  applicable;
    36    (6) indices of the quality of care provided,  such  as  the  rates  of
    37  mammography,  prostate,  and  cervical  cancer screening, prenatal care,
    38  well-child care, immunization and such other  information  collected  by
    39  the  commissioner  of  health  through the health plan employer data and
    40  information set (HEDIS); or  through  the  quality  assurance  reporting
    41  requirements  for  entities not otherwise required to collect and report
    42  health plan employer data and information set (HEDIS) data;
    43    (7) the results of a consumer satisfaction survey among  enrollees  of
    44  the  various  health  insurers and entities, which shall be conducted by
    45  the superintendent and commissioner of health, in consultation with  the
    46  National  Committee on Quality Assurance or a similar national organiza-
    47  tion;
    48    (8) a toll-free telephone number for each health insurer or plan;
    49    (9) toll-free telephone numbers at the department and  the  department
    50  of health to which consumers can make complaints about insurers or enti-
    51  ties; and
    52    (10)  except as required in paragraph seven of this subsection, health
    53  insurers and entities certified pursuant to article  forty-four  of  the
    54  public  health  law  shall  report  the  information required under this
    55  subdivision to the commissioner of health, and  the  commissioner  shall

        S. 9008--B                         110

     1  provide  such  information  to  the  superintendent for inclusion in the
     2  annual consumer guide.
     3    (d)  Beginning September first, two thousand twenty-seven and annually
     4  thereafter, in addition to the information required in subsections  (a),
     5  (b),  and  (c) of this section, the superintendent shall include in such
     6  guide, and insurers and entities certified pursuant  to  article  forty-
     7  four  of the public health law shall provide to the superintendent, in a
     8  form  and  manner  specified  by  the  superintendent,  the  information
     9  required  for  such guide in a timely fashion, the following information
    10  regarding pre-authorization requests under  article  forty-nine  of  the
    11  public health law or article forty-nine of this chapter:
    12    (1)  the  number  of pre-authorization requests received under section
    13  forty-nine hundred three of the public health law and section four thou-
    14  sand nine hundred three of this chapter;
    15    (2) the number of pre-authorization requests  for  which  an  authori-
    16  zation  was  issued under section forty-nine hundred three of the public
    17  health law and section four thousand nine hundred three of this chapter;
    18    (3) the number of pre-authorization  requests  for  which  an  adverse
    19  determination  was  issued  in  whole  or  part under section forty-nine
    20  hundred three of the public health law and section  four  thousand  nine
    21  hundred three of this chapter;
    22    (4)  the  number  of  pre-authorization  requests for which an adverse
    23  determination was appealed under section forty-nine hundred four of  the
    24  public  health  law  and section four thousand nine hundred four of this
    25  chapter;
    26    (5) the number of pre-authorization  requests  for  which  an  adverse
    27  determination  was  reversed  on  appeal  in whole or part under section
    28  forty-nine hundred four of the public health law and section four  thou-
    29  sand nine hundred four of this chapter;
    30    (6)  the  number  of  pre-authorization  requests for which an adverse
    31  determination was upheld under section forty-nine hundred  four  of  the
    32  public  health  law  and section four thousand nine hundred four of this
    33  chapter;
    34    (7) the twenty-five current  procedural  terminology  codes  with  the
    35  highest  number  of  pre-authorization  requests  and  the percentage of
    36  authorizations for each of these current  procedural  terminology  codes
    37  under  section  forty-nine  hundred  three  of the public health law and
    38  section four thousand nine hundred three of this chapter;
    39    (8) the twenty-five current  procedural  terminology  codes  with  the
    40  highest  number of pre-authorization requests for which an authorization
    41  was issued under section forty-nine hundred three of the  public  health
    42  law and section four thousand nine hundred three of this chapter;
    43    (9)  the  twenty-five  current  procedural  terminology codes with the
    44  highest number of pre-authorization requests  under  section  forty-nine
    45  hundred  three  of  the public health law and section four thousand nine
    46  hundred three of this chapter for which  an  adverse  determination  was
    47  issued  in whole or part but that was reversed by an appeal, in whole or
    48  part, under section forty-nine hundred four of the public health law and
    49  section four thousand nine hundred four of this chapter; and
    50    (10) the twenty-five current procedural  terminology  codes  with  the
    51  highest number of pre-authorization requests for which an adverse deter-
    52  mination  was  issued  in whole or part under section forty-nine hundred
    53  three of the public health law and section four  thousand  nine  hundred
    54  three of this chapter.
    55    (e)  Health insurers and entities certified pursuant to article forty-
    56  four of the public health law shall provide annually to the  superinten-

        S. 9008--B                         111
 
     1  dent  and  the  commissioner  of  health, and the commissioner of health
     2  shall provide to the superintendent by March first of each year, all  of
     3  the  information  necessary for the superintendent to produce the annual
     4  consumer  guide.   In compiling the guide, the superintendent shall make
     5  every effort to ensure that the information is  presented  in  a  clear,
     6  understandable  fashion [which] that facilitates comparisons among indi-
     7  vidual insurers and entities, and in a format [which] that lends  itself
     8  to  the  widest  possible  distribution to consumers. The superintendent
     9  shall either include the information from the annual consumer  guide  in
    10  the  consumer  shopping guide required by subsection (a) of section four
    11  thousand three hundred twenty-three of this chapter or combine  the  two
    12  guides  as  long as consumers in the individual market are provided with
    13  the information required by subsection  (a)  of  section  four  thousand
    14  three hundred twenty-three of this chapter.
    15    [(e)]  (f) The superintendent shall contract with a national organiza-
    16  tion for the purposes of drafting and designing the guide, including the
    17  preparation of relevant explanatory material.  Such  organization  shall
    18  have  actual  experience  in  preparing a similar guide for at least one
    19  other state. The superintendent, in consultation with  the  commissioner
    20  of  health, may also contract with one or more national organizations to
    21  assist such commissioner in the collection of data and the analysis  and
    22  auditing  of  the  clinical  measurers. Such organizations shall consult
    23  periodically with associations representing health insurers  and  health
    24  maintenance  organizations  as  well as with consumer representatives in
    25  New York in preparing the consumer guide.
    26    § 2.  This act shall take effect immediately.
 
    27                                  SUBPART B
 
    28    Section 1. Subsection (f) of section 4804 of  the  insurance  law,  as
    29  added by chapter 705 of the laws of 1996, is amended to read as follows:
    30    (f) If a new insured whose health care provider is not a member of the
    31  insurer's in-network benefits portion of the provider network enrolls in
    32  the  managed  care  product,  the  insurer  shall  permit the insured to
    33  continue an ongoing course  of  treatment  with  the  insured's  current
    34  health care provider during a transitional period of up to [sixty] nine-
    35  ty days from the effective date of enrollment[, if (1) the insured has a
    36  life-threatening  disease  or  condition or a degenerative and disabling
    37  disease or condition or (2)]. If the insured  [has  entered  the  second
    38  trimester of pregnancy] is pregnant at the time of enrollment, [in which
    39  case]  the transitional period shall include the provision of [post-par-
    40  tum] care for the duration of the pregnancy and postpartum care directly
    41  related to the delivery. If an insured elects  to  continue  to  receive
    42  care  from  such  health  care provider pursuant to this paragraph, such
    43  care shall be authorized by the insurer for the transitional period only
    44  if the health care provider agrees: (A) to accept reimbursement from the
    45  insurer at rates established by the insurer as payment  in  full,  which
    46  rates  shall  be  no  more than the level of reimbursement applicable to
    47  similar providers within the in-network benefits portion of  the  insur-
    48  er's  network  for such services; (B) to adhere to the insurer's quality
    49  assurance requirements and agrees to provide to  the  insurer  necessary
    50  medical information related to such care; and (C) to otherwise adhere to
    51  the  insurer's  policies  and  procedures including, but not limited to,
    52  procedures regarding referrals and  obtaining  pre-authorization  and  a
    53  treatment  plan  approved  by  the  insurer.  In  no  event  shall  this
    54  subsection be construed to require an insurer to  provide  coverage  for

        S. 9008--B                         112
 
     1  benefits  not  otherwise  covered  or to diminish or impair pre-existing
     2  condition limitations contained within the insured's contract.
     3    §  2.  Paragraph  (f)  of  subdivision 6 of section 4403 of the public
     4  health law, as added by chapter 705 of the laws of 1996, is  amended  to
     5  read as follows:
     6    (f)  If  a  new enrollee whose health care provider is not a member of
     7  the health maintenance organization's provider network  enrolls  in  the
     8  health  maintenance  organization,  the  organization  shall  permit the
     9  enrollee to continue an ongoing course of treatment with the  enrollee's
    10  current  health  care  provider  during  a  transitional period of up to
    11  [sixty] ninety days from the effective date of enrollment[, if  (i)  the
    12  enrollee  has  a life-threatening disease or condition or a degenerative
    13  and disabling disease or  condition  or  (ii)].  If  the  enrollee  [has
    14  entered  the second trimester of pregnancy] is pregnant at the effective
    15  date of enrollment,  [in  which  case]  the  transitional  period  shall
    16  include  the  provision  of  [post-partum]  care for the duration of the
    17  pregnancy and postpartum care directly related to the  delivery.  If  an
    18  enrollee  elects  to  continue  to  receive  care  from such health care
    19  provider pursuant to this paragraph, such care shall  be  authorized  by
    20  the  health maintenance organization for the transitional period only if
    21  the health care provider agrees: (A) to accept  reimbursement  from  the
    22  health maintenance organization at rates established by the health main-
    23  tenance  organization  as  payment in full, which rates shall be no more
    24  than the level of reimbursement applicable to similar  providers  within
    25  the  health maintenance organization's network for such services; (B) to
    26  adhere to the organization's quality assurance requirements  and  agrees
    27  to  provide to the organization necessary medical information related to
    28  such care; and (C) to otherwise adhere to  the  organization's  policies
    29  and  procedures  including,  but  not  limited  to, procedures regarding
    30  referrals and obtaining pre-authorization and a treatment plan  approved
    31  by  the  organization.  In no event shall this paragraph be construed to
    32  require a health maintenance organization to provide coverage for  bene-
    33  fits  not otherwise covered or to diminish or impair pre-existing condi-
    34  tion limitations contained within the subscriber's contract.
    35    § 3. This act shall take effect on the first of January next  succeed-
    36  ing  the  date  on  which  it shall have become a law and shall apply to
    37  policies issued, renewed, modified, or amended on or after such date.
 
    38                                  SUBPART C
 
    39    Section 1. Subsection (a) of section 3242 of  the  insurance  law,  as
    40  added  by  section 1 of subpart C of part J of chapter 57 of the laws of
    41  2019, is amended to read as follows:
    42    (a) Every insurer that delivers or issues for delivery in this state a
    43  policy that provides coverage for prescription drugs shall, with respect
    44  to the prescription drug coverage, publish an up-to-date, accurate,  and
    45  complete  list  of  all covered prescription drugs on its formulary drug
    46  list, including any tiering  structure  that  it  has  adopted  and  any
    47  restrictions on the manner in which a prescription drug may be obtained,
    48  in  a  manner  that  is easily accessible to insureds [and], prospective
    49  insureds, health care providers, and  other  interested  parties.    The
    50  formulary  drug  list shall clearly identify the preventive prescription
    51  drugs that are available  without  annual  deductibles  or  coinsurance,
    52  including  co-payments.   A formulary drug list shall only be considered
    53  easily accessible if:

        S. 9008--B                         113
 
     1    (1) it can be viewed on the insurer's public website without requiring
     2  an individual to create or access an account or enter a password  or  to
     3  be covered under an insurance policy issued by the insurer; and
     4    (2) an individual can easily discern which formulary drug list applies
     5  to which plan, if an insurer offers more than one plan.
     6    §  2. Subsection (a) of section 4329 of the insurance law, as added by
     7  section 2 of subpart C of part J of chapter 57 of the laws of 2019,   is
     8  amended to read as follows:
     9    (a)  Every  corporation subject to the provisions of this article that
    10  issues a contract that provides coverage for prescription  drugs  shall,
    11  with  respect  to the prescription drug coverage, publish an up-to-date,
    12  accurate, and complete list of all covered  prescription  drugs  on  its
    13  formulary drug list, including any tiering structure that it has adopted
    14  and  any  restrictions on the manner in which a prescription drug may be
    15  obtained, in a manner that  is  easily  accessible  to  insureds  [and],
    16  prospective  insureds,  health  care  providers,  and  other  interested
    17  parties.  The formulary drug list shall clearly identify the  preventive
    18  prescription  drugs  that  are  available  without annual deductibles or
    19  coinsurance, including co-payments.  A formulary drug list shall only be
    20  considered easily accessible if:
    21    (1) it can be viewed  on  the  corporation's  public  website  without
    22  requiring  an individual to create or access an account or enter a pass-
    23  word or to be covered under an insurance policy  issued  by  the  corpo-
    24  ration; and
    25    (2) an individual can easily discern which formulary drug list applies
    26  to which plan, if a corporation offers more than one plan.
    27    §  3. This act shall take effect on the first of January next succeed-
    28  ing the date on which it shall have become a  law  and  shall  apply  to
    29  policies issued, renewed, modified or amended on or after such date.
 
    30                                  SUBPART D
 
    31    Section  1.  Subsection  (b-3) of section 4900 of the insurance law is
    32  relettered subsection (b-4) and a new subsection (b-3) is added to  read
    33  as follows:
    34    (b-3) "Chronic health condition" means a condition that is expected to
    35  last for at least one year and requires ongoing treatment to effectively
    36  manage the condition or prevent an adverse health event.
    37    §  2. Subsection (f) of section 4905 of the insurance law, as added by
    38  chapter 705 of the laws of 1996,  is amended read as follows:
    39    (f) Utilization review shall not be conducted more frequently than  is
    40  reasonably  required  to  assess  whether the health care services under
    41  review are  medically  necessary  provided,  however,  that  utilization
    42  review  shall  not  be conducted more than once per year for a course of
    43  treatment for a chronic health condition starting from  the  date  of  a
    44  pre-authorization approval for the course of treatment.
    45    §  3.  Subdivision  2-c  of  section  4900 of the public health law is
    46  renumbered subdivision 2-d and a new subdivision 2-c is added to read as
    47  follows:
    48    (2-c) "Chronic health condition" means a condition that is expected to
    49  last for at least one year and requires ongoing treatment to effectively
    50  manage the condition or prevent an adverse health event.
    51    § 4. Subdivision 6 of section 4905 of the public health law, as  added
    52  by chapter 705 of the laws of 1996,  is amended to read as follows:
    53    6.  Utilization  review shall not be conducted more frequently than is
    54  reasonably required to assess whether the  health  care  services  under

        S. 9008--B                         114
 
     1  review  are  medically  necessary  provided,  however,  that utilization
     2  review shall not be conducted more than once per year for  a  course  of
     3  treatment  for  a  chronic  health condition starting from the date of a
     4  pre-authorization approval for the course of treatment.
     5    §  5. This act shall take effect on the first of January next succeed-
     6  ing the date on which it shall have become a  law  and  shall  apply  to
     7  policies issued, renewed, modified, or amended on or after such date.
     8    § 2. Severability clause. If any clause, sentence, paragraph, subdivi-
     9  sion,  section  or  part  of  this act shall be adjudged by any court of
    10  competent jurisdiction to be invalid, such judgment  shall  not  affect,
    11  impair,  or  invalidate  the remainder thereof, but shall be confined in
    12  its operation to the clause, sentence, paragraph,  subdivision,  section
    13  or part thereof directly involved in the controversy in which such judg-
    14  ment shall have been rendered. It is hereby declared to be the intent of
    15  the  legislature  that  this  act  would  have been enacted even if such
    16  invalid provisions had not been included herein.
    17    § 3. This act shall take effect immediately; provided,  however,  that
    18  the  applicable effective date of Subparts A through D of this act shall
    19  be as specifically set forth in the last section of such Subparts.

    20                                   PART II
 
    21    Section 1. Section 2336 of the insurance law is amended  by  adding  a
    22  new subsection (i) to read as follows:
    23    (i)  (1)  Any  schedule  or  rating  plan  for motor vehicle insurance
    24  submitted to the superintendent shall provide for an actuarially  appro-
    25  priate reduction in premium charges for bodily injury liability, proper-
    26  ty  damage  liability, personal injury protection, medical payments, and
    27  collision coverage with respect to a motor vehicle equipped with a dash-
    28  board camera. A  "dashboard  camera"  means  a  dashboard-mounted  video
    29  recording  device  capable  of  continuous loop recording with a minimum
    30  resolution of 1080p, designed to capture footage of the  road  ahead  of
    31  the motor vehicle.
    32    (2)  To  qualify  for  the discount, an insurer shall require that the
    33  policyholder submit proof of installation and operation of the dashboard
    34  camera. A policyholder's failure to maintain  an  operational  dashboard
    35  camera shall result in the forfeiture of the discount at the next policy
    36  renewal,  unless  the  insurer  reinstates  the  discount  upon proof of
    37  compliance.
    38    (3) Notwithstanding any other provision of law to  the  contrary,  all
    39  trip  data,  personal  information,  images,  videos, and other recorded
    40  images collected by  an  insurer  or  any  affiliate  pursuant  to  this
    41  subsection  shall be for the exclusive use of such insurer for the bene-
    42  fit of the policyholder, and shall not be sold, distributed, transferred
    43  or otherwise made accessible  to  any  person  or  entity  except  where
    44  strictly necessary for one or more of the following:
    45    (i)  to  the  person  who  is the subject of such data, information or
    46  record, or to enable or facilitate the policyholder's insurance claim or
    47  otherwise use the data in accordance with the  policyholder's  agreement
    48  with  the insurer, including demonstrating maintenance of an operational
    49  dashboard camera;
    50    (ii) to provide or maintain a specific product or service requested by
    51  the policyholder;
    52    (iii) to respond to, process, facilitate, adjust, or defend an  insur-
    53  ance claim;

        S. 9008--B                         115

     1    (iv) to investigate, establish, exercise, prepare for, or defend legal
     2  claims; or
     3    (v)  if  necessary,  to  comply  with  a  lawful court order, judicial
     4  warrant signed by a judge appointed pursuant to  article  three  of  the
     5  United States constitution, or subpoena for individual data, information
     6  or records properly issued pursuant to the criminal procedure law or the
     7  civil practice law and rules.
     8    § 2. This act shall take effect on the one hundred eightieth day after
     9  it  shall have become a law. Effective immediately, the addition, amend-
    10  ment and/or repeal of any rule or regulation necessary for the implemen-
    11  tation of this act on its effective date are authorized to be  made  and
    12  completed on or before such effective date.
 
    13                                   PART JJ

    14    Section 1. The general business law is amended by adding a new article
    15  42-A to read as follows:
    16                                ARTICLE 42-A
    17                     PRIVATE EDUCATION LOAN PROTECTIONS
    18  Section 1200. Definitions.
    19          1201. Applicability.
    20          1202. Exempt organizations.
    21          1203. Provisions applicable to cosigners.
    22          1204. Prohibition  on acceleration of payments on private educa-
    23                  tion loans.
    24          1205. Required communications from creditors  and  debt  collec-
    25                  tors.
    26          1206. Required  information to be provided by creditors and debt
    27                  collectors.
    28          1207. Enforcement.
    29          1208. Rules and regulations.
    30          1209. Penalties.
    31    § 1200. Definitions. As used in this article:
    32    1. "Private education loan" means an extension of credit that:
    33    (a) is not made, insured, or guaranteed under title IV of  the  Higher
    34  Education Act of 1965 (20 U.S.C. 1070 et seq.);
    35    (b)  is  extended  to  a  consumer expressly, in whole or in part, for
    36  higher education expenses, regardless of whether the loan is provided by
    37  the educational institution that the student attends;
    38    (c) does not include open-end credit or any loan that  is  secured  by
    39  real property or a dwelling; and
    40    (d)  does  not  include  an  extension  of credit in which the covered
    41  educational institution is the creditor if:
    42    (i) the term of the extension of credit is ninety days or less; or
    43    (ii) an interest rate or finance charge will not  be  applied  to  the
    44  credit  balance  and  the term of the extension of credit is one year or
    45  less, even if the credit is payable in more than four installments.
    46    2. "Private education lender", except as exempted under this  article,
    47  means:
    48    (a)  any person or entity engaged in the business of securing, making,
    49  or extending private education loans; or
    50    (b) any holder of a private education loan.
    51    3. "Borrower" or "private education loan borrower" means a person  who
    52  has received or agreed to pay a private education loan for such person's
    53  own educational expenses.
    54    4. "Cosigner" (a) means:

        S. 9008--B                         116
 
     1    (i) any individual who is liable for the obligation of another without
     2  compensation, regardless of how designated in the contract or instrument
     3  with respect to that obligation, including an obligation under a private
     4  education loan extended to consolidate a borrower's pre-existing private
     5  education loans; and
     6    (ii) includes any person the signature of which is requested as condi-
     7  tion to grant credit or to forbear on collection;
     8    (b)  does  not include a spouse of an individual described in subpara-
     9  graph (i) of paragraph (a) of this subdivision, the signature of whom is
    10  needed to perfect the security interest in a loan.
    11    5. "Original creditor" means the private education  lender  identified
    12  in a promissory note, loan agreement, or loan contract entered into with
    13  a private education loan borrower or cosigner.
    14    6. "Creditor" means:
    15    (a) the original creditor, where ownership of a private education loan
    16  debt has not been sold, assigned, or transferred;
    17    (b) the person or entity that owned the private education loan debt at
    18  the time the debt became delinquent or defaulted, even if that person or
    19  entity  did  not  originate the private education loan, and where such a
    20  debt has not subsequently been sold, transferred or assigned; or
    21    (c) a person or  entity  that  purchased  a  delinquent  or  defaulted
    22  private education loan debt for collection purposes, whether it collects
    23  the  debt itself, hires a third party for collection, or hires an attor-
    24  ney for collection litigation.
    25    7. "Debt  collector"  means  any  person  who  regularly  collects  or
    26  attempts  to  collect, directly or indirectly, consumer debts originally
    27  owed or due or asserted to be owed or due another.  The  term  does  not
    28  include  any  officer  or employee of a creditor who, in the name of the
    29  creditor, collects debts for such creditor,  but  it  does  include  any
    30  creditor  who, in the process of collecting its own debts, uses any name
    31  other than its own which would indicate that a third person is  collect-
    32  ing or attempting to collect such debts.
    33     8.  "Higher  education expense" means any expense arising from higher
    34  education, as defined in section two of the education law, regardless of
    35  whether the higher education institution is accredited within  New  York
    36  state.
    37    §  1201.  Applicability.  1.  Any  person or entity that enters into a
    38  contract or subcontract with a private education lender or  servicer  to
    39  perform the servicing of a private education loan must fulfill the obli-
    40  gations of the private education lender under this article.
    41    2.  Any  private  education  lender as described in subdivision two of
    42  section twelve hundred of this article be jointly and  severally  liable
    43  for the actions of the entity or person in fulfilling the obligations of
    44  the private educational lender or servicer under this article.
    45    §  1202.  Exempt organizations. The following shall be exempt from the
    46  provisions of this article only to the extent that state  regulation  is
    47  preempted by federal law:
    48    1.  Any  banking  organization,  foreign banking corporation, national
    49  bank, federal savings association, federal credit union,  or  any  bank,
    50  trust  company,  savings  bank,  savings and loan association, or credit
    51  union organized under the laws of any other state; and
    52    2. Any subsidiary of such entities set forth  in  subdivision  one  of
    53  this section.
    54    § 1203. Provisions applicable to cosigners. 1. (a) Prior to the origi-
    55  nation  of  a private education loan, the private education lender shall

        S. 9008--B                         117
 
     1  provide to all cosigner applicants  information  about  the  rights  and
     2  responsibilities of the cosigner of the loan, including:
     3    (i)  information  about  how the private education lender will furnish
     4  information about the cosigner's private education  loan  obligation  to
     5  credit reporting agencies;
     6    (ii)  information  about  how  the  cosigner  will  be notified if the
     7  private education loan becomes delinquent, including  how  the  cosigner
     8  can  cure  the  delinquency in order to avoid negative credit furnishing
     9  and loss of cosigner release eligibility; and
    10    (iii) information about eligibility  for  release  of  the  cosigner's
    11  obligation  on  the  private education loan, including number of on-time
    12  payments and any other criteria  required  to  approve  the  release  of
    13  cosigner from the loan obligation.
    14    (b)  Lenders shall send borrowers and cosigners annual written notices
    15  containing information about cosigner release,  including  criteria  the
    16  lender  requires  to approve the release of cosigner from the loan obli-
    17  gation and the process for applying for cosigner release.
    18    (c) Once the borrower  has  met  the  applicable  consecutive  on-time
    19  payment  requirement  to  be  eligible  for cosigner release, the lender
    20  shall send the borrower and cosigner a written notification by U.S. mail
    21  and by electronic mail, where a borrower has elected  to  receive  elec-
    22  tronic communications from the lender, informing the borrower and cosig-
    23  ner  that  such  person  has  met  the  applicable  consecutive, on-time
    24  payments requirement to be eligible for cosigner release. The  notifica-
    25  tion  shall  also  include  information about any additional criteria to
    26  qualify for cosigner release, and the procedure to  apply  for  cosigner
    27  release.
    28    (d)  Lenders  shall  provide written notice within fifteen days to any
    29  borrower who applies for cosigner  release,  but  whose  application  is
    30  incomplete.  The written notice must include a description of the infor-
    31  mation needed to consider the application complete and the date by which
    32  the applicant should furnish the missing information.
    33    (e) After a borrower  submits  a  complete  application  for  cosigner
    34  release,  within  thirty  days,  the  lender shall send the borrower and
    35  cosigner a written notice that informs the borrower and cosigner whether
    36  the cosigner release application has been approved  or  denied.  If  the
    37  lender  denies  a  request for cosigner release, the lender shall inform
    38  the borrower of such person's right to request all documents and  infor-
    39  mation  used  in the determination, including the credit score threshold
    40  used by the lender, the borrower's consumer report, the borrower's cred-
    41  it score, and any other documents specific to the borrower.  The  lender
    42  must  also  provide any adverse action notices required under applicable
    43  federal law if the denial is based in whole or in part on  any  informa-
    44  tion contained in a consumer report.
    45    2.  (a)  In  response  to  any  written  or  oral request for cosigner
    46  release, lenders shall send the information described in  paragraph  (b)
    47  of subdivision one of this section.
    48    (b) Lenders shall not impose any restrictions that may permanently bar
    49  a  borrower  from qualifying for cosigner release, including restricting
    50  the number of times a borrower may apply for cosigner release.
    51    (c) Lenders shall not impose any negative consequences on any borrower
    52  or cosigner during the sixty days following the issuance of  the  notice
    53  required  under  paragraph  (d)  of  subdivision one of this section, or
    54  until the lender makes a final determination about a borrower's cosigner
    55  release application. For the purpose of this paragraph, "negative conse-
    56  quences" includes, but is not limited to, the imposition  of  additional

