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A03334 Summary:

BILL NOA03334
 
SAME ASSAME AS S01473
 
SPONSORMcDonald
 
COSPNSRGottfried, Walsh, Vanel, Morinello, Ashby, Rosenthal D, Santabarbara, Thiele, Sayegh, Schmitt, Miller B, Seawright
 
MLTSPNSRSimon, Tague
 
 
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A03334 Actions:

BILL NOA03334
 
01/22/2021referred to governmental operations
01/05/2022referred to governmental operations
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A03334 Memo:

NEW YORK STATE ASSEMBLY
MEMORANDUM IN SUPPORT OF LEGISLATION
submitted in accordance with Assembly Rule III, Sec 1(f)
 
BILL NUMBER: A3334
 
SPONSOR: McDonald
  TITLE OF BILL: An act to amend the public officers law, in relation to electronic financial disclosures of members and candidates of the legislature   PURPOSE OR GENERAL IDEA OF BILL: The purpose of this legislation is to increase transparency and accessi- bility of financial disclosure statements for constituents and the elec- torate to easily access them and search their contents.   SUMMARY OF SPECIFIC PROVISIONS: Section 1 of the bill amends Section 73-a (2) of the Public Officers Law by adding Section 2 of the bill adds a paragraph (b) that requires JCOPE to make available an editable, electronic, readable, and searchable version of the annual statement of financial disclosure to anyone required to submit such forms. Section 3 of the bill establishes the effective date.   JUSTIFICATION: The Public Integrity Reform Act of 2011 required New York State govern- ment officials and State legislative candidates to file financial disclosure statements to the Joint Commission on Public Ethics (JCOPE) on an annual basis. The financial disclosure statements must be submit- ted to JCOPE by May 15 of each calendar year, where they are thoroughly review by the commission. After the commission approves the statements for public posting, JCOPE is required to post such statements on their website by .June 30 of each calendar year. The intent of the act was to comprehensively reform both the requirements and enforcement of public ethics in the state. I applaud the intent of the act for its efforts to restore public confi- dence in our government by requiring the disclosure of outside income sources of elected officials. Posting the statements on JCOPE's website is a step in the right direction; however, providing the statements in a searchable format allows the public to access the information with ease and furthering the goal of transparency.   PRIOR LEGISLATIVE HISTORY: 2017-2018 A.6222/S.5477 2019-2020 A.3841   FISCAL IMPLICATIONS: To be determined.   EFFECTIVE DATE: This act shall take effect immediately. Provided however section one shall take effect on January 1, 2023.
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A03334 Text:



 
                STATE OF NEW YORK
        ________________________________________________________________________
 
                                          3334
 
                               2021-2022 Regular Sessions
 
                   IN ASSEMBLY
 
                                    January 22, 2021
                                       ___________
 
        Introduced  by  M.  of  A. McDONALD, GOTTFRIED, WALSH, VANEL, MORINELLO,
          ASHBY, D. ROSENTHAL, SANTABARBARA, THIELE, SAYEGH, SCHMITT, B. MILLER,
          SEAWRIGHT -- Multi-Sponsored by -- M. of A. SIMON, TAGUE -- read  once
          and referred to the Committee on Governmental Operations
 
        AN  ACT  to  amend  the  public  officers law, in relation to electronic
          financial disclosures of members and candidates of the legislature
 
          The People of the State of New York, represented in Senate and  Assem-
        bly, do enact as follows:
 
     1    Section  1. The opening paragraph of paragraph (a) of subdivision 2 of
     2  section 73-a of the public officers law, as amended by section 5 of part
     3  A of chapter 399 of the laws of 2011, is amended to read as follows:
     4    Every statewide elected official, state officer or employee, member of
     5  the legislature, legislative employee and political party  chairman  and
     6  every candidate for statewide elected office or for member of the legis-
     7  lature shall file an annual statement of financial disclosure containing
     8  the  information  and in the form set forth in subdivision three of this
     9  section.  Every member of the legislature and candidate  for  member  of
    10  the legislature must file their annual statement of financial disclosure
    11  electronically  in  an electronic, readable, searchable and downloadable
    12  format. On or before the fifteenth  day  of  May  with  respect  to  the
    13  preceding  calendar  year:  (1)  every  member of the legislature, every
    14  candidate for member of the legislature and legislative  employee  shall
    15  file  such  statement with the legislative ethics commission which shall
    16  provide such  statement  along  with  any  requests  for  exemptions  or
    17  deletions  to  the  joint  commission  on  public  ethics for filing and
    18  rulings with respect to such requests for exemptions or deletions, on or
    19  before the thirtieth day of June; and (2) all other individuals required
    20  to file such statement shall file it with the joint commission on public
    21  ethics, except that:
    22    § 2. Subdivision 3 of section 73-a of  the  public  officers  law,  as
    23  amended by section 5 of part A of chapter 399 of the laws of 2011, para-
 
         EXPLANATION--Matter in italics (underscored) is new; matter in brackets
                              [ ] is old law to be omitted.
                                                                   LBD01856-01-1

        A. 3334                             2
 
     1  graph  8 as amended by section 6 of part K of chapter 286 of the laws of
     2  2016 and paragraph 13 as amended by section 1 of part CC of  chapter  56
     3  of the laws of 2015, is amended to read as follows:
     4    3.  (a) The annual statement of financial disclosure shall contain the
     5  information and shall be in the form set forth hereinbelow:
 
     6   ANNUAL STATEMENT OF FINANCIAL DISCLOSURE - (For calendar year ________)

     7    1. Name ______________________________________________________________
     8    2. (a) Title of Position _____________________________________________
     9       (b) Department, Agency or other Governmental Entity _______________
    10       (c) Address of Present Office _____________________________________
    11       (d) Office Telephone Number _______________________________________
    12    3. (a) Marital Status ______________. If married, please give spouse's
    13           full name including maiden name where applicable.
    14           _____________________________________________________________ .
 
    15       (b) List the names of all unemancipated children.
 
    16      ____________________________________________________________________
    17      ____________________________________________________________________
    18      ____________________________________________________________________
    19      ____________________________________________________________________
    20      ____________________________________________________________________
 
    21  Answer each of the  following  questions  completely,  with  respect  to
    22    calendar  year  _________,  unless another period or date is otherwise
    23    specified. If additional space is needed, attach additional pages.
 
    24    Whenever a "value" or "amount" is required to be reported herein, such
    25  value or amount shall be reported as being within one of  the  following
    26  Categories  in  Table I or Table II of this subdivision as called for in
    27  the question: A reporting individual  shall  indicate  the  Category  by
    28  letter only.
    29    Whenever "income" is required to be reported herein, the term "income"
    30  shall mean the aggregate net income before taxes from the source identi-
    31  fied.
    32    The  term "calendar year" shall mean the year ending the December 31st
    33  preceding the date of filing of the annual statement.
 
    34  4.  (a) List any  office,  trusteeship,  directorship,  partnership,  or
    35      position  of  any  nature,  whether  compensated or not, held by the
    36      reporting individual with any firm, corporation, association,  part-
    37      nership,  or  other  organization  other than the State of New York.
    38      Include compensated honorary positions; do NOT  list  membership  or
    39      uncompensated  honorary positions. If the listed entity was licensed
    40      by any state or local agency, was regulated by any state  regulatory
    41      agency or local agency, or, as a regular and significant part of the
    42      business  or  activity  of  said  entity,  did business with, or had
    43      matters other than ministerial matters before, any  state  or  local
    44      agency, list the name of any such agency.
 
