Requires the state commission on judicial conduct to transmit its annual budget request to the governor for inclusion in the executive budget without revision; relates to complaints regarding judges and confidentiality of records; extends the jurisdiction of the state commission on judicial conduct as to judges who resign or retire while under investigation or formal charges.
NEW YORK STATE ASSEMBLY MEMORANDUM IN SUPPORT OF LEGISLATION submitted in accordance with Assembly Rule III, Sec 1(f)
 
BILL NUMBER: A4908
SPONSOR: Lavine
 
TITLE OF BILL:
An act to amend the judiciary law, in relation to requiring the state
commission on judicial conduct to transmit its annual budget request to
the governor for inclusion in the executive budget without revision; to
complaints regarding judges; and to extending the jurisdiction of the
state commission on judicial conduct as to judges who resign or retire
while under investigation or formal charges
 
PURPOSE OR GENERAL IDEA OF BILL:
To increase the independence, transparency and jurisdiction of the
Commission on Judicial Conduct
 
SUMMARY OF PROVISIONS:
Section 1 requires the executive budget to transmit with comment but
without amendment the Commission on Judicial Conduct's annual budget
request to the Legislature
Sections 2 and 3 make Commission proceedings public when a judge is
formally charged with misconduct
Section 4 extends the Commission's jurisdiction to judges who resign or
retire while under investigation or formal charges.
Section 5 is the effective date.
 
JUSTIFICATION:
The Commission on Judicial Conduct (CJC) ensures the public's trust in
our judicial system by ensuring that an independent body investigates
potential wrongdoing by judges and justices. This bill would enhance the
CJC's ability to perform its work by ensuring the Legislature receives
its annual budget request unmodified, providing greater transparency by
making proceedings public when a judge or justice is formally charged
with misconduct, and prevents judges and justices from escaping the
CDC's jurisdiction simply by retiring or resigning.
 
PRIOR LEGISLATIVE HISTORY:
New bill
 
FISCAL IMPLICATIONS FOR STATE AND LOCAL GOVERNMENTS:
To be determined.
 