        S. 9008--B                         118
 
     1  eligibility  criteria,  negative  credit reporting, lost eligibility for
     2  cosigner release, late fees, interest capitalization, or other financial
     3  injury.
     4    (d) Lenders shall not require greater than twelve consecutive, on-time
     5  payments as criteria to apply for cosigner release. Any borrower who has
     6  paid  the equivalent of twelve months of principal and interest payments
     7  within any twelve-month period will be considered to have satisfied  the
     8  consecutive,  on-time  payment requirement, even if the borrower has not
     9  made payments monthly during the twelve-month period.
    10    (e) If a borrower or cosigner requests  a  change  that  restarts  the
    11  count  of  consecutive,  on-time payments required for cosigner release,
    12  the lender shall notify the borrower and cosigner in writing within  ten
    13  days  of  the  impact of such an arrangement and provide the borrower or
    14  cosigner the right to withdraw or reverse  the  request  to  avoid  such
    15  impact.
    16    (f)  The  borrower  has  the  right to request an appeal of a lender's
    17  determination to deny the cosigner  release  application  within  ninety
    18  days  of  receiving  the  lender's  determination,  and the lender shall
    19  permit such borrower to submit additional documentation evidencing  that
    20  the  borrower has the ability, willingness, and stability to handle such
    21  person's payment obligations. The borrower may  request  review  of  the
    22  cosigner  release  determination  by another employee.  The lender shall
    23  inform the borrower of this right in a clear and conspicuous  manner  on
    24  the notice denying the cosigner release application.
    25    (g)  A  lender  must  establish  and  maintain  a comprehensive record
    26  management system reasonably designed to ensure the accuracy, integrity,
    27  and completeness of data and other information  about  cosigner  release
    28  applications.  This  system shall include the number of cosigner release
    29  applications received, the approval and denial  rate,  and  the  primary
    30  reasons for any denial.
    31    (h)  If a cosigner has a total and permanent disability, as determined
    32  by any federal agency, state agency, or physician or doctor of  osteopa-
    33  thy  legally  authorized  to practice in the state in which the cosigner
    34  resides, the lender shall release the cosigner from the cosigner's obli-
    35  gation to repay the loan upon receiving a notification of the cosigner's
    36  total and permanent disability. The  lender  shall  not  require  a  new
    37  cosigner  to  be  added to the loan after the original cosigner has been
    38  released from the loan.
    39    3. (a) A lender shall provide a cosigner of a private  education  loan
    40  with  access to all documents or records related to the cosigned private
    41  education loan that are available to the borrower;
    42    (b) If a lender provides electronic access to  documents  and  records
    43  for  a  borrower,  it  shall provide equivalent electronic access to the
    44  cosigner; and
    45    (c) Upon receiving notice from the borrower or  cosigner,  the  lender
    46  shall redact the contact information of the other party.
    47    §  1204.  Prohibition on acceleration of payments on private education
    48  loans. 1. Except as provided in  subdivision  two  of  this  section,  a
    49  private education loan executed after the effective date of this article
    50  may  not include a provision that permits the private educational lender
    51  to accelerate, in whole or in part, payments on  the  private  education
    52  loan.
    53    2.  A  private  education  loan  may  include a provision that permits
    54  acceleration of the loan in cases of payment default.
    55    3. A lender shall not place any loan or account into default or accel-
    56  erate a loan for any reason, other than for failure to pay.

        S. 9008--B                         119
 
     1    4. (a) In the event of the death of a cosigner,  a  lender  shall  not
     2  attempt to collect against the cosigner's estate, other than for failure
     3  to pay.
     4    (b) Upon receiving notification of the death or bankruptcy of a cosig-
     5  ner, when the loan is not more than sixty days delinquent at the time of
     6  the  notification, a lender shall not change any terms or benefits under
     7  the promissory note, repayment schedule,  repayment  terms,  or  monthly
     8  payment amount or any other provision associated with the loan.
     9    (c)  A  lender  shall  not  place  any loan or account into default or
    10  accelerate a loan for any reason, other than for failure to pay.
    11    § 1205. Required communications from creditors  and  debt  collectors.
    12  In  addition  to any other information required under applicable federal
    13  or state law, a creditor or debt collector shall provide, in writing, in
    14  the first debt collection communication with the private education  loan
    15  borrower  or  cosigner, or within five days thereafter, and at any other
    16  time the borrower or cosigner requests such documentation:
    17    1. The name of the current owner of the private education loan debt;
    18    2. The original creditor's name at the time  of  origination  and,  if
    19  different, at the time of sale of the loan, if applicable;
    20    3. The original creditor's account number used to identify the private
    21  education loan debt at the time of sale, if applicable;
    22    4.  The  total  outstanding  amount owed at the time of default or the
    23  amount due to bring the loan current if the loan is delinquent, but  not
    24  yet in default;
    25    5.  A  schedule of all transactions credited or debited to the private
    26  education loan account;
    27    6. A copy of all pages of the contract, application or other documents
    28  stating all terms and conditions applicable  to  the  private  education
    29  loan  and evidencing the private education loan borrower's or cosigner's
    30  liability for the private education loan; and
    31    7. A clear and conspicuous statement disclosing that the  borrower  or
    32  cosigner  has a right to request all information possessed by the credi-
    33  tor related to the private  education  loan  debt,  including,  but  not
    34  limited  to  the  information  included in section twelve hundred six of
    35  this article.
    36    § 1206. Required information to be  provided  by  creditors  and  debt
    37  collectors.  1.  A creditor or debt collector may not collect or attempt
    38  to collect a private education loan debt unless  the  creditor  or  debt
    39  collector possesses the following:
    40    (a) The name of the owner of the private education loan;
    41    (b)  The  original  creditor's name at the time of sale of the loan or
    42  default, if applicable;
    43    (c) The original  creditor's  account  number  used  to  identify  the
    44  private  education  loan at the time of sale or default, if the original
    45  creditor used an account number to identify the private  education  loan
    46  at the time of sale or default;
    47    (d) The amount due at the time of sale, or at default, or, if the loan
    48  is delinquent, to bring the loan current;
    49    (e)  A schedule of all transactions credited or debited to the private
    50  education loan account;
    51    (f) An itemization of interest and fees, if any, claimed  to  be  owed
    52  and  whether  those  were imposed by the original creditor or any subse-
    53  quent owners of the private education loan;
    54    (g) The date that the private education loan was incurred;

        S. 9008--B                         120
 
     1    (h) A billing statement or other account record indicating the date of
     2  the first partial payment and/or  the  first  day  that  a  payment  was
     3  missed, whichever is earlier;
     4    (i) A billing statement or other account record indicating the date of
     5  the last payment made by the borrower or cosigner, if applicable;
     6    (j)  Any  payments,  settlement, or financial remuneration of any kind
     7  paid to the creditor by a guarantor, cosigner, or surety, and the amount
     8  of payment received;
     9    (k) A copy of the self-certification form and any other "needs  analy-
    10  sis"  conducted  by  the  original  creditor prior to origination of the
    11  loan;
    12    (l) A log of all collection  attempts  made  in  the  previous  twelve
    13  months including date and time of all calls and written communications;
    14    (m)  Copies  of  all written settlement offers sent in the last twelve
    15  months, or, in the alternative, a statement that the  creditor  has  not
    16  attempted to settle or otherwise renegotiate the debt prior to suit;
    17    (n) Copies of all collection letters sent to the borrower and cosigner
    18  since inception of the loan;
    19    (o)  Documentation  establishing that the creditor is the owner of the
    20  specific individual private education loan  at  issue.  If  the  private
    21  education  loan  was  assigned more than once, the creditor must possess
    22  each assignment or other writing evidencing the transfer of ownership of
    23  the specific individual private education loan to establish an  unbroken
    24  chain  of  ownership,  beginning with the original creditor to the first
    25  subsequent creditor and each additional  creditor.  Each  assignment  or
    26  other  writing  evidencing transfer of ownership or the right to collect
    27  must contain the original creditor's account number (redacted for  secu-
    28  rity  purposes  to show only the last four digits) of the private educa-
    29  tion loan purchased or otherwise assigned,  the  date  of  purchase  and
    30  assignment,  and  must  clearly  show the borrower's, and if applicable,
    31  cosigner's correct name associated with the original account number. The
    32  assignment or other writing attached shall be that by which the creditor
    33  or other assignee acquired the private education loan,  not  a  document
    34  prepared for litigation or collection purposes;
    35    (p)  A  copy  of all pages of the contract, application or other docu-
    36  ments evidencing the private education loan borrower's, and if  applica-
    37  ble,  cosigner's  liability  for the private education loan, stating all
    38  terms and conditions applicable to the private education loan; and
    39    (q) A signed affidavit or affidavits from each of the previous  owners
    40  of the private education loan regarding when the previous owner acceler-
    41  ated  the loan from delinquency status to default status, or if applica-
    42  ble, a statement that no such acceleration occurred.
    43    2. Upon written or oral request from a borrower or  cosigner  for  any
    44  information  that  a  creditor  or debt collector is required to possess
    45  pursuant to subdivision one of this section, a creditor or debt  collec-
    46  tor  shall  send  the  requested information to the borrower or cosigner
    47  within fifteen days of receipt of the request.
    48    § 1207. Enforcement. 1. All private education lenders,  creditors  and
    49  debt collectors shall comply with the provisions of this article.
    50    2.  No  private  education lenders, creditors or debt collectors shall
    51  engage in unfair, deceptive, or abusive acts or practices.
    52    3. Any borrower or cosigner who suffers damage  as  a  result  of  the
    53  failure  of  a  private  education  lender,  creditor, or debt collector
    54  covered by the provisions of this article may bring an action  on  their
    55  own  behalf  and  on  behalf  of a similarly situated class of consumers
    56  against that person to recover or obtain any of the following:

        S. 9008--B                         121
 
     1    (a) actual damages, but in no case shall the total award of damages be
     2  less than five  hundred  dollars  per  person,  per  violation  of  this
     3  section;
     4    (b) punitive damages;
     5    (c)  correction  of  any inaccurate, negative reporting by the lender,
     6  creditor, or debt collector to any credit reporting agency;
     7    (d) injunctive relief; or
     8    (e) any other relief that the court deems proper.
     9    4. In the case of any  successful  action  to  enforce  the  foregoing
    10  liability, a private education lender, creditor, or debt collector shall
    11  be  liable  for the costs of the action, together with reasonable attor-
    12  neys' fees as determined by the court.
    13    5. The attorney general may bring an action in the name of the  people
    14  of the state to restrain or prevent any violation of this article or any
    15  continuance  of  any  such  violation  and  to obtain restitution of any
    16  moneys  or  property  obtained  directly  or  indirectly  by  any   such
    17  violation, as well as reasonable attorneys' fees.
    18    6.  Nothing  in  this  article shall limit any statutory or common law
    19  right of any person to bring any action in any court for any act, or the
    20  right of the state to punish any person for any violation of any law.
    21    § 1208. Rules and regulations. 1. In addition to such  powers  as  may
    22  otherwise be prescribed by this chapter, the superintendent of financial
    23  services is hereby authorized and empowered to promulgate such rules and
    24  regulations  as  may  in the judgment of the superintendent of financial
    25  services be consistent with the purposes of this article, or appropriate
    26  for the effective administration of this  article,  including,  but  not
    27  limited to:
    28    (a)  such  rules  and regulations in connection with the activities of
    29  private education lenders, creditors, and   debt collectors  as  may  be
    30  necessary and appropriate for the protection of borrowers in this state;
    31    (b)  such rules and regulations as may be necessary and appropriate to
    32  define unfair, deceptive or abusive acts or practices in connection with
    33  the activities of private education lenders, creditors, and debt collec-
    34  tors;
    35    (c) such rules and regulations as may define the terms  used  in  this
    36  article  and as may be necessary and appropriate to interpret and imple-
    37  ment the provisions of this article; and
    38    (d) such rules and regulations as may be necessary for the enforcement
    39  of this article.
    40    2. The superintendent of financial services is hereby  authorized  and
    41  empowered  to  make  such  specific rulings, demands and findings as the
    42  superintendent may deem necessary for the proper conduct of the  private
    43  education loan industry.
    44    §  1209.  Penalties. In addition to such penalties as may otherwise be
    45  applicable by law, including but not limited to the penalties  available
    46  under  section  forty-four  of  the  banking  law, the superintendent of
    47  financial services may, after notice and a hearing, or upon a finding of
    48  a violation of this article in a civil action brought  by  the  attorney
    49  general, require any person found violating the provisions of this arti-
    50  cle  or  the  rules  or  regulations promulgated hereunder to pay to the
    51  people of this state a penalty for each violation of this article or any
    52  regulation or policy promulgated hereunder  a  sum  not  to  exceed  the
    53  greater of (i) ten thousand dollars for each offense; (ii) a multiple of
    54  two  times the aggregate damages attributable to the violation; or (iii)
    55  a multiple of two times the aggregate economic gain attributable to  the
    56  violation.

        S. 9008--B                         122
 
     1    §  2.  Subdivision  (q-1) of section 105 of the civil practice law and
     2  rules, as added by chapter 593 of the laws of 2021, is amended  to  read
     3  as follows:
     4    (q-1) Original creditor. The term "original creditor" means the entity
     5  that  owned a consumer credit account at the date of default giving rise
     6  to a cause of action; except that if the consumer credit  account  is  a
     7  private  education loan, as defined in subdivision one of section twelve
     8  hundred of the   general business law,  "original  creditor"  means  the
     9  private  education  lender  identified in a promissory note, loan agree-
    10  ment, or loan contract  entered  into  with  a  private  education  loan
    11  borrower or cosigner.
    12    §  3.  Severability.  If any clause, sentence, paragraph, subdivision,
    13  section or part of this act shall be adjudged by any court of  competent
    14  jurisdiction  to  be invalid, such judgment shall not affect, impair, or
    15  invalidate the remainder thereof, but shall be confined in its operation
    16  to the clause, sentence, paragraph, subdivision, section or part thereof
    17  directly involved in the controversy in which such judgment  shall  have
    18  been rendered. It is hereby declared to be the intent of the legislature
    19  that  this  act  would have been enacted even if such invalid provisions
    20  had not been included herein.
    21    § 4. This act shall take effect on the one hundred eightieth day after
    22  it shall have become a law.
 
    23                                   PART KK
 
    24    Section 1. Section 2329 of the insurance law, as  amended  by  chapter
    25  182 of the laws of 2023, is amended to read as follows:
    26    §  2329.  Motor vehicle insurance rates; excess profits. In accordance
    27  with regulations prescribed by the superintendent, each insurer  issuing
    28  policies  that are subject to article fifty-one of this chapter, includ-
    29  ing policies of motor vehicle personal  injury  liability  insurance  or
    30  policies  of motor vehicle property damage liability insurance or insur-
    31  ance for loss or damage to a motor  vehicle,  shall  establish  a  fair,
    32  practicable, and nondiscriminatory plan for refunding or otherwise cred-
    33  iting  to  those  purchasing  such policies their share of the insurer's
    34  excess profit, if any, on such policies. An excess  profit  shall  be  a
    35  profit  beyond  a percentage rate of return on net worth attributable to
    36  such policies, computed in accordance with the  regulation  required  by
    37  section  two  thousand  three  hundred twenty-three of this article, and
    38  determined by the superintendent to be so far above a reasonable average
    39  profit as to amount to an excess profit, taking into  consideration  the
    40  fact  that  losses or profits below a reasonable average profit will not
    41  be recouped from such policyholders. Each plan  shall  apply  to  policy
    42  periods  for  the  periods  January first, nineteen hundred seventy-four
    43  through August second, two thousand one, and the effective date  of  the
    44  property/casualty insurance availability act through June thirtieth, two
    45  thousand  [twenty-six]  twenty-nine. In prescribing such regulations the
    46  superintendent may limit the duration of such plans, waive any  require-
    47  ment  for  refund  or credit that the superintendent determines to be de
    48  minimis or impracticable, adopt forms of returns that shall be  made  to
    49  the  superintendent  in  order  to establish the amount of any refund or
    50  credit due, establish  periods  and  times  for  the  determination  and
    51  distribution  of  refunds  and  credits, and shall provide that insurers
    52  receive appropriate credit against any refunds or  credits  required  by
    53  any  such  plan  for policyholder dividends and for return premiums that

        S. 9008--B                         123
 
     1  may be due under rate credit or  retrospective  rating  plans  based  on
     2  experience.
     3    § 2. This act shall take effect immediately.
 
     4                                   PART LL
 
     5    Section  1. Section 4 of chapter 495 of the laws of 2004, amending the
     6  insurance law and the public health law relating to the New  York  state
     7  health  insurance  continuation  assistance  demonstration  project,  as
     8  amended by section 1 of part S of chapter 58 of the  laws  of  2025,  is
     9  amended to read as follows:
    10    §  4.  This  act  shall take effect on the sixtieth day after it shall
    11  have become a law[; provided, however, that this  act  shall  remain  in
    12  effect until July 1, 2026 when upon such date the provisions of this act
    13  shall  expire  and  be  deemed  repealed];  provided,  further,  that  a
    14  displaced worker shall be eligible for continuation assistance  retroac-
    15  tive to July 1, 2004.
    16    § 2. This act shall take effect immediately.
 
    17                                   PART MM
 
    18                            Intentionally Omitted
 
    19                                   PART NN
 
    20    Section  1.  Short  title. This act shall be known and may be cited as
    21  the "Long Island MacArthur Airport terminal and rail integration project
    22  act".
    23    § 2. For the purposes of this act, the following terms shall have  the
    24  following meanings:
    25    1. "Airport" shall mean the Long Island MacArthur Airport owned by and
    26  located in the town.
    27    2.  "Developer lessee" shall mean, in conformity with the requirements
    28  of this act, a private entity, which may be a  joint  venture  or  other
    29  legal  entity,  acting as a lessee, concessionaire, and/or licensee with
    30  respect to the real property and any improvements thereon  on  which  it
    31  may undertake the project.
    32    3.  "Lease and development agreement" shall mean an agreement, includ-
    33  ing a lease, concession, license, and/or sub-lease of real property  and
    34  any  improvements  thereon, made between the town and a developer lessee
    35  pursuant to subdivision 5 of section 352 of the general  municipal  law,
    36  for  completion  of  the Long Island MacArthur Airport terminal and rail
    37  integration project.
    38    4. "Long  Island  MacArthur  Airport  terminal  and  rail  integration
    39  project" or "project" shall mean, in conformity with the requirements of
    40  this  act,  any  and  all  phases  of  planning, development, financing,
    41  design, demolition, construction,  expansion,  improvements,  operation,
    42  maintenance,  and/or  repair, which are undertaken, in whole or in part,
    43  under a lease, concession, and/or license for  the  improvement  of  the
    44  airport  through  development  of  a  north  passenger terminal, and any
    45  necessary or desirable facilities or improvements for such terminal  and
    46  associated  aviation  or  non-aviation purposes, including an intermodal
    47  interconnection to the Long Island Rail Road Ronkonkoma station.
    48    5. "Private design-build contract" shall mean, in conformity with  the
    49  requirements  of this act, a contract for the design and construction of

        S. 9008--B                         124
 
     1  the project between a developer lessee and a single  contractor  entity,
     2  which may be a team comprised of separate entities.
     3    6. "Project labor agreement" shall mean a pre-hire collective bargain-
     4  ing  agreement  between  a  contractor  and  a  bona  fide  building and
     5  construction trade labor organization establishing the  labor  organiza-
     6  tion  as  the  collective  bargaining representative for all persons who
     7  will perform work on a project, and which provides that only contractors
     8  and subcontractors who sign a pre-negotiated agreement  with  the  labor
     9  organization can perform project work.
    10    7. "Town" shall mean the town of Islip in the county of Suffolk.
    11    §  3.  Notwithstanding  sections  103 and 350 of the general municipal
    12  law, section 222 of the town law, or the provisions of any other law  to
    13  the  contrary, in conformity with the requirements of this act, the town
    14  may under the terms of a lease and development agreement permit a devel-
    15  oper lessee, within the scope of its lease, concession,  and/or  license
    16  rights,  to  undertake  the  project,  whether utilizing the design-bid-
    17  build, design-build, or other delivery  method  otherwise  permitted  by
    18  law,  without  such  lease  and  development agreement, or any resulting
    19  private  design-build  contract  or  other  contracts  for   design   or
    20  construction  of  the project entered into, directly or indirectly, by a
    21  developer lessee, being deemed to be a contract for public work, includ-
    22  ing for purposes of section 103 of the general municipal law  or  other-
    23  wise  requiring  procurement  and  award  separate  and  apart  from the
    24  procurement and award of any lease and development agreement.
    25    § 4. A lease and development agreement entered into pursuant  to  this
    26  act shall:
    27    1.  be awarded by the town to a responsive and responsible entity that
    28  is otherwise selected as developer lessee in accordance with law; and
    29    2. require performance of a project labor  agreement  consistent  with
    30  the  provisions  of  section 222 of the labor law in connection with any
    31  resulting private design-build contract.
    32    § 4-a. For purposes of this act, an award to a responsive and  respon-
    33  sible entity shall include awards to:
    34    1. an entity that is the lowest responsible bidder; or
    35    2.  an  entity  who has been determined to have submitted the proposal
    36  that provides the best value to the town, which for purposes of this act
    37  shall mean the basis for awarding contracts for services to  a  proposer
    38  that  optimizes  quality,  cost  and  efficiency,  price and performance
    39  criteria, which may include, but is not limited to:
    40    (1) The quality of the entity's performance on previous projects;
    41    (2) The timeliness of the entity's performance on previous projects;
    42    (3) The level of customer satisfaction with the  entity's  performance
    43  on previous projects;
    44    (4)  The entity's record of performing previous projects on budget and
    45  ability to minimize cost overruns;
    46    (5) The entity's ability to limit change orders;
    47    (6) The entity's ability to prepare appropriate project plans;
    48    (7) The entity's technical capacities;
    49    (8) The individual qualifications of the entity's key personnel;
    50    (9) The entity's ability to assess and manage risk and  minimize  risk
    51  impact;
    52    (10) The entity's financial capability;
    53    (11)  The  entity's  ability  to  comply with applicable requirements,
    54  including the provisions of articles 145, 147 and 148 of  the  education
    55  law;

        S. 9008--B                         125
 
     1    (12)  The  entity's  past record of compliance with federal, state and
     2  local laws, rules, licensing requirements, where applicable, and  execu-
     3  tive  orders, including but not limited to compliance with the labor law
     4  and other applicable labor and prevailing wage laws, article 15-A of the
     5  executive  law,  and  any other applicable laws concerning minority- and
     6  women-owned business enterprise participation; and
     7    (13) The entity's record of complying with existing  labor  standards,
     8  maintaining  harmonious  labor  relations, and protecting the health and
     9  safety of workers and payment of wages above any locally-defined  living
    10  wage.
    11    §  5. Nothing in this act shall be construed to prohibit the town from
    12  negotiating the terms and conditions of a lease and  development  agree-
    13  ment.
    14    §  6.  Neither  any  lease  and development agreement, nor any private
    15  design-build contract or other contracts for design or  construction  of
    16  the project entered into, directly or indirectly, by a developer lessee,
    17  in  each  case pursuant to this act shall be construed to be a violation
    18  of section 6512 of the education law.
    19    § 6-a. Any contract entered into pursuant to this act shall include  a
    20  clause  requiring  that  any professional services regulated by articles
    21  145, 147 and 148 of the education law shall be performed and stamped and
    22  sealed, where appropriate, by a professional licensed in accordance with
    23  the appropriate articles of the education law.
    24    § 7. Nothing in this act shall be construed to exempt a project under-
    25  taken by the town pursuant to this act from the requirements of  article
    26  8  of  the  environmental  conservation  law, and, where applicable, the
    27  requirements of the National Environmental Policy Act.
    28    § 7-a. Each contract entered into by an authorized entity pursuant  to
    29  this  act  shall  comply  with  the  objectives and goals with regard to
    30  minority- and women-owned business enterprises,  and,  for  projects  or
    31  public  works receiving federal aid, applicable federal requirements for
    32  disadvantaged business enterprises or minority- and women-owned business
    33  enterprises.
    34    § 8. Nothing contained in this act shall limit the right or obligation
    35  of the town to comply with the  provisions  of  any  existing  contract,
    36  including  any  existing contract with or for the benefit of the holders
    37  of the obligations of the town,  or  to  award  contracts  as  otherwise
    38  provided by law.
    39    §  8-a.  (a) Notwithstanding any provision of law to the contrary, all
    40  rights or benefits, including terms and conditions  of  employment,  and
    41  protection  of  civil  service  and  collective bargaining status of all
    42  employees of authorized entities solely in connection with public  works
    43  undertaken  by  an  authorized  entity  pursuant  to  this act, shall be
    44  preserved and protected.
    45    (b) Nothing in this act shall result in the: (1) displacement  of  any
    46  currently  employed  worker  or  loss  of  position,  including  partial
    47  displacement such as a reduction in  the  hours  of  non-overtime  work,
    48  wages  or  employment  benefits, or result in the impairment of existing
    49  collective bargaining agreements, (2) transfer of  existing  duties  and
    50  functions  related  to maintenance and operations currently performed by
    51  existing employees of authorized entities to a contractor, or (3) trans-
    52  fer of future duties and functions ordinarily performed by employees  of
    53  the authorized entities to the contracting entity.
    54    (c)  Employees  of  authorized  entities  using design-build contracts
    55  serving in positions in newly created titles shall be  assigned  to  the
    56  appropriate  bargaining  unit.  Nothing  contained  in this act shall be

        S. 9008--B                         126
 
     1  construed to affect (1) the existing rights of employees of  such  enti-
     2  ties  pursuant  to  an existing collective bargaining agreement, (2) the
     3  existing representational  relationships  among  employee  organizations
     4  representing employees of such entities, or (3) the bargaining relation-
     5  ships between such entities and such employee organizations.
     6    § 9. This act shall take effect immediately; provided, however that if
     7  the  town  has  not  entered  into  a lease and development agreement as
     8  provided under this act on or before 10 years after such date, this  act
     9  shall  expire and be deemed repealed 10 years after such effective date;
    10  and provided, further, that,  the  town  of  Islip,  in  the  county  of
    11  Suffolk,  shall notify the legislative bill drafting commission upon the
    12  occurrence of such town entering into a lease and development  agreement
    13  as  provided under this act in order that the commission may maintain an
    14  accurate and timely effective data base of the official text of the laws
    15  of the state of New York in furtherance of effectuating  the  provisions
    16  of  section  44  of  the  legislative law and section 70-b of the public
    17  officers law.

