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S09162 Summary:

BILL NOS09162A
 
SAME ASNo Same As
 
SPONSORSKOUFIS
 
COSPNSR
 
MLTSPNSR
 
Amd §§101-b & 107-a, ABC L
 
Expands the ability of certain persons who sell alcohol to set the price of said alcohol.
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S09162 Text:



 
                STATE OF NEW YORK
        ________________________________________________________________________
 
                                         9162--A
 
                    IN SENATE
 
                                    February 9, 2026
                                       ___________
 
        Introduced  by  Sen. SKOUFIS -- read twice and ordered printed, and when
          printed to be committed to the Committee on Investigations and Govern-
          ment  Operations  --  committee  discharged,  bill  amended,   ordered
          reprinted as amended and recommitted to said committee
 
        AN  ACT  to  amend  the  alcoholic  beverage control law, in relation to
          expanding the ability of certain persons who sell alcohol to  set  the
          price of said alcohol
 
          The  People of the State of New York, represented in Senate and Assem-
        bly, do enact as follows:
 
     1    Section 1. Section 101-b of the alcoholic  beverage  control  law,  as
     2  amended  by chapter 531 of the laws of 1964, subdivision 2 as amended by
     3  chapter 669 of the laws of 1989,  paragraph  (a)  of  subdivision  3  as
     4  amended and paragraph (e) of subdivision 3 as added by chapter 24 of the
     5  laws of 2024, paragraph (b) of subdivision 3 as amended by section 1 and
     6  paragraph  (d) of subdivision 3 as added by section 2 of part E of chap-
     7  ter 56 of the laws of 2006, subdivision 4 as amended by chapter  102  of
     8  the laws of 1979, subdivision 4-a as added by chapter 891 of the laws of
     9  1986,  subdivision  5 as added and subdivisions 6 and 7 as renumbered by
    10  chapter 769 of the laws of 1986, paragraphs (a) and (b) of subdivision 5
    11  as amended by chapter 315 of the laws of  2022,  and  subdivision  6  as
    12  amended  by  chapter  919  of  the  laws  of 1976, is amended to read as
    13  follows:
    14    § 101-b. Unlawful discriminations prohibited[;  filing  of  schedules;
    15  schedule  listing fund]. 1. [It is the declared policy of the state that
    16  it is necessary to regulate  and  control  the  manufacture,  sale,  and
    17  distribution  within the state of alcoholic beverages for the purpose of
    18  fostering and promoting temperance in their consumption and respect  for
    19  and  obedience to the law.] In order to eliminate [the undue stimulation
    20  of sales of alcoholic beverages and] the practice of  manufacturers  and
    21  wholesalers  in granting discounts, rebates, allowances, free goods, and
    22  other inducements to selected licensees, which contribute to a disorder-
    23  ly distribution of alcoholic beverages, and which are detrimental to the
    24  proper regulation of the liquor industry and contrary to  the  interests
    25  of  temperance, it is hereby further declared as the policy of the state
 
         EXPLANATION--Matter in italics (underscored) is new; matter in brackets
                              [ ] is old law to be omitted.
                                                                   LBD14813-03-6

