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S09821 Summary:

BILL NOS09821
 
SAME ASSAME AS A04278-B
 
SPONSORSALAZAR
 
COSPNSRBOTTCHER, BRISPORT, BROUK, CLEARE, COMRIE, COONEY, FERNANDEZ, GIANARIS, GONZALEZ, GOUNARDES, HARCKHAM, HINCHEY, JACKSON, KAVANAGH, KRUEGER, LIU, MAY, MAYER, MYRIE, RAMOS, RIVERA, SANDERS, SEPULVEDA, SERRANO, SKOUFIS
 
MLTSPNSR
 
Add Art 38 §§1150 - 1153, Lab L
 
Enacts the "Empowering People in Rights Enforcement (EMPIRE) Worker Protection Act"; relates to the delegation of state enforcement authority to private actors; authorizes an affected employee, whistleblower, representative organization or an organizational deputy to initiate a public enforcement action on behalf of the commissioner for certain provisions of the labor law, or any regulation promulgated thereunder.
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S09821 Text:



 
                STATE OF NEW YORK
        ________________________________________________________________________
 
                                          9821
 
                    IN SENATE
 
                                      April 7, 2026
                                       ___________
 
        Introduced  by  Sens.  SALAZAR, BRISPORT, BROUK, CLEARE, COMRIE, COONEY,
          FERNANDEZ, GIANARIS, GONZALEZ, GOUNARDES, HARCKHAM, HINCHEY,  JACKSON,
          KAVANAGH,  KRUEGER,  LIU,  MAY,  MAYER, MYRIE, RAMOS, RIVERA, SANDERS,
          SEPULVEDA, SERRANO, SKOUFIS -- read twice  and  ordered  printed,  and
          when printed to be committed to the Committee on Labor
 
        AN  ACT  to amend the labor law, in relation to enacting the "Empowering
          People in Rights Enforcement (EMPIRE) Worker Protection Act"
 
          The People of the State of New York, represented in Senate and  Assem-
        bly, do enact as follows:
 
     1    Section  1.  Short  title. This act shall be known and may be cited as
     2  the "Empowering People in Rights Enforcement (EMPIRE) Worker  Protection
     3  Act".
     4    §  2. Legislative findings. 1. The legislature finds and declares that
     5  violations of the labor law are often systemic, affecting many workers.
     6    2. The legislature further finds and declares that despite  the  labor
     7  law's  strong  protections  for  workers,  limits on the availability of
     8  public enforcement resources have deleterious effects on the marketplace
     9  by allowing abuses targeting workers to persist unprosecuted. To  ensure
    10  the  robust enforcement of the labor law, while minimizing the outlay of
    11  scarce state funds, this act allows private individuals, labor organiza-
    12  tions, and labor organizations deputized by the state  to  bring  public
    13  enforcement actions in certain contexts in which the state does not have
    14  the means to fully enforce labor law protections.
    15    3.  The legislature further finds and declares that the purpose of the
    16  EMPIRE Worker Protection Act is to create a means of empowering citizens
    17  as private attorneys general to enforce the New York labor law.
    18    4. The legislature further finds and declares that the purpose of  the
    19  EMPIRE  Worker  Protection  Act  is  to  incentivize  private parties to
    20  recover civil penalties for the government that otherwise may  not  have
    21  been  assessed and collected by overburdened state enforcement agencies.
    22  When the New York labor law is effectively  enforced,  it  protects  the
    23  interests  of  all  New  Yorkers and the state of New York.  Such public
    24  enforcement  actions  are  an  efficient  mechanism  to  limit  systemic
 
         EXPLANATION--Matter in italics (underscored) is new; matter in brackets
                              [ ] is old law to be omitted.
                                                                   LBD01897-14-6