    45                                                              State or
    46      Position                  Organization                 Local Agency

        A. 3334                             3
 
     1      ____________________________________________________________________
     2      ____________________________________________________________________
     3      ____________________________________________________________________
     4      ____________________________________________________________________
     5      ____________________________________________________________________
 
     6  (b) List any office, trusteeship, directorship, partnership, or position
     7      of  any  nature,  whether  compensated or not, held by the spouse or
     8      unemancipated child of the  reporting  individual,  with  any  firm,
     9      corporation,  association,  partnership, or other organization other
    10      than the State of New York. Include compensated honorary  positions;
    11      do  NOT  list membership or uncompensated honorary positions. If the
    12      listed entity was licensed by any state or local agency,  was  regu-
    13      lated by any state regulatory agency or local agency, or, as a regu-
    14      lar and significant part of the business or activity of said entity,
    15      did  business  with,  or  had matters other than ministerial matters
    16      before, any state or local agency, list the name of any such agency.
 
    17                                                              State or
    18      Position                  Organization                 Local Agency
 
    19      ____________________________________________________________________
    20      ____________________________________________________________________
    21      ____________________________________________________________________
    22      ____________________________________________________________________
    23      ____________________________________________________________________
 
    24  5.  (a) List the  name,  address  and  description  of  any  occupation,
    25      employment  (other  than  the employment listed under Item 2 above),
    26      trade, business or profession engaged in by the  reporting  individ-
    27      ual. If such activity was licensed by any state or local agency, was
    28      regulated  by  any state regulatory agency or local agency, or, as a
    29      regular and significant part of the business  or  activity  of  said
    30      entity,  did  business  with,  or had matters other than ministerial
    31      matters before, any state or local agency, list the name of any such
    32      agency.
 
    33                                                              State or
    34                 Name & Address                                 Local
    35      Position   of Organization          Description          Agency
 
    36      ____________________________________________________________________
    37      ____________________________________________________________________
    38      ____________________________________________________________________
    39      ____________________________________________________________________
    40      ____________________________________________________________________
 
    41  (b) If the spouse or unemancipated child of the reporting individual was
    42      engaged in any occupation, employment, trade, business or profession
    43      which activity was licensed by any state or local agency, was  regu-
    44      lated by any state regulatory agency or local agency, or, as a regu-
    45      lar and significant part of the business or activity of said entity,
    46      did  business  with,  or  had matters other than ministerial matters
    47      before, any state or  local  agency,  list  the  name,  address  and
    48      description  of  such  occupation,  employment,  trade,  business or
    49      profession and the name of any such agency.

        A. 3334                             4
 
     1                                                              State or
     2                 Name & Address                                 Local
     3      Position   of Organization          Description          Agency
 
     4      ____________________________________________________________________
     5      ____________________________________________________________________
     6      ____________________________________________________________________
     7      ____________________________________________________________________
     8      ____________________________________________________________________
 
     9  6.  List  any interest, in EXCESS of $1,000, held by the reporting indi-
    10      vidual, such individual's spouse or unemancipated child, or partner-
    11      ship of which any such person is a member, or  corporation,  10%  or
    12      more  of  the  stock  of  which  is  owned or controlled by any such
    13      person, whether vested  or  contingent,  in  any  contract  made  or
    14      executed  by  a  state  or  local agency and include the name of the
    15      entity which holds such interest and the relationship of the report-
    16      ing individual or such individual's spouse or  such  child  to  such
    17      entity  and  the interest in such contract. Do NOT include bonds and
    18      notes. Do NOT list any interest in any such contract on which  final
    19      payment  has been made and all obligations under the contract except
    20      for guarantees and warranties have been performed, provided,  howev-
    21      er,  that such an interest must be listed if there has been an ongo-
    22      ing dispute during the calendar year for  which  this  statement  is
    23      filed with respect to any such guarantees or warranties. Do NOT list
    24      any  interest in a contract made or executed by a local agency after
    25      public notice and pursuant to a process for competitive bidding or a
    26      process for competitive requests for proposals.
 
    27                   Entity       Relationship   Contracting     Category
    28       Self,     Which Held      to Entity       State or         of
    29      Spouse or  Interest in    and Interest      Local        Value of
    30       Child      Contract      in Contract       Agency       Contract
    31                                                             (In Table II)

    32      ____________________________________________________________________
    33      ____________________________________________________________________
    34      ____________________________________________________________________
    35      ____________________________________________________________________
    36      ____________________________________________________________________
 
    37  7.  List any position the reporting individual held as an officer of any
    38      political party or political organization, as a member of any  poli-
    39      tical  party committee, or as a political party district leader. The
    40      term "party" shall have the same meaning as "party" in the  election
    41      law.  The term "political organization" means any party or independ-
    42      ent body as defined in the election law or any organization that  is
    43      affiliated with or a subsidiary of a party or independent body.

    44      ____________________________________________________________________
    45      ____________________________________________________________________
    46      ____________________________________________________________________
    47      ____________________________________________________________________
    48      ____________________________________________________________________

        A. 3334                             5
 
     1    8.  (a)  If the reporting individual practices law, is licensed by the
     2  department of state as a real estate broker  or  agent  or  practices  a
     3  profession licensed by the department of education, or works as a member
     4  or  employee of a firm required to register pursuant to section one-e of
     5  the  legislative  law  as a lobbyist, describe the services rendered for
     6  which compensation was paid including a general description of the prin-
     7  cipal subject areas of matters undertaken by such individual and princi-
     8  pal duties performed. Specifically state whether the reporting  individ-
     9  ual  provides  services  directly  to  clients. Additionally, if such an
    10  individual practices with a firm or corporation  and  is  a  partner  or
    11  shareholder  of  the  firm or corporation, give a general description of
    12  principal subject areas of matters undertaken by  such  firm  or  corpo-
    13  ration.
 
    14      ____________________________________________________________________
    15      ____________________________________________________________________
    16      ____________________________________________________________________
    17      ____________________________________________________________________
    18      ____________________________________________________________________
 
    19    (b)  APPLICABLE ONLY TO NEW CLIENTS OR CUSTOMERS FOR WHOM SERVICES ARE
    20  PROVIDED ON OR AFTER JULY FIRST, TWO THOUSAND TWELVE AND BEFORE DECEMBER
    21  THIRTY-FIRST, TWO THOUSAND FIFTEEN, OR  FOR  NEW  MATTERS  FOR  EXISTING
    22  CLIENTS OR CUSTOMERS WITH RESPECT TO THOSE SERVICES THAT ARE PROVIDED ON
    23  OR   AFTER   JULY   FIRST,  TWO  THOUSAND  TWELVE  AND  BEFORE  DECEMBER
    24  THIRTY-FIRST, TWO THOUSAND FIFTEEN:
    25    If the reporting individual personally provides services to any person
    26  or entity, or works as a member or employee of a partnership  or  corpo-
    27  ration  that  provides  such  services  (referred  to  hereinafter  as a
    28  "firm"), then identify each client or customer  to  whom  the  reporting
    29  individual personally provided services, or who was referred to the firm
    30  by  the  reporting individual, and from whom the reporting individual or
    31  his or her firm earned fees in excess of $10,000  during  the  reporting
    32  period for such services rendered in direct connection with:
    33    (i) A contract in an amount totaling $50,000 or more from the state or
    34  any state agency for services, materials, or property;
    35    (ii)  A  grant  of  $25,000 or more from the state or any state agency
    36  during the reporting period;
    37    (iii) A grant obtained through a  legislative  initiative  during  the
    38  reporting period; or
    39    (iv)  A  case,  proceeding,  application or other matter that is not a
    40  ministerial matter before a state agency during the reporting period.
    41    For purposes of this question, "referred  to  the  firm"  shall  mean:
    42  having  intentionally  and  knowingly  taken a specific act or series of
    43  acts to intentionally procure for the  reporting  individual's  firm  or
    44  knowingly  solicit or direct to the reporting individual's firm in whole
    45  or substantial part, a person or entity that becomes a  client  of  that
    46  firm  for  the  purposes  of  representation  for a matter as defined in
    47  subparagraphs (i) through (iv) of this paragraph, as the result of  such
    48  procurement,  solicitation  or  direction of the reporting individual. A
    49  reporting  individual  need  not  disclose  activities  performed  while
    50  lawfully acting pursuant to paragraphs (c), (d), (e) and (f) of subdivi-
    51  sion seven of section seventy-three of this article.
    52    The  disclosure requirement in this question shall not require disclo-
    53  sure of clients or  customers  receiving  medical  or  dental  services,
    54  mental  health  services, residential real estate brokering services, or

