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S09792 Summary:

BILL NOS09792
 
SAME ASSAME AS A08047-B
 
SPONSORSEPULVEDA
 
COSPNSR
 
MLTSPNSR
 
Amd §11, Ct Claims Act
 
Permits amendment of a claim or notice of intention to file a claim to correct jurisdictional pleading defects and the dismissal of a claim based upon claimant's failure to comply with jurisdictional pleading requirements.
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S09792 Text:



 
                STATE OF NEW YORK
        ________________________________________________________________________
 
                                          9792
 
                    IN SENATE
 
                                      April 6, 2026
                                       ___________
 
        Introduced by Sen. SEPULVEDA -- read twice and ordered printed, and when
          printed to be committed to the Committee on Judiciary
 
        AN  ACT  to  amend  the  court  of claims act, in relation to permitting
          amendment of a claim or notice of intention to file a claim to correct
          jurisdictional pleading defects and to provide for a procedure for the
          dismissal of a claim based upon  claimant's  failure  to  comply  with
          jurisdictional pleading requirements
 
          The  People of the State of New York, represented in Senate and Assem-
        bly, do enact as follows:
 
     1    Section 1. Subdivision b of section 11 of the court of claims act,  as
     2  amended  by  chapter  606  of  the  laws  of 2007, is amended to read as
     3  follows:
     4    b. (i) The claim shall state the time when and place where such  claim
     5  arose,  the  nature  of same, the items of damage or injuries claimed to
     6  have been sustained and, except in an  action  to  recover  damages  for
     7  personal  injury,  medical,  dental or podiatric malpractice or wrongful
     8  death, the total sum claimed. A claim for the appropriation by the state
     9  of lands, or any right, title or interest in or to lands  shall  include
    10  an  inventory  or  itemized  statement  of  fixtures,  if any, for which
    11  compensation is claimed. The notice of intention to file a  claim  shall
    12  set  forth  the same matters except that the items of damage or injuries
    13  and the sum claimed need not be stated. The claim and notice  of  inten-
    14  tion to file a claim shall be verified in the same manner as a complaint
    15  in an action in the supreme court.
    16    (ii)  Notwithstanding the failure of a claim to comply with the plead-
    17  ing requirements of paragraph (i) of this subdivision,  a  claimant  who
    18  has filed a claim on or after the effective date of this paragraph shall
    19  be permitted to:
    20    (A) amend the claim to correct any such failure without leave of court
    21  within  twenty  days after its service, or at any time before the period
    22  for responding to it expires, or within twenty days after service  of  a
    23  responsive  pleading  or motion to dismiss the claim made before service
    24  of the responsive pleading that contains an objection or  defense  based
    25  upon  the  failure to comply with the pleading requirements set forth in
 
         EXPLANATION--Matter in italics (underscored) is new; matter in brackets
                              [ ] is old law to be omitted.
                                                                   LBD11698-05-6