        S. 9821                             2
 
     1  violations, will enforce the rights of more workers, and can benefit the
     2  department of labor with enhanced resources.
     3    5.  The legislature further finds and declares that the purpose of the
     4  EMPIRE Worker Protection Act is to benefit those employers who are oper-
     5  ating within the labor law, and who, as a result, face  unfair  competi-
     6  tion from individuals and entities shirking the labor law.
     7    6.  The legislature further finds and declares that the purpose of the
     8  EMPIRE Worker Protection Act is to deter employers from  stealing  wages
     9  or  committing  other violations of the New York labor law and raise the
    10  cost of noncompliance with the New York labor law.
    11    7. The legislature further finds and declares that the purpose of  the
    12  EMPIRE  Worker  Protection  Act is to incentivize labor organizations to
    13  aid working people to report violations of the New York labor law.
    14    8. The legislature further finds and declares that the purpose of  the
    15  EMPIRE  Worker  Protection Act is to facilitate whistleblowers suffering
    16  from violations of the New York labor law to report abuses without  fear
    17  of retaliation and intimidation.
    18    9.  The  legislature further finds and declares that the EMPIRE Worker
    19  Protection Act is part of a history both in New York state  and  in  the
    20  United  States  of  laws  enabling  private  citizens  to  aid in public
    21  enforcement. In similar qui tam legislation enabling private citizens to
    22  aid in public enforcement, the resulting action is a public  enforcement
    23  action.
    24    §  3.  The  labor law is amended by adding a new article 38 to read as
    25  follows:
    26                                 ARTICLE 38
    27   EMPOWERING PEOPLE IN RIGHTS ENFORCEMENT (EMPIRE) WORKER PROTECTION ACT
    28  Section 1150. Definitions.
    29          1151. Public enforcement action.
    30          1152. Procedure.
    31          1153. Non-application.
    32    § 1150. Definitions. Whenever used in this article:
    33    1. "affected employee" means:
    34    a. any employee as defined by section two  of  this  chapter  who  was
    35  employed  by  the  alleged violator employer and against whom one of the
    36  alleged violations was committed, or was alleged to have been committed,
    37  as well as any person who is not classified by a business as an employee
    38  but who claims to be an employee and whose claims against the  purported
    39  employer relate to this alleged misclassification; or
    40    b.  any  model  as  defined in section one thousand thirty-one of this
    41  chapter who was engaged by the alleged violator model management  compa-
    42  ny,  model  management  group,  or  client  and  against whom one of the
    43  alleged violations was committed, or was alleged to have been committed.
    44  An affected employee may maintain an action under this  article  whether
    45  or not that person has received full or partial relief from harm.
    46    2.  "relator" means an affected employee, a whistleblower, a represen-
    47  tative organization, or an organizational deputy that acts as  a  plain-
    48  tiff in a public enforcement action under this chapter.
    49    3.  "whistleblower"  means any current or former employee, contractor,
    50  subcontractor, or employee of  a  contractor  or  subcontractor  of  the
    51  defendant  with  knowledge of the alleged violations that is independent
    52  of and materially adds to any publicly disclosed information  about  the
    53  alleged  violations. Whistleblowers are not also "affected employees" if
    54  they do not seek civil penalties for violations that personally affected
    55  them in a public enforcement action under this chapter.
    56    4. "employer" means:

        S. 9821                             3
 
     1    a. any employer as defined by section two of this chapter; or
     2    b.  any model management company, model management group, or client as
     3  defined by section one thousand thirty-one of this chapter.    The  term
     4  "employer" shall not include a governmental agency.
     5    5.  "representative  organization"  means  a  labor organization which
     6  exists and is constituted for the purpose,  in  whole  or  in  part,  of
     7  collective  bargaining  or  of  dealing with employers concerning griev-
     8  ances, terms or conditions of employment, is not a  "company  union"  as
     9  defined by subdivision six of section seven hundred one of this chapter,
    10  and  which has been selected by an affected employee or whistleblower to
    11  initiate a public enforcement  action  on  the  affected  employee's  or
    12  whistleblower's  behalf,  in  written  notice  in  such  a manner as the
    13  commissioner may prescribe by regulation. Where a representative  organ-
    14  ization  is designated as the relator, the affected employee or whistle-
    15  blower may elect to have their name and personal identifying information
    16  be kept confidential until the relator, in its  sole  discretion,  deems
    17  sharing  such  information is necessary to establish, litigate, mediate,
    18  settle, or otherwise pursue the claim.
    19    6. "public enforcement action" means  an  action  brought  under  this
    20  article  intended  to  enforce this chapter's protections enforceable by
    21  the commissioner.   Nothing in this  article  shall  be  interpreted  to
    22  permit a public enforcement action against a governmental agency.
    23    7. "commissioner" shall, for the purposes of this article, include the
    24  commissioner,  and  any  division,  board,  commission,  or  part of the
    25  department authorized to impose or seek penalties or other remedies  for
    26  violations of this chapter.
    27    8.  "violation"  means  an  employer's  noncompliance  with any of the
    28  requirements of the following articles of this chapter  and  with  regu-
    29  lations  and wage orders promulgated by the commissioner in implementing
    30  such articles:
    31    a. article six except sections one hundred ninety, one  hundred  nine-
    32  ty-one-a,  one hundred ninety-six, one hundred ninety-six-a, one hundred
    33  ninety-eight-a, one hundred ninety-nine, and one hundred ninety-nine-a;
    34    b. article nineteen except sections six  hundred  fifty,  six  hundred
    35  fifty-one,  six  hundred  fifty-three  through  six  hundred  sixty, six
    36  hundred sixty-two, and six hundred sixty-five;
    37    c. sections one hundred sixty,  one  hundred  sixty-one,  one  hundred
    38  sixty-two,  one  hundred sixty-three-a, one hundred sixty-seven, and one
    39  hundred seventy of article five;
    40    d. article nineteen-A except sections six hundred seventy through  six
    41  hundred seventy-two, six hundred seventy-four through six hundred seven-
    42  ty-eight, six hundred eighty, and six hundred eighty-three;
    43    e.  article nineteen-B except sections six hundred ninety, six hundred
    44  ninety-three, and six hundred ninety-four;
    45    f. article nine except sections two hundred thirty, two hundred  thir-
    46  ty-four through two hundred thirty-six, and two hundred thirty-eight;
    47    g.  article  twenty-five-A  except sections eight hundred sixty, eight
    48  hundred sixty-a, eight hundred sixty-c through  eight  hundred  sixty-f,
    49  and eight hundred sixty-i;
    50    h.  article  twenty-five-B  except  sections  eight  hundred sixty-one
    51  through eight hundred sixty-one-b;
    52    i. article twenty-five-C except sections eight hundred  sixty-two  and
    53  eight hundred sixty-two-a;
    54    j.  article  eight  except  sections  two hundred twenty-e through two
    55  hundred twenty-four, two hundred twenty-four-b, and two hundred  twenty-
    56  four-c;