        A. 3334                             6
 
     1  insurance brokering services from the reporting individual or his or her
     2  firm. The reporting individual need not identify any client to  whom  he
     3  or  she or his or her firm provided legal representation with respect to
     4  investigation or prosecution by law enforcement authorities, bankruptcy,
     5  or  domestic  relations  matters. With respect to clients represented in
     6  other matters, where disclosure of a  client's  identity  is  likely  to
     7  cause harm, the reporting individual shall request an exemption from the
     8  joint  commission  pursuant  to  paragraph  (i-1) of subdivision nine of
     9  section ninety-four of the executive  law,  provided,  however,  that  a
    10  reporting  individual  who  first enters public office after July first,
    11  two thousand twelve, need not report clients or customers  with  respect
    12  to  matters  for  which  the reporting individual or his or her firm was
    13  retained prior to entering public office.
    14  Client                                     Nature of Services Provided
    15  ________________________________________________________________________
    16  ________________________________________________________________________
    17  ________________________________________________________________________
    18  ________________________________________________________________________
    19  ________________________________________________________________________
 
    20    (b-1) APPLICABLE ONLY TO NEW CLIENTS OR CUSTOMERS  FOR  WHOM  SERVICES
    21  ARE PROVIDED ON OR AFTER DECEMBER THIRTY-FIRST, TWO THOUSAND FIFTEEN, OR
    22  FOR  NEW MATTERS FOR EXISTING CLIENTS OR CUSTOMERS WITH RESPECT TO THOSE
    23  SERVICES THAT ARE PROVIDED ON OR AFTER DECEMBER THIRTY-FIRST, TWO  THOU-
    24  SAND  FIFTEEN  (FOR  PURPOSES  OF  THIS  QUESTION, "SERVICES" SHALL MEAN
    25  CONSULTATION, REPRESENTATION, ADVICE OR OTHER SERVICES):
    26    If the reporting individual receives income from employment reportable
    27  in question 8(a) and personally provides services to any person or enti-
    28  ty, or works as a member or employee of  a  partnership  or  corporation
    29  that  provides  such services (referred to hereinafter as a "firm"), the
    30  reporting individual shall identify each client or customer to whom  the
    31  reporting  individual  personally provided services, or who was referred
    32  to the firm by the reporting individual, and  from  whom  the  reporting
    33  individual  or  his  or her firm earned fees in excess of $10,000 during
    34  the reporting period in direct connection with:
    35    (i) A contract in an amount totaling $10,000 or more from the state or
    36  any state agency for services, materials, or property;
    37    (ii) A grant of $10,000 or more from the state  or  any  state  agency
    38  during the reporting period;
    39    (iii)  A  grant  obtained  through a legislative initiative during the
    40  reporting period; or
    41    (iv) A case, proceeding, application or other matter  that  is  not  a
    42  ministerial matter before a state agency during the reporting period.
    43    For  such  services  rendered  by the reporting individual directly to
    44  each such client, describe each matter that  was  the  subject  of  such
    45  representation, the services actually provided and the payment received.
    46  For payments received from clients referred to the firm by the reporting
    47  individual, if the reporting individual directly received a referral fee
    48  or  fees  for  such  referral,  identify  the  client and the payment so
    49  received.
    50    For purposes of this question, "referred  to  the  firm"  shall  mean:
    51  having  intentionally  and  knowingly  taken a specific act or series of
    52  acts to intentionally procure for the  reporting  individual's  firm  or
    53  having  knowingly  solicited  or  directed to the reporting individual's
    54  firm in whole or substantial part, a person or  entity  that  becomes  a
    55  client  of  that firm for the purposes of representation for a matter as

        A. 3334                             7
 
     1  defined in clauses (i) through (iv) of this subparagraph, as the  result
     2  of such procurement, solicitation or direction of the reporting individ-
     3  ual. A reporting individual need not disclose activities performed while
     4  lawfully  acting  in  his or her capacity as provided in paragraphs (c),
     5  (d), (e) and (f) of subdivision seven of section seventy-three  of  this
     6  article.
     7    Client   Matter     Nature of Services Provided      Category
     8                                                       of Amount
     9                                                      (in Table I)
 
    10  ________________________________________________________________________
    11  ________________________________________________________________________
    12  ________________________________________________________________________
    13  ________________________________________________________________________
    14  ________________________________________________________________________
 
    15    (b-2)  APPLICABLE  ONLY  TO NEW CLIENTS OR CUSTOMERS FOR WHOM SERVICES
    16  ARE PROVIDED ON OR AFTER DECEMBER THIRTY-FIRST, TWO THOUSAND FIFTEEN, OR
    17  FOR NEW MATTERS FOR EXISTING CLIENTS OR CUSTOMERS WITH RESPECT TO  THOSE
    18  SERVICES  THAT ARE PROVIDED ON OR AFTER DECEMBER THIRTY-FIRST, TWO THOU-
    19  SAND FIFTEEN (FOR PURPOSES  OF  THIS  QUESTION,  "SERVICES"  SHALL  MEAN
    20  CONSULTATION, REPRESENTATION, ADVICE OR OTHER SERVICES):
    21    (i)  With  respect  to  reporting individuals who receive ten thousand
    22  dollars or more from employment or activity  reportable  under  question
    23  8(a), for each client or customer NOT otherwise disclosed or exempted in
    24  question  8 or 13, disclose the name of each client or customer known to
    25  the reporting individual  to  whom  the  reporting  individual  provided
    26  services:  (A) who paid the reporting individual in excess of five thou-
    27  sand dollars for such services; or (B) who  had  been  billed  with  the
    28  knowledge of the reporting individual in excess of five thousand dollars
    29  by  the  firm  or  other entity named in question 8(a) for the reporting
    30  individual's services.
    31  Client               Services              Category of Amount
    32                   Actually Provided            (in Table I)
        ________________________________________________________________________
        ________________________________________________________________________
        ________________________________________________________________________
        ________________________________________________________________________
        ________________________________________________________________________
 