    18                                   PART OO
 
    19    Section 1. Subdivision 2 of section 1283  of  the  public  authorities
    20  law,  as  amended by chapter 744 of the laws of 1970, is amended to read
    21  as follows:
    22    2.  For the purposes of this section, "perfluoroalkyl and  polyfluoro-
    23  alkyl  substances"  or  "PFAS" shall have the same meaning as in section
    24  37-0203 of the environmental conservation law.
    25    3. The corporation may award grants and loans to  non-public  entities
    26  for  water quality projects that relate to the removal of perfluoroalkyl
    27  and polyfluoroalkyl substances (PFAS) for a public  water  system  which
    28  provides  water  to  the  public  for human consumption through pipes or
    29  other constructed  conveyances.    For  purposes  of  this  subdivision,
    30  "public water system" means a public water system as defined in 10 NYCRR
    31  5-1.1(cb)  and  includes  a  community  water system, noncommunity water
    32  system, transient noncommunity water system,  nontransient  noncommunity
    33  water  system  as defined in such regulations and any subsequent updates
    34  of such regulations by the department of health.
    35    4. It is hereby found and declared  that  such  purposes  are  in  all
    36  respects  for the benefit of the people of the state of New York and the
    37  corporation shall be regarded as performing  an  essential  governmental
    38  function  in  carrying  out  its  purposes  and in exercising the powers
    39  granted by this title.
    40    § 2. This act shall take effect immediately.
 
    41                                   PART PP

    42    Section 1. Short title. This act shall be known and may  be  cited  as
    43  the  "food  retail  establishment  subsidization for healthy communities
    44  act".
    45    § 2. Legislative intent. The legislature finds that the lack of access
    46  to fresh foods is a problem  of  growing  concern  in  many  communities
    47  across  the state. Substantial increases in urban land values and rents,
    48  limited access to financing and other economic pressures have left  many
    49  lower-income residents in urban and rural areas underserved by supermar-
    50  kets  and other food retail establishments. The resulting lack of access
    51  to a variety of fresh food retailers makes it more difficult and  expen-
    52  sive  for  these residents to maintain a nutritionally balanced diet and

        S. 9008--B                         127
 
     1  leads to increased public health costs,  dilutes  the  value  of  public
     2  assistance  for food purchases, leads to greater travel times and energy
     3  expenditures to obtain fresh food, and deprives the state's  farmers  of
     4  markets for their products. Providing access to financial assistance for
     5  urban  and  rural  supermarkets  in  underserved areas will remedy these
     6  adverse conditions, create employment opportunities and help to revital-
     7  ize and stabilize currently underserved neighborhoods.
     8    § 3. Subdivision 1 of section 16-m of section 1 of chapter 174 of  the
     9  laws  of  1968, constituting the New York state urban development corpo-
    10  ration act, is amended by adding a new paragraph (p) to read as follows:
    11    (p) Loans, loan guarantees, interest subsidies  and  grants  to  busi-
    12  nesses, municipalities, not-for-profit corporations or local development
    13  corporations  for  the  purpose of attracting, maintaining or permitting
    14  the expansion of food retail establishments in underserved areas.    The
    15  corporation shall consider the economic viability of the project and the
    16  potential  impact on the community when evaluating applications for such
    17  loans, loan guarantees, interest subsidies and grants.  The  corporation
    18  shall  establish  performance  indicators  to assess the progress of the
    19  projects receiving monies pursuant to the authorization provided in this
    20  paragraph, and track and publish this information on its website.    For
    21  purposes  of  this  paragraph,  "underserved areas" shall include low or
    22  moderate-income census tracts, areas of below average supermarket densi-
    23  ty or having a supermarket customer base with more  than  fifty  percent
    24  living  in low-income census tracts, or other areas demonstrated to have
    25  significant access limitations due to travel distance, as determined  by
    26  the  corporation,  and "food retail establishments" shall include super-
    27  markets and other grocery retailers that operate on a self-service basis
    28  and sell a minimum percentage, as  determined  by  the  corporation,  of
    29  produce,  meat,  poultry, seafood, baked goods and/or dairy products and
    30  which:
    31    (i) participate in the New York grown and certified program;
    32    (ii) accept payment  from  electronic  benefit  transfer  through  the
    33  supplemental  nutrition  assistance  program  and  through  the  special
    34  supplemental nutrition program for women, infants, and children;
    35    (iii) do not charge a membership fee; and
    36    (iv) hire residents living within a twenty mile radius of such  retail
    37  food establishment.
    38    § 4.  This act shall take effect on the first of April next succeeding
    39  the date on which it shall have become a law; provided, however that the
    40  urban  development  corporation  shall be immediately authorized to take
    41  any and all actions  necessary  to  fully  implement  the  provision  of
    42  section three of this act on or before such effective date; and provided
    43  further,  that  the  amendments to section 16-m of the urban development
    44  corporation act made by section three of this act shall not  affect  the
    45  expiration of such section and shall be deemed to expire therewith.
 
    46                                   PART QQ
 
    47    Section  1. The executive law is amended by adding a new article 43 to
    48  read as follows:
    49                                 ARTICLE 43
    50                   CLIMATE RESILIENT NEW YORK ACT OF 2026
    51  Section 930. Short title.
    52          931. Declaration of purpose.
    53          932. Office of resilience.
    54          933. Chief resilience officer.

        S. 9008--B                         128
 
     1          934. Statewide resilience plan.
     2          935. Resilience task force.
     3          936. State agency resilience coordinators.
     4          937. Interagency resilience coordination team.
     5          938. Public engagement and reporting.
     6    §  930.  Short  title. This act shall be known and may be cited as the
     7  "climate resilient New York act of 2026".
     8    § 931. Declaration of purpose. The  legislature  recognizes  that  the
     9  state is particularly vulnerable to adverse impacts from climate change.
    10  In  less than 15 years, the state has experienced sixteen climate disas-
    11  ter declarations. These rising risks  pose  economic,  social,  environ-
    12  mental,  and public health and safety challenges. A coordinated approach
    13  is necessary to effectively,  efficiently,  and  equitably  address  and
    14  prepare  for  the  adverse impacts of near-, mid-, and long-term climate
    15  threats on the state. This  act  therefore  relates  to  establishing  a
    16  statewide  office  of  climate  resilience; adding the office of climate
    17  resilience to the executive branch of government; creating the office of
    18  resilience within the office of the governor; establishing a chief resi-
    19  lience officer; establishing resilience coordinators in each state agen-
    20  cy; providing for a statewide resilience plan to be coordinated  by  the
    21  office  of  climate  resilience;  establishing an interagency resilience
    22  coordination team and providing for its members,  meetings,  and  public
    23  engagement; and providing for related matters.
    24    §  932. Office of resilience. 1. There is hereby created in the execu-
    25  tive department an office of resilience,  hereinafter  in  this  article
    26  referred to as the "office".
    27    2. The office shall have the following functions, powers and duties:
    28    (a)  Coordinate the resilience task force and provide strategic direc-
    29  tion for governmental resilience initiatives to build long-term  climate
    30  resilience  for  a robust, vibrant economy, sustainable natural environ-
    31  ment, healthy communities, and  an  equitable  and  just  transition  to
    32  future climate;
    33    (b) Establish an interagency resilience coordination team;
    34    (c)  Establish, in collaboration with the interagency resilience coor-
    35  dination team, a statewide resilience plan and framework  to  facilitate
    36  coordination across resilience plans at all levels of government;
    37    (d)  Provide  technical guidance and assistance or support to agencies
    38  and local and regional jurisdictions, to integrate statewide  resilience
    39  goals  into  future  projects, plans, and programs, and to foster inter-
    40  municipal cooperation;
    41    (e) Establish a means of tracking progress toward statewide  goals  on
    42  climate resilience;
    43    (f)  Identify  and develop policies necessary to implement a statewide
    44  resilience plan and risk reduction strategy;
    45    (g) Establish and maintain a website which shall facilitate the satis-
    46  faction of the functions and duties of the office;
    47    (h) Establish and maintain a principal office and such  other  offices
    48  within the state as it may deem necessary;
    49    (i)  Appoint a secretary, counsel, clerks and such other employees and
    50  agents as it may deem necessary, fix their compensation within the limi-
    51  tations provided by law, and prescribe their duties; and
    52    (j) Require that state agencies  and  any  other  state  or  municipal
    53  department,  agency,  public authority, task force, commission, or other
    54  state or municipal government body, provide  and  the  same  are  hereby
    55  authorized  to  provide,  such  assistance,  documents, and data as will
    56  enable the office to carry out its functions and duties.

        S. 9008--B                         129
 
     1    § 933. Chief resilience officer. 1. The head of the  office  shall  be
     2  the  chief resilience officer who shall be appointed by the governor and
     3  who shall hold office at the pleasure of the governor.
     4    2.  The  chief  resilience officer shall have the following functions,
     5  powers and duties:
     6    (a) Employ or allocate the necessary staff and request the  assistance
     7  of  personnel  of  any state department or agency to carry out the func-
     8  tions, powers and duties  provided  in  this  article  or  as  otherwise
     9  provided by law;
    10    (b)  Manage  the office, the budget for such office, and related func-
    11  tions as provided by law;
    12    (c) Review and reconcile state agency comments on federally  sponsored
    13  resilience  and  risk  mitigation  activities  to develop and present an
    14  official state position;
    15    (d) Represent the policy and consensus viewpoint of the state  at  the
    16  federal,  regional,  state,  and local levels with respect to resilience
    17  and risk mitigation;
    18    (e) Monitor and seek available funds to support the state's resilience
    19  priorities, including coordinating cross-agency federal funding applica-
    20  tions for community resilience projects;
    21    (f) Provide strategic direction for interagency and cross-disciplinary
    22  initiatives to build resilience, in collaboration with the  other  rele-
    23  vant  resilience task force and entities as the chief resilience officer
    24  deems appropriate, for the purposes of climate resilience  planning  and
    25  goal  development, tracking and reporting progress on climate resilience
    26  goals, and public engagement on climate resilience issues;
    27    (g) Appraise the adequacy of statutory and  administrative  mechanisms
    28  for  coordinating  the  state's policies and programs at both the intra-
    29  state and interstate levels,  and  between  federal,  state,  and  local
    30  government, with respect to resilience and risk mitigation;
    31    (h) Develop, where appropriate, intrastate or intergovernmental agree-
    32  ments  to formalize coordination roles for regional resilience projects,
    33  such as the New York-New Jersey harbor and tributaries project;
    34    (i) Appraise policy barriers to meet  the  goals  of  the  state  with
    35  respect to resilience and risk mitigation;
    36    (j)  Serve as subject-matter expert for the state on issues related to
    37  resilience and mitigation and provide recommendations to the legislature
    38  and federal congress with respect to policies, programs, and  coordinat-
    39  ing mechanisms relative to resilience and risk mitigation;
    40    (k) Assist with the state's planning efforts, including but not limit-
    41  ed to a statewide resilience plan, the state hazard mitigation plan, and
    42  other  relevant  state  and  regional  plans  for which there is a state
    43  interest, to ensure the incorporation and alignment of the state's resi-
    44  lience goals and objectives  into  a  unified,  proactive,  pre-disaster
    45  approach to adaptation and near-, mid-, and long-term resilience;
    46    (l)  To  serve  as  a  clearinghouse for the benefit of municipalities
    47  regarding information relating to flooding, extreme heat, and other risk
    48  prevention and mitigation, including impact  prevention  and  mitigation
    49  project funding programs, and other information relating to their common
    50  problems  with  respect  to  these  hazards  and  the  state and federal
    51  services available to assist in solving such problems;
    52    (m) Take other actions consistent with law as deemed necessary by  the
    53  chief  resilience officer to carry out such officer's duties, functions,
    54  and responsibilities.
    55    § 934. Statewide resilience plan.  1.  To  coordinate  and  strengthen
    56  efforts  to  reduce  losses  from future disasters across the state, the

        S. 9008--B                         130
 
     1  office shall contribute to all statewide  planning  efforts  related  to
     2  resilience  and  risk mitigation and shall develop a strategic statewide
     3  resilience plan to protect the state from multiple climate threats.
     4    2. Such plan shall include, but not be limited to, the following:
     5    (a) Articulation of the state's resilience goals and objectives;
     6    (b)  Utilization  of  the best available science, including a range of
     7  future  projections,  to  identify,  implement,  or   reform   policies,
     8  projects,  and  programs  to  achieve  the  state's resilience goals and
     9  objectives;
    10    (c) Recommended agency-specific strategic actions, including  criteria
    11  for prioritization based on a vulnerability assessment of the risks from
    12  multiple   environmental   threats  to  agency  mission  areas,  assets,
    13  services, and populations served;
    14    (d)  Prioritization  of  natural,  nature-based,  and   non-structural
    15  approaches  to  mitigating climate threats, wherever possible including,
    16  without limitation, use  of  living  shorelines,  riparian  restoration,
    17  permeable  surfaces,  rain  gardens, green roofs, tree canopy expansion,
    18  wetland restoration, removing, altering, or right-sizing  dams,  natural
    19  area  conservation,  waste-water and stormwater infrastructure upgrades,
    20  alteration of structures, buyouts, and  other  flood  and  extreme  heat
    21  prevention, mitigation and resiliency strategies or projects;
    22    (e)  Set  goals  and  resilience  indicators that shall be tracked and
    23  reported to the public over time in an annual progress report; and
    24    (f) A framework  for  resilience  project  development,  funding,  and
    25  implementation.    Such  framework shall include, but not be limited to,
    26  the following:
    27    (i) Spatial analysis of projected climate threat exposure and  vulner-
    28  ability,  including  but not limited to flood, extreme heat and precipi-
    29  tation, storm events, and wildfire, and other risks. Such  analysis  and
    30  resulting maps should delineate the geography and the social and ecolog-
    31  ical  vulnerability of the risk, using the state's environmental justice
    32  and disadvantaged  community  layers  and  including  climate-vulnerable
    33  ecosystems,  leveraging  existing  information  from  the New York state
    34  climate impacts assessment, the New York city panel on  climate  change,
    35  and  other  regional,  peer-reviewed,  best available scientific source,
    36  wherever feasible;
    37    (ii) An accessible, updated database or inventory of critical  infras-
    38  tructure vulnerable to current and future flooding, developed in collab-
    39  oration with municipalities.  This includes those that are essential for
    40  critical government and business functions, national security, transpor-
    41  tation,  utilities,  public  health  and  safety, the economy, flood and
    42  storm protection, water quality management, and wildlife habitat manage-
    43  ment;
    44    (iii) Maps or accessible, visual representation of federal, state, and
    45  local municipal and county projects planned to reduce such risks,  along
    46  with  the  federal,  state, or local agencies leading those projects and
    47  the funding source; and
    48    (iv) A strategic plan for developing, funding, and financing  projects
    49  that  address  such  risks  through  federal,  state, local, and private
    50  sources. Such strategic plan shall:
    51    (1) Include a strategy for how to make every effort  practicable  that
    52  disadvantaged  communities, as identified pursuant to section 75-0111 of
    53  the environmental conservation law, receive at least  forty  percent  of
    54  the  benefits  of proposed plans and projects; provided, however, disad-
    55  vantaged communities shall receive no less than thirty-five  percent  of
    56  such benefits; and

        S. 9008--B                         131
 
     1    (2)  Seeks  to  build alignment and efficiencies across agency vulner-
     2  ability assessments and resilience strategies.
     3    §  935.  Resilience  task force. 1. There is hereby established within
     4  the office a resilience task force to  provide  strategic  direction  to
     5  resilience  efforts  across  the  state  and make recommendations to the
     6  office.
     7    2. Such task force shall be comprised of the following members:
     8    (a)  The  chief resilience officer, who shall serve as chair and shall
     9  represent the views of the interagency resilience coordination team;
    10    (b) The commissioner of the department of environmental  conservation,
    11  or their designee;
    12    (c) The commissioner of the division of homeland security and emergen-
    13  cy services, or their designee;
    14    (d) The commissioner of the division of housing and community renewal,
    15  or their designee;
    16    (e) The secretary of state, or their designee;
    17    (f) The commissioner of the department of financial services, or their
    18  designee;
    19    (g) The commissioner of the department of health, or their designee;
    20    (h) The president of the energy research and development authority, or
    21  their designee;
    22    (i)  The  commissioner  of  the department of transportation, or their
    23  designee;
    24    (j) The commissioner of the department of agriculture and markets;
    25    (k)  The chair of the metropolitan transportation authority, or  their
    26  designee;
    27    (l) The chair of the thruway authority, or  their designee;
    28    (m) The chair of the bridge authority, or their designee;
    29    (n) The executive director of the port authority, or  their  designee;
    30  and
    31    (o)  A member of the general public with expertise in resiliency plan-
    32  ning.
    33    §  936.  State  agency  resilience  coordinators.  Each  state  agency
    34  included  in  the  resilience  task  force  and any other agencies to be
    35  included in resilience planning as designated by  the  chief  resilience
    36  officer  or resilience task force shall appoint a resilience coordinator
    37  to work with the chief resilience officer to ensure resilience is  inte-
    38  grated  into  agency  missions and priorities, and  otherwise coordinate
    39  with the chief resilience officer.  Such coordinators shall serve on the
    40  interagency resilience coordination team established pursuant to section
    41  nine hundred thirty-seven of this article. Each such  coordinator  shall
    42  be  appointed  by  a state agency with the exclusive role of focusing on
    43  climate resilience with such agency's mission and activities.
    44    § 937. Interagency resilience coordination team. 1.  There  is  hereby
    45  established  within  the  office  an interagency resilience coordination
    46  team to maintain awareness, communication, and alignment with regard  to
    47  the  state's resilience and risk mitigation needs, progress, and priori-
    48  ties and to oversee development of the statewide resilience plan.
    49    2. Such team shall:
    50    (a) Be comprised of resilience coordinators  from  each  state  agency
    51  included in this article or otherwise designated by the chief resilience
    52  officer  or  resilience task force and the chief resilience officer, who
    53  shall serve as chair;
    54    (b) Meet upon the call of the chair, with a minimum of  four  meetings
    55  annually;

        S. 9008--B                         132
 
     1    (c) Develop strategic plans for agencies and collaborate in the devel-
     2  opment of a statewide resilience plan; and
     3    (d)  Develop and implement a plan for public engagement, review of key
     4  products of the statewide resilience  plan,  and  track  and  report  on
     5  progress of such plan over time.
     6    3. The chief resilience officer shall convene the first meeting of the
     7  interagency  resilience coordination team on or before the ninetieth day
     8  after the effective date of this section.
     9    § 938. Public engagement and reporting. 1. Public engagement. A state-
    10  wide resilience plan shall be developed and the  resilience  task  force
    11  shall  hold  at  least six regional public comment hearings on the draft
    12  plan, including three meetings in the upstate region and three  meetings
    13  in  the  downstate  region,  and shall allow at least one hundred twenty
    14  days for the submission of public comment. The task force shall  provide
    15  meaningful  opportunities  for  public  comment from all segments of the
    16  population that will be impacted by the plan, including  persons  living
    17  in  disadvantaged  communities as identified pursuant to section 75-0111
    18  of the environmental conservation law.
    19    2. Reporting. No later than one year after the effective date of  this
    20  section,  and every five years thereafter, the office shall complete and
    21  submit an updated statewide resilience plan to the legislature and  make
    22  such plan publicly available.
    23    §  2.  This  act  shall take effect on the sixtieth day after it shall
    24  have become a law.
 
    25                                   PART RR
 
    26    Section 1. The public authorities law  is  amended  by  adding  a  new
    27  section 1887 to read as follows:
    28    §  1887.  Previously  owned  zero-emission vehicles rebate program. 1.
    29  There is hereby created within the authority  a  zero-emission  vehicles
    30  rebate  program.  The purpose of the program is to reduce greenhouse gas
    31  emissions, improve air quality, and reduce noise pollution by  promoting
    32  the adoption of quieter, zero-emission vehicles.
    33    2. As used in this section:
    34    (a)  "Institutional  or  commercial applicant" shall mean a commercial
    35  business, or a state agency, state  authority,  local  authority,  town,
    36  county,  village,  school district, private school, university, not-for-
    37  profit corporation, or other nonprofit organization.
    38    (b) "Individual applicant" shall mean a person, who is not an institu-
    39  tional or commercial applicant, and who intends to use an eligible zero-
    40  emission vehicle for  private  home  use  and  not  for  any  commercial
    41  purposes.
    42    (c)  "Zero-emission vehicle" shall have the same meaning as under part
    43  two hundred eighteen of title six of the New York codes, rules and regu-
    44  lations.
    45    (d) "Eligible zero-emission vehicle" shall mean a zero-emission  vehi-
    46  cle  that  has been used or previously owned, and is purchased or leased
    47  from a storefront or online retailer.
    48    (e) "Local authority" shall have the same meaning  as  in  subdivision
    49  two of section two of this chapter.
    50    (f)  "State  agency" shall mean all state departments, boards, commis-
    51  sions, offices or institutions.
    52    (g) "State authority" shall have the same meaning  as  in  subdivision
    53  one of section two of this chapter.

        S. 9008--B                         133
 
     1    3.  The  authority  shall award rebates to institutional or commercial
     2  applicants and individual applicants at the point of sale  for  eligible
     3  zero-emission  vehicles in amounts up to two thousand dollars, as deter-
     4  mined by the authority.
     5    4. The authority shall determine the rebate eligibility of each appli-
     6  cant  in  accordance  with  the  requirements  of this section and rules
     7  promulgated by the authority. The total amount of rebates  allocated  to
     8  certified  applicants in each fiscal year shall not exceed the amount of
     9  funds available for the program in such fiscal year.  Rebates  shall  be
    10  allocated  to applicants on a first-come, first-served basis, determined
    11  by the date the application is received, until  all  appropriated  funds
    12  for  the  fiscal  year are expended or the program ends, whichever comes
    13  first.
    14    5. The authority shall promulgate rules and regulations  to  implement
    15  and  administer  the  provisions  of this section no later than one year
    16  after the effective date of this  section,  including  rules  and  regu-
    17  lations  relating  to  the  forms  required to claim a rebate under this
    18  section, the required documentation and basis for establishing eligibil-
    19  ity for a rebate, procedures and guidelines for claiming a  rebate,  the
    20  collection  of  economic  impact  data  from  applicants,  and any other
    21  requirements the authority deems necessary. The authority shall  conduct
    22  education  and  outreach, with informational materials made available in
    23  at least English and the three most common non-English languages  spoken
    24  by  individuals  with  limited-English  proficiency  in the state of New
    25  York, based on United States census data, as necessary to inform  poten-
    26  tial  applicants  and manufacturers and retailers of eligible zero-emis-
    27  sion vehicles about the zero-emission vehicles rebate program.
    28    6. The authority shall determine and publish  on  its  website  on  an
    29  ongoing  basis  the amount of available funding for rebates remaining in
    30  each fiscal year.
    31    7. No later than two years after the effective date of  this  section,
    32  and  annually  thereafter  on  the first of January, the authority shall
    33  issue a report to the temporary president of the senate, the speaker  of
    34  the assembly, the chair of the senate committee on energy and telecommu-
    35  nications  and  the  chair of the assembly committee on energy detailing
    36  the status of the zero-emission vehicles  rebate  program.  Such  report
    37  shall include:
    38    (a)  the  amount of funding dedicated by the authority for the program
    39  in the preceding year;
    40    (b) the amount of eligible purchases for which a rebate was awarded;
    41    (c) the amount and geographic distribution of rebates; and
    42    (d) any other information the authority deems necessary.
    43    § 2. This act shall take effect immediately and shall  expire  and  be
    44  deemed repealed January 1, 2031.
 