        S. 9821                             4
 
     1    k. article twenty-C;
     2    l.  sections  two  hundred,  two hundred one-d, two hundred one-g, two
     3  hundred six-c, two hundred fifteen, and two hundred eighteen-b of  arti-
     4  cle seven;
     5    m. section twenty-seven-d and section twenty-seven-e of article two;
     6    n. article thirty-six;
     7    o. article twenty-one-A;
     8    p. this article; and
     9    q.  any  other worker protections that are added to this chapter after
    10  the effective date of this article, unless the enacting statute  specif-
    11  ically excludes them from this definition.
    12    9. "organizational deputy" means a labor organization which exists and
    13  is  constituted  for  the  purpose,  in  whole or in part, of collective
    14  bargaining or of dealing with employers concerning grievances, terms  or
    15  conditions  of  employment,  and  is not a "company union" as defined by
    16  subdivision six of section seven hundred one of this chapter,  that  has
    17  been  appointed by the commissioner or the attorney general to represent
    18  the state as the relator in the public enforcement action.  The  commis-
    19  sioner  or the attorney general shall have complete discretion to deter-
    20  mine what labor organizations may serve as their  organizational  deputy
    21  in a public enforcement action.
    22    §  1151. Public enforcement action. 1. A relator may initiate a public
    23  enforcement action to collect civil penalties on behalf of  the  commis-
    24  sioner  for  a  violation  impacting  affected employees pursuant to the
    25  procedures specified in section eleven hundred fifty-two of  this  arti-
    26  cle. A relator may allege multiple violations that have affected differ-
    27  ent  employees  and  may seek injunctive and declaratory relief that the
    28  state would be entitled to seek.
    29    2. a. For purposes of this  section,  whenever  the  commissioner  has
    30  discretion  to assess a civil penalty, a court is authorized to exercise
    31  the same discretion to assess a civil penalty. To the  extent  that  the
    32  commissioner  is authorized to determine that an employer has violated a
    33  provision of this chapter or regulation  promulgated  thereunder,  in  a
    34  public enforcement action, a court shall be authorized to determine that
    35  an employer has committed such a violation.
    36    b. For any violation defined in this article, except those for which a
    37  civil  penalty  is  specifically  provided, there is established a civil
    38  penalty of five hundred dollars for each affected employee per pay peri-
    39  od per violation.  That civil penalty will increase beginning on January
    40  first, two thousand twenty-seven at the same rate that the minimum wages
    41  increase each year as specified in paragraph (b) of section six  hundred
    42  fifty-two  of this chapter or any successor method by which minimum wage
    43  rates are to be adjusted. The civil  penalty  rate  shall  be  published
    44  annually  by  the  commissioner.  A court may not award a lesser amount,
    45  unless, based on the facts and circumstances of the particular case, the
    46  employer demonstrates that to do otherwise would result in an award that
    47  is unjust, arbitrary and oppressive, or confiscatory.
    48    c. In any civil action commenced pursuant to this article,  the  court
    49  shall  allow  a  prevailing relator to recover all reasonable attorneys'
    50  fees, expert fees and other costs.  The court may also allow a  prevail-
    51  ing  relator  to  recover all reasonable ancillary costs associated with
    52  serving as a relator.   For the  purposes  of  this  article,  the  term
    53  "prevailing"  includes  a  relator  whose commencement of litigation has
    54  acted as a catalyst to effect policy change on the part of  the  defend-
    55  ant, regardless of whether that change has been implemented voluntarily,

        S. 9821                             5
 
     1  as  a  result  of  a  settlement  or  as  a result of a judgment in such
     2  relator's favor.
     3    d.  Nothing in this section shall operate to limit an affected employ-
     4  ee's right to pursue or recover other remedies available under state  or
     5  federal  law,  either  separately  or  concurrently with an action taken
     6  under this section.
     7    e. Nothing in this section shall operate to limit  the  commissioner's
     8  or  the  attorney general's right to seek restitution and damages, where
     9  available, for affected employees in conjunction with a public  enforce-
    10  ment action in which it has intervened.
    11    3.  a.   Civil penalties recovered in public enforcement actions shall
    12  be distributed as follows:   where  the  commissioner  or  the  attorney
    13  general  has  not  intervened, or where the commissioner or the attorney
    14  general has appointed an organizational deputy to proceed as  the  rela-
    15  tor, forty percent to the relator; and sixty percent to the commissioner
    16  for enforcement of this chapter and education of employers and employees
    17  about  their  rights  and  responsibilities  under  this  chapter, to be
    18  continuously appropriated to supplement and not supplant the funding  to
    19  the  agency  for  those purposes; where the commissioner or the attorney
    20  general has intervened, thirty  percent  to  the  relator;  and  seventy
    21  percent  to  the commissioner for enforcement of this chapter and educa-
    22  tion of employers and employees about their rights and  responsibilities
    23  under  this  chapter,  to be continuously appropriated to supplement and
    24  not supplant the funding to the agency for those purposes.
    25    b. The relator shall equitably distribute the share of  penalties  due
    26  the  relator  among  affected employees.   If the relator is an affected
    27  employee or whistleblower, they shall also  be  entitled  to  recover  a
    28  service award from the penalties recovered, if they prevail in achieving
    29  relief,  in whole or in part, for violations that affected other employ-
    30  ees. The service award shall be not less than five thousand dollars  and
    31  not  more  than  twenty thousand dollars, unless the amount recovered as
    32  civil penalties is less than twenty thousand dollars.  The  court  shall
    33  determine  the  service award by taking due consideration of the burdens
    34  and risks assumed by the relator in prosecuting the action. If the rela-
    35  tor  is  a  representative  organization  or  an  organizational  deputy
    36  appointed by the commissioner or the attorney general, it shall distrib-
    37  ute  all  recovered  penalties  to  affected  employees  but may recover
    38  reasonable attorneys' fees and costs incurred in prosecuting the  action
    39  and  ancillary  costs  associated with serving as a relator. The relator
    40  shall submit a distribution summary to the commissioner and the attorney
    41  general.
    42    4. The right to bring a public enforcement action under  this  article
    43  shall  not be subject to private agreements between an affected employee
    44  and an employer or alleged employer, unless such agreements are  collec-
    45  tively  bargained  and the bargaining agreement provides a forum for the
    46  enforcement of rights and  remedies  otherwise  enforceable  under  this
    47  article.    The  right to represent the state with respect to violations
    48  affecting other workers shall not  be  waivable  by  private  agreement,
    49  unless  such agreements are  collectively  bargained  and the bargaining
    50  agreement provides a forum for the enforcement of rights and    remedies
    51  otherwise enforceable  under  this article, including an award of penal-
    52  ties authorized by this article.
    53    5.  Notwithstanding  any  other provision of law, a public enforcement
    54  action to recover upon  a  penalty  imposed  by  this  article  must  be
    55  commenced  within  six years.  The statute of limitations for bringing a
    56  public enforcement action under this article shall be  tolled  from  the