    33  FOLLOWING IS AN ILLUSTRATIVE, NON-EXCLUSIVE LIST OF EXAMPLES OF
    34  DESCRIPTIONS OF "SERVICES ACTUALLY PROVIDED":
    35    * REVIEWED DOCUMENTS AND CORRESPONDENCE;
    36    * REPRESENTED CLIENT (IDENTIFY CLIENT BY NAME) IN LEGAL PROCEEDING;
    37    * PROVIDED LEGAL ADVICE ON CLIENT MATTER (IDENTIFY CLIENT BY NAME);
    38    * CONSULTED WITH CLIENT OR CONSULTED WITH
    39      LAW PARTNERS/ASSOCIATES/MEMBERS
    40      OF FIRM ON CLIENT MATTER (IDENTIFY CLIENT BY NAME);
    41    * PREPARED CERTIFIED FINANCIAL STATEMENT FOR CLIENT (IDENTIFY
    42      CLIENT BY
    43      NAME);
    44    * REFERRED INDIVIDUAL OR ENTITY (IDENTIFY CLIENT BY NAME) FOR
    45      REPRESENTATION OR CONSULTATION;
    46    * COMMERCIAL BROKERING SERVICES (IDENTIFY CUSTOMER BY NAME);
    47    * PREPARED CERTIFIED ARCHITECTURAL OR ENGINEERING
    48      RENDERINGS FOR CLIENT (IDENTIFY CUSTOMER BY NAME);

        A. 3334                             8
 
     1    * COURT APPOINTED GUARDIAN OR EVALUATOR (IDENTIFY COURT NOT CLIENT).
     2    (ii)  With  respect to reporting individuals who disclosed in question
     3  8(a) that the reporting individual did not provide services to a  client
     4  but  provided  services  to a firm or business, identify the category of
     5  amount received for providing such services and  describe  the  services
     6  rendered.
     7  Services Actually Provided                  Category of Amount (Table I)
        ________________________________________________________________________
        ________________________________________________________________________
        ________________________________________________________________________
     8    A  reporting  individual  need not disclose activities performed while
     9  lawfully acting in his or her capacity as provided  in  paragraphs  (c),
    10  (d),  (e)  and (f) of subdivision seven of section seventy-three of this
    11  article.
    12  The disclosure requirement  in  questions  (b-1)  and  (b-2)  shall  not
    13  require  disclosing  clients  or customers receiving medical, pharmaceu-
    14  tical or dental services, mental health services,  or  residential  real
    15  estate  brokering  services  from the reporting individual or his or her
    16  firm or if federal law prohibits or  limits  disclosure.  The  reporting
    17  individual  need not identify any client to whom he or she or his or her
    18  firm provided legal representation  with  respect  to  investigation  or
    19  prosecution  by  law  enforcement authorities, bankruptcy, family court,
    20  estate planning, or domestic relations matters, nor shall the  reporting
    21  individual  identify  individuals  represented  pursuant to an insurance
    22  policy but the reporting individual shall  in  such  circumstances  only
    23  report  the  entity that provides compensation to the reporting individ-
    24  ual; with respect to matters in which the client's name is  required  by
    25  law  to  be  kept  confidential  (such as matters governed by the family
    26  court act) or in matters in which the reporting individual represents or
    27  provides services to minors, the client's  name  may  be  replaced  with
    28  initials.  To  the  extent  that the reporting individual, or his or her
    29  firm, provided legal representation with respect to  an  initial  public
    30  offering,  and  professional  disciplinary  rules,  federal law or regu-
    31  lations restrict the disclosure of information relating  to  such  work,
    32  the  reporting  individual shall (i) disclose the identity of the client
    33  and the services provided relating to the initial public offering to the
    34  office of court  administration,  who  will  maintain  such  information
    35  confidentially  in a locked box; and (ii) include in his or her response
    36  to questions (b-1) and (b-2) that pursuant to this paragraph, a  disclo-
    37  sure to the office of court administration has been made. Upon such time
    38  that  the  disclosure  of information maintained in the locked box is no
    39  longer restricted by professional disciplinary  rules,  federal  law  or
    40  regulation,  the reporting individual shall disclose such information in
    41  an amended disclosure statement in response to the  disclosure  require-
    42  ments  in  questions (b-1) and (b-2). The office of court administration
    43  shall develop and maintain a secure  portal  through  which  information
    44  submitted  to  it pursuant to this paragraph can be safely and confiden-
    45  tially stored. With respect to clients represented in other matters  not
    46  otherwise  exempt,  the reporting individual may request an exemption to
    47  publicly disclosing the name of that client from  the  joint  commission
    48  pursuant  to  paragraph (i-1) of subdivision nine of section ninety-four
    49  of the executive law, or from the office  of  court  administration.  In
    50  such  application,  the  reporting individual shall state the following:
    51  "My client is not currently receiving my services or seeking my services
    52  in connection with:

        A. 3334                             9
 
     1    (i) A proposed bill or resolution in the senate or assembly during the
     2  reporting period;
     3    (ii)  A  contract in an amount totaling $10,000 or more from the state
     4  or any state agency for services, materials, or property;
     5    (iii) A grant of $10,000 or more from the state or  any  state  agency
     6  during the reporting period;
     7    (iv)  A  grant  obtained  through  a legislative initiative during the
     8  reporting period; or
     9    (v) A case, proceeding, application or other  matter  that  is  not  a
    10  ministerial matter before a state agency during the reporting period."
    11    In reviewing the request for an exemption, the joint commission or the
    12  office  of  court  administration  may consult with bar or other profes-
    13  sional associations and the legislative ethics commission  for  individ-
    14  uals  subject  to its jurisdiction and may consider the rules of profes-
    15  sional conduct. In making its determination, the joint commission or the
    16  office of court administration shall conduct its own inquiry  and  shall
    17  consider  factors  including, but not limited to: (i) the nature and the
    18  size of the client; (ii) whether the client has any business before  the
    19  state;  and  if  so,  how  significant  the business is; and whether the
    20  client has any particularized interest in pending legislation and if  so
    21  how  significant  the  interest  is; (iii) whether disclosure may reveal
    22  trade secrets; (iv) whether disclosure could reasonably result in retal-
    23  iation against the client; (v) whether disclosure may cause  undue  harm
    24  to  the  client; (vi) whether disclosure may result in undue harm to the
    25  attorney-client relationship; and (vii) whether disclosure may result in
    26  an unnecessary invasion of privacy to the client.
    27    The joint commission or, as the case  may  be,  the  office  of  court
    28  administration  shall promptly make a final determination in response to
    29  such request, which shall include an explanation for its  determination.
    30  The  office  of court administration shall issue its final determination
    31  within three days of receiving the request.  Notwithstanding  any  other
    32  provision  of law or any professional disciplinary rule to the contrary,
    33  the disclosure of the identity of any client or customer in response  to
    34  this  question  shall not constitute professional misconduct or a ground
    35  for disciplinary action of any kind, or form the basis for any civil  or
    36  criminal cause of action or proceeding. A reporting individual who first
    37  enters public office after January first, two thousand sixteen, need not
    38  report  clients  or  customers  with  respect  to  matters for which the
    39  reporting individual or his or her firm was retained prior  to  entering
    40  public office.
    41    (c)  APPLICABLE ONLY TO NEW CLIENTS OR CUSTOMERS FOR WHOM SERVICES ARE
    42  PROVIDED ON OR AFTER DECEMBER THIRTY-FIRST, TWO THOUSAND FIFTEEN, OR FOR
    43  NEW MATTERS FOR EXISTING CLIENTS OR  CUSTOMERS  WITH  RESPECT  TO  THOSE
    44  SERVICES  THAT ARE PROVIDED ON OR AFTER DECEMBER THIRTY-FIRST, TWO THOU-
    45  SAND FIFTEEN:
    46    If the reporting individual receives income of ten thousand dollars or
    47  greater from any employment or activity reportable under question  8(a),
    48  identify  each  registered  lobbyist  who  has directly referred to such
    49  individual a client who was successfully referred to the reporting indi-
    50  vidual's business  and  from  whom  the  reporting  individual  or  firm
    51  received  a  fee for services in excess of five thousand dollars. Report
    52  only those referrals that were made to a reporting individual by  direct
    53  communication  from  a person known to such reporting individual to be a
    54  registered lobbyist at the time the referral is made.  With  respect  to
    55  each  such referral, the reporting individual shall identify the client,
    56  the registered lobbyist who has made the referral, the category of value