        S. 9792                             2
 
     1  paragraph (i) of this subdivision,  provided  that  any  such  amendment
     2  shall  be  filed  and  served  before  an  action asserting a like claim
     3  against a citizen of the state would be barred under the  provisions  of
     4  article two of the civil practice law and rules;
     5    (B)  make  an  application for leave to amend the claim to correct any
     6  such failure at any time before an action asserting a like claim against
     7  a citizen of the state would be barred under the provisions  of  article
     8  two  of the civil practice law and rules, or within forty days after the
     9  service of a motion to dismiss that contains  an  objection  or  defense
    10  based upon the failure of the claim to comply with the pleading require-
    11  ments set forth in paragraph (i) of this subdivision.  Any such applica-
    12  tion  shall be accompanied by the proposed amended claim clearly showing
    13  the changes or additions to be made to the claim.  In determining wheth-
    14  er to grant the application pursuant  to  this  subdivision,  the  court
    15  shall  consider,  among  other  factors,  whether  claimant's failure to
    16  comply with the pleading requirements set forth in paragraph (i) of this
    17  subdivision was excusable; whether the delay in making  the  application
    18  pursuant  to  this  subparagraph  was  excusable;  whether the state had
    19  notice of the essential facts constituting the claim; whether the  state
    20  had  an  opportunity  to  investigate  the  circumstances underlying the
    21  amendments proposed to be made by the amended  claim;  and  whether  the
    22  failure to file or serve upon the attorney general a claim that complied
    23  with  the  pleading  requirements  of  paragraph (i) of this subdivision
    24  resulted in substantial prejudice to the state. Any  amendment  asserted
    25  in an amended claim that is permitted to be filed and served pursuant to
    26  this  subparagraph  is  deemed  to  have been interposed at the time the
    27  claim was filed and served, unless the original claim does  not  provide
    28  defendant  with  notice  of  the  transactions, occurrences or series of
    29  transactions or occurrences to be proved pursuant to the amended claim.
    30    (iii) Notwithstanding the failure of a claim to comply with the plead-
    31  ing requirements of paragraph (i) of this subdivision,  a  claimant  who
    32  has  filed  a claim before the effective date of this paragraph shall be
    33  permitted to:
    34    (A) where the claim was served less than forty days before the  effec-
    35  tive date of this paragraph, amend the claim to correct any such failure
    36  without  leave  of court within twenty days after its service, or at any
    37  time before the period for responding to it expires,  or  within  twenty
    38  days  after  service  of  a responsive pleading or motion to dismiss the
    39  claim made before service of the responsive pleading  that  contains  an
    40  objection  or defense based upon the failure to comply with the pleading
    41  requirements set forth in this subdivision;
    42    (B) make an application for leave to amend the claim  to  correct  any
    43  such failure at any time before an action asserting a like claim against
    44  a  citizen  of the state would be barred under the provisions of article
    45  two of the civil practice law and rules,  or  within  one  year  of  the
    46  effective  date of this paragraph, whichever is later. Any such applica-
    47  tion shall be accompanied by the proposed amended claim clearly  showing
    48  the changes or additions to be made to the claim. In determining whether
    49  to  grant  the application pursuant to this subdivision, the court shall
    50  consider, among other factors, whether claimant's failure to comply with
    51  the pleading requirements set forth in paragraph (i) of this subdivision
    52  was excusable; whether the delay in making the application  pursuant  to
    53  this  subparagraph  was  excusable;  whether the state had notice of the
    54  essential facts constituting the claim; whether the state had an  oppor-
    55  tunity  to  investigate  the  circumstances  underlying  the  amendments
    56  proposed to be made by the amended claim; and  whether  the  failure  to

        S. 9792                             3
 
     1  file  or  serve upon the attorney general a claim that complied with the
     2  pleading requirements of this subdivision resulted in substantial preju-
     3  dice to the state. Any amendment asserted in an amended  claim  that  is
     4  permitted to be filed and served pursuant to this subparagraph is deemed
     5  to  have  been  interposed  at  the time the claim was filed and served,
     6  unless the original claim does not provide defendant with notice of  the
     7  transactions,  occurrences  or series of transactions or occurrences, to
     8  be proved pursuant to the amended claim.
     9    (iv) A claimant who has served a notice of intention to file  a  claim
    10  on  or  after the effective date of this paragraph shall be permitted to
    11  amend the notice of intention to file a claim to correct any failure  to
    12  comply with the pleading requirements of this subdivision  at  any  time
    13  within  the  period  of time to serve such notice of intention to file a
    14  claim pursuant to section ten of this act.
    15    § 2. Subdivision c of section 11  of  the  court  of  claims  act,  as
    16  amended  by  chapter  223  of  the  laws  of 2007, is amended to read as
    17  follows:
    18    c. (i) Any objection or defense based  upon  failure  to  comply  with
    19  [(i)]  (A)  the  time  limitations contained in section ten of this act,
    20  [(ii)] (B) the manner of service requirements set forth in subdivision a
    21  of this section, or [(iii)] (C) the  verification  requirements  as  set
    22  forth  in  subdivision  b  of this section is waived unless raised, with
    23  particularity, either by a motion to dismiss made before service of  the
    24  responsive pleading is required or in the responsive pleading, and if so
    25  waived  the  court  shall  not  dismiss  the claim for such failure. For
    26  claims served on or after the effective date of the chapter of the  laws
    27  of two thousand twenty-six which amended this subdivision, any objection
    28  or  defense that asserts that the claim fails on its face to comply with
    29  the pleading requirements of paragraph (i)  of  subdivision  b  of  this
    30  section,  or  that  the  claim  fails to include any one of the pleading
    31  requirements set forth  in  paragraph  (i)  of  subdivision  b  of  this
    32  section,  is  waived  unless  raised, either by a motion to dismiss made
    33  before the service of the responsive pleading  is  required  or  in  the
    34  responsive  pleading,  and  if so waived the court shall not dismiss the
    35  claim for such failure.
    36    (ii) A motion to dismiss the claim that asserts that the claim or  the
    37  notice  of  intention  to file a claim fails to comply with the pleading
    38  requirements in paragraph (i) of subdivision b of this section  must  be
    39  made  no later than one hundred twenty days after the filing of the note
    40  of issue, or no earlier than thirty days before trial where  a  note  of
    41  issue is not required to be filed.
    42    §  3.  This  act shall take effect on the ninetieth day after it shall
    43  have become a law.
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