    45                                   PART SS

    46    Section  1.  The public service law is amended by adding a new section
    47  24-c to read as follows:
    48    § 24-c.   Utility intervenor  reimbursement.  1.    As  used  in  this
    49  section, the following terms shall have the following meanings:
    50    (a)  "Compensation"  means payment from the utility intervenor account
    51  fund established by section ninety-seven-uuuu of the state finance  law,
    52  for  all  or  part, as determined by the department, of reasonable advo-
    53  cate's fees, reasonable expert witness fees, and other reasonable  costs
    54  for preparation and participation in a proceeding.

        S. 9008--B                         134
 
     1    (b)  "Participant"  means a group of persons that apply jointly for an
     2  award of compensation under this section and who represent the interests
     3  of a significant number of residential or small business customers, or a
     4  not-for-profit organization in this state  authorized  pursuant  to  its
     5  articles  of incorporation or bylaws to represent the interests of resi-
     6  dential or small  business  utility  customers.  For  purposes  of  this
     7  section,  a  participant  does  not include a non-profit organization or
     8  other organization whose principal interests are the welfare of a public
     9  utility or its investors or employees, or the welfare  of  one  or  more
    10  businesses  or  industries  which receive utility service ordinarily and
    11  primarily for use in connection  with  the  profit-seeking  manufacture,
    12  sale, or distribution of goods or services.
    13    (c)  "Other  reasonable costs" means reasonable out-of-pocket expenses
    14  directly incurred by a participant that  are  directly  related  to  the
    15  contentions  or recommendations made by the participant that resulted in
    16  a substantial contribution.
    17    (d) "Party" means any interested party, respondent public utility,  or
    18  commission staff in a hearing or proceeding.
    19    (e)  "Proceeding"  means a complaint, or investigation, rulemaking, or
    20  other formal proceeding before the commission,  or  alternative  dispute
    21  resolution  procedures in lieu of formal proceedings as may be sponsored
    22  or endorsed by the commission, provided however such  proceedings  shall
    23  be limited to those arising under and proceeding pursuant to the follow-
    24  ing articles of this chapter: (1) the regulation of the price of gas and
    25  electricity,  pursuant  to  article  four  of  this chapter except those
    26  described in subparagraph (ii) of paragraph (c) of subdivision twelve of
    27  section sixty-six of this chapter; (2) the regulation of  the  price  of
    28  steam,  pursuant to article four-A of this chapter; (3) the submetering,
    29  remetering or resale of electricity to residential premises, pursuant to
    30  sections sixty-five and sixty-six of this chapter, and pursuant to regu-
    31  lations regarding the submetering, remetering, or resale of  electricity
    32  adopted  by the commission; and (4) such sections of this chapter as are
    33  applicable to a proceeding in which the commission makes  a  finding  on
    34  the record that the public interest requires the reimbursement of utili-
    35  ty intervenor fees pursuant to this section.
    36    (f)  "Significant  financial hardship" means that the participant will
    37  be unable to afford, without undue hardship, to pay the costs of  effec-
    38  tive  participation, including advocate's fees, expert witness fees, and
    39  other reasonable costs of participation.
    40    (g) "Small business" means a business with a gross annual  revenue  of
    41  two hundred fifty thousand dollars or less.
    42    (h)  "Substantial  contribution"  means  that,  in the judgment of the
    43  department, the participant's application may substantially  assist  the
    44  commission  in  making  its  decision  because the decision may adopt in
    45  whole or in part one or more factual contentions, legal contentions,  or
    46  specific  policy or procedural recommendations that will be presented by
    47  the participant.
    48    2. A participant may apply for an award  of  compensation  under  this
    49  section  in  a  proceeding  in  which such participant has sought active
    50  party status as defined by the department. The department  shall  deter-
    51  mine  appropriate procedures for accepting and responding to such appli-
    52  cations.  At the time of application, such participant  shall  serve  on
    53  every  party to the proceeding notice of intent to apply for an award of
    54  compensation.
    55    An application shall include:

        S. 9008--B                         135
 
     1    (a) A statement of the nature and extent and  the  factual  and  legal
     2  basis  of  the  participant's planned participation in the proceeding as
     3  far as it is possible to describe  such  participation  with  reasonable
     4  specificity at the time the application is filed.
     5    (b) At minimum, a reasonably detailed description of anticipated advo-
     6  cates and expert witness fees and other costs of preparation and partic-
     7  ipation that the participant expects to request as compensation.
     8    (c)  If participation or intervention will impose a significant finan-
     9  cial hardship and the participant seeks payment in advance to  an  award
    10  of compensation in order to initiate, continue or complete participation
    11  in  the hearing or proceeding, such participant must include evidence of
    12  such significant financial hardship in its application.
    13    (d) Any other requirements as required by the department.
    14    3. (a) Within thirty days after  the  filing  of  an  application  the
    15  department  shall  issue  a  decision that determines whether or not the
    16  participant may make a substantial contribution to the final decision in
    17  the hearing or proceeding. If the department finds that the  participant
    18  requesting compensation may make a substantial contribution, the depart-
    19  ment  shall  describe  this  substantial  contribution and determine the
    20  amount of compensation to be paid pursuant to subdivision four  of  this
    21  section.
    22    (b)  Notwithstanding  subdivision four of this section, if the depart-
    23  ment finds that the participant has a  significant  financial  hardship,
    24  the department may direct the public utility or utilities subject to the
    25  proceeding  to  pay all or part of the compensation to the department to
    26  be provided to the participant prior to the end of  the  proceeding.  In
    27  the  event  that  the  participant discontinues its participation in the
    28  proceeding without the consent of the department, the  department  shall
    29  be  entitled  to, in whole or in part, recover any payments made to such
    30  participant to be refunded to  the  public  utility  or  utilities  that
    31  provided such payment.
    32    (c)  The computation of compensation pursuant to paragraph (a) of this
    33  subdivision shall take into  consideration  the  market  rates  paid  to
    34  persons   of  comparable  training  and  experience  who  offer  similar
    35  services. The compensation awarded may not,  in  any  case,  exceed  the
    36  comparable market rate for services paid by the department or the public
    37  utility,  whichever  is  greater,  to persons of comparable training and
    38  experience who are offering similar services.
    39    (d) Any compensation awarded to a participant and  not  used  by  such
    40  participant shall be returned to the department for refund to the public
    41  utility or utilities that provided such payment.
    42    (e)  The  department  shall  require that participants seeking payment
    43  maintain an itemized record of all expenditures incurred as a result  of
    44  such proceeding.
    45    (i)  The  department may use the itemized record of expenses to verify
    46  the claim of financial hardship by a participant seeking payment  pursu-
    47  ant to paragraph (c) of subdivision two of this section.
    48    (ii) The department may use the record of expenditures in determining,
    49  after the completion of a proceeding, if any unused funds remain.
    50    (iii) The department shall preserve the confidentiality of the partic-
    51  ipant's  records  in making any audit or determining the availability of
    52  funds after the completion of a proceeding.
    53    (f) In the event that the department finds that two  or  more  partic-
    54  ipants'  applications  have substantially similar interests, the depart-
    55  ment may require such participants to apply jointly in order to  receive
    56  compensation.

        S. 9008--B                         136
 
     1    4.  Any  compensation  pursuant  to  this section shall be paid at the
     2  conclusion of the proceeding by the public utility or utilities  subject
     3  to  the proceeding within thirty days. Such compensation shall be remit-
     4  ted to the department which shall then remit such  compensation  to  the
     5  participant.
     6    5. The department shall deny any award to any participant who attempts
     7  to  delay  or obstruct the orderly and timely fulfillment of the depart-
     8  ment's responsibilities.
     9    § 2. The state finance law is amended by adding a new section  97-uuuu
    10  to read as follows:
    11    §  97-uuuu. Utility intervenor account. 1. There is hereby established
    12  in the joint custody of the state comptroller and  the  commissioner  of
    13  taxation  and  finance  a  fund  to  be  known as the utility intervenor
    14  account.
    15    2. Such account shall consist of all utility intervenor  reimbursement
    16  monies  received from utilities pursuant to section twenty-four-c of the
    17  public service law.
    18    § 3. This act shall take effect on the thirtieth day  after  it  shall
    19  have become a law.
 
    20                                   PART TT

    21    Section  1.    The  public  authorities law is amended by adding a new
    22  section 1886 to read as follows:
    23    § 1886. Ride clean rebate program. 1. For  purposes  of  this  section
    24  "eligible  purchase"  shall mean the purchase of a bicycle with electric
    25  assist, as defined in section one hundred two-c of the vehicle and traf-
    26  fic law, or the purchase of an electric scooter, as defined  in  section
    27  one hundred fourteen-e of the vehicle and traffic law, that: (a) has not
    28  been  modified from the original manufacturer's specifications; (b) uses
    29  a battery that has been certified by an  accredited  testing  laboratory
    30  for  compliance  with  a battery standard; and (c) such certification or
    31  the logo, wordmark, or name of such accredited testing laboratory  shall
    32  be  displayed  on packaging or documentation at the time of sale for the
    33  product or directly on the product itself.
    34    2. The authority shall develop a  program,  entitled  the  ride  clean
    35  rebate program, to encourage the deployment of bicycles with an electric
    36  assist and electric scooters.
    37    3.  The program created pursuant to this section shall include a fifty
    38  percent rebate, for eligible purchases, provided that a  rebate  for  an
    39  eligible  purchase  shall  not  exceed  one thousand one hundred dollars
    40  ($1,100).
    41    4. No later than one year from the effective date of this section, the
    42  authority shall implement and administer this  section  including  rules
    43  relating  to the forms required to claim a rebate, the required documen-
    44  tation for establishing eligibility for a rebate, procedures and  guide-
    45  lines  for claiming a rebate, and the collection of economic impact data
    46  from applicants and any other requirements the  authority  deems  neces-
    47  sary.  The  authority  shall  determine and publish on its website on an
    48  ongoing basis the amount of available funding for rebates  remaining  in
    49  each fiscal year.
    50    5.  No  later than April first, two thousand twenty-eight and annually
    51  thereafter, the authority shall issue a report to the  temporary  presi-
    52  dent of the senate, the speaker of the assembly, the chair of the senate
    53  committee on energy and telecommunications and the chair of the assembly
    54  committee on energy detailing the status of its program to encourage the

        S. 9008--B                         137
 
     1  deployment  of  bicycles  with an electric assist and electric scooters.
     2  Such report shall include:
     3    a. the amount of funding dedicated by the authority for the program in
     4  the preceding year;
     5    b. the amount of eligible purchases for which a rebate was awarded;
     6    c. the amount and geographic distribution of rebates; and
     7    d. any other information the authority deems necessary.
     8    § 2. This act shall take effect immediately.
 
     9                                   PART UU
 
    10    Section  1. The superintendent of financial services is hereby author-
    11  ized and directed to prepare or have prepared a  study  of  the  banking
    12  development  district  program and to provide recommendations to improve
    13  this program for the purpose of making financial services accessible  to
    14  unbanked  and  underbanked  communities and households. Such study shall
    15  include, but not be limited to:
    16    1. analysis of the location and demographics of  underbanked  communi-
    17  ties  and  households  in  New  York state and the causes of underbanked
    18  communities and households in New York state;
    19    2. review of the banking development district program listing all  the
    20  participating  financial  institutions  and their local economic impact,
    21  including number of loans and customers; and
    22    3. recommendations on how it could be improved and increase the number
    23  of participating financial institutions.
    24    § 2. Such study and recommendations shall be completed and provided to
    25  the governor and the legislature within twelve months of  the  effective
    26  date of this act.
    27    §  3.  As  used  in  this act the term "underbanked" shall mean having
    28  insufficient access to financial institutions for the purpose of banking
    29  and investment services.
    30    § 4. This act shall take effect immediately.
 
    31                                   PART VV
 
    32    Section 1.   Subdivision 6 of section  27-1405  of  the  environmental
    33  conservation  law,  as  amended by section 2 of part A of chapter 577 of
    34  the laws of 2004, is amended to read as follows:
    35    6. "[Citizen] Community participation plan" shall mean the description
    36  of [citizen] community participation activities prepared and carried out
    37  pursuant to section 27-1417 of this title.
    38    § 2. Subdivisions 2 and 9 of  section  27-1409  of  the  environmental
    39  conservation  law,  subdivision  2 as amended by section 7 of part BB of
    40  chapter 56 of the laws of 2015, and subdivision 9 as amended by  section
    41  4  of  part A of chapter 577 of the laws of 2004, are amended to read as
    42  follows:
    43    2. One requiring: (a) the participant to pay for state costs,  includ-
    44  ing  the  recovery  of state costs incurred before the effective date of
    45  such agreement; provided, however, that such costs may  be  based  on  a
    46  reasonable  flat-fee  for  oversight,  which shall reflect the projected
    47  future state costs incurred in negotiating and overseeing implementation
    48  of such agreement; [and]
    49    (b) with respect to a brownfield site which: (i)  the  department  has
    50  determined  constitutes  a  significant  threat  to the public health or
    51  environment, or (ii) is located on and/or adjacent to a  school  or  day
    52  care  facility, the department [may] shall include a provision requiring

        S. 9008--B                         138
 
     1  the applicant to provide a technical assistance grant, as  described  in
     2  subdivision  four  of section 27-1417 of this title and under the condi-
     3  tions described therein, to an eligible party in accordance with  proce-
     4  dures  established  under  such  program,  with the cost of such a grant
     5  incurred by a volunteer serving as an offset against such state costs;
     6    (c) with respect to all other  brownfield  sites  the  department  may
     7  include  a  provision  requiring  the  applicant  to provide a technical
     8  assistance grant, as described in subdivision four of section 27-1417 of
     9  this title and under the conditions described therein,  to  an  eligible
    10  party in accordance with procedures established under such program, with
    11  the  cost  of  such a grant incurred by a volunteer serving as an offset
    12  against such state costs;
    13    9. One requiring the preparation and  implementation  of  a  [citizen]
    14  community  participation  plan  consistent with the requirements of this
    15  title as soon as possible following execution of the  agreement  but  no
    16  later  than  prior  to the preparation of a draft remedial investigation
    17  plan by the applicant which shall include  a  description  of  [citizen]
    18  community  participation  activities  already performed by the applicant
    19  and/or the department;
    20    § 3. Subparagraph (vi) of paragraph (i) of subdivision  3  of  section
    21  27-1415  of  the environmental conservation law, as amended by section 7
    22  of part A of chapter 577 of the laws of 2004,  is  amended  to  read  as
    23  follows:
    24    (vi)  Any written and oral comments submitted by members of the public
    25  on the applicant's proposed use as part of [citizen]  community  partic-
    26  ipation activities performed by the applicant pursuant to this title.
    27    §  4.  Section 27-1417 of the environmental conservation law, as added
    28  by section 1 of part A of chapter 1 of the laws of 2003, paragraphs (b),
    29  (d), (e), (f), (g), (h), (i) of  subdivision  3  and  paragraph  (a)  of
    30  subdivision  4  as  amended by section 8 of part A of chapter 577 of the
    31  laws of 2004, is amended to read as follows:
    32  § 27-1417. [Citizen] Community participation.
    33    1. [Citizen] Community participation handbook. The commissioner  shall
    34  prepare  a [citizen] community participation handbook for the purpose of
    35  providing guidance to applicants in the  design  and  implementation  of
    36  meaningful  [citizen]  community participation plans consistent with the
    37  requirements of this section for the remediation of brownfield sites  as
    38  provided in this title. Such handbook shall encourage [citizen] communi-
    39  ty  involvement  by  outlining opportunities and recommended methods for
    40  effective [citizen] community participation, including the  availability
    41  of  technical  assistance grants. The commissioner shall make such hand-
    42  book available to all applicants and other  interested  members  of  the
    43  public  upon  request  and  shall  make it available on the department's
    44  website.
    45    2. [Citizen] Community participation plans.  (a)  The  design  of  any
    46  [citizen] community participation plan, including the level of [citizen]
    47  community  involvement  and  the tools utilized, shall take into account
    48  the scope and scale of the proposed remedial program, local interest and
    49  history, and other relevant factors. While retaining flexibility, [citi-
    50  zen] community participation plans shall embody the following principles
    51  of meaningful [citizen] community participation:
    52    (1)  opportunities  for  [citizen]  community  involvement  should  be
    53  provided  as  early  as possible in the decision making process prior to
    54  the selection of a preferred course of action by the  department  and/or
    55  the applicant.

        S. 9008--B                         139
 
     1    (2)  activities  proposed  in such plan should be as reflective of the
     2  diversity of interests and perspective found  within  the  community  as
     3  possible,  allowing the public the opportunity to have their views heard
     4  and considered, which may include opportunities for two-way dialogue.
     5    (3) full, timely, and accessible disclosure and sharing of information
     6  by  the department shall be provided, including the provision of techni-
     7  cal data and the assumptions upon which the analyses are based.
     8    (b) All [citizen] community  participation  plans  shall  include  the
     9  following minimum elements:
    10    (1)  identification  of  the  interested  public  and preparation of a
    11  brownfield site contact list;
    12    (2) identification of major issues of public concern  related  to  the
    13  brownfield site;
    14    (3)  a  description  and  schedule  of public participation activities
    15  required pursuant to this section; and
    16    (4) a description and schedule of any additional public  participation
    17  activities needed to address public concerns.
    18    3.  [Citizen] Community participation requirements. (a) In addition to
    19  the formal milestones listed below, the public may provide  comments  at
    20  any time during the remedial program.
    21    (b)  The person submitting a request for participation, in cooperation
    22  with the department, shall provide a newspaper notice  of  the  person's
    23  request  to  participate in the program. The person, in cooperation with
    24  the department, shall also provide notice thereof to the brownfield site
    25  contact list. Such notice shall provide for a thirty day public  comment
    26  period following publication.
    27    (c)  Before  the department finalizes the remedial investigation work-
    28  plan, the applicant, in cooperation with  the  department,  must  notify
    29  individuals  on  the  brownfield  site  contact  list. Such notice shall
    30  include a fact sheet describing such plan and provide for a  thirty  day
    31  public comment period.
    32    (d)  Before  the department approves a proposed remedial investigation
    33  report, the department, in consultation with the applicant, shall notify
    34  individuals on the brownfield  site  contact  list.  Such  notice  shall
    35  include a fact sheet describing such report.
    36    (e) Upon the department's determination of significant threat pursuant
    37  to  section 27-1411 of this title, the department must provide notice to
    38  individuals on the brownfield  site  contact  list.  Such  notice  shall
    39  include  a  fact sheet describing the basis of the department's determi-
    40  nation.
    41    (f) Before the department finalizes a proposed remedial work  plan  or
    42  makes a determination that site conditions meet the requirements of this
    43  title  without the necessity for remediation pursuant to section 27-1411
    44  of this title, the department, in consultation with the applicant,  must
    45  notify  individuals  on  the  brownfield  site contact list. Such notice
    46  shall include a fact sheet  describing  such  plan  and  provide  for  a
    47  forty-five  day  public  comment  period.  The commissioner shall hold a
    48  public meeting if requested by the affected community  and  the  commis-
    49  sioner  has  found that the site constitutes a significant threat to the
    50  public health or the environment. Further, the  affected  community  may
    51  request  a  public meeting at sites that do not constitute a significant
    52  threat. (1) To the extent that the department has determined  that  site
    53  conditions  do  not  pose  a  significant  threat  and the site is being
    54  addressed by a volunteer, the notice shall state that the department has
    55  determined that no remediation is required for the  off-site  areas  and
    56  that  the  department's determination of a significant threat is subject

        S. 9008--B                         140
 
     1  to this forty-five day comment period. (2) If  the  remedial  work  plan
     2  includes  a  Track  2,  Track  3  or Track 4 remedy at a non-significant
     3  threat site, such comment period shall apply both to the approval of the
     4  alternatives analysis by the department and the proposed remedy selected
     5  by the applicant.
     6    (g)  Before  the  applicant  commences  construction at the brownfield
     7  site, the applicant, in cooperation with the department,  shall  provide
     8  notice to the individuals on the brownfield site contact list.
     9    (h)  Before  the  department  approves  a  proposed  final engineering
    10  report, the department, in consultation with the applicant, must  notify
    11  individuals on such contact list. Such notice shall include a fact sheet
    12  describing  the  brownfield site report, including any proposed institu-
    13  tional or engineering controls.
    14    (i) Within ten days of the issuance of a certificate of completion  at
    15  a  site  which  will  utilize institutional or engineering controls, the
    16  applicant, in cooperation with the department, shall provide  notice  to
    17  the brownfield site contact list. Such notice shall include a fact sheet
    18  describing such controls.
    19    4.  Technical  assistance grants.   (a) Within the limits of appropri-
    20  ations made available pursuant to paragraph [j] (j) of subdivision three
    21  of section ninety-seven-b of the state finance law, the commissioner  is
    22  authorized to provide grants to the New York city community board, which
    23  shall have the same meaning as set forth in section twenty-eight hundred
    24  of  the  New  York  city charter, in which the site is located or to any
    25  not-for-profit corporation exempt from taxation under section  501(c)(3)
    26  of  the  internal  revenue code at any site determined to pose a signif-
    27  icant threat by the department and which may be affected by a brownfield
    28  site remedial program. To qualify to receive such assistance, a communi-
    29  ty group must demonstrate that its membership represents  the  interests
    30  of the community affected by such site. Furthermore, the commissioner is
    31  authorized  to  direct  any  applicant  who  is  a responsible party, as
    32  defined in section 27-1313 of this article, to provide such grants. Such
    33  grants shall be known as technical assistance grants and may be used  to
    34  obtain  technical  assistance in interpreting information with regard to
    35  the nature of the hazard posed by contamination located at or  emanating
    36  from  a  brownfield site or sites and the development and implementation
    37  of a brownfield site remedial program or programs. Such grants may  also
    38  be  used  to hire health and safety experts to advise affected residents
    39  on any health assessments and for the education of  interested  affected
    40  community  members to enable them to more effectively participate in the
    41  remedy selection process. Grants awarded under this section may  not  be
    42  used  for  the  purposes  of  collecting  field sampling data, political
    43  activity or lobbying legislative bodies.
    44    (b) The amount of any grant awarded under this section may not  exceed
    45  fifty thousand dollars at any one site.
    46    (c)  No  matching  contribution  from  the  grant  recipient  shall be
    47  required for a technical assistance grant. Following a  grant  award,  a
    48  portion  of the grant shall be made available to the grant recipient, in
    49  advance of the expenditures to be covered by the grant, in five thousand
    50  dollar installments.
    51    § 5. This act shall take effect on the first of February next succeed-
    52  ing the date upon which it shall have become a law and  shall  apply  to
    53  any applications received on or after such date.
 