        A. 3334                            10
 
     1  of the compensation received and a general description of  the  type  of
     2  matter  so referred. A reporting individual need not disclose activities
     3  performed while lawfully acting pursuant to paragraphs (c), (d), (e) and
     4  (f)  of  subdivision seven of section seventy-three of this article. The
     5  disclosure requirements in this question shall  not  require  disclosing
     6  clients   or  customers  receiving  medical,  pharmaceutical  or  dental
     7  services, mental health services, or residential real  estate  brokering
     8  services  from the reporting individual or his or her firm or if federal
     9  law prohibits or limits disclosure. The reporting  individual  need  not
    10  identify  any client to whom he or she or his or her firm provided legal
    11  representation with respect  to  investigation  or  prosecution  by  law
    12  enforcement  authorities,  bankruptcy, family court, estate planning, or
    13  domestic relations matters, nor shall the reporting individual  identify
    14  individuals  represented pursuant to an insurance policy but the report-
    15  ing individual shall in such circumstances only report the  entity  that
    16  provides  compensation  to  the  reporting  individual;  with respect to
    17  matters in which the client's name is required by law to be kept  confi-
    18  dential (such as matters governed by the family court act) or in matters
    19  in  which  the  reporting  individual represents or provides services to
    20  minors, the client's name may be replaced with initials. To  the  extent
    21  that the reporting individual, or his or her firm, provided legal repre-
    22  sentation with respect to an initial public offering, and federal law or
    23  regulations  restricts  the  disclosure  of information relating to such
    24  work, the reporting individual shall (i) disclose the  identity  of  the
    25  client and the services provided relating to the initial public offering
    26  to  the  office of court administration, who will maintain such informa-
    27  tion confidentially in a locked box; and (ii)  include  in  his  or  her
    28  response  a  statement  that pursuant to this paragraph, a disclosure to
    29  the office of court administration has been made. Upon  such  time  that
    30  the  disclosure of information maintained in the locked box is no longer
    31  restricted by federal law or regulation, the reporting individual  shall
    32  disclose such information in an amended disclosure statement in response
    33  to  the  disclosure requirements of this paragraph.  The office of court
    34  administration shall develop and maintain a secure portal through  which
    35  information submitted to it pursuant to this paragraph can be safely and
    36  confidentially  stored.  With  respect  to  clients represented in other
    37  matters not otherwise exempt, the reporting individual  may  request  an
    38  exemption  to publicly disclosing the name of that client from the joint
    39  commission pursuant to paragraph (i-1) of subdivision  nine  of  section
    40  ninety-four  of  the executive law, or from the office of court adminis-
    41  tration. In such application, the reporting individual shall  state  the
    42  following:  "My client is not currently receiving my services or seeking
    43  my services in connection with:
    44    (i) A proposed bill or resolution in the senate or assembly during the
    45  reporting period;
    46    (ii) A contract in an amount totaling $10,000 or more from  the  state
    47  or any state agency for services, materials, or property;
    48    (iii)  A  grant  of $10,000 or more from the state or any state agency
    49  during the reporting period;
    50    (iv) A grant obtained through  a  legislative  initiative  during  the
    51  reporting period; or
    52    (v)  A  case,  proceeding,  application  or other matter that is not a
    53  ministerial matter before a state agency during the reporting period."
    54    In reviewing the request for an exemption, the joint commission or the
    55  office of court administration may consult with  bar  or  other  profes-
    56  sional  associations  and the legislative ethics commission for individ-

        A. 3334                            11
 
     1  uals subject to its jurisdiction and may consider the rules  of  profes-
     2  sional conduct. In making its determination, the joint commission or the
     3  office  of  court administration shall conduct its own inquiry and shall
     4  consider  factors  including, but not limited to: (i) the nature and the
     5  size of the client; (ii) whether the client has any business before  the
     6  state;  and  if  so,  how  significant  the business is; and whether the
     7  client has any particularized interest in pending legislation and if  so
     8  how  significant  the  interest  is; (iii) whether disclosure may reveal
     9  trade secrets; (iv) whether disclosure could reasonably result in retal-
    10  iation against the client; (v) whether disclosure may cause  undue  harm
    11  to  the  client; (vi) whether disclosure may result in undue harm to the
    12  attorney-client relationship; and (vii) whether disclosure may result in
    13  an unnecessary invasion of privacy to the client.
    14    The joint commission or, as the case  may  be,  the  office  of  court
    15  administration  shall promptly make a final determination in response to
    16  such request, which shall include an explanation for its  determination.
    17  The  office  of court administration shall issue its final determination
    18  within three days of receiving the request.  Notwithstanding  any  other
    19  provision  of law or any professional disciplinary rule to the contrary,
    20  the disclosure of the identity of any client or customer in response  to
    21  this  question  shall not constitute professional misconduct or a ground
    22  for disciplinary action of any kind, or form the basis for any civil  or
    23  criminal cause of action or proceeding. A reporting individual who first
    24  enters  public office after December thirty-first, two thousand fifteen,
    25  need not report clients or customers with respect to matters  for  which
    26  the reporting individual or his or her firm was retained prior to enter-
    27  ing public office.
    28  Client        Name of Lobbyist     Description    Category of Amount
    29                                     of Matter       (in Table 1)
    30  ________________________________________________________________________
    31  ________________________________________________________________________
    32  ________________________________________________________________________
    33  ________________________________________________________________________
    34  ________________________________________________________________________
 
    35    (d)  List  the  name, principal address and general description or the
    36  nature of the business activity of any entity  in  which  the  reporting
    37  individual  or  such  individual's spouse had an investment in excess of
    38  $1,000 excluding investments in securities and interests in real proper-
    39  ty.
    40    9.  List each source of gifts, EXCLUDING  campaign  contributions,  in
    41  EXCESS  of  $1,000,  received during the reporting period for which this
    42  statement is filed by the  reporting  individual  or  such  individual's
    43  spouse  or unemancipated child from the same donor, EXCLUDING gifts from
    44  a relative. INCLUDE the name and address of the donor. The term  "gifts"
    45  does  not  include  reimbursements,  which  term  is defined in item 10.
    46  Indicate the value and nature of each such gift.

        A. 3334                            12
 
     1                                                               Category
     2       Self,                                                      of
     3      Spouse or  Name of                       Nature          Value of
     4       Child      Donor         Address        of Gift           Gift
     5                                                             (In Table I)
 
     6      ____________________________________________________________________
     7      ____________________________________________________________________
     8      ____________________________________________________________________
     9      ____________________________________________________________________
    10      ____________________________________________________________________
 
    11  10. Identify  and  briefly describe the source of any reimbursements for
    12      expenditures, EXCLUDING campaign expenditures  and  expenditures  in
    13      connection  with  official duties reimbursed by the state, in EXCESS
    14      of $1,000 from each such source. For purposes of this item, the term
    15      "reimbursements" shall mean any travel-related expenses provided  by
    16      nongovernmental  sources and for activities related to the reporting
    17      individual's official duties such as, speaking engagements,  confer-
    18      ences,  or  factfinding  events.  The term "reimbursements" does NOT
    19      include gifts reported under item 9.
 
