STATE OF NEW YORK
________________________________________________________________________
3206
2021-2022 Regular Sessions
IN SENATE
January 28, 2021
___________
Introduced by Sen. ORTT -- read twice and ordered printed, and when
printed to be committed to the Committee on Codes
AN ACT to amend the penal law, in relation to licenses to carry and
possess firearms
The People of the State of New York, represented in Senate and Assem-bly, do enact as follows:
1 Section 1. Subdivision 2 of section 400.00 of the penal law, as
2 amended by chapter 189 of the laws of 2000, is amended to read as
3 follows:
4 2. Types of licenses. A license for gunsmith or dealer in firearms
5 shall be issued to engage in such business. A license for a pistol or
6 revolver, other than an assault weapon or a disguised gun, shall be
7 issued to [(a) have and] possess [in his dwelling by a householder; (b)
8 have and possess in his place of business by a merchant or storekeeper;
9 (c) have] and carry concealed [while so employed by a messenger employed
10 by a banking institution or express company; (d) have and carry
11 concealed by a justice of the supreme court in the first or second judi-
12 cial departments, or by a judge of the New York city civil court or the
13 New York city criminal court; (e) have and carry concealed while so
14 employed by a regular employee of an institution of the state, or of any
15 county, city, town or village, under control of a commissioner of
16 correction of the city or any warden, superintendent or head keeper of
17 any state prison, penitentiary, workhouse, county jail or other institu-
18 tion for the detention of persons convicted or accused of crime or held
19 as witnesses in criminal cases, provided that application is made there-
20 for by such commissioner, warden, superintendent or head keeper; (f)
21 have and carry concealed,] without regard to employment or place of
22 possession[, by any person when proper cause exists for the issuance
23 thereof; and (g) have, possess, collect and carry antique pistols which
24 are defined as follows: (i) any single shot, muzzle loading pistol with
25 a matchlock, flintlock, percussion cap, or similar type of ignition
EXPLANATION--Matter in italics (underscored) is new; matter in brackets
[] is old law to be omitted.
LBD02075-01-1
S. 3206 2
1 system manufactured in or before l898, which is not designed for using
2 rimfire or conventional centerfire fixed ammunition; and (ii) any repli-
3 ca of any pistol described in clause (i) hereof if such replica--
4 (1) is not designed or redesigned for using rimfire or conventional
5 centerfire fixed ammunition, or
6 (2) uses rimfire or conventional centerfire fixed ammunition which is
7 no longer manufactured in the United States and which is not readily
8 available in the ordinary channels of commercial trade].
9 § 2. Paragraph (a) of subdivision 3 of section 400.00 of the penal
10 law, as amended by chapter 1 of the laws of 2013, is amended to read as
11 follows:
12 (a) Applications shall be made and renewed, in the case of a license
13 to carry [or] and possess a pistol or revolver, to the licensing officer
14 in the city or county, as the case may be, where the applicant resides,
15 is principally employed or has his or her principal place of business as
16 merchant or storekeeper; and, in the case of a license as gunsmith or
17 dealer in firearms, to the licensing officer where such place of busi-
18 ness is located. Blank applications shall, except in the city of New
19 York, be approved as to form by the superintendent of state police. An
20 application shall state the full name, date of birth, residence, present
21 occupation of each person or individual signing the same, whether or not
22 he or she is a citizen of the United States, whether or not he or she
23 complies with each requirement for eligibility specified in subdivision
24 one of this section and such other facts as may be required to show the
25 good character, competency and integrity of each person or individual
26 signing the application. An application shall be signed and verified by
27 the applicant. Each individual signing an application shall submit one
28 photograph of himself or herself and a duplicate for each required copy
29 of the application. Such photographs shall have been taken within thirty
30 days prior to filing the application. In case of a license as gunsmith
31 or dealer in firearms, the photographs submitted shall be two inches
32 square, and the application shall also state the previous occupation of
33 each individual signing the same and the location of the place of such
34 business, or of the bureau, agency, subagency, office or branch office
35 for which the license is sought, specifying the name of the city, town
36 or village, indicating the street and number and otherwise giving such
37 apt description as to point out reasonably the location thereof. In such
38 case, if the applicant is a firm, partnership or corporation, its name,
39 date and place of formation, and principal place of business shall be
40 stated. For such firm or partnership, the application shall be signed
41 and verified by each individual composing or intending to compose the
42 same, and for such corporation, by each officer thereof.