    54                                   PART WW

        S. 9008--B                         141
 
     1    Section  1.  Section  56-0501 of the environmental conservation law is
     2  amended by adding a new subdivision 3 to read as follows:
     3    3.  Beginning  in  the state fiscal year next succeeding the effective
     4  date of this subdivision,  environmental  restoration  projects  may  be
     5  funded within available appropriations.
     6    §  2.  Subdivision 1 of section 56-0502 of the environmental conserva-
     7  tion law is REPEALED.
     8    § 3. Subdivisions 1-a and 5 of section 56-0502  of  the  environmental
     9  conservation  law, subdivision 1-a as added and subdivision 5 as amended
    10  by section 2 of part D of chapter 577 of the laws of 2004,  are  amended
    11  and two new subdivisions 1 and 7 are added to read as follows:
    12    1.  "Contaminant"  shall  mean  hazardous  waste as defined in section
    13  27-1301 of this chapter, petroleum as defined  in  section  one  hundred
    14  seventy-two of the navigation law, the chemicals identified in paragraph
    15  c  of  subdivision  three of section eleven hundred twelve of the public
    16  health law whether or not  listed  pursuant  to  the  authority  of  the
    17  department  of  health under such section and any other emerging contam-
    18  inants as defined in section eleven hundred twelve of the public  health
    19  law,  and  any other PFAS substances for which a testing method has been
    20  recommended, certified, approved or is in use  by  the  department,  the
    21  department of health or the federal environmental protection agency.
    22    1-a. "Contamination" or "contaminated" shall [have the same meaning as
    23  provided  in  section  27-1405  of  this chapter] mean the presence of a
    24  contaminant in any environmental media, including soil,  surface  water,
    25  groundwater, air, or indoor air.
    26    5.  "Municipality",  for  purposes  of this title, shall have the same
    27  meaning as provided in subdivision fifteen of section  56-0101  of  this
    28  article,  except  that  such term shall not refer to a municipality that
    29  [generated, transported, or disposed of, arranged for,  or  that  caused
    30  the  generation, transportation, or disposal of contamination located at
    31  real property proposed to be investigated or to be remediated  under  an
    32  environmental  restoration project. For purposes of this title, the term
    33  municipality includes a municipality acting in partnership with a commu-
    34  nity based organization], through gross negligence or willful or  inten-
    35  tional misconduct, caused or contributed to contamination, which threat-
    36  ens   public   health  or  the  environment,  at  real  property  to  be
    37  investigated or remediated under an environmental restoration project.
    38    7. "PFAS substances" shall mean a class of fluorinated organic  chemi-
    39  cals containing at least one fully fluorinated carbon atom.
    40    § 4. Paragraph (c) of subdivision 2 of section 56-0503 of the environ-
    41  mental  conservation law, as amended by section 38 of part BB of chapter
    42  56 of the laws of 2015, is amended to read as follows:
    43    (c) A provision that the municipality shall assist  in  identifying  a
    44  responsible  party  by  searching  local records, including property tax
    45  rolls, or document reviews, and if,  in  accordance  with  the  required
    46  departmental  approval  of  any settlement with a responsible party, any
    47  responsible party payments become available to the municipality, before,
    48  during or after the completion of an environmental restoration  project,
    49  which  were not included when the state share was calculated pursuant to
    50  this section, [the state assistance share shall  be  recalculated,  and]
    51  the  value  of such settlement shall be used by the municipality to fund
    52  its municipal share, and the state assistance share shall not be  recal-
    53  culated,  to the extent that the total of all such settlement amounts is
    54  equal to or less than the municipal share.  To the extent the  total  of
    55  all  such  settlement  amounts  exceeds the municipal share, the munici-
    56  pality shall pay such exceedance to the  state,  for  deposit  into  the

        S. 9008--B                         142
 
     1  environmental restoration project account of the hazardous waste remedi-
     2  al  fund  established  under section ninety-seven-b of the state finance
     3  law[, the difference between the original state assistance  payment  and
     4  the  recalculated state share. Recalculation of the state share shall be
     5  done each time a payment from a responsible party  is  received  by  the
     6  municipality];
     7    §  5. Paragraphs (a), (d), and (e) of subdivision 1 of section 56-0505
     8  of the environmental conservation law, as amended by section 5 of part D
     9  of chapter 1 of the laws of 2003, are amended and a new paragraph (f) is
    10  added to read as follows:
    11    (a) the benefit to the environment and public health realized  by  the
    12  expeditious  remediation  of the property proposed to be subject to such
    13  project;
    14    (d) real property in a designated brownfield opportunity area pursuant
    15  to section nine hundred seventy-r of the general municipal law  or  real
    16  property  in  a  disadvantaged community pursuant to subdivision five of
    17  section 75-0101 of this chapter; [and]
    18    (e) the opportunity for other funding sources to be available for  the
    19  investigation or remediation of such property, including, but not limit-
    20  ed  to,  enforcement actions against responsible parties (other than the
    21  municipality to which state assistance was provided under this title; or
    22  a successor in title, lender, or lessee who was not otherwise a  respon-
    23  sible  party  prior  to such municipality taking title to the property),
    24  state assistance payments pursuant to title thirteen of article  twenty-
    25  seven  of  this chapter, and the existence of private parties willing to
    26  remediate such property using private funding sources. Highest  priority
    27  shall  be  granted  to projects for which other such funding sources are
    28  not available[.]; and
    29    (f) for drinking water  contamination  sites  as  defined  in  section
    30  27-1201  of  this  chapter, any requirements made by the commissioner of
    31  health pursuant to section 27-1205 of this chapter,  for  a  municipally
    32  owned public water system to take action to reduce exposure to an emerg-
    33  ing contaminant or contaminants.
    34    §  6.  Subdivision 2 of section 56-0505 of the environmental conserva-
    35  tion law is REPEALED.
    36    § 7. Subdivisions 3, 4, and 5 of section 56-0505 of the  environmental
    37  conservation law are renumbered subdivisions 2, 3, and 4 and subdivision
    38  2,  as  amended  by section 5 of part D of chapter 1 of the laws of 2003
    39  and as renumbered by this section, is amended to read as follows:
    40    2. The remediation objective of an environmental  restoration  remedi-
    41  ation  project  shall  meet  the  same standard for protection of public
    42  health and the environment that applies to remedial  actions  undertaken
    43  pursuant to [section] sections 27-1313 and 27-1205 of this chapter.
    44    §  8.  Subdivision 3 of section 56-0509 of the environmental conserva-
    45  tion law, as amended by section 4 of part D of chapter 577 of  the  laws
    46  of 2004, is amended to read as follows:
    47    3.  The  state  shall  indemnify and save harmless any municipality[,]
    48  that completes  an  environmental  restoration  remediation  project  in
    49  compliance  with the terms and conditions of a state assistance contract
    50  or written agreement pursuant to subdivision three of section 56-0503 of
    51  this title providing such assistance and any successor in title, lessee,
    52  or lender [identified in  paragraph  (a)  of  subdivision  one  of  this
    53  section]  in  the amount of any judgment or settlement, obtained against
    54  such municipality, successor in title, lessee, or lender  in  any  court
    55  for  any  common law cause of action arising out of: (a) the presence of
    56  any contamination in or on property at anytime before the effective date

        S. 9008--B                         143
 
     1  of a contract entered into pursuant to  this  title;  or  (b)  municipal
     2  actions  related  to the implementation of the environmental restoration
     3  remediation project. Such municipality, successor in title,  lessee,  or
     4  lender  shall  be  entitled  to  representation by the attorney general,
     5  unless the attorney general determines, or a court of  competent  juris-
     6  diction determines, that such representation would constitute a conflict
     7  of  interest,  in  which  case the attorney general shall certify to the
     8  comptroller that such party  is  entitled  to  private  counsel  of  its
     9  choice,  and reasonable attorneys' fees and expenses shall be reimbursed
    10  by the state. Any settlement of such an action shall be subject  to  the
    11  approval  of the attorney general as to form and amount, and this subdi-
    12  vision shall not apply to any settlement of any such  action  which  has
    13  not received such approval.
    14    § 9. Notwithstanding subdivisions a, b, and c of section 32 of chapter
    15  413  of  the  laws of 1996,   a memorandum of understanding shall not be
    16  required to make available twenty million dollars ($20,000,000) from the
    17  Clean Water/Clean Air Bond Act of 1996  for state assistance payments to
    18  municipalities for environmental remediation in accordance with title  5
    19  of article 56 of the environmental conservation law.
    20    § 10. This act shall take effect immediately.
 
    21                                   PART XX
 
    22    Section 1. Article 27 of the environmental conservation law is amended
    23  by adding a new title 8 to read as follows:
    24                                   TITLE 8
    25                       MANAGEMENT OF PFAS IN BIOSOLIDS
    26  Section 27-0801. Definitions.
    27          27-0803. Testing and reporting.
    28          27-0805. Moratorium on the sale and use of biosolids.
    29  § 27-0801. Definitions.
    30    As used in this title:
    31    1.  "Biosolids"  means  the accumulated semi-solids, solids or liquids
    32  resulting from treatment of wastewaters from publicly or privately owned
    33  or operated sewage treatment plants.
    34    2. "Enterprise budget" means an estimation of the revenue, costs,  and
    35  profits for a farm.
    36    3.  "Monitoring" means sampling of biosolids from wastewater treatment
    37  facilities, soil samples and/or water samples from agricultural land  to
    38  determine the concentration of PFAS present.
    39    4.  "Perfluoroalkyl  and polyfluoroalkyl substances" or "PFAS" means a
    40  class of fluorinated organic chemicals containing  at  least  one  fully
    41  fluorinated carbon atom.
    42    5.  "Permit  holder"  means  a farmer or other landowner authorized to
    43  spread biosolids under a permit granted pursuant to NYCRR Part 361-2.4.
    44    6.  "Wastewater treatment facility" means  any  facility  that  treats
    45  wastewater,  including  but  not  limited  to municipal sewage treatment
    46  plants, industrial wastewater treatment plants,  and  septage  treatment
    47  facilities.
    48    7.  "Class A biosolids"  means biosolids that have been highly treated
    49  to reduce pathogens to undetectable levels, allowing unrestricted use.
    50    8. "Class B biosolids"   means biosolids  that  have  been  moderately
    51  treated  to  reduce  pathogens to lower but detectable levels, and which
    52  may require site restrictions, buffer zones,  and  waiting  periods  for
    53  harvesting of crops or public access.
    54  § 27-0803. Testing and reporting.

        S. 9008--B                         144
 
     1    1.  No  later than one year from the effective date of this title, the
     2  department, in consultation with the department of health, shall promul-
     3  gate rules and regulations which add perfluoroalkyl and  polyfluoroalkyl
     4  substances  as  a  parameter  of  concern for analysis within NYCRR Part
     5  361.2.4.
     6    (a) Such regulations shall, at a minimum, do the following:
     7    (i) establish a protocol to incentivize farmers to:
     8    (1)  apply  to  the department for the department to perform PFAS soil
     9  testing on land where Class A biosolids or Class B biosolids  have  been
    10  applied; or
    11    (2)  contract with a laboratory or provider verified by the department
    12  to conduct PFAS soil testing on land where Class A biosolids or Class  B
    13  biosolids have been applied and submit the results to the department;
    14    (ii)  provide  that  a  landowner  who  has  satisfied the testing and
    15  reporting requirements established pursuant to this  section  may  apply
    16  for  reimbursement  of  the  costs of perfluoroalkyl and polyfluoroalkyl
    17  substances soil testing through the soil  health  and  PFAS  agriculture
    18  response  program  established pursuant to article eleven-C of the agri-
    19  culture and markets law;
    20    (iii) require that perfluoroalkyl and polyfluoroalkyl substances  soil
    21  testing  conducted  pursuant to this section be performed on a quarterly
    22  basis for a period of not less than one year;
    23    (iv) establish standards for demonstrating prior application of  Class
    24  A  biosolids  or  Class  B  biosolids  on  agricultural  land, which may
    25  include, but shall not be limited to, historic or current permits, proof
    26  of prior use of Class A biosolids, or other documentation  or  means  as
    27  determined by the department;
    28    (v)  establish  protocols and require the department of health to test
    29  drinking water wells at least quarterly for one year  where  such  wells
    30  are within one half mile of lands where biosolids have been applied; and
    31    (vi)  establish  protocols  for  testing and require the department of
    32  health to test surface water at least quarterly for one year where  such
    33  surface  water  is  within  one  mile of lands where biosolids have been
    34  applied; and
    35    (b) Regulations promulgated pursuant to this title  regarding  testing
    36  protocols  and  the  timing  of  sampling  for testing of well water and
    37  surface water  shall take into account the effects  of  rainfall  events
    38  and  precipitation  patterns, as well as weather and temperature changes
    39  in determining the timing of sampling.
    40    2. Regulations promulgated pursuant to this title  shall  require  all
    41  wastewater  treatment  facilities  to  test biosolids for PFAS chemicals
    42  quarterly for five years and report the results to the department.
    43    3. Testing and evaluation of sites shall be  conducted  using  a  PFAS
    44  testing  method  or methods authorized by the department. The department
    45  shall immediately authorize EPA Method  1633A  as  an  approved  testing
    46  method.  The  department  shall authorize additional methods that detect
    47  more PFAS as such methods become available and shall  require  that  the
    48  method  that  detects  the  largest  number  of  PFAS (at equal or lower
    49  detection limits than EPA Method 1633A) shall be used.
    50    4. The department shall establish and maintain a  publicly  accessible
    51  database of disaggregated soil, biosolid (differentiating the sources of
    52  the  data  in  such database), and water testing results within eighteen
    53  months of the effective date of this title. Such database shall use best
    54  practices standards for data  collection  and  dissemination,  including
    55  standardization and cleaning of data, and shall make such data available
    56  to  the  public in commonly used data formats.  Data collected from soil

        S. 9008--B                         145
 
     1  or water samples taken from private lands and wells shall be  aggregated
     2  by  department  of  environmental  conservation  region, in a form which
     3  excludes specific addresses, locations, or other personally  identifying
     4  information.  The database shall also include records for all previously
     5  conducted testing of biosolids for PFAS funded with public monies within
     6  New York state.
     7  § 27-0805. Moratorium on the sale and use of biosolids.
     8    1.  For the period commencing one year from the effective date of this
     9  title and ending five years after  such  date,  a  moratorium  shall  be
    10  established  on the land application, and issuance, renewal, or approval
    11  of any permits related thereto, of:
    12    (a) biosolids generated from a publicly or privately owned or operated
    13  wastewater treatment facility;
    14    (b) compost material that included in its production biosolids  gener-
    15  ated from a publicly or privately owned or operated wastewater treatment
    16  facility; and
    17    (c) any other product or material that is intended for use as a ferti-
    18  lizer,  soil amendment, topsoil replacement or mulch, or for other simi-
    19  lar agricultural purposes including parks, golf courses, or  other  non-
    20  crop  land  applications,  that  is  derived  from or contains biosolids
    21  generated from a publicly or  privately  owned  or  operated  wastewater
    22  treatment facility.
    23    2.  For  the period commencing on the effective date of this title and
    24  ending five years after such date, a moratorium shall be established  on
    25  selling,  offering for sale, distributing, or otherwise providing bioso-
    26  lids, including products containing biosolids, in the state for  use  as
    27  fertilizer,  soil  amendment,  topsoil  replacement, mulch, or for other
    28  similar purposes.
    29    3. The moratoria in subdivisions one and two of this section shall not
    30  apply to:
    31    (a) the disposal or placement at a solid waste landfill of any of  the
    32  materials  that  are  prohibited  from  application,  spreading, sale or
    33  distribution by this section; or
    34    (b) the land application of or the sale  or  distribution  of  compost
    35  materials  or  other  agricultural products or materials derived from or
    36  containing residuals generated as a result of the processing  or  culti-
    37  vation  of  food,  food  waste,  crops  or  vegetative material, manure,
    38  litter, food processing waste, process wastewater from any animal  feed-
    39  ing  operation,  digestate  from such materials, or any other product or
    40  material that is not derived from or does not contain biosolids.
    41    § 2. The environmental conservation law is amended  by  adding  a  new
    42  section 71-2704 to read as follows:
    43  § 71-2704. Violations of title 8 of article 27 of this chapter.
    44    A  person  who  violates  any  of  the  provisions of, or who fails to
    45  perform any duty imposed by title 8 of article 27 of  this  chapter,  or
    46  the  rules,  regulations,  orders  or determinations of the commissioner
    47  promulgated thereto, shall be liable for a  penalty  of  not  to  exceed
    48  twenty-five  hundred  dollars  for each such violation and an additional
    49  penalty of not more than five hundred dollars for each day during  which
    50  such  violation  continues, and, in addition thereto, such person may be
    51  enjoined from continuing such violation. Penalties and injunctive relief
    52  provided herein shall be recoverable in an action brought by the  attor-
    53  ney general at the request and in the name of the commissioner.
    54    §  3. The agriculture and markets law is amended by adding a new arti-
    55  cle 11-C to read as follows:

        S. 9008--B                         146
 
     1                                ARTICLE 11-C
     2              SOIL HEALTH AND PFAS AGRICULTURE RESPONSE PROGRAM
     3  § 151-p. PFAS agricultural response program.
     4    §  151-p.  PFAS agricultural response program. 1.  For the purposes of
     5  this article:
     6    (a) "Biosolids" means the accumulated semi-solids or solids  resulting
     7  from  treatment of wastewaters from publicly or privately owned or oper-
     8  ated sewage treatment plants.
     9    (b) "Enterprise budget" means an estimation of the revenue, costs  and
    10  profits for a farm.
    11    (c)  "Monitoring" means sampling of biosolids from soil samples and/or
    12  water samples from agricultural land to determine the  concentration  of
    13  PFAS present.
    14    (d)  "Perfluoroalkyl and polyfluoroalkyl substances" or "PFAS" means a
    15  class of fluorinated organic chemicals containing  at  least  one  fully
    16  fluorinated carbon atom.
    17    2.  Within one year of the effective date of this article, the depart-
    18  ment, in consultation with the department of environmental conservation,
    19  shall establish a PFAS agricultural response  program  to  assist  farms
    20  found to have levels of PFAS contamination which exceed regulatory stan-
    21  dards established pursuant to title eight of article twenty-seven of the
    22  environmental conservation law.  The commissioner shall be authorized to
    23  administer  state  assistance  payments  to  soil and water conservation
    24  districts for purposes of this program.
    25    3. The program shall, at a minimum:
    26    (a) pursuant to an appropriation therefor, provide grants  to  farmers
    27  and  other  landowners with land found to exceed the thresholds for PFAS
    28  established pursuant to title eight of article twenty-seven of the envi-
    29  ronmental conservation law for the purpose of short-term income  supple-
    30  mentation  or  replacement,  including  but  not limited to, reimbursing
    31  farmers for the value of crops lost as a result of PFAS contamination;
    32    (b) assist farmers and other landowners with planning and the develop-
    33  ment of enterprise budgets to address land or water found to be  contam-
    34  inated  by  PFAS.   Such enterprise budgets may include, but need not be
    35  limited to, costs associated with the implementation of:
    36    (i) alternative cropping systems;
    37    (ii) remediation strategies;
    38    (iii) technological adaptations;
    39    (iv) transitioning to alternative revenue streams, including  but  not
    40  limited to transitioning to alternative land use systems; and
    41    (v) locating alternative viable farmland;
    42    (c)  pursuant  to  an  appropriation  therefor, provide grants for the
    43  purchase of transitional equipment and infrastructure  for  farmers  and
    44  other landowners to: (i) support a transition to an alternative cropping
    45  system; and (ii) implement remediation strategies, technological adapta-
    46  tions,  or  other modifications to the farmer or other landowner's oper-
    47  ations in response to PFAS contamination;
    48    (d) develop best practices to  mitigate  further  PFAS  contamination,
    49  including but not limited to, alternative cropping systems;
    50    (e)  provide  for  testing  of biosolids and biosolids-derived compost
    51  products, agricultural products, livestock, soil and water  of  adjacent
    52  properties  where  it is suspected there may be contamination related to
    53  the spreading of biosolids, and feedstock produced on lands where bioso-
    54  lids were spread.  During the five-year moratorium on  land  application
    55  of  biosolids pursuant to section 27-0803 of the environmental conserva-
    56  tion law, the department shall provide notice  of  such  monitoring  and

        S. 9008--B                         147
 
     1  testing  to  the  public,  including  to  adjacent impacted communities,
     2  through public outreach to community members and by posting  information
     3  on the department's website; and
     4    (f)  provide for reimbursement for PFAS testing to farmers who make an
     5  application for such state assistance payment in  partnership  with  the
     6  relevant  local  soil  and water conservation district, as prescribed in
     7  section 27-0803 of the environmental conservation law.
     8    § 4. The state finance law is amended by adding a new section 95-l  to
     9  read as follows:
    10    §  95-l.  Agricultural  PFAS  response fund. 1. There is hereby estab-
    11  lished in the joint custody of the comptroller and the  commissioner  of
    12  taxation  and  finance  a  special fund to be known as the "agricultural
    13  PFAS response fund".
    14    2. Such fund shall consist of monies appropriated, credited, or trans-
    15  ferred thereto from any other fund or source pursuant to law.
    16    3. All monies deposited in the agricultural PFAS response  fund  shall
    17  be  available for the purposes of the PFAS agricultural response program
    18  pursuant to article eleven-C of the agriculture and markets law.
    19    4. Monies shall be payable from the fund on the audit and  warrant  of
    20  the  comptroller  on vouchers approved and certified by the commissioner
    21  of the department of agriculture and markets.
    22    § 5. Severability clause. If any clause, sentence, paragraph, subdivi-
    23  sion, section or part of this act shall be  adjudged  by  any  court  of
    24  competent  jurisdiction  to  be invalid, such judgment shall not affect,
    25  impair, or invalidate the remainder thereof, but shall  be  confined  in
    26  its  operation  to the clause, sentence, paragraph, subdivision, section
    27  or part thereof directly involved in the controversy in which such judg-
    28  ment shall have been rendered. It is hereby declared to be the intent of
    29  the legislature that this act would  have  been  enacted  even  if  such
    30  invalid provisions had not been included herein.
    31    § 6. This act shall take effect immediately.
 
    32                                   PART YY
 
    33    Section  1.  The environmental conservation law is amended by adding a
    34  new section 37-0123 to read as follows:
    35  § 37-0123. Perfluoroalkyl and polyfluoroalkyl substances removal  treat-
    36               ment installation grant program.
    37    1.  Definitions.  For  purposes  of  this section, "perfluoroalkyl and
    38  polyfluoroalkyl substances" or "PFAS" shall have the same meaning as  in
    39  section 27-3301 of this chapter.
    40    2.  Grant  program.  The  department,  within  amounts from any source
    41  appropriated or otherwise provided for such purpose, shall  establish  a
    42  perfluoroalkyl  and polyfluoroalkyl substances removal treatment instal-
    43  lation grant program. The department shall provide a one-time  grant  to
    44  private  well users for up to five thousand dollars for the installation
    45  of PFAS  treatment,  or  up  to  ten  thousand  dollars  for  a  service
    46  connection to a public water system.
    47    3.  Eligibility.  (a) The following persons shall be eligible to apply
    48  for such grant program:
    49    (i) owners of a single or multiple-unit residential property; and
    50    (ii) tenants or occupants of a residential property where the owner of
    51  such property has not applied for the grant for such property.
    52    (b) Installers of such treatments may apply for such grant  on  behalf
    53  of  an  eligible applicant, provided there is a waiver of claims between
    54  such parties.

        S. 9008--B                         148
 
     1    (c) An applicant shall not be eligible to apply for such grant program
     2  if such applicant has an offer of an alternate water source from a third
     3  party, including bottled water, treatment, or service connection.
     4    4.  Application.  (a)  Applicants  shall  submit an application to the
     5  department in a manner and form to be determined  by  the  commissioner,
     6  and shall include the following documentation:
     7    (i) analytical results from a laboratory certified to test for PFAS by
     8  the department of health environmental laboratory approval program. Such
     9  results  must  show  a  PFAS result greater than the maximum contaminant
    10  level or other drinking water cleanup  standard  set  for  PFAS  by  the
    11  department of health or the United States environmental protection agen-
    12  cy;
    13    (ii)  an  estimate  for  the cost of treatment installation or service
    14  connection; and
    15    (iii)  specification  sheets  for  treatment  and  equipment   to   be
    16  installed, if applicable and available.
    17    (b)  Grants  awarded pursuant to this section shall be used solely for
    18  the purpose of purchasing and installing PFAS treatment equipment.
    19    (c) The commissioner, upon review of an applicant's application, shall
    20  determine if such applicant is eligible for a  grant  pursuant  to  this
    21  section.
    22    5.  Public  awareness.  The department shall publish information about
    23  the grant program on the department's website and create  public  educa-
    24  tion materials to publicize the grant program and distribute these mate-
    25  rials  to local governments, community organizations, and other relevant
    26  institutions. The department shall also compile and distribute a list of
    27  vendors that offer treatment  technology  or  service  connection  to  a
    28  public  water  system  for residents of this state, provided that such a
    29  list does not imply an endorsement of the vendors by the department.
    30    § 2. The environmental conservation law is amended  by  adding  a  new
    31  section 37-0125 to read as follows:
    32  § 37-0125. Perfluoroalkyl  and polyfluoroalkyl substances removal treat-
    33               ment maintenance rebate program.
    34    1. Definitions. For purposes  of  this  section,  "perfluoroalkyl  and
    35  polyfluoroalkyl  substances" or "PFAS" shall have the same meaning as in
    36  section 27-3301 of this chapter.
    37    2. Rebate program. The department,  within  amounts  from  any  source
    38  appropriated  or  otherwise provided for such purpose, shall establish a
    39  perfluoroalkyl and polyfluoroalkyl substances removal treatment  mainte-
    40  nance  rebate  program.  The  department  shall provide a rebate for the
    41  maintenance of PFAS treatment equipment installed by private well users.
    42    3. Eligibility. The following persons shall be eligible to  apply  for
    43  such rebate program:
    44    (a)  owners  of  a  single or multiple-unit residential property where
    45  PFAS treatment is installed; and
    46    (b) tenants or occupants of a residential property where  PFAS  treat-
    47  ment is installed.
    48    4.  Application.  (a)  Applicants  shall  submit an application to the
    49  department in a manner and form to be determined  by  the  commissioner,
    50  and shall include the following documentation:
    51    (i)  specification  sheets  for  treatment and equipment installed, if
    52  applicable and available;
    53    (ii) photo documentation of  the  treatment  installation  of  service
    54  connection; and
    55    (iii) post-treatment analytical results from a laboratory certified to
    56  test  for  PFAS  by  the  department  of health environmental laboratory

        S. 9008--B                         149
 
     1  approval program. Such results must show PFAS concentrations  below  the
     2  maximum  contaminant  level or other drinking water cleanup standard set
     3  for PFAS, if applicable.
     4    (b) The commissioner, upon review of an applicant's application, shall
     5  determine  if  such  applicant is eligible for a rebate pursuant to this
     6  section. The commissioner shall make the determination as to the  amount
     7  of  rebate  approved, provided that such amount shall in no event exceed
     8  one thousand five hundred dollars.
     9    (c) The commissioner shall promulgate rules and regulations  regarding
    10  how often an applicant may submit an application pursuant to this subdi-
    11  vision.
    12    5.  Public  awareness.  The department shall publish information about
    13  the rebate program on the department's website and create public  educa-
    14  tion  materials  to  publicize  the  rebate program and distribute these
    15  materials to local governments, community organizations, and other rele-
    16  vant institutions.
    17    § 3. This act shall take effect immediately.
 