    20      Source                                                   Description
 
    21      ____________________________________________________________________
    22      ____________________________________________________________________
    23      ____________________________________________________________________
    24      ____________________________________________________________________
    25      ____________________________________________________________________
 
    26  11. List the identity and value, if reasonably  ascertainable,  of  each
    27      interest  in a trust, estate or other beneficial interest, including
    28      retirement plans (other than retirement plans of the  state  of  New
    29      York  or  the  city  of  New  York), and deferred compensation plans
    30      (e.g., 401, 403(b), 457, etc.) established in  accordance  with  the
    31      internal  revenue  code,  in  which  the REPORTING INDIVIDUAL held a
    32      beneficial interest in EXCESS of  $1,000  at  any  time  during  the
    33      preceding  year. Do NOT report interests in a trust, estate or other
    34      beneficial interest established by or for, or the estate of, a rela-
    35      tive.
 
    36                                                               Category
    37      Identity                                                 of Value*
    38                                                             (In Table II)
 
    39      ____________________________________________________________________
    40      ____________________________________________________________________
    41      ____________________________________________________________________
    42      ____________________________________________________________________
    43      ____________________________________________________________________
    44    * The value of such interest shall  be  reported  only  if  reasonably
    45  ascertainable.
 
    46  12. (a)  Describe  the terms of, and the parties to, any contract, prom-
    47      ise, or other agreement between the  reporting  individual  and  any
    48      person,  firm, or corporation with respect to the employment of such

        A. 3334                            13
 
     1      individual after leaving office or position (other than a  leave  of
     2      absence).
 
     3      ____________________________________________________________________
     4      ____________________________________________________________________
     5      ____________________________________________________________________
     6      ____________________________________________________________________
     7      ____________________________________________________________________
 
     8  (b)  Describe  the  parties  to and the terms of any agreement providing
     9      for continuation of payments or benefits to the REPORTING INDIVIDUAL
    10      in EXCESS of $1,000 from a prior  employer  OTHER  THAN  the  State.
    11      (This  includes  interests  in  or  contributions to a pension fund,
    12      profit-sharing plan, or life or  health  insurance;  buy-out  agree-
    13      ments; severance payments; etc.)
 
    14      ____________________________________________________________________
    15      ____________________________________________________________________
    16      ____________________________________________________________________
    17      ____________________________________________________________________
    18      ____________________________________________________________________
 
    19  13. List  below  the nature and amount of any income in EXCESS of $1,000
    20      from EACH SOURCE for the reporting individual and such  individual's
    21      spouse  for  the  taxable  year  last occurring prior to the date of
    22      filing.   Each such source must  be  described  with  particularity.
    23      Nature  of income includes, but is not limited to, all income (other
    24      than that received from the employment listed under  Item  2  above)
    25      from compensated employment whether public or private, directorships
    26      and  other  fiduciary  positions, contractual arrangements, teaching
    27      income, partnerships, honorariums, lecture  fees,  consultant  fees,
    28      bank and bond interest, dividends, income derived from a trust, real
    29      estate rents, and recognized gains from the sale or exchange of real
    30      or  other  property.   Income from a business or profession and real
    31      estate rents shall be reported with the  source  identified  by  the
    32      building  address  in the case of real estate rents and otherwise by
    33      the name of the entity and not by the name of the individual custom-
    34      ers, clients or tenants, with the aggregate net income before  taxes
    35      for  each  building  address or entity.   The receipt of maintenance
    36      received in connection with a matrimonial action, alimony and  child
    37      support payments shall not be listed.
 
    38      Self/                                                       Category
    39      Spouse          Source                   Nature            of Amount
    40                                                              (In Table I)
 
    41      ____________________________________________________________________
    42      ____________________________________________________________________
    43      ____________________________________________________________________
    44      ____________________________________________________________________
    45      ____________________________________________________________________
 
    46  14. List  the  sources of any deferred income (not retirement income) in
    47      EXCESS of $1,000 from each source to be paid to the reporting  indi-
    48      vidual  following  the  close  of  the  calendar year for which this
    49      disclosure statement is  filed,  other  than  deferred  compensation

        A. 3334                            14
 
     1      reported  in  item  11 hereinabove. Deferred income derived from the
     2      practice of a profession shall be listed in the aggregate and  shall
     3      identify  as the source, the name of the firm, corporation, partner-
     4      ship  or association through which the income was derived, but shall
     5      not identify individual clients.
 
     6                                                                  Category
     7      Source                                                     of Amount
     8                                                              (In Table I)
 
     9      ____________________________________________________________________
    10      ____________________________________________________________________
    11      ____________________________________________________________________
    12      ____________________________________________________________________
    13      ____________________________________________________________________
 
    14  15. List each assignment of income in EXCESS of $1,000, and each  trans-
    15      fer  other  than to a relative during the reporting period for which
    16      this statement is filed for  less  than  fair  consideration  of  an
    17      interest in a trust, estate or other beneficial interest, securities
    18      or  real property, by the reporting individual, in excess of $1,000,
    19      which would otherwise be required to be reported herein and  is  not
    20      or has not been so reported.
 
    21      Item Assigned                    Assigned or             Category
    22      or Transferred                 Transferred to            of Value
    23                                                             (In Table I)
 
    24      ____________________________________________________________________
    25      ____________________________________________________________________
    26      ____________________________________________________________________
    27      ____________________________________________________________________
    28      ____________________________________________________________________
 
    29  16. List  below  the  type  and  market  value of securities held by the
    30      reporting individual or such individual's spouse from  each  issuing
    31      entity  in  EXCESS  of  $1,000 at the close of the taxable year last
    32      occurring prior to the date of filing, including  the  name  of  the
    33      issuing  entity  exclusive of securities held by the reporting indi-
    34      vidual issued by a professional corporation. Whenever an interest in
    35      securities exists through a beneficial  interest  in  a  trust,  the
    36      securities  held in such trust shall be listed ONLY IF the reporting
    37      individual has knowledge thereof except where the reporting individ-
    38      ual or the reporting individual's spouse has transferred  assets  to
    39      such  trust  for  his  or her benefit in which event such securities
    40      shall be listed unless they are not ascertainable by  the  reporting
    41      individual  because  the  trustee is under an obligation or has been
    42      instructed in writing not to disclose the contents of the  trust  to
    43      the reporting individual. Securities of which the reporting individ-
    44      ual  or the reporting individual's spouse is the owner of record but
    45      in which such individual or the reporting individual's spouse has no
    46      beneficial interest shall not be listed.    Indicate  percentage  of
    47      ownership  ONLY  if  the  reporting person or the reporting person's
    48      spouse holds more than five percent (5%) of the stock  of  a  corpo-
    49      ration  in  which  the  stock  is  publicly  traded or more than ten
    50      percent (10%) of the stock of a corporation in which  the  stock  is

        A. 3334                            15

     1      NOT  publicly  traded.  Also  list  securities  owned for investment
     2      purposes by a corporation more than fifty percent (50%) of the stock
     3      of which is owned or controlled by the reporting individual or  such
     4      individual's spouse.  For the purpose of this item the term "securi-
     5      ties" shall mean mutual funds, bonds, mortgages, notes, obligations,
     6      warrants and stocks of any class, investment interests in limited or
     7      general  partnerships  and  certificates  of deposits (CDs) and such
     8      other evidences of indebtedness and certificates of interest as  are
     9      usually  referred to as securities.  The market value for such secu-
    10      rities shall be reported only if reasonably ascertainable and  shall
    11      not be reported if the security is an interest in a general partner-
    12      ship  that  was listed in item 8 (a) or if the security is corporate
    13      stock, NOT publicly traded, in a trade or business  of  a  reporting
    14      individual or a reporting individual's spouse.
 
