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A07966 Summary:

BILL NOA07966
 
SAME ASSAME AS S05879
 
SPONSORWeprin
 
COSPNSR
 
MLTSPNSR
 
Add Art 9 §§901 - 909, Fin Serv L
 
Requires individuals who perform compliance functions, duties or tasks to obtain a compliance officer or compliance practitioner license; establishes application and examination requirements to obtain, and continuing education requirements to maintain, licensure; permits the superintendent to issue licensing procedures and to prescribe regulations necessary for the proper supervision of compliance officers and practitioners.
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