        S. 9821                             6

     1  date  a relator files a notice pursuant to section eleven hundred fifty-
     2  two of this article with the commissioner and the attorney  general,  or
     3  the  commissioner  or  the  attorney general commences an investigation,
     4  whichever is earlier.
     5    6.  The  commissioner shall establish a database of public enforcement
     6  notices submitted pursuant to this article, including the  parties,  the
     7  disposition  and  any  other information which the commissioner shall by
     8  regulation prescribe and shall  make  such  database  available  to  the
     9  public  online.  The commissioner shall also publish an annual report of
    10  total penalties recovered under this chapter.
    11    7. a. No employer  or  the  employer's  agent,  employee,  contractor,
    12  subcontractor  or  the officer or agent of any corporation, partnership,
    13  or limited liability company,  or  any  other  person  shall  discharge,
    14  demote,  suspend,  threaten, harass, or in any other manner discriminate
    15  against any person because of any lawful act done because:
    16    (i) the relator or potential relator brought or is perceived  to  have
    17  brought a public enforcement action;
    18    (ii) the relator or potential relator has provided information, caused
    19  information  to  be provided, or otherwise assisted in a public enforce-
    20  ment action  or  provided  information,  or  caused  information  to  be
    21  provided  to  a  person  with  supervisory authority over the relator or
    22  potential relator regarding conduct that the relator or potential  rela-
    23  tor reasonably believes constitutes a violation of this section; or
    24    (iii)  the  person  believes that the relator or potential relator may
    25  bring a public enforcement action or cooperate with one.
    26    b. Any person affected by a violation  of  this  subdivision,  or  any
    27  affected employee, whistleblower, representative organization, organiza-
    28  tional  deputy, or the commissioner, or the attorney general may bring a
    29  public enforcement action for all appropriate relief, including  enjoin-
    30  ing  the  conduct  of  any person or employer; ordering payment of civil
    31  penalties as provided by section two hundred fifteen  of  this  chapter,
    32  costs  and  reasonable  attorneys' fees to the employee by the person or
    33  entity in violation; and, where the person or entity in violation is  an
    34  employer,  ordering  rehiring  or  reinstatement  of the employee to the
    35  employee's former position with restoration  of  seniority.  Any  person
    36  affected  by  a  violation  of  this  subdivision may also bring a civil
    37  action in a court of competent  jurisdiction  against  any  employer  or
    38  persons  alleged  to  have  violated  the provisions of this subdivision
    39  pursuant to subdivision two of section two hundred fifteen of this chap-
    40  ter.
    41    c. There shall be a rebuttable presumption that  any  adverse  actions
    42  taken against a relator within one hundred eighty days after the relator
    43  has  filed  an action under this chapter is retaliatory. Nothing in this
    44  subdivision shall be interpreted to prohibit an inference of retaliatory
    45  motive after one hundred eighty days after  the  relator  has  filed  an
    46  action under this chapter.
    47    § 1152. Procedure. 1. No public enforcement action by a relator pursu-
    48  ant  to  section  eleven  hundred  fifty-one  of  this  article  may  be
    49  commenced:
    50    a. prior to sixty days after written notice  has  been  given  by  the
    51  relator  to  the  commissioner and to the attorney general.  The relator
    52  shall submit a filing fee of seventy-five dollars to  the  commissioner,
    53  and  the time periods in this section shall begin when notice and filing
    54  fee have been submitted. The fees required by this paragraph are subject
    55  to waiver in accordance with rules promulgated by the commissioner.  The
    56  written  notice  shall be given in such a manner as the commissioner may