    18                                   PART ZZ
 
    19    Section 1. Section 1266 of the public authorities law  is  amended  by
    20  adding a new subdivision 20 to read as follows:
    21    20.  Notwithstanding any other provision of law, the authority and any
    22  of its subsidiary corporations  shall  establish  and  implement  a  ten
    23  percent fare rate program for veterans, provided, however, the authority
    24  shall not pay any costs or expenses related to the ten percent fare rate
    25  reduction  program  from  its  operating or capital budgets and may only
    26  implement the ten percent fare rate reduction program with funds  appro-
    27  priated to it by the state of New York for such purpose. For purposes of
    28  this  subdivision  "veteran"  shall mean a member of the armed forces of
    29  the United States who served and was honorably  discharged  or  released
    30  under conditions other than dishonorable from such service, and presents
    31  an  authorized veteran identification card, and who is a resident of the
    32  state of New York at the time of application for the  ten  percent  fare
    33  rate reduction program.
    34    § 2. This act shall take effect immediately.
 
    35                                  PART AAA
 
    36    Section  1.  Short  title. This act shall be known and may be cited as
    37  the "one city, one fare act".
    38    § 2. Legislative findings and statement of  purpose.  The  legislature
    39  finds, determines and declares that:
    40    (a)  The MTA's three transit operating agencies, New York City Transit
    41  ("NYCT"), the Long Island Rail Road ("LIRR"), and Metro-North,  converge
    42  in  New  York  City,  in particular at Grand Central Terminal, but fares
    43  vary within city limits across the different modes of travel.
    44    (b) Many parts of New York City that are in need of enhanced access to
    45  the subway, such as Southeast Queens and  the  East  Bronx,  are  served
    46  by--or  will  be served by--the LIRR or Metro-North. However, high fares
    47  on these services and a lack of joint railroad-NYCT ticket options  make
    48  intracity  railroad travel prohibitively expensive. Taking the LIRR from
    49  Rosedale to Atlantic Terminal takes a third of  the  time  (36  minutes,
    50  versus  1  hour,  32  minutes)  but costs more than twice as much ($7.25
    51  versus $3). A daily peak round-trip ticket between Kew Gardens and Ford-
    52  ham consists of either two City Tickets or a one-way ticket and a  Combo

        S. 9008--B                         150
 
     1  Ticket  add-on,  costing $29 with no weekly or monthly option available,
     2  nearly ten times as expensive as the subway.
     3    (c)  The MTA has already implemented a single CityTicket fare zone for
     4  railroad tickets, but only for one railroad or the  other.  This  option
     5  has  made New York City's railroad stations some of the only stations to
     6  surpass pre-COVID ridership, some by as much  as  224%,  and  saved  New
     7  Yorkers  over  $100  million according to Governor Hochul. This is clear
     8  evidence of latent demand for enhanced intracity commuter rail  options.
     9  Unfortunately,  the  MTA  has  not expanded CityTicket despite continued
    10  calls from elected officials, advocates and communities  throughout  the
    11  city.
    12    (d)  The  MTA  has  further  declined  to  restore joint railroad-NYCT
    13  options such as the Atlantic Ticket, which offered a weekly LIRR  ticket
    14  between  Southeast  Queens  and  Atlantic  Terminal  along with a weekly
    15  unlimited subway pass for $60 until 2023.
    16    (e) The legislature has repeatedly affirmed the necessity of providing
    17  fare incentives to transit riders in the  FY2025  and  FY2026  One-House
    18  Budget Resolutions and has acted previously to correct unrealized oppor-
    19  tunities  at  the  authority,  such  as  the 2022 bicycle and pedestrian
    20  access bill (S4943B/A6235B).
    21    (f) A public policy purpose would be served and the interests  of  the
    22  people  of  the state, in particular parts of The Bronx and Queens where
    23  the subway does not reach, would be advanced by directing the  Metropol-
    24  itan  Transportation Authority to develop and implement a field study of
    25  a single, unified fare zone across New York City's railroads.    Such  a
    26  field  study  would broaden the MTA's customer base in areas unserved by
    27  the subway, ensuring equitable access to affordable  transit  for  resi-
    28  dents of subway deserts.
    29    §  3.  The  Metropolitan Transportation Authority is hereby authorized
    30  and directed to conduct a study on a  unified,  single  city  fare  zone
    31  across  the  Long  Island  Rail  Road  and Metro-North for all intracity
    32  commuter rail options with free transfers to New York City Transit. Such
    33  study shall last no less than two years. Following  completion  of  such
    34  study,  the Metropolitan Transportation Authority shall report the find-
    35  ings to the governor and the legislature.
    36    § 4. This act shall take effect immediately.
 
    37                                  PART BBB
 
    38    Section 1. Section 2855 of the public authorities  law,  as  added  by
    39  section  1  of  part KK of chapter 59 of the laws of 2006, is amended to
    40  read as follows:
    41    § 2855. Electronic method of payment; periodic charges.  Notwithstand-
    42  ing  the  provisions  of any law to the contrary, if any authority shall
    43  offer any electronic method of payment for tolls, fares, fees,  rentals,
    44  or  other charges, including but not limited to a system called E-ZPass,
    45  such authority shall not impose any  periodic  administrative  or  other
    46  charge  for the privilege of using such electronic method of payment for
    47  such charges. Nothing in this section shall be construed to prohibit any
    48  authority from making any charge for extra services requested by a hold-
    49  er of such electronic method of payment, any charge for lost or  damaged
    50  equipment,  or  for defaults, such as charges for dishonored checks. The
    51  authority shall not enter any  agreement  with  bondholders  that  would
    52  require  the  imposition  of  administrative  or  other periodic charges
    53  relating to electronic methods of payment prohibited by this section. No
    54  fee or administrative charge for the timely or late payment  of  a  toll

        S. 9008--B                         151
 
     1  bill  for  an  obligation  to  pay a toll or tolls valued at two hundred
     2  dollars or less shall exceed the authority's actual cost to  impose  the
     3  charge  and  process  payment of such obligation. Provided, further, any
     4  authority  offering  such electronic payment methods shall publish their
     5  updated fee waiver policy in a prominent location on their website.
     6    § 2. Subdivision 5 of section 2985 of the public authorities  law,  as
     7  added by chapter 379 of the laws of 1992, is amended to read as follows:
     8    5.  An  owner  found  liable  for a violation of toll collection regu-
     9  lations pursuant to this section involving an obligation to pay  a  toll
    10  or  tolls  valued  at  two hundred dollars or less shall be liable for a
    11  monetary penalty not to exceed twenty-five dollars for a first violation
    12  thereof; for a second violation thereof both within eighteen  months  be
    13  liable for a monetary penalty not to exceed the greater of fifty dollars
    14  or two times the toll evaded; for a third or subsequent violation there-
    15  of  all  within  eighteen months be liable for a monetary penalty not to
    16  exceed the greater of  seventy-five  dollars  or  five  times  the  toll
    17  evaded.  An  owner  found  liable  for  [a]  any other violation of toll
    18  collection regulations pursuant  to  this  section  shall  for  a  first
    19  violation  thereof  be liable for a monetary penalty not to exceed fifty
    20  dollars or two times the toll evaded whichever is greater; for a  second
    21  violation  thereof  both within eighteen months be liable for a monetary
    22  penalty not to exceed one hundred dollars or five times the toll  evaded
    23  whichever  is  greater;  for a third or subsequent violation thereof all
    24  within eighteen months be liable for a monetary penalty  not  to  exceed
    25  one  hundred  fifty  dollars  or  ten times the toll evaded whichever is
    26  greater.
    27    § 3. Subdivision 8 of section 2985 of the public authorities  law,  as
    28  amended  by  section 6 of subpart A of part WW of chapter 56 of the laws
    29  of 2024, is amended to read as follows:
    30    8. (a) (i) Adjudication of the liability imposed upon owners  by  this
    31  section  shall  be  by the entity having jurisdiction over violations of
    32  the rules and regulations of the public authority serving the notice  of
    33  liability  or  where  authorized  by  an administrative tribunal and all
    34  violations shall be heard and determined in  the  county  in  which  the
    35  violation  is alleged to have occurred, or in New York city and upon the
    36  consent of both parties, in any county within New York city in which the
    37  public authority operates or maintains  a  facility,  and  in  the  same
    38  manner as charges of other regulatory violations of such public authori-
    39  ty  or  pursuant  to  the  rules  and regulations of such administrative
    40  tribunal as the case may be.
    41    (ii) The owner of the vehicle or other individual upon whom  liability
    42  is  imposed  may designate an agent in writing, including an attorney or
    43  elected official, to dispute or resolve a toll incurred pursuant to this
    44  section or section twenty-nine hundred  eighty-five-a  of  this  article
    45  with  the  relevant  tolling  authority's customer service center and/or
    46  toll payer advocate office identified  in  section  twenty-nine  hundred
    47  eighty-five-a of this article.
    48    (b)  Upon  exhaustion  of remedies pursuant to this section or section
    49  twenty-nine hundred eighty-five-a of this title, as applicable, the  New
    50  York  state  bridge  authority, thruway authority, triborough bridge and
    51  tunnel  authority,  metropolitan  transportation  authority,  and   port
    52  authority  of  New  York  and  New  Jersey, a bi-state agency created by
    53  compact set forth in chapter one hundred fifty-four of the laws of nine-
    54  teen hundred twenty-one, shall have the power  to  enter  judgments  for
    55  unpaid  liabilities,  provided  that such unpaid liabilities include the
    56  failure to pay tolls, fees, or other charges or the failure to have such

        S. 9008--B                         152

     1  tolls, fees or other charges dismissed or  transferred  in  response  to
     2  three  or  more  notices  of  violation issued within a five year period
     3  charging the registrant of a motor vehicle  with  a  violation  of  toll
     4  collection  regulations,  and  to  enforce such judgments, without court
     5  proceedings, in the same manner as the enforcement of money judgments in
     6  civil actions in any court of competent jurisdiction or any other  place
     7  provided  for  the entry of civil judgment within the state of New York,
     8  after a period of notice pursuant to paragraph (c) of this  subdivision.
     9  The  applicable tolling authority shall not enforce such judgments until
    10  thirty days have elapsed from issuing a notice pursuant to paragraph (c)
    11  of this subdivision. The applicable tolling authority shall not have the
    12  power to enter or enforce judgments for unpaid liabilities  for  failure
    13  to  pay two hundred dollars or less in tolls incurred within a five-year
    14  period.
    15    (c) Prior to entering judgments for  unpaid  liabilities  pursuant  to
    16  paragraph  (b)  of  this  subdivision,  the applicable tolling authority
    17  shall notify the person subject to such judgment, by first  class  mail,
    18  that  such person is at risk of entry of a judgment against them if they
    19  fail to pay such unpaid liabilities. The form and content of such notice
    20  shall be prescribed by  the  applicable  tolling  authority,  and  shall
    21  contain  a warning to advise the person that failure to pay the applica-
    22  ble unpaid liabilities within a period of not less than thirty  days  of
    23  such  notice  will result in the enforcement of a judgment against them,
    24  and shall further contain information about the process to dispute  such
    25  liabilities, consistent with this section or section twenty-nine hundred
    26  eighty-five-a  of  this  title, as applicable.  Any person, firm, corpo-
    27  ration, or other entity charged with a toll violation may pay such tolls
    28  in full and have any toll violation fees  related  to  such  paid  tolls
    29  waived  for a period of six months from the effective date of this para-
    30  graph.
    31    (d) With respect to an obligation to pay a toll or tolls valued at one
    32  hundred dollars or less, any toll violation fee charged to  any  person,
    33  firm, corporation, or other entity for the use of a toll highway, bridge
    34  or tunnel facility operated by a public authority shall not exceed twice
    35  the  amount of the toll charged for using such highway, bridge or tunnel
    36  for a period of ninety days from the effective date  of  this  paragraph
    37  and  shall  not  exceed  three  times the amount of the toll charged for
    38  using such highway, bridge or tunnel for an additional ninety-day period
    39  following the initial ninety-day period.
    40    § 4. Subdivisions 3, 4, 11 and 13 of  section  2985-a  of  the  public
    41  authorities  law, as added by section 2 of subpart B of part WW of chap-
    42  ter 56 of the laws of 2024, are amended to read as follows:
    43    3. In the case of an owner who incurs an obligation to pay a toll  for
    44  the  first time in six months under the tolls by mail program at a cash-
    45  less tolling facility, a toll bill shall be  sent  within  ten  business
    46  days  after  the end of the initial billing cycle and of each subsequent
    47  billing cycle. In the case of all other owners incurring  an  obligation
    48  to  pay a toll at a cashless tolling facility, a toll bill shall be sent
    49  at the end of the next billing cycle. Toll bills shall be  sent  to  the
    50  owner  by  first  class mail, and may additionally be sent by electronic
    51  means of communication upon the affirmative consent of the owner, by  or
    52  on  behalf  of the public authority which operates such cashless tolling
    53  facility. The owner shall have thirty days from the  date  of  the  toll
    54  bill  to  pay  the  incurred  toll. The toll bill shall include: (i) the
    55  total amount of the incurred tolls due, (ii) the date by  which  payment
    56  of  the  incurred  tolls is due, (iii) any administrative fees, (iv) the

        S. 9008--B                         153
 
     1  address for receipt of payment and methods of payment for the toll,  (v)
     2  the  procedure  for  contesting any toll and the contact information for
     3  the relevant toll payer advocate office and customer service center  and
     4  procedure  for  designating  an agent to contest any toll on the owner's
     5  behalf, (vi) information related to the failure to timely pay or respond
     6  to the notice of liability, in addition to the possibility that a  judg-
     7  ment  can  be entered for repeat unpaid liabilities that could lead to a
     8  vehicle being towed or immobilized, (vii) a website address or hyperlink
     9  for the owner to access time-stamped photographs or footage of each toll
    10  incurred by electronic means, (viii) information related to  the  avail-
    11  ability  of the toll payer advocate to discuss payment options, and (ix)
    12  other information required by law or by the public authority. Each  toll
    13  bill  shall identify the date, time, location, license plate number, and
    14  jurisdiction of the license plate for each toll that has been  incurred.
    15  Each  toll bill shall include an image of the license plate of the vehi-
    16  cle being used or operated on the toll facility. If the owner  fails  to
    17  pay  the initial toll bill, a second toll bill shall be sent in the next
    18  billing cycle, which shall also indicate the overdue toll or  tolls  and
    19  any administrative or late fees due.
    20    4.  In the case of an owner who does not pay a toll incurred under the
    21  tolls by mail program on a cashless facility at the place and  time  and
    22  in the manner established for collection of such toll in the second toll
    23  bill,  a  notice of violation shall be sent notifying the owner that the
    24  toll is unpaid and administrative violation fees are being imposed.  The
    25  notice  of violation shall be sent to the owner by first class mail, and
    26  may additionally be sent by electronic means of communication  upon  the
    27  affirmative consent of the owner, by or on behalf of the public authori-
    28  ty  which  operates  such  cashless  tolling  facility.  The  notice  of
    29  violation shall include: (i) the total amount of unpaid tolls and admin-
    30  istrative violation fees due, (ii) the date  by  which  payment  of  the
    31  tolls  and  administrative  violation fees is due, (iii) the address for
    32  receipt of payment and methods of payment for the toll, (iv) the  proce-
    33  dure  for  contesting any toll and the contact information for the rele-
    34  vant toll payer advocate office and customer service center  and  proce-
    35  dure for designating an agent to contest any toll on the owner's behalf,
    36  (v)  information  related to the failure to timely pay or respond to the
    37  notice of liability, in addition to the possibility that a judgment  can
    38  be  entered  for  repeat unpaid liabilities that could lead to a vehicle
    39  being towed or immobilized, (vi) a website address or hyperlink for  the
    40  owner  to  access  time-stamped  photographs  or  footage  of  each toll
    41  incurred by electronic means, (vii) information related  to  the  avail-
    42  ability  of  the  toll  payer  advocate  to discuss payment options, and
    43  (viii) other information required by law or  by  the  public  authority.
    44  Each  notice  of  violation  shall  identify  the  date, time, location,
    45  license plate number, and jurisdiction of the  license  plate  for  each
    46  unpaid toll that has been incurred.
    47    11.  Any  public  authority  that operates a cashless tolling facility
    48  shall: (i) maintain a website and toll-free phone number for any  person
    49  to  receive updated information on any tolls or fees which are outstand-
    50  ing; and (ii) establish procedures for owners to dispute any  tolls  and
    51  violation  fees  incurred  in  connection  with  toll bills, including a
    52  requirement that written determinations in such disputes shall be issued
    53  within forty-five days of receipt of the owner's declaration of dispute.
    54  Such information shall be prominently displayed on such public  authori-
    55  ty's  toll bills, notices of violation and website.  The authority shall

        S. 9008--B                         154
 
     1  publish its fee waiver policy in a prominent location  on  its  website,
     2  including any updates to such policy.
     3    13.  Every  public authority that operates a cashless tolling facility
     4  shall establish an office  of  such  authority's  toll  payer  advocate,
     5  designed  to  further  assist  owners who remain unsatisfied after first
     6  attempting resolution in writing of their concern  with,  and  receiving
     7  written  determination  from,  such authority's customer service center.
     8  The office of the toll payer advocate shall also  endeavor  to  identify
     9  any  systemic issues and recommend reasonable improvements regarding the
    10  use of and process involved with the payment of tolls under the tolls by
    11  mail program at cashless tolling facilities  to  the  public  authority.
    12  The  owner  of  the  vehicle  or other individual upon whom liability is
    13  imposed may designate an agent, in writing,  including  an  attorney  or
    14  elected official, to dispute or resolve a toll incurred pursuant to this
    15  section  or section twenty-nine hundred eighty-five of this article with
    16  the relevant tolling authority's customer service center and toll  payer
    17  advocate office.
    18    §  5.  No  later  than  270 days after the effective date of this act,
    19  every public  authority that operates a cashless tolling facility pursu-
    20  ant to article 9 of the  public  authorities  law  or  central  business
    21  district  tolling  program  pursuant  to article 44-C of the vehicle and
    22  traffic law shall report to the governor,  temporary  president  of  the
    23  senate,  speaker  of  the  assembly,  and chairs of the corporations and
    24  public authorities committees in the senate and assembly on the  follow-
    25  ing:  (1) the total number of toll bills issued involving license plates
    26  which were disputed by the owner as not having used such  tolling  asset
    27  or  been  present  at  the time the toll was incurred or having lawfully
    28  surrendered the license plates to which the toll bill  was  issued;  (2)
    29  the  total  number of toll bills issued to owners where a tolling system
    30  incorrectly billed an owner for tolls incurred by a distinctive  license
    31  plate  or  government  use motor vehicle; (3) a summary of how such toll
    32  bill disputes were resolved;  (4)  an  explanation  of  steps  taken  to
    33  prevent  similar  future  issues;  and (5) any remedial steps or compen-
    34  sation provided to owners.
    35    § 6. This act shall take effect immediately.   Effective  immediately,
    36  the  addition,  amendment and/or repeal of any rule or regulation neces-
    37  sary for the implementation of  this  act  on  its  effective  date  are
    38  authorized  to  be made on or before such date. With respect to the Port
    39  Authority of New York and New Jersey, this act shall  take  effect  upon
    40  the  enactment into law by the state of New Jersey of legislation having
    41  an identical effect with this act upon the Port Authority  of  New  York
    42  and  New  Jersey;  but  if  the  state  of New Jersey shall have already
    43  enacted such  legislation,  this  act  shall  take  effect  immediately;
    44  provided, that the chair of the port authority shall notify the legisla-
    45  tive  bill  drafting  commission upon the occurrence of the enactment of
    46  the legislation provided for in section two of this act  in  order  that
    47  the  commission  may maintain an accurate and timely effective data base
    48  of the official text of the laws of the state of New York in furtherance
    49  of effectuating the provisions of section 44 of the legislative law  and
    50  section  70-b  of  the  public  officers  law.   Provided, however, that
    51  section four of this act shall take effect on the same date and  in  the
    52  same manner as subpart B of part WW of chapter 56 of the laws of 2024.
 
    53                                  PART CCC

        S. 9008--B                         155
 
     1    Section  1.  Paragraph  (f)  of  subdivision  2 of section 14-l of the
     2  transportation law, as amended by section 1 of part XX of chapter 59  of
     3  the laws of 2021, is amended to read as follows:
     4    (f) No grant or loan to any eligible applicant shall exceed the sum of
     5  two million five hundred thousand dollars, and no part of any such grant
     6  or loan shall be used for salaries or for services regularly provided by
     7  the  applicant for administrative costs in connection with such grant or
     8  loan. Notwithstanding the foregoing, the  maximum  grant  award  may  be
     9  higher  than  the  sum of two million five hundred thousand dollars when
    10  the commissioner, in their discretion, determines that the  total  funds
    11  available  for  assistance  pursuant  to  this section supports a higher
    12  maximum grant, not to exceed five million dollars.
    13    § 2. This act shall take effect immediately.
 
    14                                  PART DDD
 
    15    Section 1. Section 1800 of the vehicle and traffic law is  amended  by
    16  adding a new subdivision (j) to read as follows:
    17    (j) Every person convicted of a violation of the provisions of section
    18  eleven hundred forty-four-a of this chapter shall for a first conviction
    19  thereof  be punished by a fine of not more than two hundred seventy-five
    20  dollars or by imprisonment for not more than fifteen  days  or  by  both
    21  such fine and imprisonment. For a conviction of a second violation, both
    22  of  which were committed within a period of eighteen months, such person
    23  shall be punished by a fine of not more than four hundred fifty  dollars
    24  or  by  imprisonment  for  not more than forty-five days or by both such
    25  fine and imprisonment.  For  a  conviction  of  a  third  or  subsequent
    26  violation,  all  of  which  were  committed  within a period of eighteen
    27  months, such person shall be punished by a fine of not more  than  seven
    28  hundred  fifty  dollars or by imprisonment for not more than ninety days
    29  or by both such fine and imprisonment.
    30    § 2. This act shall take effect January 1, 2027  and  shall  apply  to
    31  violations committed on and after such date.
 
    32                                  PART EEE
 
    33    Section 1. Paragraph 3 of subdivision (h) of section 1180 of the vehi-
    34  cle  and traffic law, as amended by section 6 of part C of chapter 62 of
    35  the laws of 2003, is amended to read as follows:
    36    3. Every person convicted of a violation of paragraph two of  subdivi-
    37  sion  (d),  subdivision  (f) or (g) of this section shall be punished as
    38  follows:
    39    (i) Where the court or tribunal records or enters that the speed  upon
    40  which  the  conviction  was based exceeded the applicable speed limit by
    41  not more than ten miles per hour, by a fine of not less than ninety  nor
    42  more than one hundred [fifty] seventy-five dollars;
    43    (ii) Where the court or tribunal records or enters that the speed upon
    44  which  the  conviction  was based exceeded the applicable speed limit by
    45  more than ten miles per hour, but not more than thirty miles  per  hour,
    46  by  a  fine  of  not  less  than  one hundred eighty nor more than three
    47  hundred fifty dollars or by imprisonment for not more than thirty  days,
    48  or by both such fine and imprisonment, provided, however, that where the
    49  vehicle is either (A) in violation of any rules or regulations involving
    50  an  out-of-service defect relating to brake systems, steering components
    51  and/or coupling devices, or (B) transporting flammable gas,  radioactive
    52  materials  or  explosives, the fine shall be three hundred fifty dollars

        S. 9008--B                         156
 
     1  or imprisonment for not more than thirty days, or  both  such  fine  and
     2  imprisonment;
     3    (iii)  Where  the  court  or tribunal records or enters that the speed
     4  upon which the conviction was based exceeded the applicable speed  limit
     5  by  more  than  thirty  miles per hour, by a fine of not less than three
     6  hundred sixty nor more than [six] seven hundred dollars or by  imprison-
     7  ment  for  not  more than thirty days or by both such fine and imprison-
     8  ment, provided, however,  that  where  the  vehicle  is  either  (A)  in
     9  violation of any rules or regulations involving an out-of-service defect
    10  relating  to brake systems, steering components and/or coupling devices,
    11  or (B) transporting flammable gas, radioactive materials or  explosives,
    12  the  fine  shall  be [six] seven hundred dollars or imprisonment for not
    13  more than thirty days, or both such fine and imprisonment.
    14    § 2. This act shall take effect January 1, 2027  and  shall  apply  to
    15  violations occurring on or after such date.
 
    16                                  PART FFF
 
    17    Section  1.  The  public  authorities  law  is amended by adding a new
    18  section 1266-n to read as follows:
    19    § 1266-n. Long Island Rail  Road  and  Metro-North  Commuter  Railroad
    20  Company;  transfers  to New York city transit. Notwithstanding any other
    21  provision of law, general, special or local, the authority, in  conjunc-
    22  tion  with the New York city transit authority, shall develop and imple-
    23  ment a weekly and a monthly ticket valid for optional, discounted trans-
    24  fers between the Long Island Rail  Road  and  the  Metro-North  Commuter
    25  Railroad  Company  to  the  New  York city transit authority subways and
    26  buses.
    27    § 2. The public authorities law is amended by  adding  a  new  section
    28  1219-b to read as follows:
    29    § 1219-b. Authority; transfers to Long Island Railroad and Metro-North
    30  Commuter  Railroad  Company. Notwithstanding any other provision of law,
    31  general, special or local, the authority, in conjunction with the metro-
    32  politan transportation authority, shall develop and implement  a  weekly
    33  and  a  monthly  ticket valid for optional, discounted transfers between
    34  the authority subways and buses to the Long Island  Rail  Road  and  the
    35  Metro-North Commuter Railroad Company.
    36    §  3.  This  act shall take effect on the thirtieth day after it shall
    37  have become a law.
 