43 § 3. Subdivision 6 of section 400.00 of the penal law, as amended by
44 chapter 104 of the laws of 2019, is amended to read as follows:
45 6. License: validity. Any license issued pursuant to this section
46 shall be valid notwithstanding the provisions of any local law or ordi-
47 nance. No license shall be transferable to any other person or prem-
48 ises. A license to carry [or] and possess a pistol or revolver[, not
49 otherwise limited as to place or time of possession,] shall be effective
50 throughout the state, except that the same shall not be valid within the
51 city of New York unless a special permit granting validity is issued by
52 the police commissioner of that city. Such license to carry [or] and
53 possess shall be valid within the city of New York in the absence of a
54 permit issued by the police commissioner of that city, provided that (a)
55 the firearms covered by such license have been purchased from a licensed
56 dealer within the city of New York and are being transported out of said
S. 3206 3
1 city forthwith and immediately from said dealer by the licensee in a
2 locked container during a continuous and uninterrupted trip; or provided
3 that (b) the firearms covered by such license are being transported by
4 the licensee in a locked container and the trip through the city of New
5 York is continuous and uninterrupted; or provided that (c) the firearms
6 covered by such license are carried by armored car security guards
7 transporting money or other valuables, in, to, or from motor vehicles
8 commonly known as armored cars, during the course of their employment;
9 or provided that (d) the licensee is a retired police officer as police
10 officer is defined pursuant to subdivision thirty-four of section 1.20
11 of the criminal procedure law or a retired federal law enforcement offi-
12 cer, as defined in section 2.15 of the criminal procedure law, who has
13 been issued a license by an authorized licensing officer as defined in
14 subdivision ten of section 265.00 of this chapter; provided, further,
15 however, that if such license was not issued in the city of New York it
16 must be marked "Retired Police Officer" or "Retired Federal Law Enforce-
17 ment Officer", as the case may be, and, in the case of a retired officer
18 the license shall be deemed to permit only police or federal law
19 enforcement regulations weapons; or provided that (e) the licensee is a
20 peace officer described in subdivision four of section 2.10 of the crim-
21 inal procedure law and the license, if issued by other than the city of
22 New York, is marked "New York State Tax Department Peace Officer" and in
23 such case the exemption shall apply only to the firearm issued to such
24 licensee by the department of taxation and finance. A license as
25 gunsmith or dealer in firearms shall not be valid outside the city or
26 county, as the case may be, where issued. Notwithstanding any inconsist-
27 ent provision of state or local law or rule or regulation, the premises
28 limitation set forth in any license to have and possess a pistol or
29 revolver in the licensee's dwelling or place of business pursuant to
30 paragraph (a) or (b) of subdivision two of this section shall not
31 prevent the transport of such pistol or revolver directly to or from (i)
32 another dwelling or place of business of the licensee where the licensee
33 is authorized to have and possess such pistol or revolver, (ii) an
34 indoor or outdoor shooting range that is authorized by law to operate as
35 such, (iii) a shooting competition at which the licensee may possess
36 such pistol or revolver consistent with the provisions of subdivision a
37 of section 265.20 of this chapter or consistent with the law applicable
38 at the place of such competition, or (iv) any other location where the
39 licensee is lawfully authorized to have and possess such pistol or
40 revolver; provided however, that during such transport to or from a
41 location specified in clauses (i) through (iv) of this paragraph, the
42 pistol or revolver shall be unloaded and carried in a locked container,
43 and the ammunition therefor shall be carried separately; provided
44 further, however, that a license to have and possess a pistol or revol-
45 ver in the licensee's dwelling or place of business pursuant to para-
46 graph (a) or (b) of subdivision two of this section that is issued by a
47 licensing officer other than the police commissioner of the city of New
48 York shall not authorize transport of a pistol or revolver into the city
49 of New York in the absence of written authorization to do so by the
50 police commissioner of that city. The term "locked container" shall not
51 include the glove compartment or console of a vehicle.
52 § 4. Subdivision 7 of section 400.00 of the penal law is amended to
53 read as follows:
54 7. License: form. Any license issued pursuant to this section shall,
55 except in the city of New York, be approved as to form by the super-
56 intendent of state police. A license to carry [or] and possess a pistol
S. 3206 4
1 or revolver shall have attached the licensee's photograph, and a coupon
2 which shall be removed and retained by any person disposing of a firearm
3 to the licensee. Such license shall specify the weapon covered by cali-
4 bre, make, model, manufacturer's name and serial number, or if none, by
5 any other distinguishing number or identification mark[, and shall indi-
6 cate whether issued to carry on the person or possess on the premises,
7 and if on the premises shall also specify the place where the licensee
8 shall possess the same]. If such license is issued to an alien, or to a
9 person not a citizen of and usually a resident in the state, the licens-
10 ing officer shall state in the license the particular reason for the
11 issuance and the names of the persons certifying to the good character
12 of the applicant. Any license as gunsmith or dealer in firearms shall
13 mention and describe the premises for which it is issued and shall be
14 valid only for such premises.
