STATE OF NEW YORK
________________________________________________________________________
3477--A
2023-2024 Regular Sessions
IN SENATE
January 31, 2023
___________
Introduced by Sen. STAVISKY -- read twice and ordered printed, and when
printed to be committed to the Committee on Education -- committee
discharged, bill amended, ordered reprinted as amended and recommitted
to said committee
AN ACT to amend the education law, in relation to background checks and
fingerprinting; and to amend the social services law, in relation to
statewide central registry clearances by contracted service providers
of student support services
The People of the State of New York, represented in Senate and Assem-bly, do enact as follows:
1 Section 1. Subdivision 3 of section 1125 of the education law, as
2 amended by chapter 363 of the laws of 2018, is amended to read as
3 follows:
4 3. "Employee" shall mean any person: (i) who is receiving compensation
5 from a school or (ii) whose duties involve direct student contact and
6 (a) who is receiving compensation from any person or entity that
7 contracts with a school to provide transportation services to children,
8 or (b) who is an employee of a contracted service provider or worker
9 placed within the school under a public assistance employment program,
10 pursuant to title nine-B of article five of the social services law, or
11 (c) who is receiving compensation from any person or entity that
12 contracts with a school to provide student support services, and
13 consistent with the provisions of such title for the provision of
14 services to such school, its students or employees, directly or through
15 contract.
16 § 2. Paragraph (a-2) of subdivision 3 of section 2854 of the education
17 law is amended by adding a new subparagraph (v) to read as follows:
18 (v) (1) Notwithstanding anything to the contrary in this section, if a
19 school district, charter school, board of cooperative educational
20 services, or non-public and private elementary or secondary school has
21 engaged a contracted service provider of student support services, they
EXPLANATION--Matter in italics (underscored) is new; matter in brackets
[] is old law to be omitted.
LBD01309-03-3
S. 3477--A 2
1 may opt to allow the contracted service provider to oversee the finger-
2 printing process of the contracted service provider's employees.
3 (2) Any school district, charter school, board of cooperative educa-
4 tional services, or non-public and private elementary or secondary
5 school that opts in shall not be required to oversee the fingerprinting
6 process for employees of a contracted service provider of student
7 support services such as, but not limited to, substitute teachers,
8 substitute teacher aides, substitute nurses, educational consultants,
9 tutors, substitute school administrative support and other temporary
10 student services professionals, so long as they have engaged a
11 contracted service provider of student support services who has complied
12 with the fingerprinting requirements elsewhere in this chapter.
13 § 3. Paragraph (a) of subdivision 30 of section 305 of the education
14 law, as amended by chapter 630 of the laws of 2006, is amended to read
15 as follows:
16 (a) The commissioner, in cooperation with the division of criminal
17 justice services and in accordance with all applicable provisions of
18 law, shall promulgate rules and regulations to require the fingerprint-
19 ing of prospective employees, as defined in section eleven hundred twen-
20 ty-five of this chapter, of school districts, charter schools [and],
21 boards of cooperative educational services and contracted service
22 providers of student support services and authorizing the fingerprinting
23 of prospective employees of nonpublic and private elementary and second-
24 ary schools, and for the use of information derived from searches of the
25 records of the division of criminal justice services and the federal
26 bureau of investigation based on the use of such fingerprints. The
27 commissioner shall also develop a form for use by school districts,
28 charter schools, boards of cooperative educational services, contracted
29 service providers of student support services, and nonpublic and private
30 elementary and secondary schools in connection with the submission of
31 fingerprints that contains the specific job title sought and any other
32 information that may be relevant to consideration of the applicant. The
33 commissioner shall also create or expand the functionality of internet
34 based systems to provide access to contracted service providers of
35 student support services upon application of the contracted service
36 provider of student support services to the commissioner to enable them
37 to be able to view clearance status results and subsequent arrest
38 notifications by logging into a protected web portal, entering in the
39 employee name and social security number, which would provide access to
40 see the clearance status results. The commissioner shall also establish
41 a form for the recordation of allegations of child abuse in an educa-
42 tional setting, as required pursuant to section eleven hundred twenty-
43 six of this chapter. No person who has been fingerprinted pursuant to
44 section three thousand four-b of this chapter or pursuant to section
45 five hundred nine-cc or twelve hundred twenty-nine-d of the vehicle and
46 traffic law and whose fingerprints remain on file with the division of
47 criminal justice services shall be required to undergo fingerprinting
48 for purposes of a new criminal history record check. This subdivision
49 and the rules and regulations promulgated pursuant thereto shall not
50 apply to a school district within a city with a population of one
51 million or more.