    38                                  PART GGG
 
    39    Section 1. The public authorities law  is  amended  by  adding  a  new
    40  section 1886 to read as follows:
    41    §  1886.  Heat  pump rebate program. 1. There is hereby created within
    42  the authority a heat pump rebate program. The purpose of the program  is
    43  to  reduce  greenhouse  gas emissions by promoting the adoption of effi-
    44  cient heat pumps.
    45    2. As used in this section:
    46    (a) "Eligible applicant" shall mean an individual who is  a  homeowner
    47  or tenant who installs an eligible heat pump at their primary residence.
    48  An eligible applicant does not include a business, governmental subdivi-
    49  sion, or other entity.
    50    (b)  "Eligible  heat  pumps" shall mean heat pumps that meet or exceed
    51  the consortium  for  energy  efficiency  highest  efficiency  tier,  not
    52  including  any  advanced tier, in effect at the beginning of the year in

        S. 9008--B                         157
 
     1  which the heat pump is installed at  the  eligible  applicant's  primary
     2  residence.
     3    3.  The  authority  shall  create a program, within existing appropri-
     4  ations, to award rebates to eligible applicants for eligible heat  pumps
     5  in  amounts  up to two thousand dollars or thirty percent of the cost of
     6  the heat pump, whichever is less.
     7    4. The authority shall determine the rebate eligibility of each appli-
     8  cant in accordance with the  requirements  of  this  section  and  rules
     9  promulgated  by  the authority. The total amount of rebates allocated to
    10  certified applicants in each fiscal year shall not exceed the amount  of
    11  funds  available  for the program in such fiscal year.  Rebates shall be
    12  allocated to applicants on a first-come, first-served basis,  determined
    13  by  the  date  the application is received, until all appropriated funds
    14  for the fiscal year are expended or the program  ends,  whichever  comes
    15  first.
    16    5.  The  authority shall promulgate rules and regulations to implement
    17  and administer the provisions of this section no later than two  hundred
    18  seventy  days  after the effective date of this section, including rules
    19  and regulations relating to the types of equipment qualifying as  eligi-
    20  ble heat pumps under this section, the forms required to claim a rebate,
    21  the  required documentation and basis for establishing eligibility for a
    22  rebate, procedures and guidelines for claiming a rebate  and  any  other
    23  requirements  the authority deems necessary. In the course of developing
    24  such rules and regulations, the authority shall  consult  with  relevant
    25  stakeholders.  The  authority shall conduct education and outreach, with
    26  informational materials made available in at least English and the three
    27  most common non-English languages spoken by  individuals  with  limited-
    28  English  proficiency  in  the  state of New York, based on United States
    29  census data, as necessary to inform potential applicants and manufactur-
    30  ers and retailers of heat pumps about the heat pump rebate program.
    31    6. The authority shall determine and publish  on  its  website  on  an
    32  ongoing  basis  the amount of available funding for rebates remaining in
    33  each fiscal year.
    34    7. No later than two years after the effective date of  this  section,
    35  and  annually  thereafter  on  the first of January, the authority shall
    36  issue a report to the temporary president of the senate, the speaker  of
    37  the assembly, the chair of the senate committee on energy and telecommu-
    38  nications  and  the  chair of the assembly committee on energy detailing
    39  the status of the heat pump rebate program. Such report shall include:
    40    (a) the amount of funding dedicated by the authority for  the  program
    41  in the preceding year;
    42    (b) the amount of eligible purchases for which a rebate was awarded;
    43    (c) the amount and geographic distribution of rebates; and
    44    (d) any other information the authority deems necessary.
    45    §  2.  This  act shall take effect immediately and shall expire and be
    46  deemed repealed ten years after it shall have become a law.
 
    47                                  PART HHH
 
    48    Section 1. The financial services law  is  amended  by  adding  a  new
    49  section 208 to read as follows:
    50    § 208. Office of digital innovation, governance, integrity, and trust.
    51  (a)  The superintendent shall establish within the department the office
    52  of digital innovation, governance, integrity, and trust.
    53    (b) The office shall have the following functions, powers and duties:

        S. 9008--B                         158
 
     1    (1) Registering developers who wish to do business in the state pursu-
     2  ant to article forty-four-B of the general business law, and  establish-
     3  ing and maintaining a publicly available registry of entities registered
     4  through  the  office,  in addition to any disclosure statement submitted
     5  pursuant  to  section fourteen hundred twenty-eight of the general busi-
     6  ness law;
     7    (2) Registering data brokers who wish to  do  business  in  the  state
     8  pursuant  to  section  eighteen hundred one of the general business law,
     9  and establishing and maintaining a publicly available registry of  enti-
    10  ties  registered  through the office and associated deletion portal, and
    11  fulfilling the other duties set forth  in  article  forty-eight  of  the
    12  general business law;
    13    (3)  Providing  guidance  to  consumers  regarding  their  rights with
    14  respect to automated decision-making systems, data  brokers,  and  other
    15  emerging technologies regulated by or registered with the office;
    16    (4)  Establishing, maintaining, and making publicly available a state-
    17  wide inventory of all automated decision-making systems developed, used,
    18  or procured by  any  state  department,  board,  commission,  agency  or
    19  authority;
    20    (5)  Developing, or assisting in the development of, statewide artifi-
    21  cial intelligence policies and governance, including but not limited to:
    22    (i) Developing and updating state policy and guidelines  on  the  use,
    23  procurement, development, and deployment of artificial intelligence in a
    24  manner consistent with state laws;
    25    (ii)  Developing  and  updating  a  handbook regarding the use, study,
    26  development, evaluation, and procurement of systems that use  artificial
    27  intelligence  in  a  manner  consistent with state and federal laws, and
    28  national and international standards for use by the state's departments,
    29  boards, commissions, agencies and authorities;
    30    (iii) Developing a risk  management  plan,  including  procedures  for
    31  assessing and classifying risk levels for use of artificial intelligence
    32  and  automated  decision-making  systems  by  the  state's  departments,
    33  boards, commissions, agencies and authorities;
    34    (iv) Setting governance standards for oversight of artificial intelli-
    35  gence and automated systems, and determining resource  requirements  for
    36  responsible  adoption,  including,  but  not  limited to, developing and
    37  deploying employee training programs for safe  and  responsible  use  of
    38  artificial intelligence;
    39    (v) Ensuring public access requirements are established for the publi-
    40  cation  of  information  related  to  each state agency use of automated
    41  systems and artificial intelligence; and
    42    (vi) Establishing standards for human  oversight  of  automated  deci-
    43  sion-making  systems  used  by  any state department, board, commission,
    44  agency or authority, including a minimum requirement  for  human  review
    45  for consequential decisions.
    46    (6)  Establishing  a mechanism for reporting critical safety incidents
    47  involving artificial intelligence models  in  conformance  with  article
    48  forty-four-B of the general business law; and
    49    (7)  Cooperating with and assisting the attorney general and the other
    50  offices and personnel in the department in the  carrying  out  of  legal
    51  enforcement responsibilities for the protection of consumers.
    52    (c)  For  the purposes of this section, the following terms shall have
    53  the following meanings:
    54    (1) "Automated decision-making system" shall mean  any  software  that
    55  uses  algorithms, computational models, or artificial intelligence tech-
    56  niques, or a combination thereof,  to  materially  automate  or  replace

        S. 9008--B                         159
 
     1  human  decision-making.  "Automated  decision-making  system"  shall not
     2  include any software used primarily for  basic  computerized  processes,
     3  such  as  calculators,  spellcheck tools, autocorrect functions, spread-
     4  sheets,  electronic  communications,  or  any  tool that relates only to
     5  internal management affairs such as ordering office supplies or process-
     6  ing payments, and that does not materially affect the rights, liberties,
     7  benefits, safety or welfare of any individual within the state.
     8    (2) "Consequential decision" means a decision or judgment that  has  a
     9  material,  legal  or  similarly  significant  effect  on an individual's
    10  access to, or the cost, terms, or  availability  of  rights,  liberties,
    11  safety  or  welfare,  including but not limited to: employment, workers'
    12  management, or self-employment; education and vocational training; hous-
    13  ing or lodging, including  rental  or  short-term  arrangements;  family
    14  planning,  including  adoption, reproductive services, and child protec-
    15  tive services assessments; health care or  health  insurance,  including
    16  mental health care, dental, and vision; financial services; law enforce-
    17  ment activities; or legal services.
    18    (d) To effectuate the purposes of this section, the office may request
    19  and  receive from any department, division, board, bureau, commission or
    20  other agency of the state or any political subdivision thereof,  or  any
    21  public  authority,  such  staff  and  other assistance, information, and
    22  resources as will enable the office to properly carry out its functions,
    23  powers and duties.
    24    § 2. This act shall take effect immediately.
 
    25                                  PART III
 
    26    Section 1. Short title. This act shall be known and may  be  cited  as
    27  the "accelerate solar for affordable power (ASAP) act".
    28    §  2.  Legislative  findings  and  intent.  The legislature finds that
    29  increasing distributed solar  energy  capacity  and  lowering  intercon-
    30  nection  costs  are  essential  for achieving the state's affordability,
    31  economic development, and environmental goals. It is the intent  of  the
    32  legislature to amend the climate leadership and community protection act
    33  to set a new target for distributed solar energy capacity and direct the
    34  public  service  commission  to advance reforms to the utility intercon-
    35  nection process to ensure timely and cost-effective integration  of  new
    36  distributed  energy resources, such as solar and energy storage systems,
    37  into the electric distribution system.
    38    § 3. Paragraph e of subdivision 13 of section 75-0103 of the  environ-
    39  mental conservation law, as added by chapter 106 of the laws of 2019, is
    40  amended to read as follows:
    41    e.  Measures  to  achieve  [six] twenty gigawatts of distributed solar
    42  energy capacity installed in the state  by  two  thousand  [twenty-five]
    43  thirty-five,  nine  gigawatts of offshore wind capacity installed by two
    44  thousand thirty-five, a statewide energy efficiency goal of one  hundred
    45  eighty-five trillion British thermal units energy reduction from the two
    46  thousand  twenty-five  forecast; and three gigawatts of statewide energy
    47  storage capacity by two thousand thirty.
    48    § 4. The public service law is amended by adding a new section 66-x to
    49  read as follows:
    50    § 66-x. Interconnection reforms. 1. (a)  Within  ninety  days  of  the
    51  effective  date  of  this  section  the  commission shall issue an order
    52  requiring every electric corporation to file a report with  the  commis-
    53  sion  which  shall  include  itemized costs of completed upgrades to the
    54  electric distribution system  required  in  order  to  interconnect  new

        S. 9008--B                         160
 
     1  distributed  energy  resources  in  the  prior  calendar  categorized by
     2  upgrade type and equipment type annually  by  March  thirty-first.  Such
     3  reports  shall  be accompanied by sufficient supporting documentation as
     4  determined  by  the  commission,  and shall be subject to inspection and
     5  public comment  before  adoption  by  the  commission.  Adopted  reports
     6  received  pursuant  to  this  paragraph  shall be the basis for electric
     7  corporations to develop future distribution upgrade cost estimates.
     8    (b) Electric corporations shall track actual costs of all distribution
     9  upgrades they perform and disclose such costs to the department  and  to
    10  the  distributed  energy resource company that paid for the upgrade. The
    11  department shall maintain a database on its publicly accessible  website
    12  of  all  disclosed  cost  data  and annual reports submitted pursuant to
    13  paragraph (a) of this subdivision.
    14    2. The commission shall consider proposals to create greater cost-cer-
    15  tainty for distribution upgrades in order to limit the risk of  uncapped
    16  utility  cost  overruns,  and  the  commission  shall  issue an order to
    17  increase cost-certainty and counteract utility cost overruns within  one
    18  hundred eighty days of the effective date of this section.
    19    §  5.  Subdivision  1  of  section  66-j  of the public service law is
    20  amended by adding a new paragraph (j) to read as follows:
    21    (j) "Flexible interconnection" means the use of smart-grid  technology
    22  to monitor and actively manage distributed energy resources.
    23    §  6.  Section 66-j of the public service law is amended by adding two
    24  new subdivisions 2-a and 6-a to read as follows:
    25    2-a. Flexible interconnection. (a) The commission shall  direct  every
    26  electric  corporation  to  develop  a  proposal for a flexible intercon-
    27  nection program to be established in the state. Within  ninety  days  of
    28  the  effective  date  of  this  subdivision,  electric corporations with
    29  active flexible interconnection pilot projects  shall  file  a  flexible
    30  interconnection implementation plan, including proposed tariff modifica-
    31  tions  and interconnection agreement contract language, with the commis-
    32  sion. The commission shall  solicit  public  comments  on  the  electric
    33  corporation  proposals, consider alternative proposals, convene at least
    34  two technical conferences, and consult with stakeholders throughout  the
    35  process  of  program  development. Every electric corporation which does
    36  not have an active flexible interconnection  pilot  project  shall  file
    37  comments  in  response  to the initial proposal and may file alternative
    38  proposals for consideration. Within one year of the  effective  date  of
    39  this  subdivision,  the  commission  shall issue an order establishing a
    40  uniform statewide flexible interconnection program. Such  program  shall
    41  include  clearly  defined  limits to annual energy curtailment for solar
    42  energy systems and shall include transparent pricing for customer-funded
    43  equipment, software and operating expenses. This program shall be  tech-
    44  nology  agnostic,  and electric corporations must consider customer-pro-
    45  posed  flexible  interconnection  solutions  that  meet  the   technical
    46  requirements of the electric corporation.
    47    (b)  The  commission  shall establish guidelines and timelines for the
    48  implementation of flexible interconnection procedures to lower the  cost
    49  and shorten the timeline to integrate distributed energy resources.
    50    6-a.  Distributed energy resource capacity expansion. (a) Within three
    51  months of the effective date of this subdivision, the  commission  shall
    52  establish  a  distribution system investment program whose purpose is to
    53  identify  and  direct  electric  corporations  to  implement   proactive
    54  distribution  upgrades  that  create distributed energy resource hosting
    55  capacity. Such program shall be integrated  into  the  coordinated  grid
    56  planning  process, and electric corporations shall submit annual reports

        S. 9008--B                         161
 
     1  to the commission  detailing  actions  taken  and  electric  corporation
     2  investments  made  to  expand  hosting  capacity  for distributed energy
     3  resources.
     4    (b) The commission shall establish a defined distribution system volt-
     5  age  threshold of 69KV, excluding any lines under federal energy regula-
     6  tory commission jurisdiction, such that electric infrastructure owned by
     7  electric corporations with a voltage at or below 69KV shall  be  consid-
     8  ered distribution for the purposes of distributed energy resource inter-
     9  connection and distributed energy resource compensation. All distributed
    10  energy  resources  seeking  to  interconnect  to the distribution system
    11  shall be eligible for interconnection under the New York state standard-
    12  ized interconnection requirements and shall be eligible for compensation
    13  under the value of distributed energy resources tariff.
    14    § 7. Implementation. 1. The New York state energy research and  devel-
    15  opment  authority  (NYSERDA),  in  collaboration  with the department of
    16  public service, is hereby directed to file a proposal  to  continue  the
    17  NY-Sun  program  to develop and implement initiatives necessary to cost-
    18  effectively achieve the new distributed solar goal  set  forth  in  this
    19  act.  The  implementation plan shall include incentives and other initi-
    20  atives to support rooftop solar for homes  and  businesses  as  well  as
    21  community solar, with at least thirty-five percent of program investment
    22  benefiting low- to moderate-income households and disadvantaged communi-
    23  ties.  The  implementation plan may include rate design improvements and
    24  additional interconnection reforms to lower the cost of the program.
    25    2. From available funds,  the  public  service  commission  is  hereby
    26  directed to issue an order authorizing additional funding to NYSERDA for
    27  the continuation of the NY-Sun program. Such funding shall be sufficient
    28  to  support  the  development  and  implementation  of  the  initiatives
    29  required to meet the new distributed solar goal. NY-Sun funding  may  be
    30  authorized  by  the  commission  in increments to control program costs,
    31  provided that these increments must be sufficient to  support  at  least
    32  two gigawatts of solar energy capacity each. The commission shall ensure
    33  that  the  NY-Sun  program  operates continuously, without interruption,
    34  until the distributed solar goal is reached.
    35    3. The public service commission is hereby directed  to  issue  orders
    36  necessary  to  effectuate  the provisions and modifications set forth in
    37  this act.
    38    § 8. This act shall take effect immediately.
 
    39                                  PART JJJ
 
    40    Section 1. Section 1 of part I of chapter 413  of  the  laws  of  1999
    41  relating  to  providing  for mass transportation payments, as amended by
    42  section 1 of part B of chapter 58 of the laws of  2025,  is  amended  to
    43  read as follows:
    44    Section  1.  Notwithstanding  any other law, rule or regulation to the
    45  contrary, payment of mass transportation operating  assistance  pursuant
    46  to  section  18-b  of  the  transportation  law  shall be subject to the
    47  provisions contained herein and the amounts made available  therefor  by
    48  appropriation.
    49    In  establishing  service  and usage formulas for distribution of mass
    50  transportation operating assistance, the commissioner of  transportation
    51  may  combine  and/or  take  into  consideration  those  formulas used to
    52  distribute mass transportation operating assistance payments  authorized
    53  by separate appropriations in order to facilitate program administration
    54  and to ensure an orderly distribution of such funds.

        S. 9008--B                         162
 
     1    To  improve  the  predictability  in  the  level  of funding for those
     2  systems receiving operating assistance payments under service and  usage
     3  formulas,  the  commissioner  of  transportation  is authorized with the
     4  approval of the director of the  budget,  to  provide  service  payments
     5  based on service and usage statistics of the preceding year.
     6    In the case of a service payment made, pursuant to section 18-b of the
     7  transportation law, to a regional transportation authority on account of
     8  mass transportation services provided to more than one county (consider-
     9  ing the city of New York to be one county), the respective shares of the
    10  matching  payments required to be made by a county to any such authority
    11  shall be as follows:
 
    12                                    Percentage
    13                                    of Matching
    14  Local Jurisdiction                 Payment
    15  --------------------------------------------
    16  In  the  Metropolitan Commuter
    17  Transportation District:
    18  New York City ................     6.40
    19  Dutchess .....................     1.30
    20  Nassau .......................     39.60
    21  Orange .......................     0.50
    22  Putnam .......................     1.30
    23  Rockland .....................     0.10
    24  Suffolk ......................     25.70
    25  Westchester ..................     25.10
 
    26  In the Capital District Trans-
    27  portation District:
    28  Albany .......................     54.05
    29  Rensselaer ...................     22.45
    30  Saratoga .....................     3.95
    31  Schenectady ..................     15.90
    32  Montgomery ...................     1.44
    33  Warren .......................     2.21
 
    34  In  the  Central  New York Re-
    35  gional  Transportation  Dis-
    36  trict:
    37  Cayuga .......................     5.05
    38  Onondaga .....................     74.94
    39  Oswego .......................     2.82
    40  Oneida .......................     16.02
    41  Cortland......................     1.17
 
    42  In  the  Rochester-Genesee Reg-
    43  ional Transportation
    44  District:

    45  Genesee ......................    [1.36] 1.35
    46  Livingston ...................     .90
    47  Monroe .......................    [90.14] 89.75
    48  Wayne ........................     .98
    49  Wyoming ......................     .51
    50  Seneca .......................     .64
    51  Orleans ......................     .77

        S. 9008--B                         163
 
     1  Ontario ......................    [4.69] 4.67
     2  Yates ........................     .45
 
     3  In the Niagara Frontier Trans-
     4  portation District:
     5  Erie .........................     89.20
     6  Niagara ......................     10.80
 
     7    Notwithstanding  any  other inconsistent provisions of section 18-b of
     8  the transportation law or any other law, any moneys provided to a public
     9  benefit corporation constituting a transportation authority or to  other
    10  public  transportation  systems in payment of state operating assistance
    11  or such lesser amount as the authority or public  transportation  system
    12  shall  make application for, shall be paid by the commissioner of trans-
    13  portation to such authority or public transportation system in lieu, and
    14  in full satisfaction, of any amounts which the authority would otherwise
    15  be entitled to receive under section 18-b of the transportation law.
    16    Notwithstanding the reporting date provision of section  17-a  of  the
    17  transportation law, the reports of each regional transportation authori-
    18  ty  and  other major public transportation systems receiving mass trans-
    19  portation operating assistance shall be submitted on or before  July  15
    20  of each year in the format prescribed by the commissioner of transporta-
    21  tion.  Copies  of such reports shall also be filed with the chairpersons
    22  of the senate finance committee and the assembly ways and means  commit-
    23  tee  and  the director of the budget. The commissioner of transportation
    24  may withhold future state operating assistance payments to public trans-
    25  portation systems or private operators that do not provide such reports.
    26    Payments may be made in quarterly installments as provided in subdivi-
    27  sion 2 of section 18-b of the transportation law or in such other manner
    28  and at such other times as the commissioner of transportation, with  the
    29  approval  of  the director of the budget, may provide; and where payment
    30  is not made in the manner provided by such subdivision 2,  the  matching
    31  payments  required  of  any  city, county, Indian tribe or intercity bus
    32  company shall be made within 30 days of the payment of  state  operating
    33  assistance  pursuant  to  this  section or on such other basis as may be
    34  agreed upon by the commissioner of transportation, the director  of  the
    35  budget,  and  the  chief  executive officer of such city, county, Indian
    36  tribe or intercity bus company.
    37    The commissioner of transportation shall be required to annually eval-
    38  uate the operating and financial performance of each major public trans-
    39  portation system. Where the commissioner's evaluation process has  iden-
    40  tified  a  problem  related  to system performance, the commissioner may
    41  request the system to develop plans to address the performance deficien-
    42  cies. The commissioner of transportation may withhold future state oper-
    43  ating assistance payments to public transportation  systems  or  private
    44  operators that do not provide such operating, financial, or other infor-
    45  mation  as may be required by the commissioner to conduct the evaluation
    46  process.
    47    Payments shall be made contingent  upon  compliance  with  regulations
    48  deemed  necessary  and appropriate, as prescribed by the commissioner of
    49  transportation and approved by the director of the budget,  which  shall
    50  promote the economy, efficiency, utility, effectiveness, and coordinated
    51  service  delivery  of public transportation systems. The chief executive
    52  officer of each public transportation system receiving a  payment  shall
    53  certify  to  the commissioner of transportation, in addition to informa-
    54  tion required by section 18-b of  the  transportation  law,  such  other

        S. 9008--B                         164
 
     1  information  as  the  commissioner  of transportation shall determine is
     2  necessary to determine compliance and carry out the purposes herein.
     3    Counties,  municipalities  or  Indian  tribes that propose to allocate
     4  service payments to operators on a basis other than the amount earned by
     5  the service payment formula shall be required to describe  the  proposed
     6  method  of  distributing  governmental  operating  aid and submit it one
     7  month prior to the start of the operator's fiscal year  to  the  commis-
     8  sioner of transportation in writing for review and approval prior to the
     9  distribution of state aid. The commissioner of transportation shall only
    10  approve  alternate  distribution  methods  which are consistent with the
    11  transportation needs of the people to be  served  and  ensure  that  the
    12  system  of private operators does not exceed established maximum service
    13  payment limits. Copies of such  approvals  shall  be  submitted  to  the
    14  chairpersons  of  the senate finance and assembly ways and means commit-
    15  tees.
    16    Notwithstanding the provisions of subdivision 4 of section 18-b of the
    17  transportation law, the commissioner of transportation is authorized  to
    18  continue  to  use  prior quarter statistics to determine current quarter
    19  payment amounts, as initiated in the April to June quarter of  1981.  In
    20  the  event  that  actual  revenue  passengers and actual total number of
    21  vehicle, nautical or car miles are not available for the preceding quar-
    22  ter, estimated statistics may be used  as  the  basis  of  payment  upon
    23  approval  by  the  commissioner  of  transportation.  In such event, the
    24  succeeding payment shall be adjusted to reflect the  difference  between
    25  the actual and estimated total number of revenue passengers and vehicle,
    26  nautical  or  car  miles used as the basis of the estimated payment. The
    27  chief executive officer may apply for less aid than the system is eligi-
    28  ble to receive. Each quarterly payment shall be attributable to  operat-
    29  ing expenses incurred during the quarter in which it is received, unless
    30  otherwise  specified  by such commissioner.   In the event that a public
    31  transportation system ceases to participate in  the  program,  operating
    32  assistance  due  for the final quarter that service is provided shall be
    33  based upon the actual total number of revenue passengers and the  actual
    34  total number of vehicle, nautical or car miles carried during that quar-
    35  ter.
    36    Payments  shall  be  contingent  on compliance with audit requirements
    37  determined by the commissioner of transportation.
    38    In the event that an  audit  of  a  public  transportation  system  or
    39  private  operator receiving funds discloses the existence of an overpay-
    40  ment of state operating assistance, regardless of whether such an  over-
    41  payment  results  from  an  audit  of  revenue passengers and the actual
    42  number of revenue vehicle miles statistics, or an audit of private oper-
    43  ators in cases where more than a reasonable return based  on  equity  or
    44  operating revenues and expenses has resulted, the commissioner of trans-
    45  portation,  in  addition  to  recovering  the  amount of state operating
    46  assistance overpaid, shall also recover  interest,  as  defined  by  the
    47  department of taxation and finance, on the amount of the overpayment.
    48    Notwithstanding  any  other  law,  rule or regulation to the contrary,
    49  whenever the commissioner of transportation is  notified  by  the  comp-
    50  troller  that  the  amount  of  revenues  available  for payment from an
    51  account is less than the total amount of money for which the public mass
    52  transportation systems  are  eligible  pursuant  to  the  provisions  of
    53  section 88-a of the state finance law and any appropriations enacted for
    54  these  purposes,  the  commissioner  of transportation shall establish a
    55  maximum payment limit which is proportionally lower than the amounts set
    56  forth in appropriations.