    15                                       Percentage
    16                                       of corporate
    17                                       stock owned
    18                                       or controlled      Category of
    19                                       (if more than      Market Value
    20                                       5% of pub-         as of the close
    21                                       licly traded       of the
    22                                       stock, or          taxable year
    23                                       more than          last occurring
    24                                       10% if stock       prior to
    25      Self/   Issuing     Type of      not publicly       the filing of
    26      Spouse  Entity      Security     traded, is held)   this statement
    27                                                          (In Table II)
 
    28      ____________________________________________________________________
    29      ____________________________________________________________________
    30      ____________________________________________________________________
    31      ____________________________________________________________________
    32      ____________________________________________________________________
 
    33  17. List  below  the  location,  size, general nature, acquisition date,
    34      market value and percentage of ownership of  any  real  property  in
    35      which  any vested or contingent interest in EXCESS of $1,000 is held
    36      by the reporting individual or the  reporting  individual's  spouse.
    37      Also  list  real  property owned for investment purposes by a corpo-
    38      ration more than fifty percent (50%) of the stock of which is  owned
    39      or  controlled  by  the  reporting  individual  or such individual's
    40      spouse. Do NOT list any  real  property  which  is  the  primary  or
    41      secondary  personal  residence  of  the  reporting individual or the
    42      reporting individual's spouse, except where there is a co-owner  who
    43      is other than a relative.
 
    44                                                                  Category
    45      Self/                                             Percentage   of
    46      Spouse/                      General  Acquisition    of      Market
    47      Corporation  Location Size   Nature     Date      Ownership   Value
    48                                                                    (In
    49                                                                    Table
    50                                                                    II)

        A. 3334                            16
 
     1      ____________________________________________________________________
     2      ____________________________________________________________________
     3      ____________________________________________________________________
     4      ____________________________________________________________________
     5      ____________________________________________________________________
 
     6  18. List  below all notes and accounts receivable, other than from goods
     7      or services sold, held by the reporting individual at the  close  of
     8      the  taxable  year  last  occurring  prior to the date of filing and
     9      other debts owed to such individual at the close of the taxable year
    10      last occurring prior to the date of filing,  in  EXCESS  of  $1,000,
    11      including  the  name of the debtor, type of obligation, date due and
    12      the nature of the collateral  securing  payment  of  each,  if  any,
    13      excluding  securities  reported in item 16 hereinabove. Debts, notes
    14      and accounts receivable owed to the individual by a  relative  shall
    15      not be reported.
 
    16                                Type of Obligation,               Category
    17                                Date Due, and Nature                 of
    18      Name of Debtor            of Collateral, if any               Amount
    19                                                             (In Table II)
 
    20      ____________________________________________________________________
    21      ____________________________________________________________________
    22      ____________________________________________________________________
    23      ____________________________________________________________________
    24      ____________________________________________________________________
 
    25  19. List  below  all  liabilities  of  the reporting individual and such
    26      individual's spouse, in EXCESS of $10,000 as of the date  of  filing
    27      of this statement, other than liabilities to a relative. Do NOT list
    28      liabilities  incurred by, or guarantees made by, the reporting indi-
    29      vidual or such individual's spouse or by any  proprietorship,  part-
    30      nership  or  corporation  in  which the reporting individual or such
    31      individual's spouse has an interest, when incurred or  made  in  the
    32      ordinary  course  of the trade, business or professional practice of
    33      the reporting individual or such individual's  spouse.  Include  the
    34      name  of  the creditor and any collateral pledged by such individual
    35      to secure payment of any  such  liability.  A  reporting  individual
    36      shall  not list any obligation to pay maintenance in connection with
    37      a matrimonial action, alimony or child support  payments.  Any  loan
    38      issued in the ordinary course of business by a financial institution
    39      to  finance educational costs, the cost of home purchase or improve-
    40      ments for a  primary  or  secondary  residence,  or  purchase  of  a
    41      personally  owned  motor  vehicle, household furniture or appliances
    42      shall be excluded. If any such reportable liability has been guaran-
    43      teed by any third person, list the liability and name the guarantor.
 
    44                                                                  Category
    45      Name of Creditor          Type of Liability                    of
    46      or Guarantor              and Collateral, if any              Amount
    47                                                             (In Table II)

    48      ____________________________________________________________________
    49      ____________________________________________________________________
    50      ____________________________________________________________________

        A. 3334                            17
 
     1      ____________________________________________________________________
     2      ____________________________________________________________________
 
     3      The  requirements  of  law  relating  to  the reporting of financial
     4      interests are in the public interest and  no  adverse  inference  of
     5      unethical  or  illegal conduct or behavior will be drawn merely from
     6      compliance with these requirements.
 
     7      ___________________________________       _________________________
     8      (Signature of Reporting Individual)       Date  (month/day/year)
 
     9                                     TABLE I
    10      Category A                  none
    11      Category B      $        1 to under $    1,000
    12      Category C      $    1,000 to under $    5,000
    13      Category D      $    5,000 to under $   20,000
    14      Category E      $   20,000 to under $   50,000
    15      Category F      $   50,000 to under $   75,000
    16      Category G      $   75,000 to under $  100,000
    17      Category H      $  100,000 to under $  150,000
    18      Category I      $  150,000 to under $  250,000
    19      Category J      $  250,000 to under $  350,000
    20      Category K      $  350,000 to under $  450,000
    21      Category L      $  450,000 to under $  550,000
    22      Category M      $  550,000 to under $  650,000
    23      Category N      $  650,000 to under $  750,000
    24      Category O      $  750,000 to under $  850,000
    25      Category P      $  850,000 to under $  950,000
    26      Category Q      $  950,000 to under $1,050,000
    27      Category R      $1,050,000 to under $1,150,000
    28      Category S      $1,150,000 to under $1,250,000
    29      Category T      $1,250,000 to under $1,350,000
    30      Category U      $1,350,000 to under $1,450,000
    31      Category V      $1,450,000 to under $1,550,000
    32      Category W      $1,550,000 to under $1,650,000
    33      Category X      $1,650,000 to under $1,750,000
    34      Category Y      $1,750,000 to under $1,850,000
    35      Category Z      $1,850,000 to under $1,950,000
    36      Category AA     $1,950,000 to under $2,050,000
    37      Category BB     $2,050,000 to under $2,150,000
    38      Category CC     $2,150,000 to under $2,250,000
    39      Category DD     $2,250,000 to under $2,350,000
    40      Category EE     $2,350,000 to under $2,450,000
    41      Category FF     $2,450,000 to under $2,550,000
    42      Category GG     $2,550,000 to under $2,650,000
    43      Category HH     $2,650,000 to under $2,750,000
    44      Category II     $2,750,000 to under $2,850,000
    45      Category JJ     $2,850,000 to under $2,950,000
    46      Category KK     $2,950,000 to under $3,050,000
    47      Category LL     $3,050,000 to under $3,150,000
    48      Category MM     $3,150,000 to under $3,250,000
    49      Category NN     $3,250,000 to under $3,350,000
    50      Category OO     $3,350,000 to under $3,450,000
    51      Category PP     $3,450,000 to under $3,550,000
    52      Category QQ     $3,550,000 to under $3,650,000
    53      Category RR     $3,650,000 to under $3,750,000