52 § 4. The opening paragraph of paragraph (b) of subdivision 30 of
53 section 305 of the education law, as amended by chapter 630 of the laws
54 of 2006, is amended to read as follows:
55 The commissioner, in cooperation with the division of criminal justice
56 services, shall promulgate a form to be provided to all such prospective
S. 3477--A 3
1 employees of school districts, charter schools, boards of cooperative
2 educational services, contracted service providers of student support
3 services and nonpublic and private elementary and secondary schools that
4 elect to fingerprint and seek clearance for prospective employees that
5 shall:
6 § 5. Paragraph (d) of subdivision 30 of section 305 of the education
7 law, as amended by chapter 630 of the laws of 2006, is amended to read
8 as follows:
9 (d) The commissioner shall develop forms to be provided to all school
10 districts, charter schools, boards of cooperative educational services,
11 contracted service providers of student support services and to all
12 nonpublic and private elementary and secondary schools that elect to
13 fingerprint their prospective employees, to be completed and signed by
14 prospective employees when conditional appointment or emergency condi-
15 tional appointment is offered.
16 § 6. Subdivision 1 of section 3035 of the education law, as amended by
17 chapter 630 of the laws of 2006, is amended to read as follows:
18 1. The commissioner shall submit to the division of criminal justice
19 services two sets of fingerprints of prospective employees as defined in
20 subdivision three of section eleven hundred twenty-five of this chapter
21 received from a school district, charter school or board of cooperative
22 educational services, contracted service providers of student support
23 services and of prospective employees received from nonpublic and
24 private elementary and secondary schools pursuant to title two of this
25 chapter, and the division of criminal justice services processing fee
26 imposed pursuant to subdivision eight-a of section eight hundred thir-
27 ty-seven of the executive law and any fee imposed by the federal bureau
28 of investigation. The division of criminal justice services and the
29 federal bureau of investigation shall forward such criminal history
30 record to the commissioner in a timely manner. For the purposes of this
31 section, the term "criminal history record" shall mean a record of all
32 convictions of crimes and any pending criminal charges maintained on an
33 individual by the division of criminal justice services and the federal
34 bureau of investigation. All such criminal history records sent to the
35 commissioner pursuant to this subdivision shall be confidential pursuant
36 to the applicable federal and state laws, rules and regulations, and
37 shall not be published or in any way disclosed to persons other than the
38 commissioner, unless otherwise authorized by law.
39 § 7. Subdivision 3 of section 3035 of the education law, as amended by
40 of chapter 630 of the laws of 2006, is amended to read as follows:
41 3. (a) Clearance. (i) After receipt of a criminal history record from
42 the division of criminal justice services and the federal bureau of
43 investigation the commissioner shall promptly notify the appropriate
44 school district, charter school, board of cooperative educational
45 services, contracted service providers of student support services or
46 nonpublic or private elementary or secondary school whether the prospec-
47 tive employee to which such report relates is cleared for employment
48 based upon his or her criminal history. All determinations to grant or
49 deny clearance for employment pursuant to this paragraph shall be
50 performed in accordance with subdivision sixteen of section two hundred
51 ninety-six of the executive law and article twenty-three-A of the
52 correction law. When the commissioner denies a prospective employee
53 clearance for employment, such prospective employee shall be afforded
54 notice and the right to be heard and offer proof in opposition to such
55 determination in accordance with the regulations of the commissioner.
S. 3477--A 4
1 (ii) Notwithstanding any other provisions of law to the contrary,
2 information regarding the clearance status results of the investigation
3 of current or prospective employees of contracted service providers of
4 student support services and subsequent changes in status related to
5 such employees shall be transmitted via an internet-based system made
6 available to contracted service providers of student support services
7 upon application of the contracted service provider of student support
8 services to the commissioner where, by logging into a protected web
9 portal and entering in the employee name and social security number,
10 contracted service providers of student support services would be able
11 to access clearance status results, whether the employee first completed
12 a form provided to them by the contracted service provider of student
13 support services, or received a form previously from a school district,
14 charter school or board of cooperative educational services. Nothing in
15 this section shall require an employee who has already submitted their
16 fingerprints to the commissioner to have to submit them again, so long
17 as they were not destroyed.
18 (b) Conditional clearance. When the commissioner receives a request
19 for a determination on the conditional clearance of a prospective
20 employee, the commissioner, after receipt of a criminal history record
21 from the division of criminal justice services, shall promptly notify
22 the prospective employee and the appropriate school district, charter
23 school, board of cooperative educational services, contracted service
24 providers of student support services or nonpublic or private elementary
25 or secondary school that the prospective employee to which such report
26 relates is conditionally cleared for employment based upon his or her
27 criminal history or that more time is needed to make the determination.
28 If the commissioner determines that more time is needed, the notifica-
29 tion shall include a good faith estimate of the amount of additional
30 time needed. Such notification shall be made within fifteen business
31 days after the commissioner receives the prospective employee's finger-
32 prints. All determinations to grant or deny conditional clearance for
33 employment pursuant to this paragraph shall be performed in accordance
34 with subdivision sixteen of section two hundred ninety-six of the execu-
35 tive law and article twenty-three-A of the correction law.