        S. 9821                             7
 
     1  prescribe by regulation, shall be construed in a light favorable to  the
     2  relator, and shall include:
     3    (i) the name, address and contact information of the employer.
     4    (ii)  the  name,  address,  and  contact  information  of the affected
     5  employee or whistleblower.
     6    (iii) if the action is brought by a representative  organization,  the
     7  name,  address  and  contact information of the representative organiza-
     8  tion, its qualification as a representative organization as  defined  in
     9  this  chapter,  and  the  form  on  which  the whistleblower or affected
    10  employee has designated the representative organization.
    11    (iv) if the action is brought by an affected employee or  whistleblow-
    12  er, the name, address, and contact information of any labor organization
    13  that  has  assisted with the filing of the written notice, and who would
    14  be available to serve as an organizational  deputy  should  they  be  so
    15  appointed by the commissioner or the attorney general.
    16    (v)  the  name, address and contact information of the relator's legal
    17  counsel, should one exist.
    18    (vi) a statement of the underlying claim.
    19    (vii) if the relator is a "whistleblower", the relator's knowledge  of
    20  the  alleged  violations  that  is independent of and materially adds to
    21  publicly disclosed information.
    22    (viii) after searching the database established pursuant  to  subdivi-
    23  sion six of section eleven hundred fifty-one of this article for notices
    24  alleging the same facts and legal theories, a summary of such notices or
    25  statement  that no such notices exist, provided that a notice filed by a
    26  pro se litigant may not be  rejected  for  failure  to  conduct  such  a
    27  search.
    28    b.  if  the commissioner or the attorney general, at any time prior to
    29  the end of the sixty-day notice period prescribed in paragraph a of this
    30  subdivision or prior to commencement of such action, whichever is later,
    31  and  upon  written  notice  to  the  relator  who  provided  the  notice
    32  prescribed  in  paragraph  a  of  this subdivision, has commenced and is
    33  actively prosecuting an administrative enforcement  proceeding  pursuant
    34  to this chapter relative to the alleged violation.
    35    c.  if the commissioner or the attorney general, on the same facts and
    36  theories, cites a person within the timeframes set forth in this section
    37  for a violation of the same section or sections of  this  chapter  under
    38  which  the relator is attempting to recover a civil penalty or remedy on
    39  behalf of the relator or others.
    40    d. if the violation is of a posting or agency reporting requirement or
    41  agency filing requirement, except where the filing or reporting require-
    42  ment involves mandatory payroll or injury reporting.
    43    e. if the violation is for minor  variations  in  the  legal  name  or
    44  address  of  the  employer  in  a wage statement or wage notice required
    45  under article six of this chapter, provided that the variations  do  not
    46  impair a worker's ability to promptly and easily identify the employer.
    47    2.  The  commissioner or the attorney general may, after receiving the
    48  notice, appoint an organizational deputy for  the  commissioner  or  the
    49  attorney  general  (based  on who makes the appointment) to serve as the
    50  relator, instead of the person who filed the notice. That organizational
    51  deputy may then proceed with the public enforcement action on behalf  of
    52  the  state. If the commissioner or the attorney general has appointed an
    53  organizational deputy as the relator, that organizational  deputy  shall
    54  serve  as  the  relator  in  accordance  with  all  the other procedures
    55  outlined in this article. The  decision  to  appoint  an  organizational