        S. 9162--A                          2
 
     1  that the sale of alcoholic beverages  should  be  subjected  to  certain
     2  restrictions, prohibitions and regulations. The necessity for the enact-
     3  ment  of  the  provisions  of  this section is, therefore, declared as a
     4  matter of legislative determination.
     5    2.  It  shall be unlawful for any person who sells liquors or wines to
     6  wholesalers or retailers [(a)] to discriminate, directly or  indirectly,
     7  in  price,  in discounts for time of payment or in discounts on quantity
     8  of merchandise sold, between one wholesaler and another  wholesaler,  or
     9  between  one  retailer  and  another  retailer purchasing liquor or wine
    10  bearing the same brand or trade name and of like age and  quality[;  (b)
    11  to  grant,  directly  or  indirectly,  any discount, rebate, free goods,
    12  allowance or other inducement of any kind whatsoever, except a  discount
    13  or  discounts  for  quantity  of  liquor  or  for quantity of wine and a
    14  discount not in excess of one per centum for payment on  or  before  ten
    15  days from date of shipment].
    16    3.  [(a) No brand of liquor or wine shall be sold to or purchased by a
    17  wholesaler, irrespective of the place of  sale  or  delivery,  unless  a
    18  schedule, as provided by this section, is transmitted to and received by
    19  the  liquor  authority,  and  is  then in effect. Such schedule shall be
    20  transmitted to the authority in such form, manner, medium and format  as
    21  the  authority  may  direct; shall be deemed duly verified by the person
    22  submitting such schedule upon its transmission  to  the  authority;  and
    23  shall contain, with respect to each item, the exact brand or trade name,
    24  capacity  of  package, nature of contents, age and proof where stated on
    25  the label, the number of bottles contained in each case, the bottle  and
    26  case  price  to  wholesalers,  the net bottle and case price paid by the
    27  seller, which prices, in each instance, shall  be  individual  for  each
    28  item  and  not  in  "combination" with any other item, the discounts for
    29  quantity, if any, and the discounts for time of payment,  if  any.  Such
    30  brand  of  liquor or wine shall not be sold to wholesalers except at the
    31  price and discounts then in effect unless prior  written  permission  of
    32  the authority is granted for good cause shown and for reasons not incon-
    33  sistent  with the purpose of this chapter. Such schedule shall be trans-
    34  mitted by (1) the owner of such brand, or (2) a wholesaler selling  such
    35  brand  and  who  is  designated  as agent for the purpose of filing such
    36  schedule if the owner of the brand is not licensed by the authority,  or
    37  (3)  with  the  approval of the authority, by a wholesaler, in the event
    38  that the owner of the brand is unable to transmit a schedule  or  desig-
    39  nate an agent for such purpose.
    40    (b)  No  brand  of  liquor  or wine shall be sold to or purchased by a
    41  retailer unless a schedule, as provided by this section, is  transmitted
    42  to  and  received  by  the liquor authority, and is then in effect. Such
    43  schedule shall be transmitted to the authority  in  such  form,  manner,
    44  medium  and  format  as  the  authority may direct; shall be deemed duly
    45  verified by the person submitting such schedule upon its transmission to
    46  the authority; and shall contain, with respect to each item,  the  exact
    47  brand  or  trade  name, capacity of package, nature of contents, age and
    48  proof where stated on the label, the number of bottles contained in each
    49  case, the bottle and case price to retailers, the net  bottle  and  case
    50  price paid by the seller, which prices, in each instance, shall be indi-
    51  vidual  for  each item and not in "combination" with any other item, the
    52  discounts for quantity, if any, and the discounts for time  of  payment,
    53  if  any.  Such  brand  of  liquor or wine shall not be sold to retailers
    54  except at the price and discounts then in effect  unless  prior  written
    55  permission  of  the  authority  is  granted for good cause shown and for
    56  reasons not inconsistent with the purpose of this chapter. Such schedule