        A. 3334                            18
 
     1      Category SS     $3,750,000 to under $3,850,000
     2      Category TT     $3,850,000 to under $3,950,000
     3      Category UU     $3,950,000 to under $4,050,000
     4      Category VV     $4,050,000 to under $4,150,000
     5      Category WW     $4,150,000 to under $4,250,000
     6      Category XX     $4,250,000 to under $4,350,000
     7      Category YY     $4,350,000 to under $4,450,000
     8      Category ZZ     $4,450,000 to under $4,550,000
     9      Category AAA    $4,550,000 to under $4,650,000
    10      Category BBB    $4,650,000 to under $4,750,000
    11      Category CCC    $4,750,000 to under $4,850,000
    12      Category DDD    $4,850,000 to under $4,950,000
    13      Category EEE    $4,950,000 to under $5,050,000
    14      Category FFF    $5,050,000 to under $5,150,000
    15      Category GGG    $5,150,000 to under $5,250,000
    16      Category HHH    $5,250,000 to under $5,350,000
    17      Category III    $5,350,000 to under $5,450,000
    18      Category JJJ    $5,450,000 to under $5,550,000
    19      Category KKK    $5,550,000 to under $5,650,000
    20      Category LLL    $5,650,000 to under $5,750,000
    21      Category MMM    $5,750,000 to under $5,850,000
    22      Category NNN    [$5,580,000] $5,850,000 to under $5,950,000
    23      Category OOO    $5,950,000 to under $6,050,000
    24      Category PPP    $6,050,000 to under $6,150,000
    25      Category QQQ    $6,150,000 to under $6,250,000
    26      Category RRR    $6,250,000 to under $6,350,000
    27      Category SSS    $6,350,000 to under $6,450,000
    28      Category TTT    $6,450,000 to under $6,550,000
    29      Category UUU    $6,550,000 to under $6,650,000
    30      Category VVV    $6,650,000 to under $6,750,000
    31      Category WWW    $6,750,000 to under $6,850,000
    32      Category XXX    $6,850,000 to under $6,950,000
    33      Category YYY    $6,950,000 to under $7,050,000
    34      Category ZZZ    $7,050,000 to under $7,150,000
    35      Category AAAA   $7,150,000 to under $7,250,000
    36      Category BBBB   $7,250,000 to under $7,350,000
    37      Category CCCC   $7,350,000 to under $7,450,000
    38      Category DDDD   $7,450,000 to under $7,550,000
    39      Category EEEE   $7,550,000 to under $7,650,000
    40      Category FFFF   $7,650,000 to under $7,750,000
    41      Category GGGG   $7,750,000 to under $7,850,000
    42      Category HHHH   $7,850,000 to under $7,950,000
    43      Category IIII   $7,950,000 to under $8,050,000
    44      Category JJJJ   $8,050,000 to under $8,150,000
    45      Category KKKK   $8,150,000 to under $8,250,000
    46      Category LLLL   $8,250,000 to under $8,350,000
    47      Category MMMM   $8,350,000 to under $8,450,000
    48      Category NNNN   $8,450,000 to under $8,550,000
    49      Category OOOO   $8,550,000 to under $8,650,000
    50      Category PPPP   $8,650,000 to under $8,750,000
    51      Category QQQQ   $8,750,000 to under $8,850,000
    52      Category RRRR   $8,850,000 to under $8,950,000
    53      Category SSSS   $8,950,000 to under $9,050,000
    54      Category TTTT   $9,050,000 to under $9,150,000
    55      Category UUUU   $9,150,000 to under $9,250,000
    56      Category VVVV   $9,250,000 to under $9,350,000

        A. 3334                            19
 
     1      Category WWWW   $9,350,000 to under $9,450,000
     2      Category XXXX   $9,450,000 to under $9,550,000
     3      Category YYYY   $9,550,000 to under $9,650,000
     4      Category ZZZZ   $9,650,000 to under $9,750,000
     5      Category AAAAA  $9,750,000 to under $9,850,000
     6      Category BBBBB  $9,850,000 to under $9,950,000
     7      Category CCCCC  $9,950,000 to under $10,000,000
     8      Category DDDDD  $10,000,000 or over
 
     9                                    TABLE II
    10      Category A                none
    11      Category B    $        1 to under $    1,000
    12      Category C    $    1,000 to under $    5,000
    13      Category D    $    5,000 to under $   20,000
    14      Category E    $   20,000 to under $   50,000
    15      Category F    $   50,000 to under $   75,000
    16      Category G    $   75,000 to under $  100,000
    17      Category H    $  100,000 to under $  150,000
    18      Category I    $  150,000 to under $  250,000
    19      Category J    $  250,000 to under $  500,000
    20      Category K    $  500,000 to under $  750,000
    21      Category L    $  750,000 to under $1,000,000
    22      Category M    $1,000,000 to under $1,250,000
    23      Category N    $1,250,000 to under $1,500,000
    24      Category O    $1,500,000 to under $1,750,000
    25      Category P    $1,750,000 to under $2,000,000
    26      Category Q    $2,000,000 to under $2,250,000
    27      Category R    $2,250,000 to under $2,500,000
    28      Category S    $2,500,000 to under $2,750,000
    29      Category T    $2,750,000 to under $3,000,000
    30      Category U    $3,000,000 to under $3,250,000
    31      Category V    $3,250,000 to under $3,500,000
    32      Category W    $3,500,000 to under $3,750,000
    33      Category X    $3,750,000 to under $4,000,000
    34      Category Y    $4,000,000 to under $4,250,000
    35      Category Z    $4,250,000 to under $4,500,000
    36      Category AA   $4,500,000 to under $4,750,000
    37      Category BB   $4,750,000 to under $5,000,000
    38      Category CC   $5,000,000 to under $5,250,000
    39      Category DD   $5,250,000 to under $5,500,000
    40      Category EE   $5,500,000 to under $5,750,000
    41      Category FF   $5,750,000 to under $6,000,000
    42      Category GG   $6,000,000 to under $6,250,000
    43      Category HH   $6,250,000 to under $6,500,000
    44      Category II   $6,500,000 to under $6,750,000
    45      Category JJ   $6,750,000 to under $7,000,000
    46      Category KK   $7,000,000 to under $7,250,000
    47      Category LL   $7,250,000 to under $7,500,000
    48      Category MM   $7,500,000 to under $7,750,000
    49      Category NN   $7,750,000 to under $8,000,000
    50      Category OO   $8,000,000 to under $8,250,000
    51      Category PP   $8,250,000 to under $8,500,000
    52      Category QQ   $8,500,000 to under $8,750,000
    53      Category RR   $8,750,000 to under $9,000,000
    54      Category SS   $9,000,000 to under $9,250,000

        A. 3334                            20
 
     1      Category TT   $9,250,000 to under $9,500,000
     2      Category UU   $9,500,000 or over
     3    (b)  The  joint  commission  on  public ethics shall make available an
     4  editable, electronic, readable and  searchable  version  of  the  annual
     5  statement  of financial disclosure by January first, two thousand twenty
     6  to all those required by law to submit such forms.
     7    § 3. This act shall take effect  immediately;  provided  however  that
     8  section one of this act shall take effect January 1, 2023.
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