15 § 5. Subdivision 9 of section 400.00 of the penal law, as amended by
16 chapter 1 of the laws of 2013, is amended to read as follows:
17 9. License: amendment. Elsewhere than in the city of New York, a
18 person licensed to carry [or] and possess a pistol or revolver may apply
19 at any time to his or her licensing officer for amendment of his or her
20 license to include one or more such weapons or to cancel weapons held
21 under license. If granted, a record of the amendment describing the
22 weapons involved shall be filed by the licensing officer in the execu-
23 tive department, division of state police, Albany. The superintendent of
24 state police may authorize that such amendment be completed and trans-
25 mitted to the state police in electronic form. Notification of any
26 change of residence shall be made in writing by any licensee within ten
27 days after such change occurs, and a record of such change shall be
28 inscribed by such licensee on the reverse side of his or her license.
29 Elsewhere than in the city of New York, and in the counties of Nassau
30 and Suffolk, such notification shall be made to the executive depart-
31 ment, division of state police, Albany, and in the city of New York to
32 the police commissioner of that city, and in the county of Nassau to the
33 police commissioner of that county, and in the county of Suffolk to the
34 licensing officer of that county, who shall, within ten days after such
35 notification shall be received by him or her, give notice in writing of
36 such change to the executive department, division of state police, at
37 Albany.
38 § 6. Paragraph (a) of subdivision 10 of section 400.00 of the penal
39 law, as amended by chapter 1 of the laws of 2013, is amended to read as
40 follows:
41 (a) Any license for gunsmith or dealer in firearms and, in the city of
42 New York, any license to carry [or] and possess a pistol or revolver,
43 issued at any time pursuant to this section or prior to the first day of
44 July, nineteen hundred sixty-three and not limited to expire on an
45 earlier date fixed in the license, shall expire not more than three
46 years after the date of issuance. In the counties of Nassau, Suffolk and
47 Westchester, any license to carry [or] and possess a pistol or revolver,
48 issued at any time pursuant to this section or prior to the first day of
49 July, nineteen hundred sixty-three and not limited to expire on an
50 earlier date fixed in the license, shall expire not more than five years
51 after the date of issuance; however, in the county of Westchester, any
52 such license shall be certified prior to the first day of April, two
53 thousand, in accordance with a schedule to be contained in regulations
54 promulgated by the commissioner of the division of criminal justice
55 services, and every such license shall be recertified every five years
56 thereafter. For purposes of this section certification shall mean that
S. 3206 5
1 the licensee shall provide to the licensing officer the following infor-
2 mation only: current name, date of birth, current address, and the
3 make, model, caliber and serial number of all firearms currently
4 possessed. Such certification information shall be filed by the licens-
5 ing officer in the same manner as an amendment. Elsewhere than in the
6 city of New York and the counties of Nassau, Suffolk and Westchester,
7 any license to carry [or] and possess a pistol or revolver, issued at
8 any time pursuant to this section or prior to the first day of July,
9 nineteen hundred sixty-three and not previously revoked or cancelled,
10 shall be in force and effect until revoked as herein provided. Any
11 license not previously cancelled or revoked shall remain in full force
12 and effect for thirty days beyond the stated expiration date on such
13 license. Any application to renew a license that has not previously
14 expired, been revoked or cancelled shall thereby extend the term of the
15 license until disposition of the application by the licensing officer.
16 In the case of a license for gunsmith or dealer in firearms, in counties
17 having a population of less than two hundred thousand inhabitants,
18 photographs and fingerprints shall be submitted on original applications
19 and upon renewal thereafter only at six year intervals. Upon satisfac-
20 tory proof that a currently valid original license has been despoiled,
21 lost or otherwise removed from the possession of the licensee and upon
22 application containing an additional photograph of the licensee, the
23 licensing officer shall issue a duplicate license.