36 § 8. Section 1125 of the education law is amended by adding a new
37 subdivision 11 to read as follows:
38 11. "Contracted service provider of student support services" shall
39 mean any individual or entity that contracts with, but not limited to, a
40 school district, a charter school, a board of cooperative educational
41 services, or a nonpublic school for the provision of substitute teach-
42 ers, substitute teacher assistants, substitute nurses, educational
43 professional, tutors, substitute school administrative support, and
44 other temporary student service personnel.
45 § 9. Subdivision 3 of section 424-a of the social services law, as
46 amended by chapter 611 of the laws of 2022, is amended to read as
47 follows:
48 3. For purposes of this section, the term "provider" or "provider
49 agency" shall mean: an authorized agency; the office of children and
50 family services; a private, nonprofit incorporated agency that meets the
51 state office of children and family services program standards for child
52 advocacy centers; juvenile detention facilities subject to the certif-
53 ication of the office of children and family services; programs estab-
54 lished pursuant to article nineteen-H of the executive law; non-residen-
55 tial or residential programs or facilities licensed or operated by the
56 office of mental health or the office for people with developmental
S. 3477--A 5
1 disabilities except family care homes; including head start programs
2 which are funded pursuant to title V of the federal economic opportunity
3 act of nineteen hundred sixty-four, as amended; early intervention
4 service established pursuant to section twenty-five hundred forty of the
5 public health law; preschool services established pursuant to section
6 forty-four hundred ten of the education law; contracted service provid-
7 ers of student support services as defined in subdivision eleven of
8 section eleven hundred twenty-five of the education law; special act
9 school districts as enumerated in chapter five hundred sixty-six of the
10 laws of nineteen hundred sixty-seven, as amended; programs and facili-
11 ties licensed by the office of [alcoholism and substance abuse]
12 addiction services and supports; residential schools which are operated,
13 supervised or approved by the education department; health homes, or any
14 subcontractor of such health homes, who contracts with or is approved or
15 otherwise authorized by the department of health to provide health home
16 services to all those enrolled pursuant to a diagnosis of a develop-
17 mental disability as defined in subdivision twenty-two of section 1.03
18 of the mental hygiene law and enrollees who are under twenty-one years
19 of age under section three hundred sixty-five-l of this chapter, or any
20 entity that provides home and community based services to enrollees who
21 are under twenty-one years of age under a demonstration program pursuant
22 to section eleven hundred fifteen of the federal social security act;
23 publicly-funded emergency shelters for families with children, provided,
24 however, for purposes of this section, when the provider or provider
25 agency is a publicly-funded emergency shelter for families with chil-
26 dren, then all references in this section to the "potential for regular
27 and substantial contact with individuals who are cared for by the agen-
28 cy" shall mean the potential for regular and substantial contact with
29 children who are served by such shelter; and any other facility or
30 provider agency, as defined in subdivision four of section four hundred
31 eighty-eight of this chapter, in regard to the employment of staff, or
32 use of providers of goods and services and staff of such providers,
33 consultants, interns and volunteers.
34 § 10. Paragraph (a) of subdivision 2 of section 390-a of the social
35 services law, as amended by chapter 416 of the laws of 2000, is amended
36 to read as follows:
37 (a) review and evaluate the backgrounds of and information supplied by
38 any person applying to be a child day care center or school-age child
39 care program employee or volunteer or group family day care assistant, a
40 provider of family day care or group family day care, or a director of a
41 child day care center, head start day care center or school-age child
42 care program. Such procedures shall include but not be limited to the
43 following requirements: that the applicant set forth his or her employ-
44 ment history, provide personal and employment references; submit such
45 information as is required for screening with the statewide central
46 register of child abuse and maltreatment in accordance with the
47 provisions of section four hundred twenty-four-a of this article; sign a
48 sworn statement indicating whether, to the best of his or her knowledge,
49 he or she has ever been convicted of a crime in this state or any other
50 jurisdiction; and provide his or her fingerprints for submission to the
51 division of criminal justice services in accordance with the provisions
52 of section three hundred ninety-b of this title. Notwithstanding the
53 provisions of this paragraph, where a program has people working on
54 their premises through a contracted service provider of student support
55 services as defined in subdivision eleven of section eleven hundred
56 twenty-five of the education law, and such contracted services provider
S. 3477--A 6
1 of student support services has reviewed clearance statuses as a provid-
2 er or provider agency under section four hundred twenty-four-a of this
3 chapter, then such program does not need to run the check itself on the
4 contracted service provider employees working on their site;
5 § 11. This act shall take effect immediately.