        S. 9162--A                          3

     1  shall be transmitted by each manufacturer selling such brand to  retail-
     2  ers and by each wholesaler selling such brand to retailers.
     3    (c)  Provided however, nothing contained in this section shall require
     4  any manufacturer or wholesaler to list  in  any  schedule  to  be  filed
     5  pursuant to this section any item offered for sale to a retailer under a
     6  brand  which  is  owned  exclusively  by one retailer and sold at retail
     7  within the state exclusively by such retailer.
     8    (d) The authority may make available the schedules in  paragraphs  (a)
     9  and  (b) of this subdivision to all licensed wholesaler or retail estab-
    10  lishments by way of controlled internet access.
    11    (e) As used in this subdivision the term "item"  shall  be  deemed  to
    12  include  a  sealed, pre-wrapped package consisting of a sealed container
    13  or containers of liquor, wine or wine  products  and  other  merchandise
    14  reasonably  used in connection with the preparation, storage, promotion,
    15  gifting, or service of liquor, wine or wine products provided that  such
    16  other  merchandise shall not be potable or edible; provided however that
    17  any such wine, liquor or wine products sealed or pre-wrapped in combina-
    18  tion with other items shall also be available individually for sale. For
    19  the purposes of this section, gift  and  promotional  items  shall  only
    20  include  those items that are complementary and directly associated with
    21  the sale of wine or liquor they are gifting or promoting and shall mean:
    22  (1) items that are de  minimis  in  value,  but  in  no  instance  shall
    23  merchandise  be  valued at more than fifteen dollars in total; (2) items
    24  that are imprinted with the wine or liquor brand logo  on  the  gift  or
    25  promotional  item; and (3) items that are included as part of a manufac-
    26  tured pre-sealed package with the wine or liquor that is being gifted or
    27  promoted. Further, for the purposes of this section, gift or promotional
    28  items shall not include any food, non-alcoholic beverage, or other drink
    29  or food mix, nor shall these items be offered for sale  to  the  general
    30  public as individual items.
    31    4.  Each  such schedule required by paragraph (a) of subdivision three
    32  of this section shall be filed on or before the twenty-fifth day of each
    33  month and the prices and discounts set forth therein shall become effec-
    34  tive on the first day of the second succeeding calendar month and  shall
    35  be in effect for such second succeeding calendar month. Each such sched-
    36  ule required by paragraph (b) of subdivision three of this section shall
    37  be  filed  on  or before the fifth day of each month, and the prices and
    38  discounts set forth therein shall become effective on the first  day  of
    39  the  calendar month following the filing thereof, and shall be in effect
    40  for such calendar month. Within ten days after the filing of such sched-
    41  ule the authority shall make them or a composite thereof  available  for
    42  inspection   by   licensees.  Within  three  business  days  after  such
    43  inspection is provided for, a wholesaler may amend  his  filed  schedule
    44  for  sales  to  retailers  in  order  to meet lower competing prices and
    45  discounts for liquor or wine of the same brand or  trade  name,  and  of
    46  like  age  and  quality,  filed pursuant to this section by any licensee
    47  selling such brand, provided such  amended  prices  are  not  lower  and
    48  discounts  are not greater than those to be met. Any amended schedule so
    49  filed shall become effective on the first  day  of  the  calendar  month
    50  following  the  filing  thereof and shall be in effect for such calendar
    51  month. All schedules filed shall be subject to public  inspection,  from
    52  the  time  that they are required to be made available for inspection by
    53  licensees, and shall not be considered confidential.  Each  manufacturer
    54  and  wholesaler  shall retain in his licensed premises for inspection by
    55  licensees a copy of his filed schedules as then in  effect.  The  liquor