        S. 9008--B                         165
 
     1    Notwithstanding paragraphs (b) of subdivisions 5 and 7 of section 88-a
     2  of the state finance law and any other general or special law,  payments
     3  may  be  made  in  quarterly installments or in such other manner and at
     4  such other  times  as  the  commissioner  of  transportation,  with  the
     5  approval of the director of the budget may prescribe.
     6    §  2.  This  act  shall take effect immediately and shall be deemed to
     7  have been in full force and effect on and after April 1, 2026.
 
     8                                  PART KKK

     9    Section 1. Paragraphs (d) and (f) of subdivision 2-a of section 1269-b
    10  of the public authorities law, paragraph (d) as added by  section  1  of
    11  part  LLL  of  chapter  58 of the laws of 2022, the closing paragraph of
    12  paragraph (d) as amended and paragraph (f) as added by section 1 of part
    13  CCC of chapter 58 of the laws of 2023, are amended  and  two  new  para-
    14  graphs (h) and (i) are added to read as follows:
    15    (d)  At  a  minimum,  individual capital project data for all projects
    16  that are committed for construction  shall  be  included  in  a  capital
    17  program dashboard maintained by the authority on its website. Any summa-
    18  ry  views  provided on the website shall include the original budgets at
    19  the time of project  commitment  when  scope  and  budget  are  defined,
    20  project  scopes,  and schedules, in addition to current or amended budg-
    21  ets, project  scopes,  and  schedules.  Data  pertaining  to  individual
    22  projects shall include, but not be limited to:
    23    (i)  the  capital  project identification number delineated by agency,
    24  category, element and project as used in the capital program;
    25    (ii) the capital plan years;
    26    (iii) the agency or authority undertaking the project;
    27    (iv) a project description;
    28    (v) the project location where appropriate;
    29    (vi) the capital needs code of the project,  such  as  state  of  good
    30  repair,  normal  replacement,  system  improvement,  system expansion or
    31  other category;
    32    (vii) budget information including the original budget at the time  of
    33  project  commitment  when  scope and budget are defined, all amendments,
    34  the current budget and planned annual allocations; [and]
    35    (viii) a schedule for project delivery including original, amended and
    36  current start and completion dates as projects develop at each phase[.];
    37    (ix) a listing of all contract numbers, vendors, and  contractors  and
    38  subcontractors associated with the project;
    39    (x) all sources of funding for the project; and
    40    (xi) coding regarding whether the project is related to accessibility,
    41  resiliency, or state of good repair.
    42    The  status  of projects shall be provided and state the current phase
    43  of the project, such as planning, design,  construction  or  completion,
    44  and  shall  state  how  far  the  project  has progressed as measured in
    45  percentage by expenditure. The dashboard shall measure progress based on
    46  original budgets at the time of project commitment when scope and budget
    47  are defined. At a minimum, all changes to  planned  budgets  of  greater
    48  than  ten  percent,  significant  project scope or a three month or more
    49  change in schedule shall be provided in narrative form and describe  the
    50  reason for each change or amendment. The dashboard shall include a glos-
    51  sary  or  data  dictionary which contains plain language descriptions of
    52  the data, including individual project data, and any  other  information
    53  provided  on  the dashboard. The authority shall provide a definition of
    54  resiliency in the glossary or data dictionary. The  dashboard  shall  be

        S. 9008--B                         166
 
     1  updated,  at a minimum, on a quarterly basis, and all data fields avail-
     2  able on the dashboard shall  be  made  available  for  download  on  the
     3  authority's  website  in a single tabular data file in a common, machine
     4  readable  format. Capital dashboard data shall also be made available on
     5  the data.ny.gov website or such other successor website  maintained  by,
     6  or  on behalf of, the state, as deemed appropriate by the New York state
     7  office of information technology services under executive  order  number
     8  ninety-five of two thousand thirteen, or any successor agency or order.
     9    (f)  The authority shall create and maintain a separate section on its
    10  capital program dashboard website for projects related to state of  good
    11  repair,  accessibility [or] resiliency, and projects prioritized for the
    12  year. Information on this website shall be updated quarterly.
    13    (g) For the purposes of this subdivision, "accessibility"  shall  mean
    14  projects  regarding  elevators, escalators, or other projects related to
    15  compliance with the federal Americans with Disabilities Act of 1990,  as
    16  amended,  and  corresponding guidelines, and "resiliency" shall have the
    17  same meaning as defined  by  the  authority  in  its  twenty-year  needs
    18  assessment  as  required  by  subdivision  c  of  section twelve hundred
    19  sixty-nine-c of this title.
    20     (h) For the purposes of this  subdivision,  all  sources  of  funding
    21  shall  be  specified  as from the state of New York, the federal govern-
    22  ment, the city of New York, the authority, or any other relevant source.
    23  Funding from the state of New York shall further specify whether it  has
    24  been  obtained  from  the  central  business district tolling lockbox as
    25  established by section five hundred fifty-three-j of this chapter or any
    26  successor fund or account provided by law.
    27    (i) The authority shall create and maintain on its website a  publicly
    28  accessible  database  describing the condition of capital assets identi-
    29  fied in the authority's  twenty-year  needs  assessment.  Such  database
    30  shall  identify  for  each capital element the condition of such element
    31  categorized as poor, marginal, adequate, good  or  excellent  and  shall
    32  include  the estimated cost and time required to achieve a state of good
    33  repair. The database shall be updated at least biennially and  shall  be
    34  linked from the capital program dashboard.
    35    § 2. To the extent practicable, the authority shall provide the infor-
    36  mation  required in accordance with subdivision 2-a of section 1269-b of
    37  the public authorities law as amended by section one  of  this  act  for
    38  every  capital  program  plan  it  has undertaken within one year of the
    39  effective date of this section.
    40    § 3. This act shall take effect immediately.
 
    41                                  PART LLL
 
    42    Section 1. The agriculture and markets law is amended by adding a  new
    43  article 26-D to read as follows:
    44                                ARTICLE 26-D
    45                    FARM SECURITY RESILIENCY GRANT AWARDS
    46  Section 440. Definitions.
    47          441. Farm security resiliency grant board.
    48          442. Powers and duties of the board.
    49          443. Application process.
    50          444. Grant awards.
    51          445. Reporting.
    52    §  440. Definitions. For purposes of this article, the following terms
    53  shall have the following meanings:

        S. 9008--B                         167
 
     1    1. "Farm security resiliency grant board", or "board", shall mean  the
     2  farm  security  resiliency  grant  board established pursuant to section
     3  four hundred forty-one of this article.
     4    2. "Eligible weather condition" shall mean any of the following weath-
     5  er conditions:
     6    (a) high winds;
     7    (b)  excessive moisture or precipitation, including hail, flooding, or
     8  excessive snowfall;
     9    (c) prolonged lack of precipitation, including drought;
    10    (d) extreme temperatures including heat or freeze conditions;
    11    (e) widespread fire; or
    12    (f) any other severe weather or growing condition  determined  by  the
    13  board to substantially impact agricultural income.
    14    3.  "Eligible  losses"  shall  mean income lost or costs incurred as a
    15  result of eligible weather conditions, including:
    16    (a) lost wages or other compensation;
    17    (b) lost income from destroyed crops, livestock, or other agricultural
    18  products;
    19    (c) debt payment or other ongoing costs;
    20    (d) costs of replanting;
    21    (e) costs of replacing livestock feed;
    22    (f) infrastructure or equipment repair or replacement costs;
    23    (g) farm road or access road repair costs;
    24    (h) other losses as determined by  the  commissioner  in  consultation
    25  with the review board.
    26    4. "Farm employer" shall have the same meaning as such term is defined
    27  in section three hundred thirty-four of this chapter.
    28    §  441. Farm security resiliency grant board. 1. There shall be estab-
    29  lished within the department the farm security  resiliency  grant  board
    30  for  purposes  of advising the commissioner regarding the program estab-
    31  lished pursuant to this article.
    32    2. The board shall consist of eight members selected for their experi-
    33  ence  and  expertise  related  to  areas  of  board  responsibility  and
    34  comprised  of  diverse  members  of  the agriculture industry, and shall
    35  include:
    36    (a) the commissioner or the commissioner's designee;
    37    (b) the commissioner of the division of homeland security and emergen-
    38  cy services or such commissioner's designee;
    39    (c) three representatives of agricultural  organizations  with  demon-
    40  strated  experience  offering  technical  assistance  to  or advocacy on
    41  behalf of farmers, to be appointed by the commissioner;
    42    (d) two current farmers, to be appointed by the commissioner who  own,
    43  control or operate farms that are less than five-hundred acres; and
    44    (e) one member with significant professional experience in crop insur-
    45  ance, to be appointed by the commissioner.
    46    3.  Members of the board shall serve without salary but shall be enti-
    47  tled to reimbursement of their ordinary and necessary travel expenses.
    48    4. The terms of office of members of the board shall be  three  years.
    49  Members  of  the  board  may  be reappointed for additional terms by the
    50  commissioner. Vacancies shall be filled  by  the  commissioner  for  the
    51  remainder  of  the  unexpired term and may be reappointed for additional
    52  terms by the commissioner.
    53    5. A majority of appointed members of the  board  shall  constitute  a
    54  quorum.
    55    6.  The  board shall meet at least quarterly and may meet additionally
    56  upon request of the commissioner.

        S. 9008--B                         168
 
     1    § 442. Powers and duties of the board.  The  board  shall  advise  the
     2  commissioner  on matters relating to the program established pursuant to
     3  this article,  including  but  not  limited  to  sharing  feedback  from
     4  impacted  parties  including  farmers and agricultural organizations and
     5  making recommendations related to program administration and efficiency.
     6    §  443.  Application  process.  1.  The  commissioner shall develop an
     7  application form and process for farm employers  to  seek  grant  awards
     8  under  this  article.  The  application  form developed pursuant to this
     9  subdivision shall include, but not be limited to, the following informa-
    10  tion:
    11    (a) A description of the damage that occurred, and documentation ther-
    12  eof;
    13    (b) An  attestation  that  an  eligible  weather  condition  or  event
    14  occurred, and documentation;
    15    (c)  An  estimate  of  eligible  losses,  including  documentation  as
    16  required by the commissioner with respect thereto;
    17    (d) A year-end report of farm income and expenses from schedule  F  of
    18  United States Internal Revenue Form 1040 for the previous calendar year;
    19    (e) Documentation of any other funds sought or acquired related to the
    20  eligible weather condition or eligible losses, such as insurance;
    21    (f) Documentation of any crop insurance policies held;
    22    (g) Documentation evidencing the acreage of the farm; and
    23    (h) Any other documentation that the commissioner may require.
    24    2.  Applications for a grant award under this article shall be made to
    25  the commissioner. Such applications may be made at any time and shall be
    26  processed in the order such application was received. Applications shall
    27  be accepted until all appropriated funds for grant  awards  pursuant  to
    28  this article have been awarded for the applicable year.
    29    3.  Only  applicants  who own, control or operate farms that are five-
    30  hundred acres or less shall be eligible to apply. Applications for farms
    31  exceeding such five-hundred acre threshold shall  be  deemed  ineligible
    32  and shall be automatically denied.
    33    §  444.  Grant  awards.  1. Upon receipt of an application for a grant
    34  award pursuant to this article, the commissioner shall make  a  determi-
    35  nation  regarding  the approval, disapproval, or modification of a grant
    36  award within thirty calendar days of such receipt, provided such  appli-
    37  cation is administratively complete.
    38    2.  In  making  such  determinations,  the commissioner may modify the
    39  amount of the grant award from the amount requested.
    40    3. Within the amount of monies  appropriated  for  such  purpose,  the
    41  commissioner  shall  award  grants  to farm employers that have incurred
    42  substantial eligible losses as a result of eligible weather conditions.
    43    4. Grants awarded pursuant to this  section  shall  reimburse  a  farm
    44  employer  for  up  to  fifty percent of uninsured or otherwise uncovered
    45  eligible losses due to eligible weather conditions up to a maximum award
    46  of one hundred fifty thousand dollars per applicant per year.
    47    5. Grants awarded pursuant to this section  shall  be  distributed  to
    48  awardees  in  a  timely  manner  consistent with all applicable laws and
    49  regulations.
    50    6. Applicants whose applications are  not  approved  shall  receive  a
    51  written explanation from the commissioner of the reasons why such appli-
    52  cation was not approved.
    53    §  445.  Reporting. 1. By April first of each calendar year, the board
    54  shall submit an annual report to the governor and the legislature  which
    55  includes, but need not be limited to:

        S. 9008--B                         169
 
     1    (a) The total amount of grants awarded pursuant to this article within
     2  the previous calendar year;
     3    (b)  Information  regarding the application process, including but not
     4  limited to the number of applications received and the number of  appli-
     5  cations that were approved in the previous calendar year; and
     6    (c)  Any recommendations for improving the functioning of the program,
     7  including ways to improve accessibility for potential applicants.
     8    § 2. This act shall take effect on the ninetieth day  after  it  shall
     9  have become a law.
 
    10                                  PART MMM
 
    11    Section  1.  Section  15  of  the transportation law, subdivision 2 as
    12  amended by chapter 524 of the laws of 2005 and subdivision 3 as  amended
    13  by chapter 1064 of the laws of 1969, is amended to read as follows:
    14    § 15. Comprehensive  statewide  master plan for transportation. 1. The
    15  department shall formulate [and from time to time revise]  a  long-range
    16  comprehensive  statewide  master  plan  for the balanced development and
    17  coordination of adequate, safe and efficient commuter and general trans-
    18  portation facilities and services in the state at reasonable cost to the
    19  people, including, but not limited to, state and local  highways[,]  and
    20  bridges  under  the jurisdiction of the commissioner, bicycle and pedes-
    21  trian facilities on such state  highways  and  bridges,  rapid  transit,
    22  freight and passenger railroad, omnibus, marine and other mass transpor-
    23  tation facilities and services, excluding rapid transit, railroad, omni-
    24  bus,  marine and other mass transportation facilities and services under
    25  the jurisdiction of either the metropolitan transportation authority  as
    26  defined  in section two hundred nineteen-c of this chapter or a bi-state
    27  public benefit corporation, and public use aviation and airport  facili-
    28  ties  and  services[,]  whether  publicly or privately owned, developed,
    29  operated or maintained, excluding airports operated by a bi-state public
    30  benefit corporation.   Such plan shall  include  a  minimum  twenty-year
    31  forecast  period  at the time of adoption, assess long-range needs span-
    32  ning such period, include a forecast of pavement and  bridge  conditions
    33  of  state  and  local highways and bridges under the jurisdiction of the
    34  commissioner, and take into consideration:
    35    a. the most recent twenty-year transportation  plan  adopted  by  each
    36  metropolitan  planning organization within the state pursuant to subpart
    37  C of part 450 of title 23 of the code of federal regulations; and
    38    b. the most recent long-range statewide transportation plan and state-
    39  wide transportation improvement program developed by the state  pursuant
    40  to subpart B of part 450 of title 23 of the code of federal regulations.
    41    2.  The  department shall submit such plan to the governor, the tempo-
    42  rary president of the senate, the speaker of the  assembly  and  to  the
    43  department  of  state  on  or  before September first, [nineteen hundred
    44  sixty-eight, and thereafter shall submit appropriate revisions  of  such
    45  plan]  two thousand twenty-seven. The department shall review and update
    46  such plan at least every five years to extend the forecast period to  at
    47  least twenty years, provided that the department may revise such plan at
    48  any  other  time  without extending such forecast period. The department
    49  shall submit all such revised and updated plans  to  the  governor,  the
    50  temporary  president  of  the senate, the speaker of the assembly and to
    51  the department of state [from time to] at the time [as]  such  revisions
    52  are  made.  The  department  of  state  shall  review such plan and such
    53  revisions and shall submit a report thereon, together with  such  recom-
    54  mendations  as  it  may deem appropriate, to the governor, the temporary

        S. 9008--B                         170
 
     1  president of the senate and the speaker of the assembly. Such  plan  and
     2  such  revisions  shall  become  effective  upon approval by the governor
     3  [and], shall serve thereafter as a guide  to  the  public  and  publicly
     4  assisted  development  of  transportation facilities and services in the
     5  state, and the  department shall maintain hard copies of the most recent
     6  version of such plan and revisions thereto on file as a public  document
     7  in  the  office  of  the commissioner and at each regional office of the
     8  department.
     9    3. In formulating such plan and any such revisions, the department:
    10    a. shall conduct [one or more] at least one public [hearings]  hearing
    11  in each department region;
    12    b.  may  consult  with and cooperate with (i) officials of departments
    13  and agencies of the state having duties and responsibilities  concerning
    14  transportation;
    15    (ii)  officials  and representatives of public corporations as defined
    16  in [article one, section  three  of  the  general  corporation]  section
    17  sixty-five of the general construction law;
    18    (iii)  officials  and  representatives  of  the federal government, of
    19  neighboring states and of  interstate  agencies  on  problems  affecting
    20  transportation in this state;
    21    (iv)  officials  and  representatives  of  carriers and transportation
    22  facilities and systems in the state; and
    23    (v) persons, organizations and groups utilizing, served by, interested
    24  in or concerned with transportation facilities and systems in the state;
    25    c. may request and  receive  from  any  department,  division,  board,
    26  bureau,  commission or other agency of the state or any political subdi-
    27  vision thereof or any public authority such assistance and data  as  may
    28  be  necessary to enable the department to carry out its responsibilities
    29  under this section; and
    30    d. may make use of and  incorporate  in  the  department's  plan,  any
    31  recognized long-range regional plan for transportation, survey or report
    32  developed by any public or private agency.
    33    4.  The  department  shall maintain on its public website the proposed
    34  and adopted long-range  comprehensive  statewide  master  plan  and  all
    35  proposed  and  adopted  revisions  thereto, and shall provide a means on
    36  such website for the public to submit comments thereon  to  the  depart-
    37  ment.
    38    §  2. Subdivision 13 of section 14 of the transportation law, as added
    39  by chapter 420 of the laws of 1968, is amended to read as follows:
    40    13. To report from time to time to the governor  and  make  an  annual
    41  report  to  the  governor  and  the  legislature which shall include its
    42  recommendations. Additionally, the commissioner shall submit a report to
    43  the governor, the temporary president of the senate, and the speaker  of
    44  the  assembly,  beginning September first, two thousand twenty-seven and
    45  semi annually thereafter, including a list of those capital projects  in
    46  the  department's  capital  program that have experienced major schedule
    47  changes or major cost changes in letting schedule or construction  cost,
    48  including  projects  that  were eliminated and projects that were added,
    49  since the adoption of the most recent state budget. For each project the
    50  report shall include the project identification number and  description,
    51  original  and  revised  letting dates, original and revised construction
    52  costs, and a detailed explanation of why the changes occurred.  For  the
    53  purposes  of  this  subdivision,  the  term  "major schedule changes" is
    54  defined as a twelve-month or  more  delay  in  the  letting  date  of  a
    55  project,  and  the  term  "major  cost changes" is defined as one of the
    56  following as  applicable:  a  greater  than  fifty  percent  change  for

        S. 9008--B                         171
 
     1  projects fifteen million dollars or less, and a greater than twenty-five
     2  percent change for projects in excess of fifteen million dollars.
     3    § 3. This act shall take effect immediately.
 
     4                                  PART NNN
 
     5    Section  1.  The public service law is amended by adding a new article
     6  7-B to read as follows:
     7                                 ARTICLE 7-B
     8                           EXCELSIOR POWER PROGRAM
     9  Section 135-p. Excelsior power program.
    10    § 135-p. Excelsior power program. Within sixty days of  the  effective
    11  date  of  this  section,  the  commission shall commence a proceeding to
    12  implement the excelsior power  program  that  shall  direct  gas  corpo-
    13  rations,  electric  corporations,  combination  electric  and gas corpo-
    14  rations, and the Long Island power authority to create a  smart  thermo-
    15  stat program that provides a monthly bill credit of at least twenty-five
    16  dollars  a  month  to  enrolled  customers  with a smart thermostat. The
    17  commission within such proceeding shall require the  following  criteria
    18  for the excelsior power program:
    19    1.  enrollment  criteria that clearly state in plain language that the
    20  program is opt-in only;
    21    2. a mechanism for customers to easily unenroll if they no longer wish
    22  to participate;
    23    3. education for customers on how frequently adjustments are likely to
    24  be made to their smart thermostat and including but  not  limited  to  a
    25  maximum bandwidth of temperature adjustments;
    26    4. protections for customer data;
    27    (a)  Any  customer  data  collected  pursuant  to such excelsior power
    28  program shall only include personal identifying information necessary to
    29  effectively administer this program.
    30    (b) No customer data collected pursuant to this program may be sold or
    31  shared, except as set forth in paragraph (c) of this subdivision.
    32    (c) Participating customer data may be  shared  with  law  enforcement
    33  only pursuant to a valid judicial warrant or judicial subpoena.
    34    (d)  Customer data must be safely stored and securely encrypted, along
    35  with any other additional cybersecurity protections the commission deems
    36  necessary to protect customers and customer data;
    37    5. a mechanism for customers to override the thermostat during extreme
    38  heat or cold events without penalty;
    39    6. identification of the smart thermostats that are eligible  for  the
    40  program;
    41    7.  outreach  to  customers  living  in  disadvantaged  communities as
    42  defined by subdivision five of  section  75-0101  of  the  environmental
    43  conservation law, and low to moderate income customers;
    44    8.  a  clear framework that prioritizes decreasing load from non-resi-
    45  dential, commercial, and industrial customers prior to adjusting partic-
    46  ipating residential customers' load;
    47    9. customer notice prior to temperature adjustments;
    48    10. clear identification of the  parameters  for  when  customers  can
    49  expect temperature adjustments to occur; and
    50    11.  any  other requirements the commission deems appropriate for such
    51  program.
    52    § 2. Reporting requirements. Beginning December 31, 2027  and  for  as
    53  long as the excelsior power program is active, an annual report shall be
    54  issued  by  the public service commission to the governor, the temporary

        S. 9008--B                         172
 
     1  president of the senate and the speaker of the assembly and made public-
     2  ly available on the public service commission's website.
     3    §  3.  Funding for the excelsior power program shall be subject to the
     4  amount of monies appropriated  for  such  purpose.  The  public  service
     5  commission  may commit additional existing monies to the excelsior power
     6  program if it determines it is appropriate  to  maintain  or  grow  such
     7  program.
     8    § 4. This act shall take effect immediately.
 
     9                                  PART OOO
 
    10    Section  1. Subdivision (h) of section 1174-a of the vehicle and traf-
    11  fic law, as added by chapter 145 of the laws of 2019, is amended to read
    12  as follows:
    13    (h) Adjudication of the liability imposed upon owners by this  section
    14  shall  be by a traffic violations bureau established pursuant to section
    15  three hundred seventy of the general municipal law where  the  violation
    16  occurred  or,  if  there  be none, by the court having jurisdiction over
    17  traffic infractions where the violation occurred, except that if a  city
    18  has  established  an  administrative  tribunal  to  hear  and  determine
    19  complaints of traffic  infractions  constituting  parking,  standing  or
    20  stopping  violations such city may, by local law, authorize such adjudi-
    21  cation by such tribunal. For courts  having  jurisdiction  over  traffic
    22  infractions  where  the  violation  occurred  that  adjudicate liability
    23  imposed upon owners by this  section,  a  notice  of  liability  validly
    24  imposed  in  accordance  with  subdivision  (g) of this section shall be
    25  valid for purposes of such court adjudicating such liability  as  if  it
    26  was a uniform traffic ticket or simplified traffic information, and such
    27  court  shall adjudicate such liability in a manner not inconsistent with
    28  sections two hundred forty and two hundred forty-one  of  this  chapter,
    29  provided that subsequent judicial review may be sought pursuant to arti-
    30  cle  seventy-eight  of the civil practice law and rules. Notwithstanding
    31  any inconsistent provision, such courts may  adjudicate  such  liability
    32  remotely.
    33    §  2.  This act shall take effect immediately; provided, however, that
    34  the amendments to subdivision (h) of section 1174-a of the  vehicle  and
    35  traffic  law made by section one of this act shall not affect the repeal
    36  of such section and shall be deemed repealed therewith.
    37    § 2. Severability clause. If any clause, sentence, paragraph, subdivi-
    38  sion, section or part of this act shall be  adjudged  by  any  court  of
    39  competent  jurisdiction  to  be invalid, such judgment shall not affect,
    40  impair, or invalidate the remainder thereof, but shall  be  confined  in
    41  its  operation  to the clause, sentence, paragraph, subdivision, section
    42  or part thereof directly involved in the controversy in which such judg-
    43  ment shall have been rendered. It is hereby declared to be the intent of
    44  the legislature that this act would  have  been  enacted  even  if  such
    45  invalid provisions had not been included herein.
    46    §  3.  This  act shall take effect immediately provided, however, that
    47  the applicable effective date of Parts A through OOO of this  act  shall
    48  be as specifically set forth in the last section of such Parts.
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