24 § 7. Subdivision 12 of section 400.00 of the penal law, as amended by
25 chapter 129 of the laws of 2019, is amended to read as follows:
26 12. Records required of gunsmiths and dealers in firearms. Any person
27 licensed as gunsmith or dealer in firearms shall keep a record book
28 approved as to form, except in the city of New York, by the superinten-
29 dent of state police. In the record book shall be entered at the time of
30 every transaction involving a firearm the date, name, age, occupation
31 and residence of any person from whom a firearm is received or to whom a
32 firearm is delivered, and the calibre, make, model, manufacturer's name
33 and serial number, or if none, any other distinguishing number or iden-
34 tification mark on such firearm. Before delivering a firearm to any
35 person, the licensee shall require him to produce either a license valid
36 under this section to carry [or] and possess the same, or proof of
37 lawful authority as an exempt person pursuant to section 265.20 of this
38 chapter and either (a) the National Instant Criminal Background Check
39 System (NICS) or its successor has issued a "proceed" response to the
40 licensee, or (b) thirty calendar days have elapsed since the date the
41 licensee contacted NICS to initiate a national instant criminal back-
42 ground check and NICS has not notified the licensee that the transfer of
43 the firearm to such person should be denied. In addition, before deliv-
44 ering a firearm to a peace officer, the licensee shall verify that
45 person's status as a peace officer with the division of state police.
46 After completing the foregoing, the licensee shall remove and retain the
47 attached coupon and enter in the record book the date of such license,
48 number, if any, and name of the licensing officer, in the case of the
49 holder of a license to carry [or] and possess, or the shield or other
50 number, if any, assignment and department, unit or agency, in the case
51 of an exempt person. The original transaction report shall be forwarded
52 to the division of state police within ten days of delivering a firearm
53 to any person, and a duplicate copy shall be kept by the licensee. The
54 superintendent of state police may designate that such record shall be
55 completed and transmitted in electronic form. A dealer may be granted a
56 waiver from transmitting such records in electronic form if the super-
S. 3206 6
1 intendent determines that such dealer is incapable of such transmission
2 due to technological limitations that are not reasonably within the
3 control of the dealer, or other exceptional circumstances demonstrated
4 by the dealer, pursuant to a process established in regulation, and at
5 the discretion of the superintendent. Records assembled or collected
6 for purposes of inclusion in the database created pursuant to section
7 400.02 of this article shall not be subject to disclosure pursuant to
8 article six of the public officers law. The record book shall be main-
9 tained on the premises mentioned and described in the license and shall
10 be open at all reasonable hours for inspection by any peace officer,
11 acting pursuant to his special duties, or police officer. In the event
12 of cancellation or revocation of the license for gunsmith or dealer in
13 firearms, or discontinuance of business by a licensee, such record book
14 shall be immediately surrendered to the licensing officer in the city of
15 New York, and in the counties of Nassau and Suffolk, and elsewhere in
16 the state to the executive department, division of state police.
17 § 8. Subdivision 14 of section 400.00 of the penal law, as amended by
18 chapter 195 of the laws of 2005, is amended to read as follows:
19 14. Fees. In the city of New York and the county of Nassau, the annual
20 license fee shall be twenty-five dollars for gunsmiths and fifty dollars
21 for dealers in firearms. In such city, the city council and in the coun-
22 ty of Nassau the Board of Supervisors shall fix the fee to be charged
23 for a license to carry [or] and possess a pistol or revolver and provide
24 for the disposition of such fees. Elsewhere in the state, the licensing
25 officer shall collect and pay into the county treasury the following
26 fees: for each license to carry [or] and possess a pistol or revolver,
27 not less than three dollars nor more than ten dollars as may be deter-
28 mined by the legislative body of the county; for each amendment thereto,
29 three dollars, and five dollars in the county of Suffolk; and for each
30 license issued to a gunsmith or dealer in firearms, ten dollars. The fee
31 for a duplicate license shall be five dollars. The fee for processing a
32 license transfer between counties shall be five dollars. The fee for
33 processing a license or renewal thereof for a qualified retired police
34 officer as defined under subdivision thirty-four of section 1.20 of the
35 criminal procedure law, or a qualified retired sheriff, undersheriff, or
36 deputy sheriff of the city of New York as defined under subdivision two
37 of section 2.10 of the criminal procedure law, or a qualified retired
38 bridge and tunnel officer, sergeant or lieutenant of the triborough
39 bridge and tunnel authority as defined under subdivision twenty of
40 section 2.10 of the criminal procedure law, or a qualified retired
41 uniformed court officer in the unified court system, or a qualified
42 retired court clerk in the unified court system in the first and second
43 judicial departments, as defined in paragraphs a and b of subdivision
44 twenty-one of section 2.10 of the criminal procedure law or a retired
45 correction officer as defined in subdivision twenty-five of section 2.10
46 of the criminal procedure law shall be waived in all counties throughout
47 the state.
48 § 9. This act shall take effect immediately and shall apply to all
49 licenses held and issued on and after such date.