EFFECTIVE DATE:
This act shall take effect immediately.
STATE OF NEW YORK
________________________________________________________________________
4908
2023-2024 Regular Sessions
IN ASSEMBLY
February 24, 2023
___________
Introduced by M. of A. LAVINE -- read once and referred to the Committee
on Judiciary
AN ACT to amend the judiciary law, in relation to requiring the state
commission on judicial conduct to transmit its annual budget request
to the governor for inclusion in the executive budget without
revision; to complaints regarding judges; and to extending the juris-
diction of the state commission on judicial conduct as to judges who
resign or retire while under investigation or formal charges
The People of the State of New York, represented in Senate and Assem-bly, do enact as follows:
1 Section 1. Section 42 of the judiciary law is amended by adding a new
2 subdivision 7 to read as follows:
3 7. To transmit its annual budget request to the governor for inclusion
4 in the executive budget without revision but with such recommendation as
5 the governor may deem proper.
6 § 2. Subdivision 4 of section 44 of the judiciary law, as added by
7 chapter 156 of the laws of 1978, is amended to read as follows:
8 4. If in the course of an investigation, the commission determines
9 that a hearing is warranted it shall direct that a formal written
10 complaint signed and verified by the administrator be drawn and served
11 upon the judge involved, either personally or by certified mail, return
12 receipt requested. The judge shall file a written answer to the [the]
13 formal written complaint with the commission within twenty days of such
14 service. The formal written complaint and answer, and the record of
15 proceedings thereafter, including the hearing and any proceedings before
16 the commission, shall be public. If, upon receipt of the answer, or upon
17 expiration of the time to answer, the commission shall direct that a
18 hearing be held with respect to the formal written complaint, the judge
19 involved shall be notified in writing of the date of the hearing either
20 personally, at least twenty days prior thereto, or by certified mail,
21 return receipt requested, at least twenty-two days prior thereto. Upon
EXPLANATION--Matter in italics (underscored) is new; matter in brackets
[] is old law to be omitted.
LBD09076-01-3
A. 4908 2
1 the written request of the judge, the commission shall, at least five
2 days prior to the hearing or any adjourned date thereof, make available
3 to the judge without cost copies of all documents which the commission
4 intends to present at such hearing and any written statements made by
5 witnesses who will be called to give testimony by the commission. The
6 commission shall, in any case, make available to the judge at least five
7 days prior to the hearing or any adjourned date thereof any exculpatory
8 evidentiary data and material relevant to the formal written complaint.
9 The failure of the commission to timely furnish any documents, state-
10 ments and/or exculpatory evidentiary data and material provided for
11 herein shall not affect the validity of any proceedings before the
12 commission provided that such failure is not substantially prejudicial
13 to the judge. The complainant may be notified of the hearing and unless
14 he shall be subpoenaed as a witness by the judge, his presence thereat
15 shall be within the discretion of the commission. [The hearing shall not
16 be public unless the judge involved shall so demand in writing.] At the
17 hearing the commission may take the testimony of witnesses and receive
18 evidentiary data and material relevant to the formal written complaint.
19 The judge shall have the right to be represented by counsel during any
20 and all stages of the hearing and shall have the right to call and
21 cross-examine witnesses and present evidentiary data and material rele-
22 vant to the formal written complaint. A transcript of the proceedings
23 and of the testimony of witnesses at the hearing shall be taken and kept
24 with the records of the commission.
25 § 3. Section 45 of the judiciary law, as amended by chapter 35 of the
26 laws of 1983, is amended to read as follows:
27 § 45. Confidentiality of records. [1.] Except as hereinafter provided,
28 all complaints, correspondence, commission proceedings and transcripts
29 thereof, other papers and data and records of the commission shall be
30 confidential and shall not be made available to any person except pursu-
31 ant to section forty-four of this article. The commission and its desig-
32 nated staff personnel shall have access to confidential material in the
33 performance of their powers and duties. If the judge who is the subject
34 of a complaint so requests in writing, copies of [the] any pending
35 complaint, [the transcripts of hearings by the commission thereon, if
36 any] any documents made public pursuant to section forty-four of this
37 article, and the dispositive action of the commission with respect to
38 [the] any complaint resulting in a caution, admonition, censure,
39 removal, retirement, or resignation from judicial office, such copies
40 with any reference to the identity of any person who did not participate
41 at any such hearing suitably deleted therefrom, except the subject judge
42 or complainant, shall be made available for inspection and copying to
43 the public, or to any person, agency or body designated by such judge.
44 [2. Notwithstanding any provision in this section, the commission,
45 with the consent of the applicant, shall provide the record of any
46 proceeding pursuant to a formal written complaint against an applicant
47 for judicial appointment in which the applicant's misconduct was estab-
48 lished, any pending complaint against an applicant, and the record to
49 date of any pending proceeding pursuant to a formal written complaint
50 against an applicant for judicial appointment:
51 (a) to the commission on judicial nomination established by article
52 three-A of this chapter, with respect to applicants for appointment to
53 the court of appeals;
54 (b) to the governor with respect to all applicants whom the governor
55 indicates are under consideration for any judicial appointment; and
A. 4908 3
1 (c) to the temporary president of the senate and the chairman of the
2 senate judiciary committee with respect to all nominees for judicial
3 appointments which are subject to the advice and consent of the senate.]
4 The commission shall respond within fifteen days of a request for the
5 information provided for in this [subdivision] section.
6 § 4. Section 47 of the judiciary law, as added by chapter 156 of the
7 laws of 1978, is amended to read as follows:
8 § 47. Resignation or retirement not to divest commission or court of
9 appeals of jurisdiction. The jurisdiction of the court of appeals and
10 the commission pursuant to this article shall continue notwithstanding
11 that a judge resigns or retires from office after a [determination of
12 the commission that the judge be removed from office has been transmit-
13 ted to the chief judge of the court of appeals,] formal written
14 complaint authorized pursuant to section forty-four of this article has
15 been served on the judge or in any case in which the [commission's
16 determination that a judge should be removed from office shall be trans-
17 mitted to the chief judge of the court of apppeals] formal written
18 complaint is served on the judge within one hundred twenty days after
19 receipt by the chief administrator of the courts of the resignation or
20 retirement of such judge. Any determination by the court of appeals
21 that a judge who has resigned or retired should be removed from office
22 shall render such judge ineligible to hold any other judicial office.
23 The chief administrator of the courts shall give written notice to the
24 commission of the resignation or retirement of any judge who is the
25 subject of an investigation within five days after his receipt thereof.
26 § 5. This act shall take effect immediately.