        S. 9162--A                          4

     1  authority  may  make such rules as shall be appropriate to carry out the
     2  purpose of this section.
     3    4-a.]  No licensee shall refuse to sell any brand of liquor or wine to
     4  any licensee authorized to purchase such brand of liquor  or  wine  from
     5  such  licensee  at  the  price  listed in the schedule of prices of such
     6  brand of liquor or wine required to be filed by such licensee  with  the
     7  authority  pursuant  to  this  section, provided the purchaser pays cash
     8  therefor, and except as herein provided.
     9    (a) [A schedule of prices to wholesalers filed by the brand  owner  or
    10  its  agent  with  the authority, pursuant to this section, may limit the
    11  distribution or resale of a brand to wholesalers by the  filing  by  the
    12  brand  owner or its agent with the authority of the names, addresses and
    13  license numbers of such wholesalers. Such list shall be filed each month
    14  together with the schedule of prices, and no name shall be added thereto
    15  or removed therefrom after filing except with permission of the authori-
    16  ty.
    17    (b) Only those wholesalers listed, pursuant to paragraph (a)  of  this
    18  subdivision,  may schedule the price to retailers for such brand, except
    19  that when not inconsistent with the purpose of this section, the author-
    20  ity may authorize  any  other  wholesaler  to  schedule  a  price  after
    21  furnishing  the  quantity,  source of purchase and any other information
    22  the authority may require.
    23    (c) When distribution or resale of a brand has been restricted, pursu-
    24  ant to paragraph (a) of this subdivision, such brand shall not  be  sold
    25  or  purchased  by  any wholesalers who are not listed in accordance with
    26  paragraph (a) of this subdivision.
    27    (d) For good cause shown to the satisfaction of the authority, permis-
    28  sion may be granted for the filing of schedules  limiting  the  distrib-
    29  ution or resale of a brand to retailers.
    30    (e)] Manufacturers and wholesalers may not require or compel retailers
    31  to purchase other brands in order to be able to buy a particular brand.
    32    [(f)]  (b) Nothing contained in this subdivision shall be construed as
    33  authority for permitting any conduct or activity by any brand  owner  or
    34  its  agent  or  any wholesaler of liquor or wine proscribed by the anti-
    35  trust laws of this state or the United States.
    36    [(g)] (c) If any provision of any paragraph of this subdivision or any
    37  subdivision of this section or the application thereof to any person  or
    38  circumstance shall be adjudged invalid by a court of competent jurisdic-
    39  tion,  such  order or judgment shall be confined in its operation to the
    40  controversy in which it was rendered and shall not affect or  invalidate
    41  the remainder of any provision of this subdivision or any subdivision of
    42  this  section or the application of any part thereof to any other person
    43  or circumstance and to this end the provisions of each paragraph of this
    44  subdivision and each subdivision of this section are hereby declared  to
    45  be severable.
    46    [5.  (a)  (i)  Notwithstanding  any  other provision of law, each such
    47  schedule required by paragraph (a) of subdivision three of this  section
    48  which  is filed by a micro-winery, winery, or farm winery, or a class A,
    49  A-1, B, B-1, C, or D distiller shall be filed annually on or before  the
    50  twenty-fifth day of November. The prices and discounts set forth therein
    51  shall  become effective on the first day of the second succeeding calen-
    52  dar month and shall remain in effect for such twelve succeeding calendar
    53  months, unless a price change filing is made  pursuant  to  subparagraph
    54  (ii) of this paragraph.
    55    (ii)  A  micro-winery,  winery,  or farm winery, or a class A, A-1, B,
    56  B-1, C, or D distiller licensee may file a price schedule change at  any