        S. 9821                             8
 
     1  deputy  shall  not  be  construed  as the commissioner's or the attorney
     2  general's direct intervening in the public enforcement action.
     3    3.  The  commissioner  or  the  attorney  general may intervene in the
     4  public enforcement action and proceed with any and  all  claims  in  the
     5  action:
     6    a.  as of right within the sixty-day notice period prescribed in para-
     7  graph a of subdivision one of this section;
     8    b. for good cause, as determined by the court, after the expiration of
     9  the sixty-day notice period prescribed in paragraph a of subdivision one
    10  of this section; or
    11    c. if a previous relator becomes unavailable to  continue  the  public
    12  enforcement  action,  by  appointing  an  organizational  deputy for the
    13  commissioner or the attorney general (based on who  makes  the  appoint-
    14  ment)  to  proceed  with  the public enforcement action on behalf of the
    15  state. If the commissioner or the attorney general has so  appointed  an
    16  organizational  deputy,  the  organizational  deputy  shall serve as the
    17  relator in accordance with all the other  procedures  outlined  in  this
    18  article.  The  decision to appoint an organizational deputy shall not be
    19  construed as the commissioner or the attorney general directly interven-
    20  ing in the public enforcement action.
    21    4. If the commissioner  or  the  attorney  general  intervenes  in  an
    22  action,  the commissioner may take primary responsibility for litigating
    23  the action and shall not be bound by an act of the relator bringing  the
    24  action.  In  such cases, the relator shall remain a party to the action.
    25  The commissioner or the attorney  general  may  also  intervene  in  the
    26  action  for  the  limited  purpose  of filing a statement of interest or
    27  otherwise advancing the state's view about legal issues at stake in  the
    28  action.  If  the commissioner or the attorney general has intervened for
    29  the purpose of taking primary responsibility for litigating the  action,
    30  the  commissioner  or  attorney general may dismiss or settle the action
    31  after the relator has been notified of the filing of the motion and  has
    32  been  provided with an opportunity to be heard, and the court determines
    33  that such dismissal or settlement is fair, adequate, reasonable, and  in
    34  the public interest.
    35    5.  Either  the  commissioner,  the  attorney general, or a federal or
    36  state court of competent  jurisdiction  shall  review  and  approve  any
    37  settlement  of any civil action filed pursuant to this article or of any
    38  claim for which a relator has provided notice pursuant to this  section.
    39  The  commissioner,  the attorney general, or the court shall approve the
    40  settlement if it is fair, reasonable and adequate, in light of the stat-
    41  utory purpose of the provision of this  chapter  alleged  to  have  been
    42  violated and the purpose of this article.
    43    6.  a.  The relator shall, within ten days following commencement of a
    44  civil action pursuant to this article, provide the commissioner and  the
    45  attorney general with a file-stamped copy of the complaint that includes
    46  the case number assigned by the court.
    47    b.  If  the  commissioner  or  the  attorney  general so requests, the
    48  commissioner or the attorney general shall  be  served  with  copies  of
    49  pleadings  filed  in the action and shall be supplied with copies of all
    50  deposition transcripts. The commissioner or the attorney  general  shall
    51  bear any costs associated with service of such pleadings and depositions
    52  if there are such costs.
    53    c.  A  copy of the court's judgment in any civil action filed pursuant
    54  to this article and any other order in that action that either  provides
    55  for  or  denies  an award of civil penalties under this article shall be

        S. 9821                             9
 
     1  submitted to the commissioner and the attorney general within  ten  days
     2  after entry of the judgment or order.
     3    d.  Items  required  to  be  submitted  to the commissioner under this
     4  subdivision shall be transmitted in such a manner  as  the  commissioner
     5  shall  prescribe for the filing of notices under paragraph a of subdivi-
     6  sion one of this section.
     7    7. Such regulations prescribed pursuant to paragraph a of  subdivision
     8  one  of  this  section  shall  provide  for  the right of the relator to
     9  furnish an amended notice, after the notice by the commissioner  to  the
    10  relator that the original notice was not in compliance with this section
    11  or  the  regulations issued thereunder and specifying with particularity
    12  what the deficiencies were in  the  original  notice.  Such  notice  and
    13  opportunity  to amend shall be provided by the commissioner within sixty
    14  days of the original notice or the original notice shall  be  deemed  in
    15  compliance  with  this section.  The relator shall have thirty days from
    16  receiving notice from the commissioner that their  original  notice  was
    17  not in compliance with this section to amend the notice.
    18    8. A public enforcement action shall be tried promptly, without regard
    19  to  concurrent  adjudication of private claims, including without regard
    20  to concurrent adjudication of claims for violations personally affecting
    21  the relator.
    22    9. No public enforcement action brought pursuant to this article shall
    23  be required to meet the requirements of Rule 23(a) of the Federal  Rules
    24  of Civil Procedure or article nine of the civil practice law and rules.
    25    10.  The  rules  governing  pretrial discovery in a public enforcement
    26  action brought pursuant to this article  shall  be  the  same  as  those
    27  applicable  to other civil actions. No special showing of merit or other
    28  additional requirement shall be imposed on a relator's discovery  rights
    29  in such an action.
    30    11.  A  relator  bringing  an action pursuant to this article shall be
    31  entitled to  discovery  regarding  the  alleged  violations  as  to  all
    32  affected employees as defined in this article.
    33    12.  When  related public enforcement actions are pending, the parties
    34  shall immediately notify the courts overseeing such actions of the over-
    35  lap and submit a joint  statement  describing  the  overlap,  which  may
    36  propose  a  process  to  ensure the just, speedy, and efficient determi-
    37  nation of the actions. The court may appoint  lead  enforcement  counsel
    38  with  sole responsibility for asserting the related claims, with consid-
    39  eration of the following factors:
    40    a. the work that counsel has done in investigating the claims;
    41    b. counsel's experience litigating labor law and past  performance  in
    42  similar cases;
    43    c. counsel's diligence in advancing the case;
    44    d.  the resources that counsel has committed and will commit to prose-
    45  cuting the case, and the relative resources at counsel's disposal; and
    46    e. the length of time each action has been pending.
    47    § 1153. Non-application. 1. This article shall not apply to the recov-
    48  ery of administrative and civil penalties in connection with  the  unem-
    49  ployment insurance law as contained in article eighteen of this chapter.
    50    2.  This article shall not apply to the recovery of administrative and
    51  civil penalties in connection with the New York  state  labor  relations
    52  act as contained in article twenty of this chapter.
    53    3.  Severability.  If  any  word, phrase, clause, sentence, paragraph,
    54  subdivision, section or part of this article or the application  thereof
    55  to  any  person or circumstances shall be adjudged invalid by a court of
    56  competent jurisdiction, such order or judgment shall be confined in  its

        S. 9821                            10
 
     1  operation  to  the  controversy  in which it was rendered, and shall not
     2  affect or invalidate  the  remainder  of  this  article,  but  shall  be
     3  confined  in  its operation to the word, phrase, clause, sentence, para-
     4  graph,  subdivision,  section  or  part thereof directly involved in the
     5  controversy in which such judgment shall have been rendered.
     6    4. This article shall be construed in light of its  remedial  purposes
     7  to expand the enforcement of this chapter.
     8    § 4. This act shall take effect immediately, and shall permit relators
     9  to  bring actions concerning New York labor law violations that occurred
    10  within the six years prior to this  act's  effective  date,  unless  the
    11  labor  law provides a shorter statute of limitations with respect to the
    12  specific violation in question, in which case that  shorter  statute  of
    13  limitations shall apply.
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