        S. 9162--A                          5

     1  time  between  the  required  annual  filings.  Each such price schedule
     2  change shall be filed on or before the twenty-fifth day  of  each  month
     3  for  a  change  in  prices  to  become effective on the first day of the
     4  second  succeeding  calendar  month and shall remain in effect until the
     5  effective date of the next filing.
     6    (b) (i) Notwithstanding any other provision of law, each such schedule
     7  required by paragraph (b) of subdivision three of this section which  is
     8  filed  by a micro-winery, winery, or farm winery licensee, or a class A,
     9  A-1, B, B-1, C, or D distiller shall be filed annually on or before  the
    10  fifth  day of December. The prices and discounts set forth therein shall
    11  become effective on the first day of the calendar  month  following  the
    12  filing  thereof,  and  shall remain in effect for such twelve succeeding
    13  calendar months, unless a  price  change  filing  is  made  pursuant  to
    14  subparagraph (ii) of this paragraph.
    15    (ii)  A  micro-winery,  winery,  or farm winery, or a class A, A-1, B,
    16  B-1, C, or D distiller licensee may file a price schedule change at  any
    17  time  between  the  required  annual  filings.  Each such price schedule
    18  change shall be filed on or before the fifth day of  each  month  for  a
    19  change  in  prices  to become effective on the first day of the calendar
    20  month following the filing thereof and shall remain in effect until  the
    21  effective date of the next filing.
    22    (c)  Within  ten days after the filing of such schedules the authority
    23  shall make them or a  composite  thereof  available  for  inspection  by
    24  licensees.  Within three business days after such inspection is provided
    25  for, a wholesaler may amend his filed schedule for sales to retailers in
    26  order to meet lower competing prices and discounts for wine of the  same
    27  brand or trade name, and of like age and quality, filed pursuant to this
    28  section by any licensee selling such brand, provided such amended prices
    29  are  not  lower  and discounts are not greater than those to be met. Any
    30  amended schedule so filed shall become effective on the first day of the
    31  calendar month following the filing thereof and shall be in effect until
    32  the effective date of the next filing.
    33    (d) All schedules filed shall be subject to  public  inspection,  from
    34  the  time  that they are required to be made available for inspection by
    35  licensees, and shall not be considered confidential.  Each  manufacturer
    36  and  wholesaler  shall retain in his licensed premises for inspection by
    37  licensees a copy of his filed schedules as then in  effect.  The  liquor
    38  authority  may  make such rules as shall be appropriate to carry out the
    39  purpose of this subdivision.
    40    6.  For the purpose of raising the  moneys  necessary  to  defray  the
    41  expenses  incurred  in  the administration of this section, on or before
    42  the tenth day after this act becomes a law, there shall be paid  to  the
    43  liquor authority by each manufacturer and wholesaler licensed under this
    44  chapter  to  sell to retailers liquors and/or wines, a sum equivalent to
    45  fifteen per centum of the annual license fee prescribed by this  chapter
    46  for each such licensee. A like sum shall be paid by each person hereaft-
    47  er applying for any such license or the renewal of any such license, and
    48  such  sum shall accompany the application and the license fee prescribed
    49  by this chapter for such license or renewal as the case may be.  In  the
    50  event  that  any  other  law  requires  the payment of a fee by any such
    51  licensee or applicant as set forth in this section for schedule listing,
    52  then and in such event the total fee imposed by this  section  and  such
    53  other  law  or laws on each such licensee shall not exceed in the aggre-
    54  gate a sum equivalent to fifteen per centum of the  annual  license  fee
    55  prescribed by this chapter for such license.

        S. 9162--A                          6

     1    7.]  4. The authority may revoke, cancel or suspend any license issued
     2  pursuant to this chapter, and may recover (as provided  in  section  one
     3  hundred  twelve  of  this  chapter) the penal sum of the bond filed by a
     4  licensee, or both, for any sale or purchase in violation of any  of  the
     5  provisions of this section or [for making a false statement in any sche-
     6  dule  filed  pursuant to this section or] for failing or refusing in any
     7  manner to comply with any of the provisions of this section.
     8    § 2. The opening paragraph of subdivision 4 of section  107-a  of  the
     9  alcoholic beverage control law, as amended by chapter 354 of the laws of
    10  2013, is amended to read as follows:
    11    An  application  for registration of a brand or trade name label shall
    12  be filed by (1) the owner of the brand or trade name if  such  owner  is
    13  licensed by the authority, or (2) a wholesaler selling such brand who is
    14  appointed  as  exclusive agent, in writing, by the owner of the brand or
    15  trade name for the purpose of filing such application, if the  owner  of
    16  the  brand  or  trade  name is not licensed by the authority, or (3) any
    17  wholesaler, with the approval of the authority, in the  event  that  the
    18  owner of the brand or trade name does not file or is unable to file such
    19  application  or  designate an agent for such purposes, or (4) any whole-
    20  saler, with the approval of the authority, in the event that  the  owner
    21  of the brand or trade name is a retailer who does not file such applica-
    22  tion,  provided  that  the retailer shall consent to such filing by such
    23  wholesaler. Such retailer may revoke his consent at any time, upon writ-
    24  ten notice to the authority and to such wholesaler.
    25    [Unless otherwise permitted or required by the authority, the applica-
    26  tion for registration of a liquor or wine  brand  or  trade  name  label
    27  filed  pursuant  to  this  section  shall  be filed by the same licensee
    28  filing schedules pursuant to section one hundred one-b of this article.]
    29    Cordials and wines which differ only as  to  fluid  content,  age,  or
    30  vintage  year,  as  defined by such regulations, shall be considered the
    31  same brand; and those that differ as to type or class may be  considered
    32  the  same  brand  by the authority where consistent with the purposes of
    33  this section.
    34    § 3. This act shall take effect immediately.
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